Biometrics

Biometrics uses methods for unique recognition of humans based upon one or more intrinsic physical or behavioral traits. In computer science, particularly, biometrics is used as a form of identity access management and access control. It is also used to identify individuals in groups that are under surveillance. The book consists of 13 chapters, each focusing on a certain aspect of the problem. The book chapters are divided into three sections: physical biometrics, behavioral biometrics and medical biometrics. The key objective of the book is to provide comprehensive reference and text on human authentication and people identity verification from both physiological, behavioural and other points of view. It aims to publish new insights into current innovations in computer systems and technology for biometrics development and its applications. The book was reviewed by the editor Dr. Jucheng Yang, and many of the guest editors, such as Dr. Girija Chetty, Dr. Norman Poh, Dr. Loris Nanni, Dr. Jianjiang Feng, Dr. Dongsun Park, Dr. Sook Yoon and so on, who also made a significant contribution to the book

Speaker Recognition in Unconstrained Environments

Speaker recognition is applied in smart home devices, interactive voice response systems, call centers, online banking and payment solutions as well as in forensic scenarios. This dissertation is concerned with speaker recognition systems in unconstrained environments. Before this dissertation, research on making better decisions in unconstrained environments was insufficient. Aside from decision making, unconstrained environments imply two other subjects: security and privacy. Within the scope of this dissertation, these research subjects are regarded as both security against short-term replay attacks and privacy preservation within state-of-the-art biometric voice comparators in the light of a potential leak of biometric data. The aforementioned research subjects are united in this dissertation to sustain good decision making processes facing uncertainty from varying signal quality and to strengthen security as well as preserve privacy. Conventionally, biometric comparators are trained to classify between mated and non-mated reference,--,probe pairs under idealistic conditions but are expected to operate well in the real world. However, the more the voice signal quality degrades, the more erroneous decisions are made. The severity of their impact depends on the requirements of a biometric application. In this dissertation, quality estimates are proposed and employed for the purpose of making better decisions on average in a formalized way (quantitative method), while the specifications of decision requirements of a biometric application remain unknown. By using the Bayesian decision framework, the specification of application-depending decision requirements is formalized, outlining operating points: the decision thresholds. The assessed quality conditions combine ambient and biometric noise, both of which occurring in commercial as well as in forensic application scenarios. Dual-use (civil and governmental) technology is investigated. As it seems unfeasible to train systems for every possible signal degradation, a low amount of quality conditions is used. After examining the impact of degrading signal quality on biometric feature extraction, the extraction is assumed ideal in order to conduct a fair benchmark. This dissertation proposes and investigates methods for propagating information about quality to decision making. By employing quality estimates, a biometric system's output (comparison scores) is normalized in order to ensure that each score encodes the least-favorable decision trade-off in its value. Application development is segregated from requirement specification. Furthermore, class discrimination and score calibration performance is improved over all decision requirements for real world applications. In contrast to the ISOIEC 19795-1:2006 standard on biometric performance (error rates), this dissertation is based on biometric inference for probabilistic decision making (subject to prior probabilities and cost terms). This dissertation elaborates on the paradigm shift from requirements by error rates to requirements by beliefs in priors and costs. Binary decision error trade-off plots are proposed, interrelating error rates with prior and cost beliefs, i.e., formalized decision requirements. Verbal tags are introduced to summarize categories of least-favorable decisions: the plot's canvas follows from Bayesian decision theory. Empirical error rates are plotted, encoding categories of decision trade-offs by line styles. Performance is visualized in the latent decision subspace for evaluating empirical performance regarding changes in prior and cost based decision requirements. Security against short-term audio replay attacks (a collage of sound units such as phonemes and syllables) is strengthened. The unit-selection attack is posed by the ASVspoof 2015 challenge (English speech data), representing the most difficult to detect voice presentation attack of this challenge. In this dissertation, unit-selection attacks are created for German speech data, where support vector machine and Gaussian mixture model classifiers are trained to detect collage edges in speech representations based on wavelet and Fourier analyses. Competitive results are reached compared to the challenged submissions. Homomorphic encryption is proposed to preserve the privacy of biometric information in the case of database leakage. In this dissertation, log-likelihood ratio scores, representing biometric evidence objectively, are computed in the latent biometric subspace. Conventional comparators rely on the feature extraction to ideally represent biometric information, latent subspace comparators are trained to find ideal representations of the biometric information in voice reference and probe samples to be compared. Two protocols are proposed for the the two-covariance comparison model, a special case of probabilistic linear discriminant analysis. Log-likelihood ratio scores are computed in the encrypted domain based on encrypted representations of the biometric reference and probe. As a consequence, the biometric information conveyed in voice samples is, in contrast to many existing protection schemes, stored protected and without information loss. The first protocol preserves privacy of end-users, requiring one public/private key pair per biometric application. The latter protocol preserves privacy of end-users and comparator vendors with two key pairs. Comparators estimate the biometric evidence in the latent subspace, such that the subspace model requires data protection as well. In both protocols, log-likelihood ratio based decision making meets the requirements of the ISOIEC 24745:2011 biometric information protection standard in terms of unlinkability, irreversibility, and renewability properties of the protected voice data

Advances in Subspace-based Solutions for Diarization in the Broadcast Domain

La motivación de esta tesis es la necesidad de soluciones robustas al problema de diarización. Estas técnicas de diarización deben proporcionar valor añadido a la creciente cantidad disponible de datos multimedia mediante la precisa discriminación de los locutores presentes en la señal de audio. Desafortunadamente, hasta tiempos recientes este tipo de tecnologías solamente era viable en condiciones restringidas, quedando por tanto lejos de una solución general. Las razones detrás de las limitadas prestaciones de los sistemas de diarización son múltiples. La primera causa a tener en cuenta es la alta complejidad de la producción de la voz humana, en particular acerca de los procesos fisiológicos necesarios para incluir las características discriminativas de locutor en la señal de voz. Esta complejidad hace del proceso inverso, la estimación de dichas características a partir del audio, una tarea ineficiente por medio de las técnicas actuales del estado del arte. Consecuentemente, en su lugar deberán tenerse en cuenta aproximaciones. Los esfuerzos en la tarea de modelado han proporcionado modelos cada vez más elaborados, aunque no buscando la explicación última de naturaleza fisiológica de la señal de voz. En su lugar estos modelos aprenden relaciones entre la señales acústicas a partir de un gran conjunto de datos de entrenamiento. El desarrollo de modelos aproximados genera a su vez una segunda razón, la variabilidad de dominio. Debido al uso de relaciones aprendidas a partir de un conjunto de entrenamiento concreto, cualquier cambio de dominio que modifique las condiciones acústicas con respecto a los datos de entrenamiento condiciona las relaciones asumidas, pudiendo causar fallos consistentes en los sistemas.Nuestra contribución a las tecnologías de diarización se ha centrado en el entorno de radiodifusión. Este dominio es actualmente un entorno todavía complejo para los sistemas de diarización donde ninguna simplificación de la tarea puede ser tenida en cuenta. Por tanto, se deberá desarrollar un modelado eficiente del audio para extraer la información de locutor y como inferir el etiquetado correspondiente. Además, la presencia de múltiples condiciones acústicas debido a la existencia de diferentes programas y/o géneros en el domino requiere el desarrollo de técnicas capaces de adaptar el conocimiento adquirido en un determinado escenario donde la información está disponible a aquellos entornos donde dicha información es limitada o sencillamente no disponible.Para este propósito el trabajo desarrollado a lo largo de la tesis se ha centrado en tres subtareas: caracterización de locutor, agrupamiento y adaptación de modelos. La primera subtarea busca el modelado de un fragmento de audio para obtener representaciones precisas de los locutores involucrados, poniendo de manifiesto sus propiedades discriminativas. En este área se ha llevado a cabo un estudio acerca de las actuales estrategias de modelado, especialmente atendiendo a las limitaciones de las representaciones extraídas y poniendo de manifiesto el tipo de errores que pueden generar. Además, se han propuesto alternativas basadas en redes neuronales haciendo uso del conocimiento adquirido. La segunda tarea es el agrupamiento, encargado de desarrollar estrategias que busquen el etiquetado óptimo de los locutores. La investigación desarrollada durante esta tesis ha propuesto nuevas estrategias para estimar el mejor reparto de locutores basadas en técnicas de subespacios, especialmente PLDA. Finalmente, la tarea de adaptación de modelos busca transferir el conocimiento obtenido de un conjunto de entrenamiento a dominios alternativos donde no hay datos para extraerlo. Para este propósito los esfuerzos se han centrado en la extracción no supervisada de información de locutor del propio audio a diarizar, sinedo posteriormente usada en la adaptación de los modelos involucrados.<br /

Métodos discriminativos para la optimización de modelos en la Verificación del Hablante

La creciente necesidad de sistemas de autenticación seguros ha motivado el interés de algoritmos efectivos de Verificación de Hablante (VH). Dicha necesidad de algoritmos de alto rendimiento, capaces de obtener tasas de error bajas, ha abierto varias ramas de investigación. En este trabajo proponemos investigar, desde un punto de vista discriminativo, un conjunto de metodologías para mejorar el desempeño del estado del arte de los sistemas de VH. En un primer enfoque investigamos la optimización de los hiper-parámetros para explícitamente considerar el compromiso entre los errores de falsa aceptación y falso rechazo. El objetivo de la optimización se puede lograr maximizando el área bajo la curva conocida como ROC (Receiver Operating Characteristic) por sus siglas en inglés. Creemos que esta optimización de los parámetros no debe de estar limitada solo a un punto de operación y una estrategia más robusta es optimizar los parámetros para incrementar el área bajo la curva, AUC (Area Under the Curve por sus siglas en inglés) de modo que todos los puntos sean maximizados. Estudiaremos cómo optimizar los parámetros utilizando la representación matemática del área bajo la curva ROC basada en la estadística de Wilcoxon Mann Whitney (WMW) y el cálculo adecuado empleando el algoritmo de descendente probabilístico generalizado. Además, analizamos el efecto y mejoras en métricas como la curva detection error tradeoff (DET), el error conocido como Equal Error Rate (EER) y el valor mínimo de la función de detección de costo, minimum value of the detection cost function (minDCF) todos ellos por sue siglas en inglés. En un segundo enfoque, investigamos la señal de voz como una combinación de atributos que contienen información del hablante, del canal y el ruido. Los sistemas de verificación convencionales entrenan modelos únicos genéricos para todos los casos, y manejan las variaciones de estos atributos ya sea usando análisis de factores o no considerando esas variaciones de manera explícita. Proponemos una nueva metodología para particionar el espacio de los datos de acuerdo a estas carcterísticas y entrenar modelos por separado para cada partición. Las particiones se pueden obtener de acuerdo a cada atributo. En esta investigación mostraremos como entrenar efectivamente los modelos de manera discriminativa para maximizar la separación entre ellos. Además, el diseño de algoritimos robustos a las condiciones de ruido juegan un papel clave que permite a los sistemas de VH operar en condiciones reales. Proponemos extender nuestras metodologías para mitigar los efectos del ruido en esas condiciones. Para nuestro primer enfoque, en una situación donde el ruido se encuentre presente, el punto de operación puede no ser solo un punto, o puede existir un corrimiento de forma impredecible. Mostraremos como nuestra metodología de maximización del área bajo la curva ROC es más robusta que la usada por clasificadores convencionales incluso cuando el ruido no está explícitamente considerado. Además, podemos encontrar ruido a diferentes relación señal a ruido (SNR) que puede degradar el desempeño del sistema. Así, es factible considerar una descomposición eficiente de las señales de voz que tome en cuenta los diferentes atributos como son SNR, el ruido y el tipo de canal. Consideramos que en lugar de abordar el problema con un modelo unificado, una descomposición en particiones del espacio de características basado en atributos especiales puede proporcionar mejores resultados. Esos atributos pueden representar diferentes canales y condiciones de ruido. Hemos analizado el potencial de estas metodologías que permiten mejorar el desempeño del estado del arte de los sistemas reduciendo el error, y por otra parte controlar los puntos de operación y mitigar los efectos del ruido

Multibiometric security in wireless communication systems

This thesis was submitted for the degree of Doctor of Philosophy and awarded by Brunel University, 05/08/2010.This thesis has aimed to explore an application of Multibiometrics to secured wireless communications. The medium of study for this purpose included Wi-Fi, 3G, and WiMAX, over which simulations and experimental studies were carried out to assess the performance. In specific, restriction of access to authorized users only is provided by a technique referred to hereafter as multibiometric cryptosystem. In brief, the system is built upon a complete challenge/response methodology in order to obtain a high level of security on the basis of user identification by fingerprint and further confirmation by verification of the user through text-dependent speaker recognition. First is the enrolment phase by which the database of watermarked fingerprints with memorable texts along with the voice features, based on the same texts, is created by sending them to the server through wireless channel. Later is the verification stage at which claimed users, ones who claim are genuine, are verified against the database, and it consists of five steps. Initially faced by the identification level, one is asked to first present one’s fingerprint and a memorable word, former is watermarked into latter, in order for system to authenticate the fingerprint and verify the validity of it by retrieving the challenge for accepted user. The following three steps then involve speaker recognition including the user responding to the challenge by text-dependent voice, server authenticating the response, and finally server accepting/rejecting the user. In order to implement fingerprint watermarking, i.e. incorporating the memorable word as a watermark message into the fingerprint image, an algorithm of five steps has been developed. The first three novel steps having to do with the fingerprint image enhancement (CLAHE with 'Clip Limit', standard deviation analysis and sliding neighborhood) have been followed with further two steps for embedding, and extracting the watermark into the enhanced fingerprint image utilising Discrete Wavelet Transform (DWT). In the speaker recognition stage, the limitations of this technique in wireless communication have been addressed by sending voice feature (cepstral coefficients) instead of raw sample. This scheme is to reap the advantages of reducing the transmission time and dependency of the data on communication channel, together with no loss of packet. Finally, the obtained results have verified the claims

Research and Creative Activity, July 1, 2020-June 30, 2021: Major Sponsored Programs and Faculty Accomplishments in Research and Creative Activity, University of Nebraska-Lincoln

Foreword by Bob Wilhelm, Vice Chancellor for Research and Economic Development, University of Nebraska-Lincoln: This booklet highlights successes in research, scholarship and creative activity by University of Nebraska–Lincoln faculty during the fiscal year running July 1, 2020, to June 30, 2021. It lists investigators, project titles and funding sources on major grants and sponsored awards received during the year; fellowships and other recognitions and honors bestowed on our faculty; books and chapters published by faculty; performances, exhibitions and other examples of creative activity; patents and licensing agreements issued; National Science Foundation I-CORPS teams; and peer-reviewed journal articles and conference presentations. In recognition of the important role faculty have in the undergraduate experience at Nebraska, this booklet notes the students and mentors participating in the Undergraduate Creative Activities and Research Experience (UCARE) and the First-Year Research Experience (FYRE) programs. While metrics cannot convey the full impact of our work, they are tangible measures of growth. A few achievements of note: • UNL achieved a record $320 million in total research expenditures in FY 2020, a 43• Our faculty earned 1,508 sponsored research awards in FY 2020. University-sponsored industry activity also spurred economic growth for Nebraska. • Nebraska Innovation Campus created 1,948 jobs statewide and had a total economic impact of$372 million. • Industry sponsorship supported $19.2 million in research expenditures. • NUtech Ventures brought in$6.48 million in licensing income. I applaud the Nebraska Research community for its determination and commitment during a challenging year. Your hard work has made it possible for our momentum to continue growing. Our university is poised for even greater success. The Grand Challenges initiative provides a framework for developing bold ideas to solve society’s greatest issues, which is how we will have the greatest impact as an institution. Please visit research.unl.edu/grandchallenges to learn more. We’re also renewing our campus commitment to a journey of anti-racism and racial equity, which is among the most important work we’ll do. I am pleased to present this record of accomplishments. Contents Awards of $5 Million or More Awards of$1 Million to $4,999,999 Awards of$250,000 to $999,999 50 Early Career Awards Arts and Humanities Awards of$250,000 or More Arts and Humanities Awards of $50,000 to$249,999 Arts and Humanities Awards of $5,000 to$49,999 Patents License Agreements National Science Foundation Innovation Corps Teams Creative Activity Books Recognitions and Honors Journal Articles 105 Conference Presentations UCARE and FYRE Projects Glossar

The effect of sampling variability on overall performance and individual speakers’ behaviour in likelihood ratio-based forensic voice comparison

In the past years, there is increasing awareness and acceptance among forensic speech scientists of using Bayesian reasoning and likelihood ratio (LR) framework for forensic voice comparison (FVC) and expressing expert conclusions. Numerous studies have explored overall performance using numerical LRs. Given that the data used for validation is a sample coming from an unknown distribution, little attention has been paid to the effect of sampling variability or individuals’ behaviour. This thesis investigates these issues using linguistic-phonetic variables. First, it investigates how different configurations of training, test and reference speakers affect overall performance. The results show that variability in overall performance is mostly caused by varying the test speakers, while less variability is caused by sampling variability in the reference and training speakers. Second, this thesis explores the effect of sampling variability on overall performance and individuals’ behaviour in relation to the use of linguistic-phonetic features. Results show that sampling variability affects overall performance to different extents using different features, while combining more features does not always improve overall performance. Sampling variability has limited effects on individuals in same-speaker comparisons, and most speakers are less affected by sampling variability in different-speaker comparisons when four or more features are used. Third, this thesis explores the effect of sampling variability on overall performance in relation to score distributions. Results reveal that system validity and reliability are more affected by different- speaker score skewness, and less affected by same-speaker score skewness. Using different calibration methods reduces the effect of sampling variability to different extents. The results in this thesis have implications for both FVC using numerical LRs and FVC in general, as experts need to make pragmatic decisions whether numerical LR is used or not, and every decision made has implication to final evaluation results. Further, the results on score skewness and different calibration methods have potential contribution for improving FVC performance using automatic systems