On Generative Adversarial Network Based Synthetic Iris Presentation Attack And Its Detection

Human iris is considered a reliable and accurate modality for biometric recognition due to its unique texture information. Reliability and accuracy of iris biometric modality have prompted its large-scale deployment for critical applications such as border control and national identification projects. The extensive growth of iris recognition systems has raised apprehensions about the susceptibility of these systems to various presentation attacks. In this thesis, a novel iris presentation attack using deep learning based synthetically generated iris images is presented. Utilizing the generative capability of deep convolutional generative adversarial networks and iris quality metrics, a new framework, named as iDCGAN is proposed for creating realistic appearing synthetic iris images. In-depth analysis is performed using quality score distributions of real and synthetically generated iris images to understand the effectiveness of the proposed approach. We also demonstrate that synthetically generated iris images can be used to attack existing iris recognition systems. As synthetically generated iris images can be effectively deployed in iris presentation attacks, it is important to develop accurate iris presentation attack detection algorithms which can distinguish such synthetic iris images from real iris images. For this purpose, a novel structural and textural feature-based iris presentation attack detection framework (DESIST) is proposed. The key emphasis of DESIST is on developing a unified framework for detecting a medley of iris presentation attacks, including synthetic iris. Experimental evaluations showcase the efficacy of the proposed DESIST framework in detecting synthetic iris presentation attacks

Biometric Presentation Attack Detection for Mobile Devices Using Gaze Information

Facial recognition systems are among the most widely deployed in biometric applications. However, such systems are vulnerable to presentation attacks (spoofing), where a person tries to disguise as someone else by mimicking their biometric data and thereby gaining access to the system. Significant research attention has been directed toward developing robust strategies for detecting such attacks and thus assuring the security of these systems in real-world applications. This thesis is focused on presentation attack detection for face recognition systems using a gaze tracking approach. The proposed challenge-response presentation attack detection system assesses the gaze of the user in response to a randomly moving stimulus on the screen. The user is required to track the moving stimulus with their gaze with natural head/eye movements. If the response is adequately similar to the challenge, the access attempt is seen as genuine. The attack scenarios considered in this work included the use of hand held displayed photos, 2D masks, and 3D masks. Due to the nature of the proposed challenge-response approaches for presentation attack detection, none of the existing public databases were appropriate and a new database has been collected. The Kent Gaze Dynamics Database (KGDD) consists of 2,400 sets of genuine and attack-based presentation attempts collected from 80 participants. The use of a mobile device were simulated on a desktop PC for two possible geometries corresponding to mobile phone and tablet devices. Three different types of challenge trajectories were used in this data collection exercise. A number of novel gaze-based features were explored to develop the presentation attack detection algorithm. Initial experiments using the KGDD provided an encouraging indication of the potential of the proposed system for attack detection. In order to explore the feasibility of the scheme on a real hand held device, another database, the Mobile KGDD (MKGDD), was collected from 30 participants using a single mobile device (Google Nexus 6), to test the proposed features. Comprehensive experimental analysis has been performed on the two collected databases for each of the proposed features. Performance evaluation results indicate that the proposed gaze-based features are effective in discriminating between genuine and presentation attack attempts

Feature Fusion for Fingerprint Liveness Detection

For decades, fingerprints have been the most widely used biometric trait in identity recognition systems, thanks to their natural uniqueness, even in rare cases such as identical twins. Recently, we witnessed a growth in the use of fingerprint-based recognition systems in a large variety of devices and applications. This, as a consequence, increased the benefits for offenders capable of attacking these systems. One of the main issues with the current fingerprint authentication systems is that, even though they are quite accurate in terms of identity verification, they can be easily spoofed by presenting to the input sensor an artificial replica of the fingertip skin’s ridge-valley patterns. Due to the criticality of this threat, it is crucial to develop countermeasure methods capable of facing and preventing these kind of attacks. The most effective counter–spoofing methods are those trying to distinguish between a "live" and a "fake" fingerprint before it is actually submitted to the recognition system. According to the technology used, these methods are mainly divided into hardware and software-based systems. Hardware-based methods rely on extra sensors to gain more pieces of information regarding the vitality of the fingerprint owner. On the contrary, software-based methods merely rely on analyzing the fingerprint images acquired by the scanner. Software-based methods can then be further divided into dynamic, aimed at analyzing sequences of images to capture those vital signs typical of a real fingerprint, and static, which process a single fingerprint impression. Among these different approaches, static software-based methods come with three main benefits. First, they are cheaper, since they do not require the deployment of any additional sensor to perform liveness detection. Second, they are faster since the information they require is extracted from the same input image acquired for the identification task. Third, they are potentially capable of tackling novel forms of attack through an update of the software. The interest in this type of counter–spoofing methods is at the basis of this dissertation, which addresses the fingerprint liveness detection under a peculiar perspective, which stems from the following consideration. Generally speaking, this problem has been tackled in the literature with many different approaches. Most of them are based on first identifying the most suitable image features for the problem in analysis and, then, into developing some classification system based on them. In particular, most of the published methods rely on a single type of feature to perform this task. Each of this individual features can be more or less discriminative and often highlights some peculiar characteristics of the data in analysis, often complementary with that of other feature. Thus, one possible idea to improve the classification accuracy is to find effective ways to combine them, in order to mutually exploit their individual strengths and soften, at the same time, their weakness. However, such a "multi-view" approach has been relatively overlooked in the literature. Based on the latter observation, the first part of this work attempts to investigate proper feature fusion methods capable of improving the generalization and robustness of fingerprint liveness detection systems and enhance their classification strength. Then, in the second part, it approaches the feature fusion method in a different way, that is by first dividing the fingerprint image into smaller parts, then extracting an evidence about the liveness of each of these patches and, finally, combining all these pieces of information in order to take the final classification decision. The different approaches have been thoroughly analyzed and assessed by comparing their results (on a large number of datasets and using the same experimental protocol) with that of other works in the literature. The experimental results discussed in this dissertation show that the proposed approaches are capable of obtaining state–of–the–art results, thus demonstrating their effectiveness

The fundamentals of unimodal palmprint authentication based on a biometric system: A review

Biometric system can be defined as the automated method of identifying or authenticating the identity of a living person based on physiological or behavioral traits. Palmprint biometric-based authentication has gained considerable attention in recent years. Globally, enterprises have been exploring biometric authorization for some time, for the purpose of security, payment processing, law enforcement CCTV systems, and even access to offices, buildings, and gyms via the entry doors. Palmprint biometric system can be divided into unimodal and multimodal. This paper will investigate the biometric system and provide a detailed overview of the palmprint technology with existing recognition approaches. Finally, we introduce a review of previous works based on a unimodal palmprint system using different databases

Análise de propriedades intrínsecas e extrínsecas de amostras biométricas para detecção de ataques de apresentação

Orientadores: Anderson de Rezende Rocha, Hélio PedriniTese (doutorado) - Universidade Estadual de Campinas, Instituto de ComputaçãoResumo: Os recentes avanços nas áreas de pesquisa em biometria, forense e segurança da informação trouxeram importantes melhorias na eficácia dos sistemas de reconhecimento biométricos. No entanto, um desafio ainda em aberto é a vulnerabilidade de tais sistemas contra ataques de apresentação, nos quais os usuários impostores criam amostras sintéticas, a partir das informações biométricas originais de um usuário legítimo, e as apresentam ao sensor de aquisição procurando se autenticar como um usuário válido. Dependendo da modalidade biométrica, os tipos de ataque variam de acordo com o tipo de material usado para construir as amostras sintéticas. Por exemplo, em biometria facial, uma tentativa de ataque é caracterizada quando um usuário impostor apresenta ao sensor de aquisição uma fotografia, um vídeo digital ou uma máscara 3D com as informações faciais de um usuário-alvo. Em sistemas de biometria baseados em íris, os ataques de apresentação podem ser realizados com fotografias impressas ou com lentes de contato contendo os padrões de íris de um usuário-alvo ou mesmo padrões de textura sintéticas. Nos sistemas biométricos de impressão digital, os usuários impostores podem enganar o sensor biométrico usando réplicas dos padrões de impressão digital construídas com materiais sintéticos, como látex, massa de modelar, silicone, entre outros. Esta pesquisa teve como objetivo o desenvolvimento de soluções para detecção de ataques de apresentação considerando os sistemas biométricos faciais, de íris e de impressão digital. As linhas de investigação apresentadas nesta tese incluem o desenvolvimento de representações baseadas nas informações espaciais, temporais e espectrais da assinatura de ruído; em propriedades intrínsecas das amostras biométricas (e.g., mapas de albedo, de reflectância e de profundidade) e em técnicas de aprendizagem supervisionada de características. Os principais resultados e contribuições apresentadas nesta tese incluem: a criação de um grande conjunto de dados publicamente disponível contendo aproximadamente 17K videos de simulações de ataques de apresentações e de acessos genuínos em um sistema biométrico facial, os quais foram coletados com a autorização do Comitê de Ética em Pesquisa da Unicamp; o desenvolvimento de novas abordagens para modelagem e análise de propriedades extrínsecas das amostras biométricas relacionadas aos artefatos que são adicionados durante a fabricação das amostras sintéticas e sua captura pelo sensor de aquisição, cujos resultados de desempenho foram superiores a diversos métodos propostos na literature que se utilizam de métodos tradicionais de análise de images (e.g., análise de textura); a investigação de uma abordagem baseada na análise de propriedades intrínsecas das faces, estimadas a partir da informação de sombras presentes em sua superfície; e, por fim, a investigação de diferentes abordagens baseadas em redes neurais convolucionais para o aprendizado automático de características relacionadas ao nosso problema, cujos resultados foram superiores ou competitivos aos métodos considerados estado da arte para as diferentes modalidades biométricas consideradas nesta tese. A pesquisa também considerou o projeto de eficientes redes neurais com arquiteturas rasas capazes de aprender características relacionadas ao nosso problema a partir de pequenos conjuntos de dados disponíveis para o desenvolvimento e a avaliação de soluções para a detecção de ataques de apresentaçãoAbstract: Recent advances in biometrics, information forensics, and security have improved the recognition effectiveness of biometric systems. However, an ever-growing challenge is the vulnerability of such systems against presentation attacks, in which impostor users create synthetic samples from the original biometric information of a legitimate user and show them to the acquisition sensor seeking to authenticate themselves as legitimate users. Depending on the trait used by the biometric authentication, the attack types vary with the type of material used to build the synthetic samples. For instance, in facial biometric systems, an attempted attack is characterized by the type of material the impostor uses such as a photograph, a digital video, or a 3D mask with the facial information of a target user. In iris-based biometrics, presentation attacks can be accomplished with printout photographs or with contact lenses containing the iris patterns of a target user or even synthetic texture patterns. In fingerprint biometric systems, impostor users can deceive the authentication process using replicas of the fingerprint patterns built with synthetic materials such as latex, play-doh, silicone, among others. This research aimed at developing presentation attack detection (PAD) solutions whose objective is to detect attempted attacks considering different attack types, in each modality. The lines of investigation presented in this thesis aimed at devising and developing representations based on spatial, temporal and spectral information from noise signature, intrinsic properties of the biometric data (e.g., albedo, reflectance, and depth maps), and supervised feature learning techniques, taking into account different testing scenarios including cross-sensor, intra-, and inter-dataset scenarios. The main findings and contributions presented in this thesis include: the creation of a large and publicly available benchmark containing 17K videos of presentation attacks and bona-fide presentations simulations in a facial biometric system, whose collect were formally authorized by the Research Ethics Committee at Unicamp; the development of novel approaches to modeling and analysis of extrinsic properties of biometric samples related to artifacts added during the manufacturing of the synthetic samples and their capture by the acquisition sensor, whose results were superior to several approaches published in the literature that use traditional methods for image analysis (e.g., texture-based analysis); the investigation of an approach based on the analysis of intrinsic properties of faces, estimated from the information of shadows present on their surface; and the investigation of different approaches to automatically learning representations related to our problem, whose results were superior or competitive to state-of-the-art methods for the biometric modalities considered in this thesis. We also considered in this research the design of efficient neural networks with shallow architectures capable of learning characteristics related to our problem from small sets of data available to develop and evaluate PAD solutionsDoutoradoCiência da ComputaçãoDoutor em Ciência da Computação140069/2016-0 CNPq, 142110/2017-5CAPESCNP

Conventional and Neural Architectures for Biometric Presentation Attack Detection

Facial biometrics, which enable an efficient and reliable method of person recognition, have been growing continuously as an active sub-area of computer vision. Automatic face recognition offers a natural and non-intrusive method for recognising users from their facial characteristics. However, facial recognition systems are vulnerable to presentation attacks (or spoofing attacks) when an attacker attempts to hide their true identity and masquerades as a valid user by misleading the biometric system. Thus, Facial Presentation Attack Detection (Facial PAD) (or facial antispoofing) techniques that aim to protect face recognition systems from such attacks, have been attracting more research attention in recent years. Various systems and algorithms have been proposed and evaluated. This thesis explores and compares some novel directions for detecting facial presentation attacks, including traditional features as well as approaches based on deep learning. In particular, different features encapsulating temporal information are developed and explored for describing the dynamic characteristics in presentation attacks. Hand-crafted features, deep neural architectures and their possible extensions are explored for their application in PAD. The proposed novel traditional features address the problem of modelling distinct representations of presentation attacks in the temporal domain and consider two possible branches: behaviour-level and texture-level temporal information. The behaviour-level feature is developed from a symbolic system that was widely used in psychological studies and automated emotion analysis. Other proposed traditional features aim to capture the distinct differences in image quality, shadings and skin reflections by using dynamic texture descriptors. This thesis then explores deep learning approaches using different pre-trained neural architectures with the aim of improving detection performance. In doing so, this thesis also explores visualisations of the internal representation of the networks to inform the further development of such approaches for improving performance and suggest possible new directions for future research. These directions include interpretable capability of deep learning approaches for PAD and a fully automatic system design capability in which the network architecture and parameters are determined by the available data. The interpretable capability can produce justifications for PAD decisions through both natural language and saliency map formats. Such systems can lead to further performance improvement through the use of an attention sub-network by learning from the justifications. Designing optimum deep neural architectures for PAD is still a complex problem that requires substantial effort from human experts. For this reason, the necessity of producing a system that can automatically design the neural architecture for a particular task is clear. A gradient-based neural architecture search algorithm is explored and extended through the development of different optimisation functions for designing the neural architectures for PAD automatically. These possible extensions of the deep learning approaches for PAD were evaluated using challenging benchmark datasets and the potential of the proposed approaches were demonstrated by comparing with the state-of-the-art techniques and published results. The proposed methods were evaluated and analysed using publicly available datasets. Results from the experiments demonstrate the usefulness of temporal information and the potential benefits of applying deep learning techniques for presentation attack detection. In particular, the use of explanations for improving usability and performance of deep learning PAD techniques and automatic techniques for the design of PAD neural architectures show considerable promise for future development