Adaptive Coded Modulation Classification and Spectrum Sensing for Cognitive Radio Systems. Adaptive Coded Modulation Techniques for Cognitive Radio Using Kalman Filter and Interacting Multiple Model Methods

The current and future trends of modern wireless communication systems place heavy demands on fast data transmissions in order to satisfy end users’ requirements anytime, anywhere. Such demands are obvious in recent applications such as smart phones, long term evolution (LTE), 4 & 5 Generations (4G & 5G), and worldwide interoperability for microwave access (WiMAX) platforms, where robust coding and modulations are essential especially in streaming on-line video material, social media and gaming. This eventually resulted in extreme exhaustion imposed on the frequency spectrum as a rare natural resource due to stagnation in current spectrum management policies. Since its advent in the late 1990s, cognitive radio (CR) has been conceived as an enabling technology aiming at the efficient utilisation of frequency spectrum that can lead to potential direct spectrum access (DSA) management. This is mainly attributed to its internal capabilities inherited from the concept of software defined radio (SDR) to sniff its surroundings, learn and adapt its operational parameters accordingly. CR systems (CRs) may commonly comprise one or all of the following core engines that characterise their architectures; namely, adaptive coded modulation (ACM), automatic modulation classification (AMC) and spectrum sensing (SS). Motivated by the above challenges, this programme of research is primarily aimed at the design and development of new paradigms to help improve the adaptability of CRs and thereby achieve the desirable signal processing tasks at the physical layer of the above core engines. Approximate modelling of Rayleigh and finite state Markov channels (FSMC) with a new concept borrowed from econometric studies have been approached. Then insightful channel estimation by using Kalman filter (KF) augmented with interacting multiple model (IMM) has been examined for the purpose of robust adaptability, which is applied for the first time in wireless communication systems. Such new IMM-KF combination has been facilitated in the feedback channel between wireless transmitter and receiver to adjust the transmitted power, by using a water-filling (WF) technique, and constellation pattern and rate in the ACM algorithm. The AMC has also benefited from such IMM-KF integration to boost the performance against conventional parametric estimation methods such as maximum likelihood estimate (MLE) for channel interrogation and the estimated parameters of both inserted into the ML classification algorithm. Expectation-maximisation (EM) has been applied to examine unknown transmitted modulation sequences and channel parameters in tandem. Finally, the non-parametric multitaper method (MTM) has been thoroughly examined for spectrum estimation (SE) and SS, by relying on Neyman-Pearson (NP) detection principle for hypothesis test, to allow licensed primary users (PUs) to coexist with opportunistic unlicensed secondary users (SUs) in the same frequency bands of interest without harmful effects. The performance of the above newly suggested paradigms have been simulated and assessed under various transmission settings and revealed substantial improvements

System design and validation of multi-band OFDM wireless communications with multiple antennas

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A hybrid-structure offset-QAM filter-bank multi-carrier MIMO system

Offset quadrature amplitude modulation (OQAM) filter-bank multi-carrier (FBMC), has great potential for boosting the spectral efficiency (SE) and energy efficiency (EE) of future communication systems. This is due to its superior spectral localization, CP-less transmission and relaxed synchronization requirements. Our research focuses on three main OQAM/FBMC research problems: the computational complexity reduction taking equalization into consideration, its integration with multiple-input multiple-output (MIMO) and its high peak-to-average power ratio (PAPR). OQAM/FBMC systems are mainly implemented either using frequency spreading (FS) or polyphase network (PPN) techniques. The PPN technique is generally less complex, but when using frequency domain equalization (FDE) to equalize multipath channel effects at the receiver, there is a computational complexity overhead when using PPN. A novel hybrid-structure OQAM/FBMC MIMO space-frequency block coding (SFBC) system is proposed, to achieve the lowest possible overall complexity in conjunction with FDE at the receiver in frequency selective Rayleigh fading channel. The Alamouti SFBC block coding is performed on the complex-orthogonal signal before OQAM processing, which resolves the problems of intrinsic interference when integrating OQAM/FBMC with MIMO. In better multipath channel conditions with a line-of-sight (LOS) path, a zero-forcing (ZF) time domain equalization (TDE) is exploited to further reduce the computational complexity with comparable performance bit-error-rate (BER). On the other hand, to tackle the high PAPR problem of the OQAM/FBMC system in the uplink, a novel single carrier (SC)-OQAM/FBMC MIMO system is proposed. The system uses DFT-spreading applied to the OQAM modulated signal, along with interleaved subcarrier mapping to significantly reduce the PAPR and enhance the BER performance over Rayleigh fading channels, with relatively low additional computational complexity compared to the original complexity of the FBMC system and compared to other FBMC PAPR reduction techniques.The proposed hybrid-structure system has shown significant BER performance in frequency-selective Rayleigh fading channels compared to OFDM, with significantly lower OOB emissions in addition to the enhanced SE due to the absence of CP. In mild multipath fading channels with a LOS component, the PPN OQAM/FBMC MIMO using TDE has a comparable BER performance with significantly less computational complexity. As for the uplink, the SC-OQAM/FBMC MIMO system significantly reduces the PAPR and enhances the BER performance, with relatively low additional computational complexity

Distributed space time block coding in asynchronous cooperative relay networks

The design and analysis of various distributed space time block coding schemes for asynchronous cooperative relay networks is considered in this thesis. Rayleigh frequency flat fading channels are assumed to model the links in the networks, and interference suppression techniques together with an orthogonal frequency division multiplexing type transmission approach are employed to mitigate the synchronization errors at the destination node induced by the different delays through the relay nodes. Closed-loop space time block coding is first considered in the context of decode-and-forward (regenerative) networks. In particular, quasi orthogonal and extended orthogonal coding techniques are employed for transmission from four relay nodes and parallel interference cancellation detection is exploited to mitigate synchronization errors. Availability of a direct link between the source and destination nodes is studied, and a new Alamouti space time block coding technique with parallel interference cancellation detection which does not require such a direct link connection and employs two relay nodes is proposed. Outer coding is then added to gain further improvement in end-to-end performance and amplify-and-forward (non regenerative) type networks together with distributed space time coding are considered to reduce relay node complexity. Novel detection schemes are then proposed for decode-and-forward networks with closed-loop extended orthogonal coding which reduce the computational complexity of the parallel interference cancellation. Both sub-optimum and near-optimum detectors are presented for relay nodes with single or dual antennas. End-to-end bit error rate simulations confirm the potential of the approaches and their ability to mitigate synchronization errors. A relay selection approach is also formulated which maximizes spatial diversity gain and attains robustness to timing errors. Finally, a new closed-loop distributed extended orthogonal space time block coding solution for amplify-and-forward type networks which minimizes the number of feedback bits by using a cyclic rotation phase is presented. This approach utilizes an orthogonal frequency division multiplexing type transmission structure with a cyclic prefix to mitigate synchronization errors. End-to-end bit error performance evaluations verify the efficacy of the scheme and its success in overcoming synchronization errors

Channel Estimation Architectures for Mobile Reception in Emerging DVB Standards

Throughout this work, channel estimation techniques have been analyzed and proposed for moderate and very high mobility DVB (digital video broadcasting) receivers, focusing on the DVB-T2 (Digital Video Broadcasting - Terrestrial 2) framework and the forthcoming DVB-NGH (Digital Video Broadcasting - Next Generation Handheld) standard. Mobility support is one of the key features of these DVB specifications, which try to deal with the challenge of enabling HDTV (high definition television) delivery at high vehicular speed. In high-mobility scenarios, the channel response varies within an OFDM (orthogonal frequency-division multiplexing) block and the subcarriers are no longer orthogonal, which leads to the so-called ICI (inter-carrier interference), making the system performance drop severely. Therefore, in order to successfully decode the transmitted data, ICI-aware detectors are necessary and accurate CSI (channel state information), including the ICI terms, is required at the receiver. With the aim of reducing the number of parameters required for such channel estimation while ensuring accurate CSI, BEM (basis expansion model) techniques have been analyzed and proposed for the high-mobility DVB-T2 scenario. A suitable clustered pilot structure has been proposed and its performance has been compared to the pilot patterns proposed in the standard. Different reception schemes that effectively cancel ICI in combination with BEM channel estimation have been proposed, including a Turbo scheme that includes a BP (belief propagation) based ICI canceler, a soft-input decision-directed BEM channel estimator and the LDPC (low-density parity check) decoder. Numerical results have been presented for the most common channel models, showing that the proposed receiver schemes allow good reception, even in receivers with extremely high mobility (up to 0.5 of normalized Doppler frequency).Doktoretza tesi honetan, hainbat kanal estimazio teknika ezberdin aztertu eta proposatu dira mugikortasun ertain eta handiko DVB (Digital Video Broadcasting) hartzaileentzat, bigarren belaunaldiko Lurreko Telebista Digitalean DVB-T2 (Digital Video Broadcasting - Terrestrial 2 ) eta hurrengo DVB-NGH (Digital Video Broadcasting - Next Generation Handheld) estandarretan oinarrututa. Mugikortasuna bigarren belaunaldiko telebista estandarrean funtsezko ezaugarri bat da, HDTV (high definition television) zerbitzuak abiadura handiko hartzaileetan ahalbidetzeko erronkari aurre egiteko nahian. Baldintza horietan, kanala OFDM (ortogonalak maiztasun-zatiketa multiplexing ) sinbolo baten barruan aldatzen da, eta subportadorak jada ez dira ortogonalak, ICI-a (inter-carrier interference) sortuz, eta sistemaren errendimendua hondatuz. Beraz, transmititutako datuak behar bezala deskodeatzeko, ICI-a ekiditeko gai diren detektagailuak eta CSI-a (channel state information) zehatza, ICI osagaiak barne, ezinbestekoak egiten dira hartzailean. Kanalaren estimazio horretarako beharrezkoak diren parametro kopurua murrizteko eta aldi berean CSI zehatza bermatzeko, BEM (basis expansion model) teknika aztertu eta proposatu da ICI kanala identifikatzeko mugikortasun handiko DVB-T2 eszenatokitan. Horrez gain, pilotu egitura egokia proposatu da, estandarrean proposatutako pilotu ereduekin alderatuz BEM estimazioan oinarritua. ICI-a baliogabetzen duten hartzaile sistema ezberdin proposatu dira, Turbo sistema barne, non BP (belief propagation) detektagailua, soft BEM estimazioa eta LDPC (low-density parity check ) deskodetzailea uztartzen diren. Ohiko kanal ereduak erabilita, simulazio emaitzak aurkeztu dira, proposatutako hartzaile sistemak mugikortasun handiko kasuetan harrera ona dutela erakutsiz, 0.5 Doppler maiztasun normalizaturaino.Esta tesis doctoral analiza y propone diferentes técnicas de estimación de canal para receptores DVB (Digital Video Broadcasting) con movilidad moderada y alta, centrándose en el estándar de segunda generación DVB-T2 (Digital Video Broadcasting - Terrestrial 2 ) y en el próximó estándar DVB-NGH (Digital Video Broadcasting - Next Generation Handheld ). La movilidad es una de las principales claves de estas especificaciones, que tratan de lidiar con el reto de permitir la recepción de señal HDTV (high definition television) en receptores móviles. En escenarios de alta movilidad, la respuesta del canal varía dentro de un símbolo OFDM (orthogonal frequency-division multiplexing ) y las subportadoras ya no son ortogonales, lo que genera la llamada ICI (inter-carrier interference), deteriorando el rendimiento de los receptores severamente. Por lo tanto, con el fin de decodificar correctamente los datos transmitidos, detectores capaces de suprimir la ICI y una precisa CSI (channel state information), incluyendo los términos de ICI, son necesarios en el receptor. Con el objetivo de reducir el número de parámetros necesarios para dicha estimación de canal, y al mismo tiempo garantizar una CSI precisa, la técnica de estimación BEM (basis expansion model) ha sido analizada y propuesta para identificar el canal con ICI en receptores DVB-T2 de alta movilidad. Además se ha propuesto una estructura de pilotos basada en clústers, comparando su rendimiento con los patrones de pilotos establecidos en el estándar. Se han propuesto diferentes sistemas de recepción que cancelan ICI en combinación con la estimación BEM, incluyendo un esquema Turbo que incluye un detector BP (belief propagation), un estimador BEM soft y un decodificador LDPC (low-density parity check). Se han presentado resultados numéricos para los modelos de canal más comunes, demostrando que los sistemas de recepción propuestos permiten la decodificación correcta de la señal incluso en receptores con movilidad muy alta (hasta 0,5 de frecuencia de Doppler normalizada)

Spatial Modulation for Generalized MIMO:Challenges, Opportunities, and Implementation

A key challenge of future mobile communication research is to strike an attractive compromise between wireless network's area spectral efficiency and energy efficiency. This necessitates a clean-slate approach to wireless system design, embracing the rich body of existing knowledge, especially on multiple-input-multiple-output (MIMO) technologies. This motivates the proposal of an emerging wireless communications concept conceived for single-radio-frequency (RF) large-scale MIMO communications, which is termed as SM. The concept of SM has established itself as a beneficial transmission paradigm, subsuming numerous members of the MIMO system family. The research of SM has reached sufficient maturity to motivate its comparison to state-of-the-art MIMO communications, as well as to inspire its application to other emerging wireless systems such as relay-aided, cooperative, small-cell, optical wireless, and power-efficient communications. Furthermore, it has received sufficient research attention to be implemented in testbeds, and it holds the promise of stimulating further vigorous interdisciplinary research in the years to come. This tutorial paper is intended to offer a comprehensive state-of-the-art survey on SM-MIMO research, to provide a critical appraisal of its potential advantages, and to promote the discussion of its beneficial application areas and their research challenges leading to the analysis of the technological issues associated with the implementation of SM-MIMO. The paper is concluded with the description of the world's first experimental activities in this vibrant research field