Large-Scale MIMO Detection for 3GPP LTE: Algorithms and FPGA Implementations

Large-scale (or massive) multiple-input multiple-output (MIMO) is expected to be one of the key technologies in next-generation multi-user cellular systems, based on the upcoming 3GPP LTE Release 12 standard, for example. In this work, we propose - to the best of our knowledge - the first VLSI design enabling high-throughput data detection in single-carrier frequency-division multiple access (SC-FDMA)-based large-scale MIMO systems. We propose a new approximate matrix inversion algorithm relying on a Neumann series expansion, which substantially reduces the complexity of linear data detection. We analyze the associated error, and we compare its performance and complexity to those of an exact linear detector. We present corresponding VLSI architectures, which perform exact and approximate soft-output detection for large-scale MIMO systems with various antenna/user configurations. Reference implementation results for a Xilinx Virtex-7 XC7VX980T FPGA show that our designs are able to achieve more than 600 Mb/s for a 128 antenna, 8 user 3GPP LTE-based large-scale MIMO system. We finally provide a performance/complexity trade-off comparison using the presented FPGA designs, which reveals that the detector circuit of choice is determined by the ratio between BS antennas and users, as well as the desired error-rate performance.Comment: To appear in the IEEE Journal of Selected Topics in Signal Processin

A low-complexity KL expansion-based channel estimator for OFDM systems

This paper first proposes a computationally efficient, pilot-aided linear minimum mean square error (MMSE) batch channel estimation algorithm for OFDM systems in unknown wireless fading channels. The proposed approach employs a convenient representation of the discrete multipath fading channel based on the Karhunen-Loeve (KL) orthogonal expansion and finds MMSE estimates of the uncorrelated KL series expansion coefficients. Based on such an expansion, no matrix inversion is required in the proposed MMSE estimator. Moreover, optimal rank reduction is achieved by exploiting the optimal truncation property of the KL expansion resulting in a smaller computational load on the estimation algorithm. The performance of the proposed approach is studied through analytical and experimental results. We then consider the stochastic Cramér-Rao bound and derive the closed-form expression for the random KL coefficients and consequently exploit the performance of the MMSE channel estimator based on the evaluation of minimum Bayesian MSE. We also analyze the effect of a modelling mismatch on the estimator performance. To further reduce the complexity, we extend the batch linear MMSE to the sequential linear MMSE estimator. With the fast convergence property and the simple structure, the sequential linear MMSE estimator provides an attractive alternative to the implementation of channel estimator.Publisher's Versio

Asymptotic Performance of Linear Receivers in MIMO Fading Channels

Linear receivers are an attractive low-complexity alternative to optimal processing for multi-antenna MIMO communications. In this paper we characterize the information-theoretic performance of MIMO linear receivers in two different asymptotic regimes. For fixed number of antennas, we investigate the limit of error probability in the high-SNR regime in terms of the Diversity-Multiplexing Tradeoff (DMT). Following this, we characterize the error probability for fixed SNR in the regime of large (but finite) number of antennas. As far as the DMT is concerned, we report a negative result: we show that both linear Zero-Forcing (ZF) and linear Minimum Mean-Square Error (MMSE) receivers achieve the same DMT, which is largely suboptimal even in the case where outer coding and decoding is performed across the antennas. We also provide an approximate quantitative analysis of the markedly different behavior of the MMSE and ZF receivers at finite rate and non-asymptotic SNR, and show that while the ZF receiver achieves poor diversity at any finite rate, the MMSE receiver error curve slope flattens out progressively, as the coding rate increases. When SNR is fixed and the number of antennas becomes large, we show that the mutual information at the output of a MMSE or ZF linear receiver has fluctuations that converge in distribution to a Gaussian random variable, whose mean and variance can be characterized in closed form. This analysis extends to the linear receiver case a well-known result previously obtained for the optimal receiver. Simulations reveal that the asymptotic analysis captures accurately the outage behavior of systems even with a moderate number of antennas.Comment: 48 pages, Submitted to IEEE Transactions on Information Theor

Uplink Channel Estimation and Equalization in NB-IoT System

International audienceThis paper deals with channel estimation and equalization, as well as noise variance estimation in uplink narrowband-internet of things (NB-IoT) system. Different techniques are studied in the context of NB-IoT, such as least square (LS) and linear minimum mean square error (LMMSE) for channel estimation, and zero forcing (ZF) and MMSE for equalization. It is shown that a low-complexity application of MMSE-based methods is made possible in NB-IoT by taking advantage of the small number of subcarriers. Furthermore , a noise variance estimator is suggested based on the combination of two successive observations of pilots, assuming slowly varying channel. We also prove that the proposed estimator is efficient, and confirm by simulations that both LMMSE channel estimator and MMSE equalizer can use the estimated noise variance instead of the exact value without loss of performance

Efficient low-complexity data detection for multiple-input multiple-output wireless communication systems

The tradeoff between the computational complexity and system performance in multipleinput multiple-output (MIMO) wireless communication systems is critical to practical applications. In this dissertation, we investigate efficient low-complexity data detection schemes from conventional small-scale to recent large-scale MIMO systems, with the targeted applications in terrestrial wireless communication systems, vehicular networks, and underwater acoustic communication systems. In the small-scale MIMO scenario, we study turbo equalization schemes for multipleinput multiple-output orthogonal frequency division multiplexing (MIMO-OFDM) and multipleinput multiple-output single-carrier frequency division multiple access (MIMO SC-FDMA) systems. For the MIMO-OFDM system, we propose a soft-input soft-output sorted QR decomposition (SQRD) based turbo equalization scheme under imperfect channel estimation. We demonstrate the performance enhancement of the proposed scheme over the conventional minimum mean-square error (MMSE) based turbo equalization scheme in terms of system bit error rate (BER) and convergence performance. Furthermore, by jointly considering channel estimation error and the a priori information from the channel decoder, we develop low-complexity turbo equalization schemes conditioned on channel estimate for MIMO systems. Our proposed methods generalize the expressions used for MMSE and MMSE-SQRD based turbo equalizers, where the existing methods can be viewed as special cases. In addition, we extend the SQRD-based soft interference cancelation scheme to MIMO SC-FDMA systems where a multi-user MIMO scenario is considered. We show an improved system BER performance of the proposed turbo detection scheme over the conventional MMSE-based detection scheme. In the large-scale MIMO scenario, we focus on low-complexity detection schemes because computational complexity becomes critical issue for massive MIMO applications. We first propose an innovative approach of using the stair matrix in the development of massive MIMO detection schemes. We demonstrate the applicability of the stair matrix through the study of the convergence conditions. We then investigate the system performance and demonstrate that the convergence rate and the system BER are much improved over the diagonal matrix based approach with the same system configuration. We further investigate low-complexity and fast processing detection schemes for massive MIMO systems where a block diagonal matrix is utilized in the development. Using a parallel processing structure, the processing time can be much reduced. We investigate the convergence performance through both the probability that the convergence conditions are satisfied and the convergence rate, and evaluate the system performance in terms of computational complexity, system BER, and the overall processing time. Using our proposed approach, we extend the block Gauss-Seidel method to large-scale array signal detection in underwater acoustic (UWA) communications. By utilizing a recently proposed computational efficient statistic UWA channel model, we show that the proposed scheme can effectively approach the system performance of the original Gauss-Seidel method, but with much reduced processing delay

Transmission strategies for broadband wireless systems with MMSE turbo equalization

This monograph details efficient transmission strategies for single-carrier wireless broadband communication systems employing iterative (turbo) equalization. In particular, the first part focuses on the design and analysis of low complexity and robust MMSE-based turbo equalizers operating in the frequency domain. Accordingly, several novel receiver schemes are presented which improve the convergence properties and error performance over the existing turbo equalizers. The second part discusses concepts and algorithms that aim to increase the power and spectral efficiency of the communication system by efficiently exploiting the available resources at the transmitter side based upon the channel conditions. The challenging issue encountered in this context is how the transmission rate and power can be optimized, while a specific convergence constraint of the turbo equalizer is guaranteed.Die vorliegende Arbeit beschäftigt sich mit dem Entwurf und der Analyse von effizienten Übertragungs-konzepten für drahtlose, breitbandige Einträger-Kommunikationssysteme mit iterativer (Turbo-) Entzerrung und Kanaldekodierung. Dies beinhaltet einerseits die Entwicklung von empfängerseitigen Frequenzbereichs-entzerrern mit geringer Komplexität basierend auf dem Prinzip der Soft Interference Cancellation Minimum-Mean Squared-Error (SC-MMSE) Filterung und andererseits den Entwurf von senderseitigen Algorithmen, die durch Ausnutzung von Kanalzustandsinformationen die Bandbreiten- und Leistungseffizienz in Ein- und Mehrnutzersystemen mit Mehrfachantennen (sog. Multiple-Input Multiple-Output (MIMO)) verbessern. Im ersten Teil dieser Arbeit wird ein allgemeiner Ansatz für Verfahren zur Turbo-Entzerrung nach dem Prinzip der linearen MMSE-Schätzung, der nichtlinearen MMSE-Schätzung sowie der kombinierten MMSE- und Maximum-a-Posteriori (MAP)-Schätzung vorgestellt. In diesem Zusammenhang werden zwei neue Empfängerkonzepte, die eine Steigerung der Leistungsfähigkeit und Verbesserung der Konvergenz in Bezug auf existierende SC-MMSE Turbo-Entzerrer in verschiedenen Kanalumgebungen erzielen, eingeführt. Der erste Empfänger - PDA SC-MMSE - stellt eine Kombination aus dem Probabilistic-Data-Association (PDA) Ansatz und dem bekannten SC-MMSE Entzerrer dar. Im Gegensatz zum SC-MMSE nutzt der PDA SC-MMSE eine interne Entscheidungsrückführung, so dass zur Unterdrückung von Interferenzen neben den a priori Informationen der Kanaldekodierung auch weiche Entscheidungen der vorherigen Detektions-schritte berücksichtigt werden. Durch die zusätzlich interne Entscheidungsrückführung erzielt der PDA SC-MMSE einen wesentlichen Gewinn an Performance in räumlich unkorrelierten MIMO-Kanälen gegenüber dem SC-MMSE, ohne dabei die Komplexität des Entzerrers wesentlich zu erhöhen. Der zweite Empfänger - hybrid SC-MMSE - bildet eine Verknüpfung von gruppenbasierter SC-MMSE Frequenzbereichsfilterung und MAP-Detektion. Dieser Empfänger besitzt eine skalierbare Berechnungskomplexität und weist eine hohe Robustheit gegenüber räumlichen Korrelationen in MIMO-Kanälen auf. Die numerischen Ergebnisse von Simulationen basierend auf Messungen mit einem Channel-Sounder in Mehrnutzerkanälen mit starken räumlichen Korrelationen zeigen eindrucksvoll die Überlegenheit des hybriden SC-MMSE-Ansatzes gegenüber dem konventionellen SC-MMSE-basiertem Empfänger. Im zweiten Teil wird der Einfluss von System- und Kanalmodellparametern auf die Konvergenzeigenschaften der vorgestellten iterativen Empfänger mit Hilfe sogenannter Korrelationsdiagramme untersucht. Durch semi-analytische Berechnungen der Entzerrer- und Kanaldecoder-Korrelationsfunktionen wird eine einfache Berechnungsvorschrift zur Vorhersage der Bitfehlerwahrscheinlichkeit von SC-MMSE und PDA SC-MMSE Turbo Entzerrern für MIMO-Fadingkanäle entwickelt. Des Weiteren werden zwei Fehlerschranken für die Ausfallwahrscheinlichkeit der Empfänger vorgestellt. Die semi-analytische Methode und die abgeleiteten Fehlerschranken ermöglichen eine aufwandsgeringe Abschätzung sowie Optimierung der Leistungsfähigkeit des iterativen Systems. Im dritten und abschließenden Teil werden Strategien zur Raten- und Leistungszuweisung in Kommunikationssystemen mit konventionellen iterativen SC-MMSE Empfängern untersucht. Zunächst wird das Problem der Maximierung der instantanen Summendatenrate unter der Berücksichtigung der Konvergenz des iterativen Empfängers für einen Zweinutzerkanal mit fester Leistungsallokation betrachtet. Mit Hilfe des Flächentheorems von Extrinsic-Information-Transfer (EXIT)-Funktionen wird eine obere Schranke für die erreichbare Ratenregion hergeleitet. Auf Grundlage dieser Schranke wird ein einfacher Algorithmus entwickelt, der für jeden Nutzer aus einer Menge von vorgegebenen Kanalcodes mit verschiedenen Codierraten denjenigen auswählt, der den instantanen Datendurchsatz des Mehrnutzersystems verbessert. Neben der instantanen Ratenzuweisung wird auch ein ausfallbasierter Ansatz zur Ratenzuweisung entwickelt. Hierbei erfolgt die Auswahl der Kanalcodes für die Nutzer unter Berücksichtigung der Einhaltung einer bestimmten Ausfallwahrscheinlichkeit (outage probability) des iterativen Empfängers. Des Weiteren wird ein neues Entwurfskriterium für irreguläre Faltungscodes hergeleitet, das die Ausfallwahrscheinlichkeit von Turbo SC-MMSE Systemen verringert und somit die Zuverlässigkeit der Datenübertragung erhöht. Eine Reihe von Simulationsergebnissen von Kapazitäts- und Durchsatzberechnungen werden vorgestellt, die die Wirksamkeit der vorgeschlagenen Algorithmen und Optimierungsverfahren in Mehrnutzerkanälen belegen. Abschließend werden außerdem verschiedene Maßnahmen zur Minimierung der Sendeleistung in Einnutzersystemen mit senderseitiger Singular-Value-Decomposition (SVD)-basierter Vorcodierung untersucht. Es wird gezeigt, dass eine Methode, welche die Leistungspegel des Senders hinsichtlich der Bitfehlerrate des iterativen Empfängers optimiert, den konventionellen Verfahren zur Leistungszuweisung überlegen ist

Low Complexity Time-Concatenated Turbo Equalization for Block Transmission Without Guard Interval: Part 1—The Concept

This paper proposes a novel time-concatenated turbo equalization technique, chained turbo equalization (CHATUE), that allows block transmission systems to eliminate the guard interval (GI), while achieving excellent performance. The proposed CHATUE algorithm connects turbo equalizers neighboring in time, so that they exchange information about their inter-block-interference components in the form of a posteriori log-likelihood ratio. The latest version of the low complexity sub-optimal turbo equalization technique for block-wise single carrier transmission, frequency domain soft cancellation and minimum mean squared error, is fully exploited in developing the CHATUE algorithm. Results of extrinsic information transfer chart analysis as well as a series of bit-error rate (BER) simulations show that excellent performances can be achieved without imposing heavy computational burden in multipath-rich (quasi-static) block Rayleigh fading channels. It is shown that, if the information bit-rate is kept identical (because it may be unpreferable for the industry to change the frame structure), the CHATUE algorithm achieves lower BER than that with block transmission with GI, because lower rate (strong) code for error protection can be used by utilizing the time-duration made available by eliminating the GI. In addition, by combining the proposed structure with a simple rate-1 doped accumulator, further BER improvement exhibiting clear turbo cliff can be achieved. A sister paper (a Part-2 paper) applies the proposed CHATUE algorithm to single carrier frequency division multiple access systems Hui et al. (Wirel Pers Commun, 2011)

Estimation and detection techniques for doubly-selective channels in wireless communications

A fundamental problem in communications is the estimation of the channel. The signal transmitted through a communications channel undergoes distortions so that it is often received in an unrecognizable form at the receiver. The receiver must expend significant signal processing effort in order to be able to decode the transmit signal from this received signal. This signal processing requires knowledge of how the channel distorts the transmit signal, i.e. channel knowledge. To maintain a reliable link, the channel must be estimated and tracked by the receiver. The estimation of the channel at the receiver often proceeds by transmission of a signal called the 'pilot' which is known a priori to the receiver. The receiver forms its estimate of the transmitted signal based on how this known signal is distorted by the channel, i.e. it estimates the channel from the received signal and the pilot. This design of the pilot is a function of the modulation, the type of training and the channel. [Continues.

Application of integer quadratic programming in detection of high-dimensional wireless systems

High-dimensional wireless systems have recently generated a great deal of interest due to their ability to accommodate increasing demands for high transmission data rates with high communication reliability. Examples of such large-scale systems include single-input, single-output symbol spread OFDM system, large-scale single-user multi-input multi-output (MIMO) OFDM systems, and large-scale multiuser MIMO systems. In these systems, the number of symbols required to be jointly detected at the receiver is relatively large. The challenge with the practical realization of these systems is to design a detection scheme that provides high communication reliability with reasonable computational complexity, even as the number of simultaneously transmitted independent communication signals becomes very large.^ Most of the optimal or near-optimal detection techniques that have been proposed in the literature of relatively low-dimensional wireless systems, such as MIMO systems in which number of antennas is less than 10, become problematic for high-dimensional detection problems. That is, their performance degrades or the computational complexity becomes prohibitive, especially when higher-order QAM constellations are employed.^ In the first part of this thesis, we propose a near-optimal detection technique which offers a flexible trade-off between complexity and performance. The proposed technique formulates the detection problem in terms of Integer Quadratic Programming (IQP), which is then solved through a controlled Branch and Bound (BB) search tree algorithm. In addition to providing good performance, an important feature of this approach is that its computational complexity remains roughly the same even as we increase the constellation order from 4-QAM to 256-QAM. The performance of the proposed algorithm is investigated for both symbol spread OFDM systems and large-scale MIMO systems with both frequency selective and at fading channels.^ The second part of this work focuses on a reduced complexity version of IQP referred to as relaxed quadratic programming (QP). In particular, QP is used to reformulate two widely used detection schemes for MIMO OFDM: (1) Successive Interference Cancellation (SIC) and (2) Iterative Detecting and Decoding (IDD). First, SIC-based algorithms are derived via a QP formulation in contrast to using a linear MMSE detector at each stage. The resulting QP-SIC algorithms offer lower computational complexity than the SIC schemes that employ linear MMSE at each stage, especially when the dimension of the received signal vector is high. Three versions of QP-SIC are proposed based on various trade-offs between complexity and receiver performance; each of the three QP-SIC algorithms outperforms existing SIC techniques. Second, IDD-based algorithms are developed using a QP detector. We show how the soft information, in terms of the Log Likelihood Ratio (LLR), can be extracted from the QP detector. Further, the procedure for incorporating the a-priori information that is passed from the channel decoder to the QP detector is developed. Simulation results are presented demonstrating that the use of QP in IDD offers improved performance at the cost of a reasonable increase in complexity compared to linear detectors