Automatic subject-based contextualisation of programming assignment lists.

As programming must be learned by doing, introductory programming course learners need to solve many problems, e.g., on systems such as ’Online Judges’. However, as such courses are often compulsory for non-Computer Science (nonCS) undergraduates, this may cause difficulties to learners that do not have the typical intrinsic motivation for programming as CS students do. In this sense, contextualised assignment lists, with programming problems related to the students’ major, could enhance engagement in the learning process. Thus, students would solve programming problems related to their academic context, improving their comprehension of the applicability and importance of programming. Nonetheless, preparing these contextually personalised programming assignments for classes for different courses is really laborious and would increase considerably the instructors’/monitors’ workload. Thus, this work aims, for the first time, to the best of our knowledge, to automatically classify the programming assignments in Online Judges based on students’ academic contexts by proposing a new context taxonomy, as well as a comprehensive pipeline evaluation methodology of cutting edge competitive Natural Language Processing (NLP). Our comprehensive methodology pipeline allows for comparing state of the art data augmentation, classifiers, beside NLP approaches. The context taxonomy created contains 23 subject matters related to the non-CS majors, representing thus a challenging multi-classification problem. We show how even on this problem, our comprehensive pipeline evaluation methodology allows us to achieve an accuracy of 95.2%, which makes it possible to automatically create contextually personalised program assignments for non-CS with a minimal error rate (4.8%)

Evolutionary design of deep neural networks

Mención Internacional en el título de doctorFor three decades, neuroevolution has applied evolutionary computation to the optimization of the topology of artificial neural networks, with most works focusing on very simple architectures. However, times have changed, and nowadays convolutional neural networks are the industry and academia standard for solving a variety of problems, many of which remained unsolved before the discovery of this kind of networks. Convolutional neural networks involve complex topologies, and the manual design of these topologies for solving a problem at hand is expensive and inefficient. In this thesis, our aim is to use neuroevolution in order to evolve the architecture of convolutional neural networks. To do so, we have decided to try two different techniques: genetic algorithms and grammatical evolution. We have implemented a niching scheme for preserving the genetic diversity, in order to ease the construction of ensembles of neural networks. These techniques have been validated against the MNIST database for handwritten digit recognition, achieving a test error rate of 0.28%, and the OPPORTUNITY data set for human activity recognition, attaining an F1 score of 0.9275. Both results have proven very competitive when compared with the state of the art. Also, in all cases, ensembles have proven to perform better than individual models. Later, the topologies learned for MNIST were tested on EMNIST, a database recently introduced in 2017, which includes more samples and a set of letters for character recognition. Results have shown that the topologies optimized for MNIST perform well on EMNIST, proving that architectures can be reused across domains with similar characteristics. In summary, neuroevolution is an effective approach for automatically designing topologies for convolutional neural networks. However, it still remains as an unexplored field due to hardware limitations. Current advances, however, should constitute the fuel that empowers the emergence of this field, and further research should start as of today.This Ph.D. dissertation has been partially supported by the Spanish Ministry of Education, Culture and Sports under FPU fellowship with identifier FPU13/03917. This research stay has been partially co-funded by the Spanish Ministry of Education, Culture and Sports under FPU short stay grant with identifier EST15/00260.Programa Oficial de Doctorado en Ciencia y Tecnología InformáticaPresidente: María Araceli Sanchís de Miguel.- Secretario: Francisco Javier Segovia Pérez.- Vocal: Simon Luca

Estrategia basada en la metodología Computer-Supported Collaborative Learning para la formación de grupos de trabajo automáticos en un curso de introducción a la programación (CS1)

Los cursos de Introducción a la programación presentan bajas calificaciones de los estudiantes, esto se refleja en las altas tasas de mortalidad y deserción académica. En este sentido, buscando formas de mejorar y apoyar el rendimiento académico de los estudiantes del curso CS1 - Fundamentos de Programación Orientada a Objetos (FPOO), este artículo propone una estrategia basada en la metodología Computer-Supported Collaborative Learning (CSCL) apoyada por un algoritmo para la formación de grupos de trabajo automáticos, que busca motivar a los estudiantes y permite adquirir conocimientos de forma homogénea en el desarrollo de actividades de programación. Bajo el marco del diseño cuasi experimental, se implementó la estrategia para diferentes actividades evaluativas en el curso FPOO, que permitió responder cuestiones relacionadas con la mejora de la calificación final de un estudiante utilizando la formación de grupos de trabajo automáticos en comparación a la formación de grupos de trabajo tradicional, y los resultados que se generan en las calificaciones cuando se desarrollan actividades sin formación de grupos. Los experimentos de este trabajo demuestran que el uso de la estrategia de colaboración mejora las calificaciones de los estudiantes en 22% en laboratorios y 20% en el proyecto final. Además, permite intercambiar conocimientos para resolver una tarea de programación. Finalmente, en este trabajo se concluye que el desarrollo de estrategias que integran la colaboración impacta positivamente en el proceso de aprendizaje de programación, mejorando significativamente las calificaciones del estudiante y las habilidades interpersonales que incentivan a mejorar el aprendizaje en los cursos de programación

Predictive models as early warning systems for student academic performance in introductory programming

Computer programming is fundamental to Computer Science and IT curricula. At the novice level it covers programming concepts that are essential for subsequent advanced programming courses. However, introductory programming courses are among the most challenging courses for novices and high failure and attrition rates continue even as computer science education has seen improvements in pedagogy. Consequently, the quest to identify factors that affect student learning and academic performance in introductory computer programming courses has been a long-standing activity. Specifically, weak novice learners of programming need to be identified and assisted early in the semester in order to alleviate any potential risk of failing or withdrawing from their course. Hence, it is essential to identify at-risk programming students early, in order to plan (early) interventions. The goal of this thesis was to develop a validated, predictive model(s) with suitable predictors of student academic performance in introductory programming courses. The proposed model utilises the Naïve Bayes classification machine learning algorithm to analyse student performance data, based on the principle of parsimony. Furthermore, an additional objective was to propose this validated predictive model as an early warning system (EWS), to predict at-risk students early in the semester and, in turn, to potentially inform instructors (and students) for early interventions. We obtained data from two introductory programming courses in our study to develop and test the predictive models. The models were built with student presage and in progress-data for which instructors may easily collect or access despite the nature of pedagogy of educational settings. In addition, our work analysed the predictability of selected data sources and looked for the combination of predictors, which yields the highest prediction accuracy to predict student academic performance. The prediction accuracies of the models were computed by using confusion matrix data including overall model prediction accuracy, prediction accuracy sensitivity and specificity, balanced accuracy and the area under the ROC curve (AUC) score for generalisation. On average, the models developed with formative assessment tasks, which were partially assisted by the instructor in the classroom, returned higher at-risk prediction accuracies than the models developed with take-home assessment task only as predictors. The unknown data test results of this study showed that it is possible to predict 83% of students that need support as early as Week 3 in a 12-week introductory programming course. The ensemble method-based results suggest that it is possible to improve overall at-risk prediction performance with low false positives and to incorporate this in early warning systems to identify students that need support, in order to provide early intervention before they reach critical stages (at-risk of failing). The proposed model(s) of this study were developed on the basis of the principle of parsimony as well as previous research findings, which accounted for variations in academic settings, such as academic environment, and student demography. The predictive model could potentially provide early warning indicators to facilitate early warning intervention strategies for at-risk students in programming that allow for early interventions. The main contribution of this thesis is a model that may be applied to other programming and non-programming courses, which have both continuous formative and a final exam summative assessment, to predict final student performance early in the semester.Ohjelmointi on informaatioteknologian ja tietojenkäsittelytieteen opinto-ohjelmien olennainen osa. Aloittelijatasolla opetus kattaa jatkokurssien kannalta keskeisiä ohjelmoinnin käsitteitä. Tästä huolimatta ohjelmoinnin peruskurssit ovat eräitä haasteellisimmista kursseista aloittelijoille. Korkea keskeyttämisprosentti ja opiskelijoiden asteittainen pois jättäytyminen ovat vieläkin tunnusomaisia piirteitä näille kursseille, vaikka ohjelmoinnin opetuksen pedagogiikka onkin kehittynyt. Näin ollen vaikuttavia syitä opiskelijoiden heikkoon suoriutumiseen on etsitty jo pitkään. Erityisesti heikot, aloittelevat ohjelmoijat tulisi tunnistaa mahdollisimman pian, jotta heille voitaisiin tarjota tukea ja pienentää opiskelijan riskiä epäonnistua kurssin läpäimisessä ja riskiä jättää kurssi kesken. Heikkojen opiskelijoiden tunnistaminen on tärkeää, jotta voidaan suunnitella aikainen väliintulo. Tämän väitöskirjatyön tarkoituksena oli kehittää todennettu, ennustava malli tai malleja sopivilla ennnustusfunktioilla koskien opiskelijan akateemista suoriutumista ohjelmoinnin peruskursseilla. Kehitetty malli käyttää koneoppivaa naiivia bayesilaista luokittelualgoritmia analysoimaan opiskelijoiden suoriutumisesta kertynyttä aineistoa. Lähestymistapa perustuu yksinkertaisimpien mahdollisten selittävien mallien periaatteeseen. Lisäksi, tavoitteena oli ehdottaa tätä validoitua ennustavaa mallia varhaiseksi varoitusjärjestelmäksi, jolla ennustetaan putoamisvaarassa olevat opiskelijat opintojakson alkuvaiheessa sekä informoidaan ohjaajia (ja opiskelijaa) aikaisen väliintulon tarpeellisuudesta. Keräsimme aineistoa kahdelta ohjelmoinnin peruskurssilta, jonka pohjalta ennustavaa mallia kehitettiin ja testattiin. Mallit on rakennettu opiskelijoiden ennakkotietojen ja kurssin kestäessä kerättyjen suoriutumistietojen perusteella, joita ohjaajat voivat helposti kerätä tai joihin he voivat päästä käsiksi oppilaitoksesta tai muusta ympäristöstä huolimatta. Lisäksi väitöskirjatyö analysoi valittujen datalähteiden ennustettavuutta ja sitä, mitkä mallien muuttujista ja niiden kombinaatioista tuottivat kannaltamme korkeimman ennustetarkkuuden opiskelijoiden akateemisessa suoriutumisessa. Mallien ennustusten tarkkuuksia laskettiin käyttämällä sekaannusmatriisia, josta saadaan laskettua ennusteen tarkkuus, ennusteen spesifisyys, sensitiivisyys, tasapainotettu tarkkuus sekä luokitteluvastekäyriä (receiver operating characteristics (ROC)) ja näiden luokitteluvastepinta-ala (area under curve (AUC)) Mallit, jotka kehitettiin formatiivisilla tehtävillä, ja joissa ohjaaja saattoi osittain auttaa luokkahuonetilanteessa, antoivat keskimäärin tarkemman ennustuksen putoamisvaarassa olevista opiskelijoista kuin mallit, joissa käytettiin kotiin vietäviä tehtäviä ainoina ennusteina. Tuntemattomalla testiaineistolla tehdyt mallinnukset osoittavat, että voimme tunnistaa jo 3. viikon kohdalla 83% niistä opiskelijoista, jotka tarvitsevat lisätukea 12 viikkoa kestävällä ohjelmoinnin kurssilla. Tulosten perusteella vaikuttaisi, että yhdistämällä metodeja voidaan saavuttaa parempi yleinen ennustettavuus putoamisvaarassa olevien opiskelijoiden suhteen pienemmällä määrällä väärin luokiteltuja epätositapauksia. Tulokset viittaavat myös siihen, että on mahdollista sisällyttää yhdistelmämalli varoitusjärjestelmiin, jotta voidaan tunnistaa avuntarpeessa olevia opiskelijoita ja tarjota täten varhaisessa vaiheessa tukea ennen kuin on liian myöhäistä. Tässä tutkimuksessa esitellyt mallit on kehitetty nojautuen yksinkertaisimman selittävän mallin periaatteeseen ja myös aiempiin tutkimustuloksiin, joissa huomioidaan erilaiset akateemiset ympäristöt ja opiskelijoiden tausta. Ennustava malli voi tarjota indikaattoreita, jotka voivat mahdollisesti toimia pohjana väliintulostrategioihin kurssilta putoamisvaarassa olevien opiskelijoiden tukemiseksi. Tämän tutkimuksen keskeisin anti on malli, jolla opiskelijoiden suoriutumista voidaan arvioida muilla ohjelmointia ja muita aihepiirejä käsittelevillä kursseilla, jotka sisältävät sekä jatkuvaa arviointia että loppukokeen. Malli ennustaisi näillä kursseilla lopullisen opiskelijan suoritustason opetusjakson alkuvaiheessa

The Pyro toolkit for AI and robotics

This article introduces Pyro, an open-source Python robotics toolkit for exploring topics in AI and robotics. We present key abstractions that al- low Pyro controllers to run unchanged on a variety of real and simulated robots. We demonstrate Py- ro’s use in a set of curricular modules. We then de- scribe how Pyro can provide a smooth transition for the student from symbolic agents to real-world robots, which significantly reduces the cost of learning to use robots. Finally we show how Pyro has been successfully integrated into existing AI and robotics courses

The Pyro toolkit for AI and robotics

This article introduces Pyro, an open-source Python robotics toolkit for exploring topics in AI and robotics. We present key abstractions that al- low Pyro controllers to run unchanged on a variety of real and simulated robots. We demonstrate Py- ro’s use in a set of curricular modules. We then de- scribe how Pyro can provide a smooth transition for the student from symbolic agents to real-world robots, which significantly reduces the cost of learning to use robots. Finally we show how Pyro has been successfully integrated into existing AI and robotics courses

A soft computing decision support framework for e-learning

Tesi per compendi de publicacions.Supported by technological development and its impact on everyday activities, e-Learning and b-Learning (Blended Learning) have experienced rapid growth mainly in higher education and training. Its inherent ability to break both physical and cultural distances, to disseminate knowledge and decrease the costs of the teaching-learning process allows it to reach anywhere and anyone. The educational community is divided as to its role in the future. It is believed that by 2019 half of the world's higher education courses will be delivered through e-Learning. While supporters say that this will be the educational mode of the future, its detractors point out that it is a fashion, that there are huge rates of abandonment and that their massification and potential low quality, will cause its fall, assigning it a major role of accompanying traditional education. There are, however, two interrelated features where there seems to be consensus. On the one hand, the enormous amount of information and evidence that Learning Management Systems (LMS) generate during the e-Learning process and which is the basis of the part of the process that can be automated. In contrast, there is the fundamental role of e-tutors and etrainers who are guarantors of educational quality. These are continually overwhelmed by the need to provide timely and effective feedback to students, manage endless particular situations and casuistics that require decision making and process stored information. In this sense, the tools that e-Learning platforms currently provide to obtain reports and a certain level of follow-up are not sufficient or too adequate. It is in this point of convergence Information-Trainer, where the current developments of the LMS are centered and it is here where the proposed thesis tries to innovate. This research proposes and develops a platform focused on decision support in e-Learning environments. Using soft computing and data mining techniques, it extracts knowledge from the data produced and stored by e-Learning systems, allowing the classification, analysis and generalization of the extracted knowledge. It includes tools to identify models of students' learning behavior and, from them, predict their future performance and enable trainers to provide adequate feedback. Likewise, students can self-assess, avoid those ineffective behavior patterns, and obtain real clues about how to improve their performance in the course, through appropriate routes and strategies based on the behavioral model of successful students. The methodological basis of the mentioned functionalities is the Fuzzy Inductive Reasoning (FIR), which is particularly useful in the modeling of dynamic systems. During the development of the research, the FIR methodology has been improved and empowered by the inclusion of several algorithms. First, an algorithm called CR-FIR, which allows determining the Causal Relevance that have the variables involved in the modeling of learning and assessment of students. In the present thesis, CR-FIR has been tested on a comprehensive set of classical test data, as well as real data sets, belonging to different areas of knowledge. Secondly, the detection of atypical behaviors in virtual campuses was approached using the Generative Topographic Mapping (GTM) methodology, which is a probabilistic alternative to the well-known Self-Organizing Maps. GTM was used simultaneously for clustering, visualization and detection of atypical data. The core of the platform has been the development of an algorithm for extracting linguistic rules in a language understandable to educational experts, which helps them to obtain patterns of student learning behavior. In order to achieve this functionality, the LR-FIR algorithm (Extraction of Linguistic Rules in FIR) was designed and developed as an extension of FIR that allows both to characterize general behavior and to identify interesting patterns. In the case of the application of the platform to several real e-Learning courses, the results obtained demonstrate its feasibility and originality. The teachers' perception about the usability of the tool is very good, and they consider that it could be a valuable resource to mitigate the time requirements of the trainer that the e-Learning courses demand. The identification of student behavior models and prediction processes have been validated as to their usefulness by expert trainers. LR-FIR has been applied and evaluated in a wide set of real problems, not all of them in the educational field, obtaining good results. The structure of the platform makes it possible to assume that its use is potentially valuable in those domains where knowledge management plays a preponderant role, or where decision-making processes are a key element, e.g. ebusiness, e-marketing, customer management, to mention just a few. The Soft Computing tools used and developed in this research: FIR, CR-FIR, LR-FIR and GTM, have been applied successfully in other real domains, such as music, medicine, weather behaviors, etc.Soportado por el desarrollo tecnológico y su impacto en las diferentes actividades cotidianas, el e-Learning (o aprendizaje electrónico) y el b-Learning (Blended Learning o aprendizaje mixto), han experimentado un crecimiento vertiginoso principalmente en la educación superior y la capacitación. Su habilidad inherente para romper distancias tanto físicas como culturales, para diseminar conocimiento y disminuir los costes del proceso enseñanza aprendizaje le permite llegar a cualquier sitio y a cualquier persona. La comunidad educativa se encuentra dividida en cuanto a su papel en el futuro. Se cree que para el año 2019 la mitad de los cursos de educación superior del mundo se impartirá a través del e-Learning. Mientras que los partidarios aseguran que ésta será la modalidad educativa del futuro, sus detractores señalan que es una moda, que hay enormes índices de abandono y que su masificación y potencial baja calidad, provocará su caída, reservándole un importante papel de acompañamiento a la educación tradicional. Hay, sin embargo, dos características interrelacionadas donde parece haber consenso. Por un lado, la enorme generación de información y evidencias que los sistemas de gestión del aprendizaje o LMS (Learning Management System) generan durante el proceso educativo electrónico y que son la base de la parte del proceso que se puede automatizar. En contraste, está el papel fundamental de los e-tutores y e-formadores que son los garantes de la calidad educativa. Éstos se ven continuamente desbordados por la necesidad de proporcionar retroalimentación oportuna y eficaz a los alumnos, gestionar un sin fin de situaciones particulares y casuísticas que requieren toma de decisiones y procesar la información almacenada. En este sentido, las herramientas que las plataformas de e-Learning proporcionan actualmente para obtener reportes y cierto nivel de seguimiento no son suficientes ni demasiado adecuadas. Es en este punto de convergencia Información-Formador, donde están centrados los actuales desarrollos de los LMS y es aquí donde la tesis que se propone pretende innovar. La presente investigación propone y desarrolla una plataforma enfocada al apoyo en la toma de decisiones en ambientes e-Learning. Utilizando técnicas de Soft Computing y de minería de datos, extrae conocimiento de los datos producidos y almacenados por los sistemas e-Learning permitiendo clasificar, analizar y generalizar el conocimiento extraído. Incluye herramientas para identificar modelos del comportamiento de aprendizaje de los estudiantes y, a partir de ellos, predecir su desempeño futuro y permitir a los formadores proporcionar una retroalimentación adecuada. Así mismo, los estudiantes pueden autoevaluarse, evitar aquellos patrones de comportamiento poco efectivos y obtener pistas reales acerca de cómo mejorar su desempeño en el curso, mediante rutas y estrategias adecuadas a partir del modelo de comportamiento de los estudiantes exitosos. La base metodológica de las funcionalidades mencionadas es el Razonamiento Inductivo Difuso (FIR, por sus siglas en inglés), que es particularmente útil en el modelado de sistemas dinámicos. Durante el desarrollo de la investigación, la metodología FIR ha sido mejorada y potenciada mediante la inclusión de varios algoritmos. En primer lugar un algoritmo denominado CR-FIR, que permite determinar la Relevancia Causal que tienen las variables involucradas en el modelado del aprendizaje y la evaluación de los estudiantes. En la presente tesis, CR-FIR se ha probado en un conjunto amplio de datos de prueba clásicos, así como conjuntos de datos reales, pertenecientes a diferentes áreas de conocimiento. En segundo lugar, la detección de comportamientos atípicos en campus virtuales se abordó mediante el enfoque de Mapeo Topográfico Generativo (GTM), que es una alternativa probabilística a los bien conocidos Mapas Auto-organizativos. GTM se utilizó simultáneamente para agrupamiento, visualización y detección de datos atípicos. La parte medular de la plataforma ha sido el desarrollo de un algoritmo de extracción de reglas lingüísticas en un lenguaje entendible para los expertos educativos, que les ayude a obtener los patrones del comportamiento de aprendizaje de los estudiantes. Para lograr dicha funcionalidad, se diseñó y desarrolló el algoritmo LR-FIR, (extracción de Reglas Lingüísticas en FIR, por sus siglas en inglés) como una extensión de FIR que permite tanto caracterizar el comportamiento general, como identificar patrones interesantes. En el caso de la aplicación de la plataforma a varios cursos e-Learning reales, los resultados obtenidos demuestran su factibilidad y originalidad. La percepción de los profesores acerca de la usabilidad de la herramienta es muy buena, y consideran que podría ser un valioso recurso para mitigar los requerimientos de tiempo del formador que los cursos e-Learning exigen. La identificación de los modelos de comportamiento de los estudiantes y los procesos de predicción han sido validados en cuanto a su utilidad por los formadores expertos. LR-FIR se ha aplicado y evaluado en un amplio conjunto de problemas reales, no todos ellos del ámbito educativo, obteniendo buenos resultados. La estructura de la plataforma permite suponer que su utilización es potencialmente valiosa en aquellos dominios donde la administración del conocimiento juegue un papel preponderante, o donde los procesos de toma de decisiones sean una pieza clave, por ejemplo, e-business, e-marketing, administración de clientes, por mencionar sólo algunos. Las herramientas de Soft Computing utilizadas y desarrolladas en esta investigación: FIR, CR-FIR, LR-FIR y GTM, ha sido aplicadas con éxito en otros dominios reales, como música, medicina, comportamientos climáticos, etc.Postprint (published version

An Exploration of Traditional and Data Driven Predictors of Programming Performance

This thesis investigates factors that can be used to predict the success or failure of students taking an introductory programming course. Four studies were performed to explore how aspects of the teaching context, static factors based upon traditional learning theories, and data-driven metrics derived from aspects of programming behaviour were related to programming performance. In the first study, a systematic review into the worldwide outcomes of programming courses revealed an average pass rate of 67.7\%. This was found to have not significantly changed over time, or to have differed based upon aspects of the teaching context, such as the programming language taught to students. The second study showed that many of the factors based upon traditional learning theories, such as learning styles, are context dependent, and fail to consistently predict programming performance when they are applied across different teaching contexts. The third study explored data-driven metrics derived from the programming behaviour of students. Analysing data logged from students using the BlueJ IDE, 10 new data-driven metrics were identified and validated on three independently gathered datasets. Weaker students were found to make a greater percentage of successive errors, and spend a greater percentage of their lab time resolving errors than stronger students. The Robust Relative algorithm was developed to hybridize four of the strongest data-driven metrics into a performance predictor. The novel relative scoring of students based upon how their resolve times for different types of errors compared to the resolve times of their peers, resulted in a predictor which could explain a large proportion of the variance in the performance of three independent cohorts, $R^2$ = 42.19\%, 43.65\% and 44.17\% - almost double the variance which could be explained by Jadud's Error Quotient metric. The fourth study situated the findings of this thesis within the wider literature, by applying meta-analysis techniques to statistically synthesise fifty years of conflicting research, such that the most important factors for learning programming could be identified. 482 results describing the effects of 116 factors on programming performance were synthesised and consolidated to form a six class theoretical framework. The results showed that the strongest predictors identified over the past fifty years are data-driven metrics based upon programming behaviour. Several of the traditional predictors were also found to be influential, suggesting that both a certain level of scientific maturity and self-concept are necessary for programming. Two thirds of the weakest predictors were based upon demographic and psychological factors, suggesting that age, gender, self-perceived abilities, learning styles, and personality traits have no relevance for programming performance. This thesis argues that factors based upon traditional learning theories struggle to consistently predict programming performance across different teaching contexts because they were not intended to be applied for this purpose. In contrast, the main advantage of using data-driven approaches to derive metrics based upon students' programming processes, is that these metrics are directly based upon the programming behaviours of students, and therefore can encapsulate such changes in their programming knowledge over time. Researchers should continue to explore data-driven predictors in the future

Responsible AI : the praxis of AI and data protection management : negotiating innovation and FAT principles

The increasing deployment of Artificial Intelligence applications has sparked a debate on its possible uses and potential problems, and many questions on the protection of personal data have emerged. The General Data Protection Regulation (GDPR) imposed new requirements for organisations handling personal data, and the implications for organisations managing AI technologies are particularly significant. Whereas much research focuses on algorithmic biases and the development of AI, this research explores other important concerns arising from the uses of personal data during the introduction of AI, which impact on individuals and organisations. It investigates innovation in different organisational contexts and how people perceive, understand and apply AI, data protection and FAT principles (fairness, accountability and transparency).Drawing on responsible research and innovation (RRI) and Feenberg’s critical theory of technology, the research investigates the praxis of AI and GDPR management within UK organisations, examining the interplay between AI, data protection and FAT principles.The methodology comprises a multi method approach, employing a survey of experts and dual case studies of organisations implementing responsible AI projects. This research investigates organisational practices and people's agency, providing in-depth analysis of values, power dynamics, experience, understanding, perceptions, and difficulties of various stakeholders (leaders, senior managers, data protection and ML experts) in their specific contexts, all of which shapes and constructs this ambivalent technology.The research indicates that GDPR is often misinterpreted, there is limited understanding of AI and its specific risks, and there are diverse perceptions of the relevance of FAT principles. Discussion on ethics is usually focused on data and activities conducted prior to the implementation of new AI systems. Internal processes and personal data created by AI are generally unconcerned by discourse on responsible innovation. External partners raise special concerns around compliance and unethical practices.This research critically reflects upon these flaws, identifies rarely discussed problems that obstruct responsible innovation and defines areas for innovation. Explaining how roles, positionality and personal experiences can impact management decisions regarding AI implementation, the research proposes an approach to AI innovation studies that foregrounds the active role of people in shaping technology. These insights are systematised in the creation of a critical AI and data protection management model aimed at supporting organisations to understand and address specific challenges, risks, and benefits in their responsible management. The research thereby offers leaders and senior managers important instruments for increasing awareness and control while using AI to process personal data. Highlighting the multilevel and multidisciplinary aspects of AI management, unveiling the complexities around ML predictions and decision-making, and showing innovative potentials residing within the GDPR, this further contributes important insights to business and management studies and to interdisciplinary debates on AI, data protection, and organisational ethics