Intelligent Reflecting Surface Aided Multigroup Multicast MISO Communication Systems

Intelligent reflecting surface (IRS) has recently been envisioned to offer unprecedented massive multiple-input multiple-output (MIMO)-like gains by deploying large-scale and low-cost passive reflection elements. By adjusting the reflection coefficients, the IRS can change the phase shifts on the impinging electromagnetic waves so that it can smartly reconfigure the signal propagation environment and enhance the power of the desired received signal or suppress the interference signal. In this paper, we consider downlink multigroup multicast communication systems assisted by an IRS. We aim for maximizing the sum rate of all the multicasting groups by the joint optimization of the precoding matrix at the base station (BS) and the reflection coefficients at the IRS under both the power and unit-modulus constraint. To tackle this non-convex problem, we propose two efficient algorithms. Specifically, a concave lower bound surrogate objective function has been derived firstly, based on which two sets of variables can be updated alternately by solving two corresponding second-order cone programming (SOCP) problems.Then, in order to reduce the computational complexity, we further adopt the majorization—minimization (MM) method for each set of variables at every iteration, and obtain the closed form solutions under loose surrogate objective functions. Finally, the simulation results demonstrate the benefits of the introduced IRS and the effectiveness of our proposed algorithms

Transmission Design for Reconfigurable Intelligent Surface-Aided Wireless Systems

The performance benefits promised by Reconfigurable Intelligent Surface (RIS) are strongly dependent on the availability of highly accurate and up-to-date Channel State Information (CSI), which, however, is challenging to obtain. This thesis proposes efficient transceiver designs for a variety of CSI challenges such as worst channel condition in multicast systems, channel uncertainties caused by the presence of random blockages in millimeter wave systems, by the channel estimation error in downlink systems and by the presence of eavesdropper in security systems. First, a low-complexity transceiver design scheme in the multicast systems is proposed. In order to ensure the quality of service of the user with the worst channel condition, this thesis deploys an RIS to enhance signal coverage, and proposes two novel and efficient algorithms to jointly design the Base Station (BS) and RIS beamformings. The low-complexity algorithm with closed-form solutions is proved to have the same performance as the general second-order cone programming based algorithm. Second, novel fairness-oriented robust transceiver design schemes are proposed in RIS-aided millimeter wave systems. The channel uncertainty caused by the random blockages is analyzed, and the metric of maximum outage probability minimization is proposed. To address this problem, stochastic optimization techniques are adopted and closed-form solutions of the BS and RIS beamformings are then obtained. The proposed stochastic optimization algorithms are proved to converge to the set of stationary points. Third, a framework of robust transceiver design scheme is proposed to address the channel uncertainty caused by the cascaded BS-RIS-user channel estimation error. Two cascaded channel error models are analyzed, and the correspondingly two robust beamforming design problems are proposed. The optimization theory is used to address the complex non-convex optimization problems. The numerical results show that the proposed robust scheme can effectively resist channel uncertainty. Finally, robust transceiver design schemes are proposed in RIS-aided physical layer security systems. The schemes analyze the channel uncertainties caused by the eavesdropper who launches an active attack, and by the eavesdropper conducting passive eavesdropping. Numerical results show that the negative effect of the eavesdropper’s channel error is larger than that of the legitimate user

Non-convex Quadratically Constrained Quadratic Programming: Hidden Convexity, Scalable Approximation and Applications

University of Minnesota Ph.D. dissertation. September 2017. Major: Electrical Engineering. Advisor: Nicholas Sidiropoulos. 1 computer file (PDF); viii, 85 pages.Quadratically Constrained Quadratic Programming (QCQP) constitutes a class of computationally hard optimization problems that have a broad spectrum of applications in wireless communications, networking, signal processing, power systems, and other areas. The QCQP problem is known to be NP–hard in its general form; only in certain special cases can it be solved to global optimality in polynomial-time. Such cases are said to be convex in a hidden way, and the task of identifying them remains an active area of research. Meanwhile, relatively few methods are known to be effective for general QCQP problems. The prevailing approach of Semidefinite Relaxation (SDR) is computationally expensive, and often fails to work for general non-convex QCQP problems. Other methods based on Successive Convex Approximation (SCA) require initialization from a feasible point, which is NP-hard to compute in general. This dissertation focuses on both of the above mentioned aspects of non-convex QCQP. In the first part of this work, we consider the special case of QCQP with Toeplitz-Hermitian quadratic forms and establish that it possesses hidden convexity, which makes it possible to obtain globally optimal solutions in polynomial-time. The second part of this dissertation introduces a framework for efficiently computing feasible solutions of general quadratic feasibility problems. While an approximation framework known as Feasible Point Pursuit-Successive Convex Approximation (FPP-SCA) was recently proposed for this task, with considerable empirical success, it remains unsuitable for application on large-scale problems. This work is primarily focused on speeding and scaling up these approximation schemes to enable dealing with large-scale problems. For this purpose, we reformulate the feasibility criteria employed by FPP-SCA for minimizing constraint violations in the form of non-smooth, non-convex penalty functions. We demonstrate that by employing judicious approximation of the penalty functions, we obtain problem formulations which are well suited for the application of first-order methods (FOMs). The appeal of using FOMs lies in the fact that they are capable of efficiently exploiting various forms of problem structure while being computationally lightweight. This endows our approximation algorithms the ability to scale well with problem dimension. Specific applications in wireless communications and power grid system optimization considered to illustrate the efficacy of our FOM based approximation schemes. Our experimental results reveal the surprising effectiveness of FOMs for this class of hard optimization problems

Joint Design of Wireless Fronthaul and Access Links in Massive MIMO CRANs

Cloud radio access network (CRAN) has emerged as a promising mobile network architecture for the current 5th generation (5G) and beyond networks. This thesis focuses on novel architectures and optimization approaches for CRAN systems with massive multiple-input multiple-output (MIMO) enabled in the wireless fronthaul link. In particular, we propose a joint design of wireless fronthaul and access links for CRANs and aim to maximize the network spectral efficiency (SE) and energy efficiency (EE). Regarding downlink transmission in massive MIMO CRANs, the precoding designs of the access link are optimized by accounting for both perfect instantaneous channel state information (CSI) and stochastic CSI of the access link separately. The system design adopts a decompress-and-forward (DCF) scheme at the remote radio heads (RRHs), with optimization of the multivariate compression covariance noise. Constrained by the maximum power budgets set for the central unit (CU) and RRHs, we aim to maximize the network sum-rate and minimize the total transmit power for all user equipments (UEs). Moreover, we present a separate optimization design and compare its performance, feasibility, and computational efficiency with the proposed joint design. Considering the uplink transmission, we utilize a compress-and-forward (CF) scheme at the RRHs. Assuming that perfect CSI is available at the CU, our objective is to optimize the precoding matrix of the access link while adopting conventional precoding methods for the fronthaul link. This thesis also proposes an unmanned aerial vehicle (UAV)-enabled CRAN architecture with a massive MIMO CU as a supplement system to the terrestrial communication networks. The locations of UAVs are optimized along with compression noise, precoding matrices, and transmit power. To tackle the non-convex optimization problems described above, we employ efficient iterative algorithms and conduct a thorough exploration of practical simulations, yielding promising results that outperform benchmark schemes. In summary, this thesis explores future wireless CRAN architectures, leveraging promising technologies including massive MIMO and UAV-enabled communications. Furthermore, this work presents comprehensive optimization designs aimed at further enhancing the network efficiency

Resource management techniques for sustainable networks with energy harvesting nodes

Premi extraordinari doctorat UPC curs 2015-2016, àmbit Enginyeria de les TICThis dissertation proposes novel techniques for assigning resources of wireless networks by considering that the coverage radii are small, implying that some power consumption sinks not considered so far shouldnow be introduced, and by considering that the devices are battery-powered terminals provided with energy harvesting capabilities. In this framework, two different configurations in terms of harvesting capabilities are considered. First, we assume that the energy source is external and not controllable, e.g. solar energy. In this context, the proposed design should adapt to the energy that is currently being harvested. We also study the effect of having a finite backhaul connection that links the wireless access network with the core network. On the other hand, we propose a design in which the transmitter feeds actively the receivers with energy by transmitting signals that receivers use for recharging their batteries. In this case, the power transfer design should be carried out jointly with the power control strategy for users that receive information as both procedures, transfer of information and transfer of power, are implemented at the transmitter and make use of a common resource, i.e., power. Apart from techniques for assigning the radio resources, this dissertation develops a procedure for switching on and off base stations. Concerning this, it is important to notice that the traffic profile is not constant throughout the day. This is precisely the feature that can be exploited to define a strategy based on a dynamic selection of the base stations to be switched off when the traffic load is low, without affecting the quality experienced by the users. Thanks to this procedure, we are able to deploy smaller energy harvesting sources and smaller batteries and, thus, to reduce the cost of the network deployment. Finally, we derive some procedures to optimize high level decisions of the network operation in which variables from several layers of the protocol stack are involved. In this context, admission control procedures for deciding which user should be connected to which base station are studied, taking into account information of the average channel information, the current battery levels, etc. A multi-tier multi-cell scenario is assumed in which base stations belonging to different tiers have different capabilities, e.g., transmission power, battery size, end energy harvesting source size. A set of strategies that require different computational complexity are derived for scenarios with different user mobility requirements.Aquesta tesis doctoral proposa tècniques per assignar els recursos disponibles a les xarxes wireless considerant que els radis de cobertura són petits, el que implica que altres fonts de consum d’energia no considerades fins al moment s’hagin d’introduir dins els dissenys, i considerant que els dispositius estan alimentats amb bateries finites i que tenen a la seva disposició fonts de energy harvesting. En aquest context, es consideren dues configuracions diferents en funció de les capacitats de l’energia harvesting. En primer lloc, s’assumirà que la font d’energia és externa i incontrolable com, per exemple, l’energia solar. Els dissenys proposats han d’adaptar-se a l’energia que s’està recol·lectant en un precís moment. En segon lloc, es proposa un disseny en el qual el transmissor és capaç d’enviar energia als receptors mitjançant senyals de radiofreqüència dissenyats per aquest fi, energia que és utilitzada per recarregar les bateries. A part de tècniques d’assignació de recursos radio, en aquesta tesis doctoral es desenvolupa un procediment dinàmic per apagar i encendre estacions base. És important notar que el perfil de tràfic no és constant al llarg del dia. Aquest és precisament el patró que es pot explotar per definir una estratègia dinàmica per poder decidir quines estaciones base han de ser apagades, tot això sense afectar la qualitat experimentada pels usuaris. Gràcies a aquest procediment, es possible desplegar fonts d'energy harvesting més petites i bateries més petites. Finalment, aquesta tesis doctoral presenta procediments per optimitzar decisions de nivell més alt que afecten directament al funcionament global de la xarxa d’accés. Per prendre aquestes decisions, es fa ús de diverses variables que pertanyen a diferents capes de la pila de protocols. En aquest context, aquesta tesis aborda el disseny de tècniques de control d’admissió d’usuaris a estacions base en entorns amb múltiples estacions base, basant-se amb la informació estadística dels canals, i el nivell actual de les bateries, entre altres. L'escenari considerat està format per múltiples estacions base, on cada estació base pertany a una família amb diferents capacitats, per exemple, potència de transmissió o mida de la bateria. Es deriven un conjunt de tècniques amb diferents costos computacionals que són d'utilitat per a poder aplicar a escenaris amb diferents mobilitats d’usuaris.Award-winningPostprint (published version

Joint transceiver design and power optimization for wireless sensor networks in underground mines

Avec les grands développements des technologies de communication sans fil, les réseaux de capteurs sans fil (WSN) ont attiré beaucoup d’attention dans le monde entier au cours de la dernière décennie. Les réseaux de capteurs sans fil sont maintenant utilisés pour a surveillance sanitaire, la gestion des catastrophes, la défense, les télécommunications, etc. De tels réseaux sont utilisés dans de nombreuses applications industrielles et commerciales comme la surveillance des processus industriels et de l’environnement, etc. Un réseau WSN est une collection de transducteurs spécialisés connus sous le nom de noeuds de capteurs avec une liaison de communication distribuée de manière aléatoire dans tous les emplacements pour surveiller les paramètres. Chaque noeud de capteur est équipé d’un transducteur, d’un processeur de signal, d’une unité d’alimentation et d’un émetteur-récepteur. Les WSN sont maintenant largement utilisés dans l’industrie minière souterraine pour surveiller certains paramètres environnementaux, comme la quantité de gaz, d’eau, la température, l’humidité, le niveau d’oxygène, de poussière, etc. Dans le cas de la surveillance de l’environnement, un WSN peut être remplacé de manière équivalente par un réseau à relais à entrées et sorties multiples (MIMO). Les réseaux de relais multisauts ont attiré un intérêt de recherche important ces derniers temps grâce à leur capacité à augmenter la portée de la couverture. La liaison de communication réseau d’une source vers une destination est mise en oeuvre en utilisant un schéma d’amplification/transmission (AF) ou de décodage/transfert (DF). Le relais AF reçoit des informations du relais précédent et amplifie simplement le signal reçu, puis il le transmet au relais suivant. D’autre part, le relais DF décode d’abord le signal reçu, puis il le transmet au relais suivant au deuxième étage s’il peut parfaitement décoder le signal entrant. En raison de la simplicité analytique, dans cette thèse, nous considérons le schéma de relais AF et les résultats de ce travail peuvent également être développés pour le relais DF. La conception d’un émetteur/récepteur pour le relais MIMO multisauts est très difficile. Car à l’étape de relais L, il y a 2L canaux possibles. Donc, pour un réseau à grande échelle, il n’est pas économique d’envoyer un signal par tous les liens possibles. Au lieu de cela, nous pouvons trouver le meilleur chemin de la source à la destination qui donne le rapport signal sur bruit (SNR) de bout en bout le plus élevé. Nous pouvons minimiser la fonction objectif d’erreur quadratique moyenne (MSE) ou de taux d’erreur binaire (BER) en envoyant le signal utilisant le chemin sélectionné. L’ensemble de relais dans le chemin reste actif et le reste des relais s’éteint, ce qui permet d’économiser de l’énergie afin d’améliorer la durée de vie du réseau. Le meilleur chemin de transmission de signal a été étudié dans la littérature pour un relais MIMO à deux bonds mais est plus complexe pour un ...With the great developments in wireless communication technologies, Wireless Sensor Networks (WSNs) have gained attention worldwide in the past decade and are now being used in health monitoring, disaster management, defense, telecommunications, etc. Such networks are used in many industrial and consumer applications such as industrial process and environment monitoring, among others. A WSN network is a collection of specialized transducers known as sensor nodes with a communication link distributed randomly in any locations to monitor environmental parameters such as water level, and temperature. Each sensor node is equipped with a transducer, a signal processor, a power unit, and a transceiver. WSNs are now being widely used in the underground mining industry to monitor environmental parameters, including the amount of gas, water, temperature, humidity, oxygen level, dust, etc. The WSN for environment monitoring can be equivalently replaced by a multiple-input multiple-output (MIMO) relay network. Multi-hop relay networks have attracted significant research interest in recent years for their capability in increasing the coverage range. The network communication link from a source to a destination is implemented using the amplify-and-forward (AF) or decode-and-forward (DF) schemes. The AF relay receives information from the previous relay and simply amplifies the received signal and then forwards it to the next relay. On the other hand, the DF relay first decodes the received signal and then forwards it to the next relay in the second stage if it can perfectly decode the incoming signal. For analytical simplicity, in this thesis, we consider the AF relaying scheme and the results of this work can also be developed for the DF relay. The transceiver design for multi-hop MIMO relay is very challenging. This is because at the L-th relay stage, there are 2L possible channels. So, for a large scale network, it is not economical to send the signal through all possible links. Instead, we can find the best path from source-to-destination that gives the highest end-to-end signal-to-noise ratio (SNR). We can minimize the mean square error (MSE) or bit error rate (BER) objective function by sending the signal using the selected path. The set of relay in the path remains active and the rest of the relays are turned off which can save power to enhance network life-time. The best path signal transmission has been carried out in the literature for 2-hop MIMO relay and for multiple relaying it becomes very complex. In the first part of this thesis, we propose an optimal best path finding algorithm at perfect channel state information (CSI). We consider a parallel multi-hop multiple-input multiple-output (MIMO) AF relay system where a linear minimum mean-squared error (MMSE) receiver is used at the destination. We simplify the parallel network into equivalent series multi-hop MIMO relay link using best relaying, where the best relay ..