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Cognitive radio systems in LTE networks
This thesis was submitted for the award of Doctor of Philosophy and was awarded by Brunel University London.The most important fact in the mobile industry at the moment is that demand for wireless services will continue to expand in the coming years. Therefore, it is vital to find more spectrums through cognitive radios for the growing numbers of services and users. However, the spectrum reallocations, enhanced receivers, shared use, or secondary markets-will not likely, by themselves or in combination, meet the real exponential increases in demand for wireless resources. Network operators will also need to re-examine network architecture, and consider integrating the fibre and wireless networks to address this issue. This thesis involves driving fibre deeper into cognitive networks, deploying microcells connected through fibre infrastructure to the backbone LTE networks, and developing the algorithms for diverting calls between the wireless and fibre systems, introducing new coexistence models, and mobility management. This research addresses the network deployment scenarios to a microcell-aided cognitive network, specifically slicing the spectrum spatially and providing reliable coverage at either tier. The goal of this research is to propose new method of decentralized-to-distributed management techniques that overcomes the spectrum unavailability barrier overhead in ongoing and future deployments of multi-tiered cognitive network architectures. Such adjustments will propose new opportunities in cognitive radio-to-fibre systematic investment strategies. Specific contributions include:
1) Identifying the radio access technologies and radio over fibre solution for cognitive network infrastructure to increase the uplink capacity analysis in two-tier networks.
2) Coexistence of macro and microcells are studied to propose a roadmap for optimising the deployment of cognitive microcells inside LTE macrocells in the case of considering radio over fibre access systems.
3) New method for roaming mobiles moving between microcells and macrocell coverage areas is proposed for managing spectrum handover, operator database, authentication and accounting by introducing the channel assigning agent entity. The ultimate goal is to reduce unnecessary channel adaptation
Energy efficiency and interference management in long term evolution-advanced networks.
Doctoral Degree. University of KwaZulu-Natal, Durban.Cellular networks are continuously undergoing fast extraordinary evolution to overcome
technological challenges. The fourth generation (4G) or Long Term Evolution-Advanced
(LTE-Advanced) networks offer improvements in performance through increase in network density,
while allowing self-organisation and self-healing. The LTE-Advanced architecture is heterogeneous,
consisting of different radio access technologies (RATs), such as macrocell, smallcells, cooperative
relay nodes (RNs), having various capabilities, and coexisting in the same geographical coverage
area. These network improvements come with different challenges that affect users’ quality of
service (QoS) and network performance. These challenges include; interference management, high
energy consumption and poor coverage of marginal users. Hence, developing mitigation schemes for
these identified challenges is the focus of this thesis.
The exponential growth of mobile broadband data usage and poor networks’ performance along
the cell edges, result in a large increase of the energy consumption for both base stations (BSs) and
users. This due to improper RN placement or deployment that creates severe inter-cell and intracell
interferences in the networks. It is therefore, necessary to investigate appropriate RN placement
techniques which offer efficient coverage extension while reducing energy consumption and mitigating
interference in LTE-Advanced femtocell networks. This work proposes energy efficient and optimal
RN placement (EEORNP) algorithm based on greedy algorithm to assure improved and effective
coverage extension. The performance of the proposed algorithm is investigated in terms of coverage
percentage and number of RN needed to cover marginalised users and found to outperform other RN
placement schemes.
Transceiver design has gained importance as one of the effective tools of interference
management. Centralised transceiver design techniques have been used to improve network
performance for LTE-Advanced networks in terms of mean square error (MSE), bit error rate (BER)
and sum-rate. The centralised transceiver design techniques are not effective and computationally
feasible for distributed cooperative heterogeneous networks, the systems considered in this thesis.
This work proposes decentralised transceivers design based on the least-square (LS) and minimum MSE (MMSE) pilot-aided channel estimations for interference management in uplink
LTE-Advanced femtocell networks. The decentralised transceiver algorithms are designed for the
femtocells, the macrocell user equipments (MUEs), RNs and the cell edge macrocell UEs (CUEs) in
the half-duplex cooperative relaying systems. The BER performances of the proposed algorithms
with the effect of channel estimation are investigated.
Finally, the EE optimisation is investigated in half-duplex multi-user multiple-input
multiple-output (MU-MIMO) relay systems. The EE optimisation is divided into sub-optimal EE
problems due to the distributed architecture of the MU-MIMO relay systems. The decentralised
approach is employed to design the transceivers such as MUEs, CUEs, RN and femtocells for the
different sub-optimal EE problems. The EE objective functions are formulated as convex
optimisation problems subject to the QoS and transmit powers constraints in case of perfect channel
state information (CSI). The non-convexity of the formulated EE optimisation problems is
surmounted by introducing the EE parameter substractive function into each proposed algorithms.
These EE parameters are updated using the Dinkelbach’s algorithm. The EE optimisation of the
proposed algorithms is achieved after finding the optimal transceivers where the unknown
interference terms in the transmit signals are designed with the zero-forcing (ZF) assumption and
estimation errors are added to improve the EE performances. With the aid of simulation results, the
performance of the proposed decentralised schemes are derived in terms of average EE evaluation
and found to be better than existing algorithms
Enhanced Interference Management Techniques for Heterogeneous Cellular Networks
Interference management is one of the most challenging problems facing wireless communication networks, especially for the cellular wireless communication system that is based on reuse-one deployment.
This problem becomes even more noteworthy in the heterogeneous cellular networks (HetNets) where lower power nodes (LPNs) are deployed in the coverage area of the macro base station (MBS). The higher transmit power possessed by the MBS, together with the cell selection procedure employed in HetNet: where a user equipment (UE) may be served by a closer LPN (to enable cell splitting) even though the received power from the MBS could be higher, are some factors that cause interference in HetNet. In the 5th generation mobile networks (5G) when the number of deployed LPNs increases interference will be more serious.
This thesis proposes interference management techniques based on beamforming with different level of cooperation amongst base stations in HetNet. In this thesis, we first designed global beamforming vectors that will maximize the weighted sum-rate of HetNet while fulfilling some power and interference constraints. The interference constraint controls the allowable interference from the MBS to other UEs in the HetNet. The global beamforming vectors were achieved using the Branch and Bound technique which is a global optimization method used in solving non-convex optimization problems. The beamformers that maximize the weighted sum-rate of HetNet are designed jointly by all BSs in the HetNet, hence the implementation is done centrally.
Since each UE in HetNet has peculiar interference situation, we design a UE-centric clustering scheme, which is capable of determining the BSs in the HetNet that interferes each UE the most at a particular time. Afterward, these BSs coordinate interference with the serving BS of this UE and make resource allocation decisions together to allocate beamforming directions and powers to each UE in the HetNet.
This will spatially separate signals sent to each UE, thereby mitigating interference and improving the total data rate achievable in HetNet.
HetNet tends to be distributed, also X2-interface which is the backhaul link that connects BSs in the HetNet has a limited capacity which makes it incapable of withstanding huge burdens in its backhaul. We,
therefore, design distributed beamforming directions using only local channel state information available at each transmitter. We also develop optimal power allocation scheme for each UE in each cell to maximize the sum-rate of each cell in the HetNet
Cooperative Radio Communications for Green Smart Environments
The demand for mobile connectivity is continuously increasing, and by 2020 Mobile and Wireless Communications will serve not only very dense populations of mobile phones and nomadic computers, but also the expected multiplicity of devices and sensors located in machines, vehicles, health systems and city infrastructures. Future Mobile Networks are then faced with many new scenarios and use cases, which will load the networks with different data traffic patterns, in new or shared spectrum bands, creating new specific requirements. This book addresses both the techniques to model, analyse and optimise the radio links and transmission systems in such scenarios, together with the most advanced radio access, resource management and mobile networking technologies. This text summarises the work performed by more than 500 researchers from more than 120 institutions in Europe, America and Asia, from both academia and industries, within the framework of the COST IC1004 Action on "Cooperative Radio Communications for Green and Smart Environments". The book will have appeal to graduates and researchers in the Radio Communications area, and also to engineers working in the Wireless industry. Topics discussed in this book include: • Radio waves propagation phenomena in diverse urban, indoor, vehicular and body environments• Measurements, characterization, and modelling of radio channels beyond 4G networks• Key issues in Vehicle (V2X) communication• Wireless Body Area Networks, including specific Radio Channel Models for WBANs• Energy efficiency and resource management enhancements in Radio Access Networks• Definitions and models for the virtualised and cloud RAN architectures• Advances on feasible indoor localization and tracking techniques• Recent findings and innovations in antenna systems for communications• Physical Layer Network Coding for next generation wireless systems• Methods and techniques for MIMO Over the Air (OTA) testin
Cooperative Radio Communications for Green Smart Environments
The demand for mobile connectivity is continuously increasing, and by 2020 Mobile and Wireless Communications will serve not only very dense populations of mobile phones and nomadic computers, but also the expected multiplicity of devices and sensors located in machines, vehicles, health systems and city infrastructures. Future Mobile Networks are then faced with many new scenarios and use cases, which will load the networks with different data traffic patterns, in new or shared spectrum bands, creating new specific requirements. This book addresses both the techniques to model, analyse and optimise the radio links and transmission systems in such scenarios, together with the most advanced radio access, resource management and mobile networking technologies. This text summarises the work performed by more than 500 researchers from more than 120 institutions in Europe, America and Asia, from both academia and industries, within the framework of the COST IC1004 Action on "Cooperative Radio Communications for Green and Smart Environments". The book will have appeal to graduates and researchers in the Radio Communications area, and also to engineers working in the Wireless industry. Topics discussed in this book include: • Radio waves propagation phenomena in diverse urban, indoor, vehicular and body environments• Measurements, characterization, and modelling of radio channels beyond 4G networks• Key issues in Vehicle (V2X) communication• Wireless Body Area Networks, including specific Radio Channel Models for WBANs• Energy efficiency and resource management enhancements in Radio Access Networks• Definitions and models for the virtualised and cloud RAN architectures• Advances on feasible indoor localization and tracking techniques• Recent findings and innovations in antenna systems for communications• Physical Layer Network Coding for next generation wireless systems• Methods and techniques for MIMO Over the Air (OTA) testin
Design of static intercell interference coordination schemes for realistic lte-based cellular networks
Today, 3.5 and 4G systems including Long Term Evolution (LTE) and LTE-Advanced
(LTE-A) support packet-based services and provide mobile broadband access for
bandwidth-hungry applications. In this context of fast evolution, new and challenging
technical issues must be e ectively addressed. The nal target is to achieve a
signi cant step forward toward the improvement of the Quality of Experience (QoE).
To that end, interference management has been recognized by the industry as a key
enabler for cellular technologies based on OFDMA. Indeed, with a low frequency
reuse factor, intercell interference (ICI) becomes a major concern since the Quality of
Service (QoS) is not uniformly delivered across the network, it remarkably depends on
user position. Hence, cell edge performance is an important issue in LTE and LTE-A.
Intercell Interference Coordination (ICIC) encompasses strategies whose goal
is to keep ICI at cell edges as low as possible. This alleviates the aforementioned
situation. For this reason, the novelties presented in this Ph.D. thesis include not
only developments of static ICIC mechanisms for data and control channels, but
also e orts towards further improvements of the energy e ciency perspective.
Based on a comprehensive review of the state of the art, a set of research
opportunities were identi ed. To be precise, the need for
exible performance
evaluation methods and optimization frameworks for static ICIC strategies. These
mechanisms are grouped in two families: the schemes that de ne constraints on the
frequency domain and the ones that propose adjustments on the power levels. Thus,
Soft- and Fractional Frequency Reuse (SFR and FFR, respectively) are identi ed as
the base of the vast majority of static ICIC proposals.
Consequently, during the rst part of this Ph.D. thesis, interesting insights into
the operation of SFR and FFR were identi ed beyond well-known facts. These
studies allow for the development of a novel statistical framework to evaluate the
performance of these schemes in realistic deployments. As a result of the analysis, the
poor performance of classic con gurations of SFR and FFR in real-world contexts
is shown, and hence, the need for optimization is established. In addition, the
importance of the interworking between static ICIC schemes and other network
functionalities such as CSI feedback has also been identi ed. Therefore, novel CSI
feedback schemes, suitable to operate in conjunction with SFR and FFR, have been
developed. These mechanisms exploit the resource allocation pattern of these static
ICIC techniques in order to improve the accuracy of the CSI feedback process. The second part is focused on the optimization of SFR and FFR. The use of
multiobjective techniques is investigated as a tool to achieve e ective network-speci c
optimization. The approach o ers interesting advantages. On the one hand, it allows
for simultaneous optimization of several con
icting criteria. On the other hand, the
multiobjective nature results in outputs composed of several high quality (Pareto
e cient) network con gurations, all of them featuring a near-optimal tradeo
between the performance criteria. Multiobjective evolutionary algorithms allow
employing complex mathematical structures without the need for relaxation, thus
capturing accurately the system behavior in terms of ICI. The multiobjective
optimization formulation of the problem aims at achieving e ective adjustment of
the operational parameters of SFR and FFR both at cell level and network-wide.
Moreover, the research was successfully extended to the control channels, both the
PDCCH and ePDCCH.
Finally, in an e ort to further improve the network energy e ciency (an aspect
always considered throughout the thesis), the framework of Cell Switch O (CSO),
having close connections with ICIC, is also introduced. By means of the proposed
method, signi cant improvements with respect to traditional approaches, baseline
con gurations, and previous proposals can be achieved. The gains are obtained in
terms of energy consumption, network capacity, and cell edge performance.Actualmente los sistemas 3.5 y 4G tales como Long Term Evolution (LTE) y
LTE-Advanced (LTE-A) soportan servicios basados en paquetes y proporcionan
acceso de banda ancha m ovil para aplicaciones que requieren elevadas tasas de
transmisi on. En este contexto de r apida evoluci on, aparecen nuevos retos t ecnicos
que deben ser resueltos e cientemente. El objetivo ultimo es conseguir un salto
cualitativo importante en la experiencia de usuario (QoE). Con tal n, un factor
clave que ha sido reconocido en las redes celulares basadas en Orthogonal Frequency-
Division Multiple Access (OFDMA) es la gesti on de interferencias. De hecho, la
utilizaci on de un factor de reuso bajo permite una elevada e ciencia espectral pero
a costa de una distribuci on de la calidad de servicio (QoS) que no es uniforme en la
red, depende de la posici on del usuario. Por lo tanto, el rendimiento en los l mites
de la celda se ve muy penalizado y es un problema importante a resolver en LTE
y LTE-A.
La coordinaci on de interferencias entre celdas (ICIC, del ingl es Intercell Interfe-
rence Coordination) engloba las estrategias cuyo objetivo es mantener la interferencia
intercelular (ICI) lo m as baja posible en los bordes de celda. Esto permite aliviar
la situaci on antes mencionada. La contribuci on presentada en esta tesis doctoral
incluye el dise~no de nuevos mecanismos de ICIC est atica para los canales de datos y
control, as como tambi en mejoras desde el punto de vista de e ciencia energ etica.
A partir de una revisi on completa del estado del arte, se identi caron una serie
de retos abiertos que requer an esfuerzos de investigaci on. En concreto, la necesidad
de m etodos de evaluaci on
exibles y marcos de optimizaci on de las estrategias de
ICIC est aticas. Estos mecanismos se agrupan en dos familias: los esquemas que
de nen restricciones sobre el dominio de la frecuencia y los que proponen ajustes
en los niveles de potencia. Es decir, la base de la gran mayor a de propuestas ICIC
est aticas son la reutilizaci on de frecuencias de tipo soft y fraccional (SFR y FFR,
respectivamente).
De este modo, durante la primera parte de esta tesis doctoral, se han estudiado
los aspectos m as importantes del funcionamiento de SFR y FFR, haciendo especial
enfasis en las conclusiones que van m as all a de las bien conocidas. Ello ha permitido
introducir un nuevo marco estad stico para evaluar el funcionamiento de estos
sistemas en condiciones de despliegue reales. Como resultado de estos an alisis, se
muestra el pobre desempe~no de SFR y FFR en despliegues reales cuando funcionan con sus con guraciones cl asicas y se establece la necesidad de optimizaci on. Tambi en
se pone de mani esto la importancia del funcionamiento conjunto entre esquemas
ICIC est aticos y otras funcionalidades de la red radio, tales como la informaci on que
env an los usuarios sobre el estado de su canal downlink (feedback del CSI, del ingl es
Channel State Information). De este modo, se han propuesto diferentes esquemas de
feedback apropiados para trabajar conjuntamente con SFR y FFR. Estos mecanismos
explotan el patr on de asignaci on de recursos que se utiliza en ICIC est atico para
mejorar la precisi on del proceso.
La segunda parte se centra en la optimizaci on de SFR y FFR. Se ha investigado el
uso de t ecnicas multiobjetivo como herramienta para lograr una optimizaci on e caz,
que es espec ca para cada red. El enfoque ofrece ventajas interesantes, por un lado, se
permite la optimizaci on simult anea de varios criterios contradictorios. Por otro lado,
la naturaleza multiobjetivo implica obtener como resultado con guraciones de red
de elevada calidad (Pareto e cientes), todas ellas con un equilibrio casi- optimo entre
las diferentes m etricas de rendimiento. Los algoritmos evolucionarios multiobjetivo
permiten la utilizaci on de estructuras matem aticas complejas sin necesidad de relajar
el problema, de este modo capturan adecuadamente su comportamiento en t erminos
de ICI. La formulaci on multiobjetivo consigue un ajuste efectivo de los par ametros
operacionales de SFR y FFR, tanto a nivel de celda como a nivel de red. Adem as,
la investigaci on se extiende con resultados satisfactorios a los canales de control,
PDCCH y ePDCCH.
Finalmente, en un esfuerzo por mejorar la e ciencia energ etica de la red (un
aspecto siempre considerado a lo largo de la tesis), se introduce en el an alisis global
el apagado inteligente de celdas, estrategia con estrechos v nculos con ICIC. A trav es
del m etodo propuesto, se obtienen mejoras signi cativas con respecto a los enfoques
tradicionales y propuestas previas. Las ganancias se obtienen en t erminos de consumo
energ etico, capacidad de la red, y rendimiento en el l mite de las celdas.Actualment els sistemes 3.5 i 4G tals com Long Term Evolution (LTE) i LTE-
Advanced (LTE-A) suporten serveis basats en paquets i proporcionen acc es de
banda ampla m obil per a aplicacions que requereixen elevades taxes de transmissi
o. En aquest context de r apida evoluci o, apareixen nous reptes t ecnics que
han de ser resolts e cientment. L'objectiu ultim es aconseguir un salt qualitatiu
important en l'experi encia d'usuari (QoE). Amb tal , un factor clau que ha estat
reconegut a les xarxes cel lulars basades en Orthogonal Frequency-Division Multiple
Access (OFDMA) es la gesti o d'interfer encies. De fet, la utilizaci o d'un factor de
re us baix permet una elevada e ci encia espectral per o a costa d'una distribuci o de
la qualitat de servei (QoS) que no es uniforme a la xarxa, dep en de la posici o de
l'usuari. Per tant, el rendiment en els l mits de la cel la es veu molt penalitzat i es
un problema important a resoldre en LTE i LTE-A.
La coordinaci o d'interfer encies entre cel les (ICIC, de l'angl es Intercell Interfe-
rence Coordination) engloba les estrat egies que tenen com a objectiu mantenir la
interfer encia intercel lular (ICI) el m es baixa possible en les vores de la cel la. Aix o
permet alleujar la situaci o abans esmentada. La contribuci o presentada en aquesta
tesi doctoral inclou el disseny de nous mecanismes de ICIC est atica per als canals de
dades i control, aix com tamb e millores des del punt de vista d'e ci encia energ etica.
A partir d'una revisi o completa de l'estat de l'art, es van identi car una s erie de
reptes oberts que requerien esfor cos de recerca. En concret, la necessitat de m etodes
d'avaluaci o
exibles i marcs d'optimitzaci o de les estrat egies de ICIC est atiques.
Aquests mecanismes s'agrupen en dues fam lies: els esquemes que de neixen restriccions
sobre el domini de la freq u encia i els que proposen ajustos en els nivells de
pot encia. Es a dir, la base de la gran majoria de propostes ICIC est atiques s on la
reutilitzaci o de freq u encies de tipus soft i fraccional (SFR i FFR, respectivament).
D'aquesta manera, durant la primera part d'aquesta tesi doctoral, s'han estudiat
els aspectes m es importants del funcionament de SFR i FFR, fent especial emfasi en
les conclusions que van m es enll a de les ben conegudes. Aix o ha perm es introduir un
nou marc estad stic per avaluar el funcionament d'aquests sistemes en condicions
de desplegament reals. Com a resultat d'aquestes an alisis, es mostra el pobre
acompliment de SFR i FFR en desplegaments reals quan funcionen amb les seves
con guracions cl assiques i s'estableix la necessitat d'optimitzaci o. Tamb e es posa de
manifest la import ancia del funcionament conjunt entre esquemes ICIC est atics i altres funcionalitats de la xarxa radio, tals com la informaci o que envien els usuaris
sobre l'estat del seu canal downlink (feedback del CSI, de l'angl es Channel State
Information). D'aquesta manera, s'han proposat diferents esquemes de feedback
apropiats per treballar conjuntament amb SFR i FFR. Aquests mecanismes exploten
el patr o d'assignaci o de recursos que s'utilitza en ICIC est atic per millorar la precisi o
del proc es.
La segona part se centra en l'optimitzaci o de SFR i FFR. S'ha investigat l' us
de t ecniques multiobjectiu com a eina per aconseguir una optimitzaci o e ca c, que
es espec ca per a cada xarxa. L'enfocament ofereix avantatges interessants, d'una
banda, es permet l'optimitzaci o simult ania de diversos criteris contradictoris. D'altra
banda, la naturalesa multiobjectiu implica obtenir com resultat con guracions de
xarxa d'elevada qualitat (Pareto e cients), totes elles amb un equilibri gaireb e optim
entre les diferents m etriques de rendiment. Els algorismes evolucionaris multiobjectiu
permeten la utilitzaci o d'estructures matem atiques complexes sense necessitat de
relaxar el problema, d'aquesta manera capturen adequadament el seu comportament
en termes de ICI. La formulaci o multiobjectiu aconsegueix un ajust efectiu dels
par ametres operacionals de SFR i FFR, tant a nivell de cel la com a nivell de xarxa.
A m es, la recerca s'est en amb resultats satisfactoris als canals de control, PDCCH
i ePDCCH.
Finalment, en un esfor c per millorar l'e ci encia energ etica de la xarxa (un
aspecte sempre considerat al llarg de la tesi), s'introdueix en l'an alisi global l'apagat
intel ligent de cel les, estrat egia amb estrets vincles amb ICIC. Mitjan cant el m etode
proposat, s'obtenen millores signi catives pel que fa als enfocaments tradicionals i
propostes pr evies. Els guanys s'obtenen en termes de consum energ etic, capacitat de
la xarxa, i rendiment en el l mit de les cel les
Traffic-Driven Energy Efficient Operational Mechanisms in Cellular Access Networks
Recent explosive growth in mobile data traffic is increasing energy consumption in cellular networks at an incredible rate. Moreover, as a direct result of the conventional static network provisioning approach, a significant amount of electrical energy is being wasted in the existing networks. Therefore, in recent time, the issue of designing energy efficient cellular networks has drawn significant attention, which is also the foremost motivation behind this research. The proposed research is particularly focused on the design of self-organizing type traffic-sensitive dynamic network reconfiguring mechanisms for energy efficiency in cellular systems. Under the proposed techniques, radio access networks (RANs) are adaptively reconfigured using less equipment leading to reduced energy utilization. Several energy efficient cellular network frameworks by employing inter-base station (BS) cooperation in RANs are proposed. Under these frameworks, based on the instantaneous traffic demand, BSs are dynamically switched between active and sleep modes by redistributing traffic among them and thus, energy savings is achieved. The focus is then extended to exploiting the availability of multiple cellular networks for extracting energy savings through inter-RAN cooperation. Mathematical models for both of these single-RAN and multi-RAN cooperation mechanisms are also formulated. An alternative energy saving technique using dynamic sectorization (DS) under which some of the sectors in the underutilized BSs are turned into sleep mode is also proposed. Algorithms for both the distributed and the centralized implementations are developed. Finally, a two-dimensional energy efficient network provisioning mechanism is proposed by jointly applying both the DS and the dynamic BS switching. Extensive simulations are carried out, which demonstrate the capability of the proposed mechanisms in substantially enhancing the energy efficiency of cellular networks