Subcarrier and Power Allocation in WiMAX

Worldwide Interoperability for Microwave Access (WiMAX) is one of the latest technologies for providing Broadband Wireless Access (BWA) in a metropolitan area. The use of orthogonal frequency division multiplexing (OFDM) transmissions has been proposed in WiMAX to mitigate the complications which are associated with frequency selective channels. In addition, the multiple access is achieved by using orthogonal frequency division multiple access (OFDMA) scheme which has several advantages such as flexible resource allocation, relatively simple transceivers, and high spectrum efficient. In OFDMA the controllable resources are the subcarriers and the allocated power per subband. Moreover, adaptive subcarrier and power allocation techniques have been selected to exploit the natural multiuser diversity. This leads to an improvement of the performance by assigning the proper subcarriers to the user according to their channel quality and the power is allocated based on water-filling algorithm. One simple method is to allocate subcarriers and powers equally likely between all users. It is well known that this method reduces the spectral efficiency of the system, hence, it is not preferred unless in some applications. In order to handle the spectral efficiency problem, in this thesis we discuss three novel resources allocation algorithms for the downlink of a multiuser OFDM system and analyze the algorithm performances based on capacity and fairness measurement. Our intensive simulations validate the algorithm performances.fi=Opinnäytetyö kokotekstinä PDF-muodossa.|en=Thesis fulltext in PDF format.|sv=Lärdomsprov tillgängligt som fulltext i PDF-format

Next generation optical access networks and coexistence with legacy PONs

Nowadays, Fiber-to-the-Home is one of the most promising solutions to provide broadband services in access networks. However, the fiber is inefficiently used as most of the deployed systems are still based on Time Division Multiplexing Passive Optical Networks (TDM-PONs) providing shared transmission capacities up to 2.5 Gb/s down and 1.25 Gb/s up, among multiple users. Research on high-speed electronics and Wavelength Division Multiplexing (WDM) has allowed the emergence of what is known as the second generation PON (NG-PON2), which specify aggregated capacities up to 40 Gb/s, stacking four channels at symmetric data rates of 10 Gb/s each, for residential scenarios. Nevertheless, the capacity per channel is still shared between multiple users due to the use of TDM. Moreover, the optical spectrum efficiency is low because channels are widely spaced (50 to 100 GHz). In addition, the sensitivity, reach and number of users is limited as consequence of using direct detection (DD) systems. In consequence, and due to the increase in bandwidth demands of new multimedia applications, it is necessary to propose solutions that cope with this tendency and, even more important, that can coexist with legacy systems, being one of the major requirements of network operators to guarantee a smooth and non-disruptive technology migration. In this thesis, a breakthrough technology such as Ultra-Dense WDM (UDWDM) that allows to allocate a large number of channels spaced only by a few GHz is used. This approach consent to envision the concept of Wavelength-to-the-User, where each costumer can be served with dedicated bandwidth links. The key technologies are based on coherent systems, with inherent wavelength selectivity and improved sensitivity compared to DD systems, thanks to the booster action of a tunable local oscillator (LO) laser. Because of cost is the main constraint in access networks, especially at the customer premises equipment (Optical Network Unit - ONU), in this thesis, a new class of coherent transceivers, based on low-cost direct modulated lasers and simplified receiver schemes, are proposed and experimentally tested. Moreover, the issue of coexistence is investigated through theoretical studies and real-time implementations, demonstrating full compatibility with legacy systems. Between the proposed solutions, a simple technique to adjust digitally the direct phase modulation of a distributed feedback (DFB) laser is presented to support flexible transmission rates. Next, several multilevel phase modulation formats for achieving higher transmission rates and better spectral efficiency are experimentally compared. Subsequently, the topic of photonic integration is addressed, demonstrating for the first time an 8-ary hybrid amplitude and phase modulated transmitter (Tx), by using a low-cost, small-footprint and energy efficient dual electro-absorption modulated laser (DEML). Finally, two novel proposals, to reduce the complexity of heterodyne and intradyne detection, are provided to face the typical issue of complexity and high-cost of coherent systems. The former explores the possibility of using only one DFB laser as LO and Tx at the ONU. The later demonstrates for the first time, a novel phase time diversity technique alternating phase modulation at each complex component (in-phase - I and quadrature - Q) achieving a 10 Gb/s' transmission with polarization independence.En la actualidad, la Fibra hasta el Hogar es una de las soluciones más prometedoras para proporcionar servicios de banda ancha en las redes de acceso. Sin embargo, la fibra se usa de manera poco eficiente, ya que la mayoría de los sistemas implementados todavía están basados en redes ópticas pasivas de multiplexación por división en el tiempo (TDM-PON) que brindan capacidades de transmisión compartidas entre múltiples usuarios de hasta 2.5 Gb/s y 1.25 Gb/s. La investigación en electrónica de alta velocidad y la multiplexación por división de longitud de onda (WDM) ha permitido el surgimiento de lo hoy se conoce como PON de segunda generación (NG-PON2), que especifica capacidades agregadas de hasta 40 Gb/s, apilando cuatro canales a velocidades de datos simétricas de 10 Gb/s cada uno, para escenarios residenciales. Sin embargo, la capacidad por canal todavía se comparte entre múltiples usuarios debido al uso de TDM. Además, la eficiencia en el uso del espectro óptico es baja porque los canales están muy separados (50 a 100 GHz). Asimismo, la sensibilidad, el alcance y el número de usuarios están limitados debido al uso de sistemas de detección directa. En consecuencia, y debido al aumento de las demandas de ancho de banda de las nuevas aplicaciones multimedia, es necesario proponer soluciones que respondan a esta tendencia y, lo que es más importante, que puedan coexistir con sistemas heredados, siendo uno de los principales requisitos de los operadores de red para garantizar una migración de tecnología fluida y sin interrupciones. En esta tesis, se utiliza una tecnología de vanguardia, como la multiplexación por división ultra densa de longitud de onda (UDWDM) que permite distribuir un gran número de canales espaciados solo por unos pocos GHz. Este enfoque permite vislumbrar el concepto de longitud de onda para el usuario, donde cada cliente puede usar enlaces de ancho de banda dedicados. Las tecnologías clave están basadas en los sistemas coherentes, con selectividad de longitud de onda inherente y sensibilidad mejorada en comparación con los sistemas de detección directa, gracias al efecto de amplificación óptica de un láser oscilador local (LO) sintonizable. Debido a que el costo es la principal restricción en las redes de acceso, especialmente del equipo en las instalaciones del cliente (unidad de red óptica - ONU), en ésta tesis, una nueva clase de transceptores coherentes, basados en láseres de bajo coste modulados directamente y esquemas de recepción simplificados, son propuestos y probados experimentalmente. Además, el problema de la coexistencia es investigado a través de estudios teóricos y experimentos en tiempo real, demostrando compatibilidad total con los sistemas heredados. Entre las soluciones propuestas, se presenta una técnica simple para ajustar digitalmente la modulación de fase directa de un láser de retroalimentación distribuida (DFB), y admitir velocidades de transmisión flexibles. Acto seguido, se comparan experimentalmente varios formatos multinivel de modulación de fase, para lograr tasas de transmisión más altas y una mejor eficiencia espectral. Posteriormente, se aborda el tema de la integración fotónica, demostrando por primera vez un transmisor (Tx) con modulación híbrida de fase y amplitud de ocho puntos, mediante el uso de un dispositivo pequeño, de bajo coste y eficiente energéticamente, como lo es el láser dual de electro-absorción modulada (DEML). Finalmente, se presentan dos propuestas novedosas para reducir la complejidad de la detección heterodina e intradina, afrontando el problema típico de la complejidad y alto coste de los sistemas coherentes. La primera explora la posibilidad de usar solo un láser DFB en la ONU, como LO y Tx. La segunda, demuestra por primera vez, una nueva técnica de diversidad fase en el tiempo, que alterna la modulación de fase en cada componente del plano complejo (fase-I y cuadratura-Q) logrando una transmisión de 10 Gb / s / λ con independencia de polarizació

Next generation optical access networks and coexistence with legacy PONs

Nowadays, Fiber-to-the-Home is one of the most promising solutions to provide broadband services in access networks. However, the fiber is inefficiently used as most of the deployed systems are still based on Time Division Multiplexing Passive Optical Networks (TDM-PONs) providing shared transmission capacities up to 2.5 Gb/s down and 1.25 Gb/s up, among multiple users. Research on high-speed electronics and Wavelength Division Multiplexing (WDM) has allowed the emergence of what is known as the second generation PON (NG-PON2), which specify aggregated capacities up to 40 Gb/s, stacking four channels at symmetric data rates of 10 Gb/s each, for residential scenarios. Nevertheless, the capacity per channel is still shared between multiple users due to the use of TDM. Moreover, the optical spectrum efficiency is low because channels are widely spaced (50 to 100 GHz). In addition, the sensitivity, reach and number of users is limited as consequence of using direct detection (DD) systems. In consequence, and due to the increase in bandwidth demands of new multimedia applications, it is necessary to propose solutions that cope with this tendency and, even more important, that can coexist with legacy systems, being one of the major requirements of network operators to guarantee a smooth and non-disruptive technology migration. In this thesis, a breakthrough technology such as Ultra-Dense WDM (UDWDM) that allows to allocate a large number of channels spaced only by a few GHz is used. This approach consent to envision the concept of Wavelength-to-the-User, where each costumer can be served with dedicated bandwidth links. The key technologies are based on coherent systems, with inherent wavelength selectivity and improved sensitivity compared to DD systems, thanks to the booster action of a tunable local oscillator (LO) laser. Because of cost is the main constraint in access networks, especially at the customer premises equipment (Optical Network Unit - ONU), in this thesis, a new class of coherent transceivers, based on low-cost direct modulated lasers and simplified receiver schemes, are proposed and experimentally tested. Moreover, the issue of coexistence is investigated through theoretical studies and real-time implementations, demonstrating full compatibility with legacy systems. Between the proposed solutions, a simple technique to adjust digitally the direct phase modulation of a distributed feedback (DFB) laser is presented to support flexible transmission rates. Next, several multilevel phase modulation formats for achieving higher transmission rates and better spectral efficiency are experimentally compared. Subsequently, the topic of photonic integration is addressed, demonstrating for the first time an 8-ary hybrid amplitude and phase modulated transmitter (Tx), by using a low-cost, small-footprint and energy efficient dual electro-absorption modulated laser (DEML). Finally, two novel proposals, to reduce the complexity of heterodyne and intradyne detection, are provided to face the typical issue of complexity and high-cost of coherent systems. The former explores the possibility of using only one DFB laser as LO and Tx at the ONU. The later demonstrates for the first time, a novel phase time diversity technique alternating phase modulation at each complex component (in-phase - I and quadrature - Q) achieving a 10 Gb/s' transmission with polarization independence.En la actualidad, la Fibra hasta el Hogar es una de las soluciones más prometedoras para proporcionar servicios de banda ancha en las redes de acceso. Sin embargo, la fibra se usa de manera poco eficiente, ya que la mayoría de los sistemas implementados todavía están basados en redes ópticas pasivas de multiplexación por división en el tiempo (TDM-PON) que brindan capacidades de transmisión compartidas entre múltiples usuarios de hasta 2.5 Gb/s y 1.25 Gb/s. La investigación en electrónica de alta velocidad y la multiplexación por división de longitud de onda (WDM) ha permitido el surgimiento de lo hoy se conoce como PON de segunda generación (NG-PON2), que especifica capacidades agregadas de hasta 40 Gb/s, apilando cuatro canales a velocidades de datos simétricas de 10 Gb/s cada uno, para escenarios residenciales. Sin embargo, la capacidad por canal todavía se comparte entre múltiples usuarios debido al uso de TDM. Además, la eficiencia en el uso del espectro óptico es baja porque los canales están muy separados (50 a 100 GHz). Asimismo, la sensibilidad, el alcance y el número de usuarios están limitados debido al uso de sistemas de detección directa. En consecuencia, y debido al aumento de las demandas de ancho de banda de las nuevas aplicaciones multimedia, es necesario proponer soluciones que respondan a esta tendencia y, lo que es más importante, que puedan coexistir con sistemas heredados, siendo uno de los principales requisitos de los operadores de red para garantizar una migración de tecnología fluida y sin interrupciones. En esta tesis, se utiliza una tecnología de vanguardia, como la multiplexación por división ultra densa de longitud de onda (UDWDM) que permite distribuir un gran número de canales espaciados solo por unos pocos GHz. Este enfoque permite vislumbrar el concepto de longitud de onda para el usuario, donde cada cliente puede usar enlaces de ancho de banda dedicados. Las tecnologías clave están basadas en los sistemas coherentes, con selectividad de longitud de onda inherente y sensibilidad mejorada en comparación con los sistemas de detección directa, gracias al efecto de amplificación óptica de un láser oscilador local (LO) sintonizable. Debido a que el costo es la principal restricción en las redes de acceso, especialmente del equipo en las instalaciones del cliente (unidad de red óptica - ONU), en ésta tesis, una nueva clase de transceptores coherentes, basados en láseres de bajo coste modulados directamente y esquemas de recepción simplificados, son propuestos y probados experimentalmente. Además, el problema de la coexistencia es investigado a través de estudios teóricos y experimentos en tiempo real, demostrando compatibilidad total con los sistemas heredados. Entre las soluciones propuestas, se presenta una técnica simple para ajustar digitalmente la modulación de fase directa de un láser de retroalimentación distribuida (DFB), y admitir velocidades de transmisión flexibles. Acto seguido, se comparan experimentalmente varios formatos multinivel de modulación de fase, para lograr tasas de transmisión más altas y una mejor eficiencia espectral. Posteriormente, se aborda el tema de la integración fotónica, demostrando por primera vez un transmisor (Tx) con modulación híbrida de fase y amplitud de ocho puntos, mediante el uso de un dispositivo pequeño, de bajo coste y eficiente energéticamente, como lo es el láser dual de electro-absorción modulada (DEML). Finalmente, se presentan dos propuestas novedosas para reducir la complejidad de la detección heterodina e intradina, afrontando el problema típico de la complejidad y alto coste de los sistemas coherentes. La primera explora la posibilidad de usar solo un láser DFB en la ONU, como LO y Tx. La segunda, demuestra por primera vez, una nueva técnica de diversidad fase en el tiempo, que alterna la modulación de fase en cada componente del plano complejo (fase-I y cuadratura-Q) logrando una transmisión de 10 Gb / s / λ con independencia de polarizaciónPostprint (published version

A General Framework for Analyzing, Characterizing, and Implementing Spectrally Modulated, Spectrally Encoded Signals

Fourth generation (4G) communications will support many capabilities while providing universal, high speed access. One potential enabler for these capabilities is software defined radio (SDR). When controlled by cognitive radio (CR) principles, the required waveform diversity is achieved via a synergistic union called CR-based SDR. Research is rapidly progressing in SDR hardware and software venues, but current CR-based SDR research lacks the theoretical foundation and analytic framework to permit efficient implementation. This limitation is addressed here by introducing a general framework for analyzing, characterizing, and implementing spectrally modulated, spectrally encoded (SMSE) signals within CR-based SDR architectures. Given orthogonal frequency division multiplexing (OFDM) is a 4G candidate signal, OFDM-based signals are collectively classified as SMSE since modulation and encoding are spectrally applied. The proposed framework provides analytic commonality and unification of SMSE signals. Applicability is first shown for candidate 4G signals, and resultant analytic expressions agree with published results. Implementability is then demonstrated in multiple coexistence scenarios via modeling and simulation to reinforce practical utility

Nonlinear impairments and mitigation technologies for the next generation fiber-wireless mobile fronthaul networks

The proliferation of Internet-connected mobile devices and video-intensive services are driving the growth of mobile data traffic in an explosive way. The last mile of access networks, mobile fronthaul (MFH) networks, have become the data rate bottleneck of user experience. The objective of this research are two-fold. For analog MFH, nonlinear interferences among multiple bands of mobile signals in a multi-RAT multi-service radio-over-fiber (RoF)-based MFH system are investigated for the first time. The nonlinear impairments of both single-carrier and multi-carrier signals are investigated, and it is experimentally demonstrated that inter-channel interferences play a more important role in the performance degradation of analog MFH than the nonlinear distortions of each individual signal. A digital predistortion technique was also presented to linearize the analog MFH links. On the other hand, for digital MFH, we experimentally demonstrate a novel digitization interface based on delta-sigma modulation to replace the state-of-the-art common public radio interface (CPRI). Compared with CPRI, it provides improved spectral efficiency and enhanced fronthaul capacity, and can accommodate both 4G-LTE and 5G mobile services.Ph.D

Transceivers para TWDM-PON

Mestrado em Engenharia Eletrónica e TelecomunicaçõesIn recent years, Internet has been assuming a fundamental role in everyday life. Traffic demands are increasing in such a way that the available technologies will presumably no longer satisfy the raised requirements. For the last years, operators have expressed a clear interest in the implementation and development of Passive Optical Network (PON) to provide several services and applications to a high flow rate per client. Comparing to other access technologies, PON is very attractive mainly due to reduction of maintenance and to the operational cost efficiency. As a consequence, PON systems were standardized and developed in the whole world, but the everincreasing bandwidth demand makes this type of network need to evolve. Therefore, the current standardized technologies Gigacapable PON and XG-PON need to be upgraded to Next-Generation PON2. In order to protect the initial investment and to reduce the operational costs, operators should keep the current optical distribution network, providing the technologies coexistence in the same fiber. The principle of NG-PON2 is to improve previous technologies, in terms of capacity, ODN compatibility, bandwidth and cost-efficiency. In April 2012, Full Service Access Network (FSAN) selected the time and wavelength multiplexing PON (TWDM-PON) technology as the solution of choice for NG-PON2. Almost one year later, ITU-T G.989.1 came out, providing some wavelength plans proposals. The ability to operate on existing fiber ODN, coexisting with legacy PON is the most important requirement. The current dissertation is based on the study of TWDM-PON upstream transmission. Both GPON and XG-PON work in burst mode for upstream direction, therefore in the current study also that type of data transmission is considered for upstream TWDM-PON. Once using this transmission mode, some parameters have to be taken into consideration, as the packets size and their separation length in order to understand which frame fits the best, considering the system performance. In the actual study, it was supposed to visualize transients in each packet, however it was experimentally proved that once the lifetime of the carriers is less than the burst time, it was not possible to identify any of them. It was also verified that increasing the guard time will decrease the performance of the system.A Internet tem vindo a assumir um papel fundamental no quotidiano de cada utilizador. A largura de banda exigida é cada vez mais alta, desta forma, as tecnologias actualmente disponíveis acabarão por deixar de satisfazer os requisitos emergentes. Nos últimos anos, as operadoras têm manifestado um interesse evidente no desenvolvimento de Redes Ópticas Passivas (PON), com o intuito de fornecer vários serviços e aplicações a uma taxa de fluxo elevada por cliente. Comparando com outras tecnologias de acesso, as redes PON são muito actrativas devido à sua baixa manutenção e aos custos/eficiência de operação. Como consequência, os sistemas PON foram padronizados e desenvolvidos em todo o mundo. No entanto, este tipo de tecnologia necessita de progredir ao longo do tempo, mantendo a satisfação dos requisitos de tráfego que lhe serão impostos. Assim, as tecnologias actualmente implementadas: GPON e XG-PON, necessitam de sofrer um upgrade para NG-PON2 (Next- Generation PON 2). De modo a proteger o investimento inicial, reduzindo os custos de operação, as operadoras devem manter e reutilizer a ODN já implementada, possibilitando a coexistência das tecnologias na mesma fibra. NG-PON2 é uma melhoria da capacidade, da compatibilidade na ODN, largura de banda e custo-eficiência das tecnologias anteriores. Em Abril de 2012, a FSAN selecionou a tecnologia TWDM-PON (Time and Wavelength Division Multiplexing PON) como solução do projecto NG-PON2. Um ano após a sua seleção, a norma ITU-T G.989.1 foi publicada, propondo alguns planos de comprimentos de onda. A coexistência de TWDM-PON com as PON anteriores na mesma ODN é o requisite mais importante. A presente dissertação baseia-se no estudo de transmissão upstream de TWDM-PON. Ambos GPON e XG-PON operam em modo burst para a direção upstream. Uma vez utilizao este modo de transmissão, é necessário considerer determinados parâmetros como o tempo de separação interburst – guard time, tal como o comprimento de cada pacote, com o intuito de compreender o impacto da variação destes mesmos campos no desempenho do sistema. No presente estudo, era susposto visualizar transientes em cada pacote de transmissão, no entanto foi comprovado experimentalmente, que uma vez que o tempo de vida dos portadores do EDFA selecionado é menor que o intervalo de cada burst, não se identificaram transientes. Verificou-se também que, o aumento da separação interburst degrada o desempenho do sistema

Bandwidth Compressed Waveform and System Design for Wireless and Optical Communications: Theory and Practice

This thesis addresses theoretical and practical challenges of spectrally efficient frequency division multiplexing (SEFDM) systems in both wireless and optical domains. SEFDM improves spectral efficiency relative to the well-known orthogonal frequency division multiplexing (OFDM) by non-orthogonally multiplexing overlapped sub-carriers. However, the deliberate violation of orthogonality results in inter carrier interference (ICI) and associated detection complexity, thus posing many challenges to practical implementations. This thesis will present solutions for these issues. The thesis commences with the fundamentals by presenting the existing challenges of SEFDM, which are subsequently solved by proposed transceivers. An iterative detection (ID) detector iteratively removes self-created ICI. Following that, a hybrid ID together with fixed sphere decoding (FSD) shows an optimised performance/complexity trade-off. A complexity reduced Block-SEFDM can subdivide the signal detection into several blocks. Finally, a coded Turbo-SEFDM is proved to be an efficient technique that is compatible with the existing mobile standards. The thesis also reports the design and development of wireless and optical practical systems. In the optical domain, given the same spectral efficiency, a low-order modulation scheme is proved to have a better bit error rate (BER) performance when replacing a higher order one. In the wireless domain, an experimental testbed utilizing the LTE-Advanced carrier aggregation (CA) with SEFDM is operated in a realistic radio frequency (RF) environment. Experimental results show that 40% higher data rate can be achieved without extra spectrum occupation. Additionally, a new waveform, termed Nyquist-SEFDM, which compresses bandwidth and suppresses out-of-band power leakage is investigated. A 4th generation (4G) and 5th generation (5G) coexistence experiment is followed to verify its feasibility. Furthermore, a 60 GHz SEFDM testbed is designed and built in a point-to-point indoor fiber wireless experiment showing 67% data rate improvement compared to OFDM. Finally, to meet the requirements of future networks, two simplified SEFDM transceivers are designed together with application scenarios and experimental verifications