Massive MIMO is a Reality -- What is Next? Five Promising Research Directions for Antenna Arrays

Massive MIMO (multiple-input multiple-output) is no longer a "wild" or "promising" concept for future cellular networks - in 2018 it became a reality. Base stations (BSs) with 64 fully digital transceiver chains were commercially deployed in several countries, the key ingredients of Massive MIMO have made it into the 5G standard, the signal processing methods required to achieve unprecedented spectral efficiency have been developed, and the limitation due to pilot contamination has been resolved. Even the development of fully digital Massive MIMO arrays for mmWave frequencies - once viewed prohibitively complicated and costly - is well underway. In a few years, Massive MIMO with fully digital transceivers will be a mainstream feature at both sub-6 GHz and mmWave frequencies. In this paper, we explain how the first chapter of the Massive MIMO research saga has come to an end, while the story has just begun. The coming wide-scale deployment of BSs with massive antenna arrays opens the door to a brand new world where spatial processing capabilities are omnipresent. In addition to mobile broadband services, the antennas can be used for other communication applications, such as low-power machine-type or ultra-reliable communications, as well as non-communication applications such as radar, sensing and positioning. We outline five new Massive MIMO related research directions: Extremely large aperture arrays, Holographic Massive MIMO, Six-dimensional positioning, Large-scale MIMO radar, and Intelligent Massive MIMO.Comment: 20 pages, 9 figures, submitted to Digital Signal Processin

Hybrid Precoding for Multiuser Millimeter Wave Massive MIMO Systems : A Deep Learning Approach

© 2020 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works.In multi-user millimeter wave (mmWave) multiple-input-multiple-output (MIMO) systems, hybrid precoding is a crucial task to lower the complexity and cost while achieving a sufficient sum-rate. Previous works on hybrid precoding were usually based on optimization or greedy approaches. These methods either provide higher complexity or have sub-optimum performance. Moreover, the performance of these methods mostly relies on the quality of the channel data. In this work, we propose a deep learning (DL) framework to improve the performance and provide less computation time as compared to conventional techniques. In fact, we design a convolutional neural network for MIMO (CNN-MIMO) that accepts as input an imperfect channel matrix and gives the analog precoder and combiners at the output. The procedure includes two main stages. First, we develop an exhaustive search algorithm to select the analog precoder and combiners from a predefined codebook maximizing the achievable sum-rate. Then, the selected precoder and combiners are used as output labels in the training stage of CNN-MIMO where the input-output pairs are obtained. We evaluate the performance of the proposed method through numerous and extensive simulations and show that the proposed DL framework outperforms conventional techniques. Overall, CNN-MIMO provides a robust hybrid precoding scheme in the presence of imperfections regarding the channel matrix. On top of this, the proposed approach exhibits less computation time with comparison to the optimization and codebook based approaches.Peer reviewe

System capacity enhancement for 5G network and beyond

A thesis submitted to the University of Bedfordshire, in fulfilment of the requirements for the degree of Doctor of PhilosophyThe demand for wireless digital data is dramatically increasing year over year. Wireless communication systems like Laptops, Smart phones, Tablets, Smart watch, Virtual Reality devices and so on are becoming an important part of people’s daily life. The number of mobile devices is increasing at a very fast speed as well as the requirements for mobile devices such as super high-resolution image/video, fast download speed, very short latency and high reliability, which raise challenges to the existing wireless communication networks. Unlike the previous four generation communication networks, the fifth-generation (5G) wireless communication network includes many technologies such as millimetre-wave communication, massive multiple-input multiple-output (MIMO), visual light communication (VLC), heterogeneous network (HetNet) and so forth. Although 5G has not been standardised yet, these above technologies have been studied in both academia and industry and the goal of the research is to enhance and improve the system capacity for 5G networks and beyond by studying some key problems and providing some effective solutions existing in the above technologies from system implementation and hardware impairments’ perspective. The key problems studied in this thesis include interference cancellation in HetNet, impairments calibration for massive MIMO, channel state estimation for VLC, and low latency parallel Turbo decoding technique. Firstly, inter-cell interference in HetNet is studied and a cell specific reference signal (CRS) interference cancellation method is proposed to mitigate the performance degrade in enhanced inter-cell interference coordination (eICIC). This method takes carrier frequency offset (CFO) and timing offset (TO) of the user’s received signal into account. By reconstructing the interfering signal and cancelling it afterwards, the capacity of HetNet is enhanced. Secondly, for massive MIMO systems, the radio frequency (RF) impairments of the hardware will degrade the beamforming performance. When operated in time duplex division (TDD) mode, a massive MIMO system relies on the reciprocity of the channel which can be broken by the transmitter and receiver RF impairments. Impairments calibration has been studied and a closed-loop reciprocity calibration method is proposed in this thesis. A test device (TD) is introduced in this calibration method that can estimate the transmitters’ impairments over-the-air and feed the results back to the base station via the Internet. The uplink pilots sent by the TD can assist the BS receivers’ impairment estimation. With both the uplink and downlink impairments estimates, the reciprocity calibration coefficients can be obtained. By computer simulation and lab experiment, the performance of the proposed method is evaluated. Channel coding is an essential part of a wireless communication system which helps fight with noise and get correct information delivery. Turbo codes is one of the most reliable codes that has been used in many standards such as WiMAX and LTE. However, the decoding process of turbo codes is time-consuming and the decoding latency should be improved to meet the requirement of the future network. A reverse interleave address generator is proposed that can reduce the decoding time and a low latency parallel turbo decoder has been implemented on a FPGA platform. The simulation and experiment results prove the effectiveness of the address generator and show that there is a trade-off between latency and throughput with a limited hardware resource. Apart from the above contributions, this thesis also investigated multi-user precoding for MIMO VLC systems. As a green and secure technology, VLC is achieving more and more attention and could become a part of 5G network especially for indoor communication. For indoor scenario, the MIMO VLC channel could be easily ill-conditioned. Hence, it is important to study the impact of the channel state to the precoding performance. A channel state estimation method is proposed based on the signal to interference noise ratio (SINR) of the users’ received signal. Simulation results show that it can enhance the capacity of the indoor MIMO VLC system

Analysis of millimeter wave and massive MIMO cellular networks

Millimeter wave (mmWave) communication and massive multiple-input multiple-output (MIMO) are promising techniques to increase system capacity in 5G cellular networks. The prior frameworks for conventional cellular systems do not directly apply to analyze mmWave or massive MIMO networks, as (i) mmWave cellular networks differ in the different propagation conditions and hardware constraints; and (ii) with a order of magnitude more antennas than conventional multi-user MIMO systems, massive MIMO systems will be operated in time-division duplex (TDD) mode, which renders pilot contamination a primary limiting factor. In this dissertation, I develop stochastic geometry frameworks to analyze the system-level performance of mmWave, sub-6 GHz massive MIMO, and mmWave massive MIMO cellular networks. The proposed models capture the key features of each technique, and allow for tractable signal-to-interference-plus-noise ratio (SINR) and rate analyses. In the first contribution, I develop an mmWave cellular network model that incorporates the blockage effect and directional beamforming, and analyze the SINR and rate distributions as functions of the base station density, blockage parameters, and antenna geometry. The analytical results demonstrate that with a sufficiently dense base station deployment, mmWave cellular networks are capable to achieve comparable SINR coverage and much higher rates than conventional networks. In my second contribution, I analyze the uplink SINR and rate in sub-6 GHz massive MIMO networks with the incorporation of pilot contamination and fractional power control. Based on the analysis, I show scaling laws between the number of antennas and scheduled users per cell that maintain the uplink signal-to-interference ratio (SIR) distributions are different for maximum ratio combining (MRC) and zero-forcing (ZF) receivers. In my third contribution, I extend the sub-6 GHz massive MIMO model to mmWave frequencies, by incorporating key mmWave features. I leverage the proposed model to investigate the asymptotic SINR performance, when the number of antennas goes to infinity. Numerical results show that mmWave massive MIMO outperforms its sub-6 GHz counterpart in cell throughput with a dense base station deployment, while the reverse can be true with a low base station density.Electrical and Computer Engineerin

Millimeter Wave Cellular Networks: A MAC Layer Perspective

The millimeter wave (mmWave) frequency band is seen as a key enabler of multi-gigabit wireless access in future cellular networks. In order to overcome the propagation challenges, mmWave systems use a large number of antenna elements both at the base station and at the user equipment, which lead to high directivity gains, fully-directional communications, and possible noise-limited operations. The fundamental differences between mmWave networks and traditional ones challenge the classical design constraints, objectives, and available degrees of freedom. This paper addresses the implications that highly directional communication has on the design of an efficient medium access control (MAC) layer. The paper discusses key MAC layer issues, such as synchronization, random access, handover, channelization, interference management, scheduling, and association. The paper provides an integrated view on MAC layer issues for cellular networks, identifies new challenges and tradeoffs, and provides novel insights and solution approaches.Comment: 21 pages, 9 figures, 2 tables, to appear in IEEE Transactions on Communication

Evaluation of Beamforming Algorithms for Massive MIMO

Massive MIMO relay system is an expansion of the Multiple-Input-Multiple-Output (MIMO) which enabled multiple users and antennas to communicate with each other for data sharing. A relay system with multiple antenna system has an advantage over simple MIMO system as it interconnects base station and users with each other for sharing of information and both BS and users are independent of many antennas. High data rate applications such as Machine-to-Machine communication and wireless sensor networks are experiencing transmit power loss, channel capacity and mismanagement of data. The demand for the Massive MIMO relay system is opening a door for ultra-high latency wireless network applications in case of saving transmit power and transmission of accurate information over the wireless networks. Due to the loss in transmit power and mismanagement of information over wireless networks, it is difficult to get better performance. Different approaches were made to optimize the overall transmit power of communication systems. One of the approaches was explained in this thesis work. The focus of the thesis is the use of beamforming algorithms named as Maximum Ratio Combining (MRC) and Zero-Forcing (ZF) to maximize the overall capacity of the MIMO system. These algorithms were evaluated on different scenarios to handle the performance and behavior with different network conditions. Various use cases were used for analyzing the beamforming algorithms. The performance of both algorithms was observed by considering the scenarios such as varying the transmit and receive antenna’s size and modulation schemes. Singular Value Decomposition (SVD) Method was used at the main MIMO channel to optimize the channel capacity. SVD divides the MIMO channel into different subchannels and optimizes the channel capacity of individual channels. The summary of results showed that MRC and ZF in the CP-OFDM environment when the number of RX antennas increased then they gave better BER performance as compared to the single antenna system. On the other hand, with higher modulation schemes efficiency was not good but with lower modulation scheme performance was satisfactory

Massive Multi-Antenna Communications with Low-Resolution Data Converters

Massive multi-user (MU) multiple-input multiple-output (MIMO) will be a core technology in future cellular communication systems. In massive MU-MIMO systems, the number of antennas at the base station (BS) is scaled up by several orders of magnitude compared to traditional multi-antenna systems with the goals of enabling large gains in capacity and energy efficiency. However, scaling up the number of active antenna elements at the BS will lead to significant increases in power consumption and system costs unless power-efficient and low-cost hardware components are used. In this thesis, we investigate the performance of massive MU-MIMO systems for the case when the BS is equipped with low-resolution data converters.First, we consider the massive MU-MIMO uplink for the case when the BS uses low-resolution analog-to-digital converters (ADCs) to convert the received signal into the digital domain. Our focus is on the case where neither the transmitter nor the receiver have any a priori channel state information (CSI), which implies that the channel realizations have to be learned through pilot transmission followed by BS-side channel estimation, based on coarsely quantized observations. We derive a low-complexity channel estimator and present lower bounds and closed-form approximations for the information-theoretic rates achievable with the proposed channel estimator together with conventional linear detection algorithms. Second, we consider the massive MU-MIMO downlink for the case when the BS uses low-resolution digital-to-analog converters (DACs) to generate the transmit signal. We derive lower bounds and closed-form approximations for the achievable rates with linear precoding under the assumption that the BS has access to perfect CSI. We also propose novel nonlinear precoding algorithms that are shown to significantly outperform linear precoding for the extreme case of 1-bit DACs. Specifically, for the case of symbol-rate 1-bit DACs and frequency-flat channels, we develop a multitude of nonlinear precoders that trade between performance and complexity. We then extend the most promising nonlinear precoders to the case of oversampling 1-bit DACs and orthogonal frequency-division multiplexing for operation over frequency-selective channels.Third, we extend our analysis to take into account other hardware imperfections such as nonlinear amplifiers and local oscillators with phase noise.The results in this thesis suggest that the resolution of the ADCs and DACs in massive MU-MIMO systems can be reduced significantly compared to what is used in today\u27s state-of-the-art communication systems, without significantly reducing the overall system performance

Array Architectures and Physical Layer Design for Millimeter-Wave Communications Beyond 5G

Ever increasing demands in mobile data rates have resulted in exploration of millimeter-wave (mmW) frequencies for the next generation (5G) wireless networks. Communications at mmW frequencies is presented with two keys challenges. Firstly, high propagation loss requires base stations (BSs) and user equipment (UEs) to use a large number of antennas and narrow beams to close the link with sufficient received signal power. Consequently, communications using narrow beams create a new challenge in channel estimation and link establishment based on fine angular probing. Current mmW system use analog phased arrays that can probe only one angle at the time which results in high latency during link establishment and channel tracking. It is desirable to design low latency beam training by exploring both physical layer designs and array architectures that could replace current 5G approaches and pave the way to the communications for frequency bands in higher mmW band and sub-THz region where larger antenna arrays and communications bandwidth can be exploited. To this end, we propose a novel signal processing techniques exploiting unique properties of mmW channel, and show both theoretically, in simulation and experiments its advantages over conventional approaches. Secondly, we explore different array architecture design and analyze their trade-offs between spectral efficiency and power consumption and area. For comprehensive comparison, we have developed a methodology for optimal design of system parameters for different array architecture candidates based on the spectral efficiency target, and use these parameters to estimate the array area and power consumption based on the circuits reported in the literature. We show that the hybrid analog and digital architectures have severe scalability concerns in radio frequency signal distribution with increased array size and spatial multiplexing levels, while the fully-digital array architectures have the best performance and power/area trade-offs.The developed approaches are based on a cross-disciplinary research that combines innovation in model based signal processing, machine learning, and radio hardware. This work is the first to apply compressive sensing (CS), a signal processing tool that exploits sparsity of mmW channel model, to accelerate beam training of mmW cellular system. The algorithm is designed to address practical issues including the requirement of cell discovery and synchronization that involves estimation of angular channel together with carrier frequency offset and timing offsets. We have analyzed the algorithm performance in the 5G compliant simulation and showed that an order of magnitude saving is achieved in initial access latency for the desired channel estimation accuracy. Moreover, we are the first to develop and implement a neural network assisted compressive beam alignment to deal with hardware impairments in mmW radios. We have used 60GHz mmW testbed to perform experiments and show that neural networks approach enhances alignment rate compared to CS. To further accelerate beam training, we proposed a novel frequency selective probing beams using the true-time-delay (TTD) analog array architecture. Our approach utilizes different subcarriers to scan different directions, and achieves a single-shot beam alignment, the fastest approach reported to date. Our comprehensive analysis of different array architectures and exploration of emerging architectures enabled us to develop an order of magnitude faster and energy efficient approaches for initial access and channel estimation in mmW systems