EXPERIMENTAL EVALUATION OF MODIFIED PHASE TRANSFORM FOR SOUND SOURCE DETECTION

The detection of sound sources with microphone arrays can be enhanced through processing individual microphone signals prior to the delay and sum operation. One method in particular, the Phase Transform (PHAT) has demonstrated improvement in sound source location images, especially in reverberant and noisy environments. Recent work proposed a modification to the PHAT transform that allows varying degrees of spectral whitening through a single parameter, andamp;acirc;, which has shown positive improvement in target detection in simulation results. This work focuses on experimental evaluation of the modified SRP-PHAT algorithm. Performance results are computed from actual experimental setup of an 8-element perimeter array with a receiver operating characteristic (ROC) analysis for detecting sound sources. The results verified simulation results of PHAT- andamp;acirc; in improving target detection probabilities. The ROC analysis demonstrated the relationships between various target types (narrowband and broadband), room reverberation levels (high and low) and noise levels (different SNR) with respect to optimal andamp;acirc;. Results from experiment strongly agree with those of simulations on the effect of PHAT in significantly improving detection performance for narrowband and broadband signals especially at low SNR and in the presence of high levels of reverberation

Adaptive multibeam phased array design for a Spacelab experiment

The parametric tradeoff analyses and design for an Adaptive Multibeam Phased Array (AMPA) for a Spacelab experiment are described. This AMPA Experiment System was designed with particular emphasis to maximize channel capacity and minimize implementation and cost impacts for future austere maritime and aeronautical users, operating with a low gain hemispherical coverage antenna element, low effective radiated power, and low antenna gain-to-system noise temperature ratio

Optical and Microwave Beamforming for Phased Array Antennas

Phased array antenna has been used for a variety of military and civil applications, over the past five decades. Being structurally conformal and flexible, phased array antenna is highly suitable for mobile applications. Besides, it can form the agile or shaped beams required for interference cancellation or multifunction systems. Moreover, the spatial power combination property increases the effective radiated power of a transmitter phased array system. Similarly, in a receiver phased array, beamforming increases the signal to noise ratio by coherent integration of the desired signals. Despite its impressive potentials and properties, phased array antenna has not become a commercial product yet. Cost and complexity of phased array antenna are beyond the scales of consumer electronics devices. Furthermore, calibration is an essential requirement of such a complex system, which is a fairly time-consuming process and requires skilled man power. Moreover, the narrow bandwidth of microwave components degrades the broadband performance of phased array system. Finally, the majority of the beamforming algorithms developed so far have preconditions, which make them unsuitable for a low-cost system. The objective of this thesis is to provide a novel cost-effective solution to minimize the system complexity of the future intelligent antenna systems, without sacrificing the performance. This research demonstrates that a powerful, robust beamforming algorithm, integrated in an efficient single-receiver architecture, constitutes the essence of a low-cost phased array antenna. Thus, a novel beamforming technique, called Zero-knowledge algorithm is developed. It is investigated, both theoretically and experimentally, that the proposed algorithm can compensate for the hardware errors and imperfections of the low-cost components of the system. Zero-knowledge beamforming algorithm possesses significant properties. Neither a priori knowledge of the incoming signal direction, nor the exact characteristics of the phase control network are required in this method. Proper adjustment of the parameters, makes this algorithm appropriate for mobile systems, particularly those installed on vehicles. The algorithm alleviates the drawbacks of analog phase shifters, such as imbalanced insertion loss and fabrication tolerances. Furthermore, this algorithm can serve as the core of a direction-of-arrival estimation technique, which senses the minor deflections of the array heading. For broadband applications optical delay lines must be used in the phase control network of the phased array systems, which are costly. Nevertheless, employing miniaturized delay lines can significantly reduce the device area, and consequently, the fabrication cost. Thus, in this research four types of miniaturized optical delay lines, designed in slow-wave structures, are analyzed, which can provide a large delay per length. In addition, two novel optical beamforming techniques, based upon the properties of Zero-knowledge algorithm, are developed for transmitter and receiver phased arrays

Multiuser MIMO techniques with feedback

Kooperative Antennenanlagen haben vor kurzem einen heißen Forschungsthema geworden, da Sie deutlich höhere spektrale Effizienz als herkömmliche zelluläre Systeme versprechen. Der Gewinn wird durch die Eliminierung von Inter-Zelle Störungen (ICI) durch Koordinierung der-Antenne Übertragungen erworben. Vor kurzem, verteilte Organisation Methoden vorgeschlagen. Eine der größten Herausforderungen für das Dezentrale kooperative Antennensystem ist Kanalschätzung für den Downlink Kanal besonders wenn FDD verwendet wird. Alle zugehörigen Basisstationen im genossenschaftlichen Bereich müssen die vollständige Kanal Informationen zu Wissen, die entsprechenden precoding Gewicht Matrix zu berechnen. Diese Information ist von mobilen Stationen übertragen werden Stationen mit Uplink Ressourcen zu stützen. Wird als mehrere Basisstationen und mehreren mobilen Stationen in kooperativen Antennensysteme und jede Basisstation und Mobilstation beteiligt sind, können mit mehreren Antennen ausgestattet sein, die Anzahl der Kanal Parameter wieder gefüttert werden erwartet, groß zu sein. In dieser Arbeit wird ein effizientes Feedback Techniken der downlink Kanal Informationen sind für die Multi-user Multiple Input Multiple Output Fall vorgeschlagen, der insbesondere auf verteilte kooperative Antennensysteme zielt. Zuerst wird ein Unterraum-basiertes Kanalquantisierungsverfahren vorgeschlagen, das ein vorbestimmtes Codebuch verwendet. Ein iterativer Codebuchentwurfsalgorithmus wird vorgeschlagen, der zu einem lokalen optimalen Codebuch konvergiert. Darüber hinaus werden Feedback-Overhead-Reduktionsverfahren entwickelt, die die zeitliche Korrelation des Kanals ausnutzen. Es wird gezeigt, dass das vorgeschlagene adaptive Codebuchverfahren in Verbindung mit einem Datenkomprimierungsschema eine Leistung nahe an dem perfekten Kanalfall erzielt, was viel weniger Rückkopplungsoverhead im Vergleich zu anderen Techniken erfordert. Das auf dem Unterraum basierende Kanalquantisierungsverfahren wird erweitert, indem mehrere Antennen auf der Senderseite und/oder auf der Empfängerseite eingeführt werden, und die Leistung eines Vorcodierungs- (/Decodierungs-) Schemas mit regulierter Blockdiagonalisierung (RBD) wurde untersucht. Es wird ein kosteneffizientes Decodierungsmatrixquantisierungsverfahren vorgeschlagen, dass eine komplexe Berechnung an der Mobilstation vermeiden kann, während es nur eine leichte Verschlechterung zeigt. Die Arbeit wird abgeschlossen, indem die vorgeschlagenen Feedback-Methoden hinsichtlich ihrer Leistung, ihres erforderlichen Feedback-Overheads und ihrer Rechenkomplexität verglichen werden.Cooperative antenna systems have recently become a hot research topic, as they promise significantly higher spectral efficiency than conventional cellular systems. The gain is acquired by eliminating inter-cell interference (ICI) through coordination of the base antenna transmissions. Recently, distributed organization methods have been suggested. One of the main challenges of the distributed cooperative antenna system is channel estimation for the downlink channel especially when FDD is used. All of the associated base stations in the cooperative area need to know the full channel state information to calculate the corresponding precoding weight matrix. This information has to be transferred from mobile stations to base stations by using uplink resources. As several base stations and several mobile stations are involved in cooperative antenna systems and each base station and mobile station may be equipped with multiple antennas, the number of channel state parameters to be fed back is expected to be big. In this thesis, efficient feedback techniques of the downlink channel state information are proposed for the multi-user multiple-input multiple-output case, targeting distributed cooperative antenna systems in particular. First, a subspace based channel quantization method is proposed which employs a predefined codebook. An iterative codebook design algorithm is proposed which converges to a local optimum codebook. Furthermore, feedback overhead reduction methods are devised exploiting temporal correlation of the channel. It is shown that the proposed adaptive codebook method in conjunction with a data compression scheme achieves a performance close to the perfect channel case, requiring much less feedback overhead compared with other techniques. The subspace based channel quantization method is extended by introducing multiple antennas at the transmitter side and/or at the receiver side and the performance of a regularized block diagonalization (RBD) precoding(/decoding) scheme has been investigated as well as a zero-forcing (ZF) precoding scheme. A cost-efficient decoding matrix quantization method is proposed which can avoid a complex computation at the mobile station while showing only a slight degradation. The thesis is concluded by comparing the proposed feedback methods in terms of their performance, their required feedback overhead, and their computational complexity. The techniques that are developed in this thesis can be useful and applicable for 5G, which is envisioned to support the high granularity/resolution codebook and its efficient deployment schemes. Keywords: MU-MIMO, COOPA, limited feedback, CSI, CQ, feedback overhead reduction, Givens rotatio

Perceptual strategies in active and passive hearing of neotropical bats

Basic spectral and temporal sound properties, such as frequency content and timing, are evaluated by the auditory system to build an internal representation of the external world and to generate auditory guided behaviour. Using echolocating bats as model system, I investigated aspects of spectral and temporal processing during echolocation and in relation to passive listening, and the echo-acoustic object recognition for navigation. In the first project (chapter 2), the spectral processing during passive and active hearing was compared in the echolocting bat Phyllostomus discolor. Sounds are ubiquitously used for many vital behaviours, such as communication, predator and prey detection, or echolocation. The frequency content of a sound is one major component for the correct perception of the transmitted information, but it is distorted while travelling from the sound source to the receiver. In order to correctly determine the frequency content of an acoustic signal, the receiver needs to compensate for these distortions. We first investigated whether P. discolor compensates for distortions of the spectral shape of transmitted sounds during passive listening. Bats were trained to discriminate lowpass filtered from highpass filtered acoustic impulses, while hearing a continuous white noise background with a flat spectral shape. We then assessed their spontaneous classification of acoustic impulses with varying spectral content depending on the background’s spectral shape (flat or lowpass filtered). Lowpass filtered noise background increased the proportion of highpass classifications of the same filtered impulses, compared to white noise background. Like humans, the bats thus compensated for the background’s spectral shape. In an active-acoustic version of the identical experiment, the bats had to classify filtered playbacks of their emitted echolocation calls instead of passively presented impulses. During echolocation, the classification of the filtered echoes was independent of the spectral shape of the passively presented background noise. Likewise, call structure did not change to compensate for the background’s spectral shape. Hence, auditory processing differs between passive and active hearing, with echolocation representing an independent mode with its own rules of auditory spectral analysis. The second project (chapter 3) was concerned with the accurate measurement of the time of occurrence of auditory signals, and as such also distance in echolocation. In addition, the importance of passive listening compared to echolocation turned out to be an unexpected factor in this study. To measure the distance to objects, called ranging, bats measure the time delay between an outgoing call and its returning echo. Ranging accuracy received considerable interest in echolocation research for several reasons: (i) behaviourally, it is of importance for the bat’s ability to locate objects and navigate its surrounding, (ii) physiologically, the neuronal implementation of precise measurements of very short time intervals is a challenge and (iii) the conjectured echo-acoustic receiver of bats is of interest for signal processing. Here, I trained the nectarivorous bat Glossophaga soricina to detect a jittering real target and found a biologically plausible distance accuracy of 4–7 mm, corresponding to a temporal accuracy of 20–40 μs. However, presumably all bats did not learn to use the jittering echo delay as the first and most prominent cue, but relied on passive acoustic listening first, which could only be prevented by the playback of masking noise. This shows that even a non-gleaning bat heavily relies on passive acoustic cues and that the measuring of short time intervals is difficult. This result questions other studies reporting a sub-microsecond time jitter threshold. The third project (chapter 4) linked the perception of echo-acoustic stimuli to the appropriate behavioural reactions, namely evasive flight manoeuvres around virtual objects presented in the flight paths of wild, untrained bats. Echolocating bats are able to orient in complete darkness only by analysing the echoes of their emitted calls. They detect, recognize and classify objects based on the spectro-temporal reflection pattern received at the two ears. Auditory object analysis, however, is inevitably more complicated than visual object analysis, because the one-dimensional acoustic time signal only transmits range information, i.e., the object’s distance and its longitudinal extent. All other object dimensions like width and height have to be inferred from comparative analysis of the signals at both ears and over time. The purpose of this study was to measure perceived object dimensions in wild, experimentally naïve bats by video-recording and analysing the bats’ evasive flight manoeuvres in response to the presentation of virtual echo-acoustic objects with independently manipulated acoustic parameters. Flight manoeuvres were analysed by extracting the flight paths of all passing bats. As a control to our method, we also recorded the flight paths of bats in response to a real object. Bats avoided the real object by flying around it. However, we did not find any flight path changes in response to the presentation of several virtual objects. We assume that the missing spatial extent of virtual echo-acoustic objects, due to playback from only one loudspeaker, was the main reason for the failure to evoke evasive flight manoeuvres. This study therefore emphasises for the first time the importance of the spatial dimension of virtual objects, which were up to now neglected in virtual object presentations

Abstracts on Radio Direction Finding (1899 - 1995)

The files on this record represent the various databases that originally composed the CD-ROM issue of "Abstracts on Radio Direction Finding" database, which is now part of the Dudley Knox Library's Abstracts and Selected Full Text Documents on Radio Direction Finding (1899 - 1995) Collection. (See Calhoun record https://calhoun.nps.edu/handle/10945/57364 for further information on this collection and the bibliography). Due to issues of technological obsolescence preventing current and future audiences from accessing the bibliography, DKL exported and converted into the three files on this record the various databases contained in the CD-ROM. The contents of these files are: 1) RDFA_CompleteBibliography_xls.zip [RDFA_CompleteBibliography.xls: Metadata for the complete bibliography, in Excel 97-2003 Workbook format; RDFA_Glossary.xls: Glossary of terms, in Excel 97-2003 Workbookformat; RDFA_Biographies.xls: Biographies of leading figures, in Excel 97-2003 Workbook format]; 2) RDFA_CompleteBibliography_csv.zip [RDFA_CompleteBibliography.TXT: Metadata for the complete bibliography, in CSV format; RDFA_Glossary.TXT: Glossary of terms, in CSV format; RDFA_Biographies.TXT: Biographies of leading figures, in CSV format]; 3) RDFA_CompleteBibliography.pdf: A human readable display of the bibliographic data, as a means of double-checking any possible deviations due to conversion

Algorithms and Circuits for Analog-Digital Hybrid Multibeam Arrays

Fifth generation (5G) and beyond wireless communication systems will rely heavily on larger antenna arrays combined with beamforming to mitigate the high free-space path-loss that prevails in millimeter-wave (mmW) and above frequencies. Sharp beams that can support wide bandwidths are desired both at the transmitter and the receiver to leverage the glut of bandwidth available at these frequency bands. Further, multiple simultaneous sharp beams are imperative for such systems to exploit mmW/sub-THz wireless channels using multiple reflected paths simultaneously. Therefore, multibeam antenna arrays that can support wider bandwidths are a key enabler for 5G and beyond systems. In general, N-beam systems using N-element antenna arrays will involve circuit complexities of the order of N2. This dissertation investigates new analog, digital and hybrid low complexity multibeam beamforming algorithms and circuits for reducing the associated high size, weight, and power (SWaP) complexities in larger multibeam arrays. The research efforts on the digital beamforming aspect propose the use of a new class of discrete Fourier transform (DFT) approximations for multibeam generation to eliminate the need for digital multipliers in the beamforming circuitry. For this, 8-, 16- and 32-beam multiplierless multibeam algorithms have been proposed for uniform linear array applications. A 2.4 GHz 16-element array receiver setup and a 5.8 GHz 32-element array receiver system which use field programmable gate arrays (FPGAs) as digital backend have been built for real-time experimental verification of the digital multiplierless algorithms. The multiplierless algorithms have been experimentally verified by digitally measuring beams. It has been shown that the measured beams from the multiplierless algorithms are in good agreement with the exact counterpart algorithms. Analog realizations of the proposed approximate DFT transforms have also been investigated leading to low-complex, high bandwidth circuits in CMOS. Further, a novel approach for reducing the circuit complexity of analog true-time delay (TTD) N-beam beamforming networks using N-element arrays has been proposed for wideband squint-free operation. A sparse factorization of the N-beam delay Vandermonde beamforming matrix is used to reduce the total amount of TTD elements that are needed for obtaining N number of beams in a wideband array. The method has been verified using measured responses of CMOS all-pass filters (APFs). The wideband squint-free multibeam algorithm is also used to propose a new low-complexity hybrid beamforming architecture targeting future 5G mmW systems. Apart from that, the dissertation also explores multibeam beamforming architectures for uniform circular arrays (UCAs). An algorithm having N log N circuit complexity for simultaneous generation of N-beams in an N-element UCA is explored and verified

Case Studies in Invertebrate Visual Processing: I. Spectral and Spatial Processing in the Early Visual System of Drosophila melanogaster II. Binocular Stereopsis in Sepia officinalis

This thesis addresses two aspects of visual processing in two different invertebrate organisms. The fruit fly, Drosophila melanogaster, has emerged as a key model for invertebrate vision research. Despite extensive characterisation of motion vision, very little is known about how flies process colour information, or how the spectral content of light affects other visual modalities. With the aim to accurately dissect the different components of the Drosophila visual system responsible for processing colour, I have developed a versatile visual stimulation setup to probe for the combinations of spatial, temporal and spectral visual response properties. Using flies that express neural activity indicators, I can track visual responses to a colour stimulus (i.e. narrow bands of light across the spectrum) via a two-photon imaging system. The visual stimulus is projected on a specialised screen material that scatters wavelengths of light across the spectrum equally at all locations of the screen, thus enabling presentation of spatially structured stimuli. Using this setup, I have characterised spectral responses, intensity-response relationships, and receptive fields of neurons in the early visual system of a variety of genetically modified strains of Drosophila. Specifically, I compared visual responses in the medulla of flies expressing either a subset or all photoreceptor opsins, with differing levels of screening pigment present in the eye. I found layer-specific shifts of spectral response properties correlating with projection regions of photoreceptor terminals. I also 3 found that a reduction in screening pigment shifts the general spectral response in the neuropil towards the longer wavelengths of light. I have also mapped receptive fields across the different layers of the medulla for the peak spectral response wavelength. My results suggest that receptive field dimensions match the expected size predicted by the conservation of a columnar organisation in the medulla, with little variation from layer to layer. In a subset of these cells, we see an elongated receptive field suggestive of static orientation selectivity with an apparent split in the preferred axis of orientation of these receptive fields, with a near-orthogonal angle between the summed vectors of the split populations. The camera type eyes of vertebrates and cephalopods exhibit remarkable convergence, but it is currently unknown if the mechanisms for visual information processing in these brains, which exhibit wildly disparate architecture, is also shared. I chose to investigate the visual processing mechanism known as stereopsis in the cuttlefish Sepia officinalis. Stereoscopic vision is used to assess depth information by comparing the disparity between left and right visual fields. This strategy is commonplace in vertebrates having evolved multiple times independently but has only been demonstrated in one invertebrate: the praying mantis. Cuttlefish require precise distance estimation during their predatory hunt when they extend two tentacles in a ballistic strike to catch their target. Using a 3D perception paradigm whereby the cuttlefish were fitted with anaglyph glasses, I show that these animals use stereopsis to resolve distance to their prey. Although this is not an exclusive depth perception mechanism for hunting, it does shorten the time and distance covered prior to striking at a target. Furthermore, stereopsis in cuttlefish works differently to vertebrates, as cuttlefish can extract stereopsis cues from anti-correlated stimuli.BBSRC Doctoral Training Partnershi

Underwater acoustic communications

The underwater acoustic medium poses unique challenges to the design of robust, high throughput digital communications. The aim of this work is to identify modulation and receiver processing techniques to enable the reliable transfer of data at high rate, at range between two, potentially mobile parties using acoustics. More generally, this work seeks to investigate techniques to effectively communicate between two or more parties over a wide range of channel conditions where data rate is a key but not always the absolute performance requirement. Understanding the intrinsic ocean mechanisms that influence signal coherence, the relationship between signal coherence and optimum signal design, and the development of robust modulation and receiver processing techniques are the main areas of study within this work. New and established signal design, modulation, synchronisation, equalisation and spatial processing techniques are investigated. Several new, innovative techniques are presented which seek to improve the robustness of ‘classical’ solutions to the underwater acoustic communications problem. The performance of these techniques to mitigate the severe temporal dispersion of the underwater channel and its unique temporal variability are assessed. A candidate modulation, synchronisation and equalisation architecture is proposed based on a spatial-temporal adaptive signal processing (STAP) receiver. Comprehensive simulation results are presented to demonstrate the performance of the candidate receiver to time selective, frequency selective and spatially selective channel behaviour. Several innovative techniques are presented which maximise system performance over a wider range of operational and environmental conditions. Field trials results are presented based on system evaluation over a wide range of geographically distinct environments demonstrating system performance over a diverse range of ocean bathymetry, topography and background noise conditions. A real time implementation of the system is reported and field trials results presented demonstrating the capability of the system to support a wide range of data formats including video at useful frame rates. Within this work, several novel techniques have been developed which have extended the state of the art in high data rate underwater communications:- • Robust, high fidelity open loop synchronisation techniques capable of operating at marginal signal-to-noise ratios over a wide range of severely time spread environments. These high probability of synchronisation, low probability of false alarm techniques, provide the means for ‘burst’ open loop synchronisation in time, Doppler and space (bearing). The techniques have been demonstrated in communication and position fixing/navigation systems to provide repeatable range accuracy’s to centimetric order. • Novel closed loop synchronisation compensation for STAP receiver architectures. Specifically, this work has demonstrated the performance benefits of including both delay lock loop (DLL) and phase lock loop (PLL) support for acoustic adaptive receivers to offload tracking effort from the fractional feedforward equaliser section. It has been shown that the addition of a DLL/PLL outperforms the PLL only case for Doppler errors exceeding a few fractions of a knot. • Recycling of training data has been demonstrated as a potentially useful means to improve equaliser convergence in difficult acoustic channels. With suitable processing power, training data recycling introduces no additional transmission time overhead, which may be a limiting factor in battery powered applications. • Forward and time reverse decoding of packet data has been demonstrated as an effective means to overcome some non-minimum phase channel conditions. It has also been shown that there may be further benefits in terms of improved bit error performance, by exploiting concurrent forward and backward symbol data under modest channel conditions. • Several wideband techniques have been developed and demonstrated to be effective at resolving and coherently tracking difficult doubly spread acoustic channels. In particular, wideband spread spectrum techniques have been shown to be effective at resolving acoustic multipath, and with the aid of independent delay lock loops, track individual path arrivals. Techniques have been developed which can effect coherent or non-coherent recombination of these paths with a view to improving the robustness of an acoustic link operating at very low signal-to-noise levels. • Demonstrated throughputs of up to 41kbps in a difficult, tropical environment, featuring significant biological noise levels for mobile platforms at range up to 1.5km. • Demonstrated throughputs of between 300bps and 1600bps in a shallow, reverberant environment, at a range up to 21km at LF. • Implemented and demonstrated all algorithms in real time systems