Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Analysis and Design of Algorithms for the Improvement of Non-coherent Massive MIMO based on DMPSK for beyond 5G systems

Mención Internacional en el título de doctorNowadays, it is nearly impossible to think of a service that does not rely on wireless communications. By the end of 2022, mobile internet represented a 60% of the total global online traffic. There is an increasing trend both in the number of subscribers and in the traffic handled by each subscriber. Larger data rates, smaller extreme-to-extreme (E2E) delays and greater number of devices are current interests for the development of mobile communications. Furthermore, it is foreseen that these demands should also be fulfilled in scenarios with stringent conditions, such as very fast varying wireless communications channels (either in time or frequency) or scenarios with power constraints, mainly found when the equipment is battery powered. Since most of the wireless communications techniques and standards rely on the fact that the wireless channel is somehow characterized or estimated to be pre or post-compensated in transmission (TX) or reception (RX), there is a clear problem when the channels vary rapidly or the available power is constrained. To estimate the wireless channel and obtain the so-called channel state information (CSI), some of the available resources (either in time, frequency or any other dimension), are utilized by including known signals in the TX and RX typically known as pilots, thus avoiding their use for data transmission. If the channels vary rapidly, they must be estimated many times, which results in a very low data efficiency of the communications link. Also, in case the power is limited or the wireless link distance is large, the resulting signal-tointerference- plus-noise ratio (SINR) will be low, which is a parameter that is directly related to the quality of the channel estimation and the performance of the data reception. This problem is aggravated in massive multiple-input multiple-output (massive MIMO), which is a promising technique for future wireless communications since it can increase the data rates, increase the reliability and cope with a larger number of simultaneous devices. In massive MIMO, the base station (BS) is typically equipped with a large number of antennas that are coordinated. In these scenarios, the channels must be estimated for each antenna (or at least for each user), and thus, the aforementioned problem of channel estimation aggravates. In this context, algorithms and techniques for massive MIMO without CSI are of interest. This thesis main topic is non-coherent massive multiple-input multiple-output (NC-mMIMO) which relies on the use of differential M-ary phase shift keying (DMPSK) and the spatial diversity of the antenna arrays to be able to detect the useful transmitted data without CSI knowledge. On the one hand, hybrid schemes that combine the coherent and non-coherent schemes allowing to get the best of both worlds are proposed. These schemes are based on distributing the resources between non-coherent (NC) and coherent data, utilizing the NC data to estimate the channel without using pilots and use the estimated channel for the coherent data. On the other hand, new constellations and user allocation strategies for the multi-user scenario of NC-mMIMO are proposed. The new constellations are better than the ones in the literature and obtained using artificial intelligence techniques, more concretely evolutionary computation.This work has received funding from the European Union Horizon 2020 research and innovation programme under the Marie Skłodowska-Curie ETN TeamUp5G, grant agreement No. 813391. The PhD student was the Early Stage Researcher (ESR) number 2 of the project. This work has also received funding from the Spanish National Project IRENE-EARTH (PID2020-115323RB-C33) (MINECO/AEI/FEDER, UE), which funded the work of some coauthors.Programa de Doctorado en Multimedia y Comunicaciones por la Universidad Carlos III de Madrid y la Universidad Rey Juan CarlosPresidente: Luis Castedo Ribas.- Secretario: Matilde Pilar Sánchez Fernández.- Vocal: Eva Lagunas Targaron

Distributed Reception in the Presence of Gaussian Interference

abstract: An analysis is presented of a network of distributed receivers encumbered by strong in-band interference. The structure of information present across such receivers and how they might collaborate to recover a signal of interest is studied. Unstructured (random coding) and structured (lattice coding) strategies are studied towards this purpose for a certain adaptable system model. Asymptotic performances of these strategies and algorithms to compute them are developed. A jointly-compressed lattice code with proper configuration performs best of all strategies investigated.Dissertation/ThesisDoctoral Dissertation Electrical Engineering 201

Cognitive Radio Systems

Cognitive radio is a hot research area for future wireless communications in the recent years. In order to increase the spectrum utilization, cognitive radio makes it possible for unlicensed users to access the spectrum unoccupied by licensed users. Cognitive radio let the equipments more intelligent to communicate with each other in a spectrum-aware manner and provide a new approach for the co-existence of multiple wireless systems. The goal of this book is to provide highlights of the current research topics in the field of cognitive radio systems. The book consists of 17 chapters, addressing various problems in cognitive radio systems

PAPR Reduction in GFDM Systems Using an SLM Technique

Department of Electrical EngineeringIn the fifth generation (5G) cellular network system, user capacity should be improved com- pare with the current 4G network system. To this end, higher resource efficiency is an essential. Orthogonal frequency division multiplexing (OFDM) and orthogonal frequency division mul- tiple access (OFDMA), which has high spectral efficiency resorting to orthogoanlity between subcarriers, is the most commonly used modulation technique in the current 4G network sys- tem. To maintain orthogonality, several types of frame structures are used for synchronized signal transmission and reception in Long Term Evolution (LTE). However, these fixed frame structures result in a fundamental limit for reducing latency. Thus an asynchronous commu- nication scheme has been emerged as one of the solutions to reduce latency. On the contrary, without synchronization, OFDM signals generate interference to each other. Recently, general- ized frequency division multiplexing (GFDM) has been proposed for the asynchronous multiple access. Many studies have evaluated that GFDM has higher sum-rate than OFDM for the asyn- chronous systems owing to the higher spectral efficiency and lower out-of-band emission (OOB). Despite the many advantages, GFDM also has disadvantages such as a high peak-to-average power ratio (PAPR). If the numbers of GFDM and OFDM subcarriers are equal, GFDM will get higher PAPR than OFDM due to multiple subsymbols. To reduce the PAPR, various PAPR reduction techniques have been studied on OFDM such as clipping, selective mapping (SLM), partial transmit sequence (PTS), Tone reservation (TR), and single-carrier frequency division multiple access (SC-FDMA) for LTE uplink. In GFDM, precoded GFDM and generalized fre- quency division multiple access (GFDMA) have been proposed as PAPR reduction techniques. Among PAPR reduction techniques, SLM is one of applicable techniques to the GFDM without signal distortions. In this paper, GFDM SLM is proposed as a PAPR reduction technique. In addtion, the performance analysis is compared in terms of the PAPR, OOB, and spectral efficiency among SC-FDMA, OFDMA, GFDMA, precoded GFDM, and GFDM SLM.ope

An Investigation into the Implementation and Performance of Spectrally Shaped Orthogonal Frequency Division Multiplex

Orthogonal Frequency Division Multiplex (OFDM) is a flexible, robust multi-carrier modulation scheme. The orthogonal spectral shaping and spacing of OFDM sub-carriers ensure that their spectra can be over-lapped without leading to undesirable inter-carrier interference. Conventional OFDM systems have non-band limited Sinc(x) shaped subcarrier spectra. An alternative form of OFDM, referred to hereafter as Spectrally Shaped OFDM, employs band limited Nyquist shaped sub-carrier spectra. The research described in this thesis investigates the strengths and weaknesses of Spectrally Shaped OFDM as a potential modulation scheme for future mobile radio applications. From this research a novel Digital Signal Processing architecture for modulating and demodulating Spectrally Shaped OFDM sub-carriers has been derived which exploits the combination of a complex Discrete Fourier Transform (DFT) and PolyPhase Network (PPN) filter. This architecture is shown to significantly reduce the minimum number of computations required per symbol compared to previous designs. Using a custom coded computer simulation, the effects of varying the key parameters of the novel architecture's PolyPhase Filter (PPN) filter an the overall system complexity, spectral performance and system signal-to-distortion have been extensively studied. From these studies it is shown that compared to similar conventional OFDM systems, Spectrally Shaped OFDM systems possess superior out-of-band spectral qualities but significantly worse Peak-to-Average-Power-Ratio (PAPR) envelope performance. lt is also shown that the absolute value of the end PPN filter coefficients (dependent on the roll-off factor of the sub-carrier spectral shaping) dictate the system signal-to-distortion ratio when no time-domain windowing of the PPN filter coefficients is applied. Finally the effects of a both time and frequency selective fast fading channels on the modulation scheme's uncoded Bit Error Rate (BER) versus Signal-to-Noise (SNR) performance are simulated. The results obtained indicate that Spectrally Shaped OFDM is more robust (lower BER) to frequency-selective fading than time-selective fading

Multi-carrier CDMA using convolutional coding and interference cancellation

SIGLEAvailable from British Library Document Supply Centre-DSC:DXN016251 / BLDSC - British Library Document Supply CentreGBUnited Kingdo