Phase Synchrony Analysis of Rolling Bearing Vibrations and Its Application to Failure Identification

As the failure-induced component (FIC) in the vibration signals of bearings transmits through housings and shafts, potential phase synchronization is excited among multichannel signals. As phase synchrony analysis (PSA) does not involve the chaotic behavior of signals, it is suitable for characterizing the operating state of bearings considering complicated vibration signals. Therefore, a novel PSA method was developed to identify and track the failure evolution of bearings. First, resonance demodulation and variational mode decomposition (VMD) were combined to extract the mono-component or band-limited FIC from signals. Then, the instantaneous phase of the FIC was analytically solved using Hilbert transformation. The generalized phase difference (GPD) was used to quantify the relationship between FICs extracted from different vibration signals. The entropy of the GPD was regarded as the indicator for quantifying failure evolution. The proposed method was applied to the vibration signals obtained from an accelerated failure experiment and a natural failure experiment. Results showed that phase synchronization in bearing failure evolution was detected and evaluated effectively. Despite the chaotic behavior of the signals, the phase synchronization indicator could identify bearing failure during the initial stage in a robust manner

AM-FM Analysis of Structural and Functional Magnetic Resonance Images

This thesis proposes the application of multi-dimensional Amplitude-Modulation Frequency-Modulation (AM-FM) methods to magnetic resonance images (MRI). The basic goal is to provide a framework for exploring non-stationary characteristics of structural and functional MRI (sMRI and fMRI). First, we provide a comparison framework for the most popular AM-FM methods using different filterbank configurations that includes Gabor, Equirriple and multi-scale directional designs. We compare the performance and robustness to Gaussian noise using synthetic FM image examples. We show that the multi-dimensional quasi-local method (QLM) with an equiripple filterbank gave the best results in terms of instantaneous frequency (IF) estimation. We then apply the best performing AM-FM method to sMRI to compute the 3D IF features. We use a t-test on the IF magnitude for each voxel to find evidence of significant differences between healthy controls and patients diagnosed with schizophrenia (n=353) can be found in the IF. We also propose the use of the instantaneous phase (IP) as a new feature for analyzing fMRI images. Using principal component analysis and independent component analysis on the instantaneous phase from fMRI, we built spatial maps and identified brain regions that are biologically coherent with the task performed by the subject. This thesis provides the first application of AM-FM models to fMRI and sMRI

An improved higher-order analytical energy operator with adaptive local iterative filtering for early fault diagnosis of bearings

Early fault diagnosis in rolling bearings is crucial to maintenance and safety in industry. To highlight the weak fault features from complex signals combined with multiple interferences and heavy background noise, a novel approach for bearing fault diagnosis based on higher-order analytic energy operator (HO-AEO) and adaptive local iterative filtering (ALIF) is put forward. HO-AEO has better effect in dealing with heavy noise. However, it is subjected to the limitation of mono-components. To solve this limitation, ALIF is adopted firstly to decompose the nonlinear, non-stationary signals into multiple mono-components adaptively. In the next, the resonance frequency band as the optimal intrinsic mode function (IMF) is selected according to the maximum kurtosis. In the following, HO-AEO is utilized to highlight weak fault characteristics of the selected IMF. Finally, the early bearing fault is diagnosed by the energy operator spectrum based on fast Fourier transform (FFT). Comparisons in the simulation indicate that the fourth order HO-AEO shows the best performance in fault diagnosis compared with Teager energy operator (TEO), analytic energy operator (AEO), the second and the third order HO-AEO. The simulated test and experimental results demonstrate that the proposed approach could effectively extract weak fault characteristics from contaminated vibration signals

Sub-Nyquist Sampling: Bridging Theory and Practice

Sampling theory encompasses all aspects related to the conversion of continuous-time signals to discrete streams of numbers. The famous Shannon-Nyquist theorem has become a landmark in the development of digital signal processing. In modern applications, an increasingly number of functions is being pushed forward to sophisticated software algorithms, leaving only those delicate finely-tuned tasks for the circuit level. In this paper, we review sampling strategies which target reduction of the ADC rate below Nyquist. Our survey covers classic works from the early 50's of the previous century through recent publications from the past several years. The prime focus is bridging theory and practice, that is to pinpoint the potential of sub-Nyquist strategies to emerge from the math to the hardware. In that spirit, we integrate contemporary theoretical viewpoints, which study signal modeling in a union of subspaces, together with a taste of practical aspects, namely how the avant-garde modalities boil down to concrete signal processing systems. Our hope is that this presentation style will attract the interest of both researchers and engineers in the hope of promoting the sub-Nyquist premise into practical applications, and encouraging further research into this exciting new frontier.Comment: 48 pages, 18 figures, to appear in IEEE Signal Processing Magazin

Multirate Frequency Transformations: Wideband AM-FM Demodulation with Applications to Signal Processing and Communications

The AM-FM (amplitude & frequency modulation) signal model finds numerous applications in image processing, communications, and speech processing. The traditional approaches towards demodulation of signals in this category are the analytic signal approach, frequency tracking, or the energy operator approach. These approaches however, assume that the amplitude and frequency components are slowly time-varying, e.g., narrowband and incur significant demodulation error in the wideband scenarios. In this thesis, we extend a two-stage approach towards wideband AM-FM demodulation that combines multirate frequency transformations (MFT) enacted through a combination of multirate systems with traditional demodulation techniques, e.g., the Teager-Kasiser energy operator demodulation (ESA) approach to large wideband to narrowband conversion factors. The MFT module comprises of multirate interpolation and heterodyning and converts the wideband AM-FM signal into a narrowband signal, while the demodulation module such as ESA demodulates the narrowband signal into constituent amplitude and frequency components that are then transformed back to yield estimates for the wideband signal. This MFT-ESA approach is then applied to the various problems of: (a) wideband image demodulation and fingerprint demodulation, where multidimensional energy separation is employed, (b) wideband first-formant demodulation in vowels, and (c) wideband CPM demodulation with partial response signaling, to demonstrate its validity in both monocomponent and multicomponent scenarios as an effective multicomponent AM-FM signal demodulation and analysis technique for image processing, speech processing, and communications based applications

AM-FM methods for image and video processing

This dissertation is focused on the development of robust and efficient Amplitude-Modulation Frequency-Modulation (AM-FM) demodulation methods for image and video processing (there is currently a patent pending that covers the AM-FM methods and applications described in this dissertation). The motivation for this research lies in the wide number of image and video processing applications that can significantly benefit from this research. A number of potential applications are developed in the dissertation. First, a new, robust and efficient formulation for the instantaneous frequency (IF) estimation: a variable spacing, local quadratic phase method (VS-LQP) is presented. VS-LQP produces much more accurate results than current AM-FM methods. At significant noise levels (SNR \u3c 30dB), for single component images, the VS-LQP method produces better IF estimation results than methods using a multi-scale filterbank. At low noise levels (SNR \u3e 50dB), VS-LQP performs better when used in combination with a multi-scale filterbank. In all cases, VS-LQP outperforms the Quasi-Eigen Approximation algorithm by significant amounts (up to 20dB). New least squares reconstructions using AM-FM components from the input signal (image or video) are also presented. Three different reconstruction approaches are developed: (i) using AM-FM harmonics, (ii) using AM-FM components extracted from different scales and (iii) using AM-FM harmonics with the output of a low-pass filter. The image reconstruction methods provide perceptually lossless results with image quality index values bigger than 0.7 on average. The video reconstructions produced image quality index values, frame by frame, up to more than 0.7 using AM-FM components extracted from different scales. An application of the AM-FM method to retinal image analysis is also shown. This approach uses the instantaneous frequency magnitude and the instantaneous amplitude (IA) information to provide image features. The new AM-FM approach produced ROC area of 0.984 in classifying Risk 0 versus Risk 1, 0.95 in classifying Risk 0 versus Risk 2, 0.973 in classifying Risk 0 versus Risk 3 and 0.95 in classifying Risk 0 versus all images with any sign of Diabetic Retinopathy. An extension of the 2D AM-FM demodulation methods to three dimensions is also presented. New AM-FM methods for motion estimation are developed. The new motion estimation method provides three motion estimation equations per channel filter (AM, IF motion equations and a continuity equation). Applications of the method in motion tracking, trajectory estimation and for continuous-scale video searching are demonstrated. For each application, we discuss the advantages of the AM-FM methods over current approaches

A generalized demodulation approach to time-frequency projections for multicomponent signals

Accepted versio