Relaying systems with reciprocity mismatch : impact analysis and calibration

Cooperative beamforming can provide significant performance improvement for relaying systems with the help of the channel state information (CSI). In time-division duplexing (TDD) mode, the estimated CSI will deteriorate due to the reciprocity mismatch. In this work, we examine the impact and the calibration of the reciprocity mismatch in relaying systems. To evaluate the impact of the reciprocity mismatch for all devices, the closed-form expression of the achievable rate is first derived. Then, we analyze the performance loss caused by the reciprocity mismatch at sources, relays, and destinations respectively to show that the mismatch at relays dominates the impact. To compensate the performance loss, a two-stage calibration scheme is proposed for relays. Specifically, relays perform the intra-calibration based on circuits independently. Further, the inter-calibration based on the discrete Fourier transform (DFT) codebook is operated to improve the calibration performance by cooperation transmission, which has never been considered in previous work. Finally, we derive the achievable rate after relays perform the proposed reciprocity calibration scheme and investigate the impact of estimation errors on the system performance. Simulation results are presented to verify the analytical results and to show the performance of the proposed calibration approach

Massive MIMO for Next Generation Wireless Systems

Multi-user Multiple-Input Multiple-Output (MIMO) offers big advantages over conventional point-to-point MIMO: it works with cheap single-antenna terminals, a rich scattering environment is not required, and resource allocation is simplified because every active terminal utilizes all of the time-frequency bins. However, multi-user MIMO, as originally envisioned with roughly equal numbers of service-antennas and terminals and frequency division duplex operation, is not a scalable technology. Massive MIMO (also known as "Large-Scale Antenna Systems", "Very Large MIMO", "Hyper MIMO", "Full-Dimension MIMO" & "ARGOS") makes a clean break with current practice through the use of a large excess of service-antennas over active terminals and time division duplex operation. Extra antennas help by focusing energy into ever-smaller regions of space to bring huge improvements in throughput and radiated energy efficiency. Other benefits of massive MIMO include the extensive use of inexpensive low-power components, reduced latency, simplification of the media access control (MAC) layer, and robustness to intentional jamming. The anticipated throughput depend on the propagation environment providing asymptotically orthogonal channels to the terminals, but so far experiments have not disclosed any limitations in this regard. While massive MIMO renders many traditional research problems irrelevant, it uncovers entirely new problems that urgently need attention: the challenge of making many low-cost low-precision components that work effectively together, acquisition and synchronization for newly-joined terminals, the exploitation of extra degrees of freedom provided by the excess of service-antennas, reducing internal power consumption to achieve total energy efficiency reductions, and finding new deployment scenarios. This paper presents an overview of the massive MIMO concept and contemporary research.Comment: Final manuscript, to appear in IEEE Communications Magazin

Analyzing the Reduced Required BS Density due to CoMP in Cellular Networks

In this paper we investigate the benefit of base station (BS) cooperation in the uplink of coordinated multi-point (CoMP) networks. Our figure of merit is the required BS density required to meet a chosen rate coverage. Our model assumes a 2-D network of BSs on a regular hexagonal lattice in which path loss, lognormal shadowing and Rayleigh fading affect the signal received from users. Accurate closed-form expressions are first presented for the sum-rate coverage probability and ergodic sum-rate at each point of the cooperation region. Then, for a chosen quality of user rate, the required density of BS is derived based on the minimum value of rate coverage probability in the cooperation region. The approach guarantees that the achievable rate in the entire coverage region is above a target rate with chosen probability. The formulation allows comparison between different orders of BS cooperation, quantifying the reduced required BS density from higher orders of cooperation.Comment: Accepted for presentation in IEEE Globecom Conf., to be held in Atlanta, USA, Dec. 2013. arXiv admin note: text overlap with arXiv:1302.159

Hierarchical-Absolute Reciprocity Calibration for Millimeter-wave Hybrid Beamforming Systems

In time-division duplexing (TDD) millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems, the reciprocity mismatch severely degrades the performance of the hybrid beamforming (HBF). In this work, to mitigate the detrimental effect of the reciprocity mismatch, we investigate reciprocity calibration for the mmWave-HBF system with a fully-connected phase shifter network. To reduce the overhead and computational complexity of reciprocity calibration, we first decouple digital radio frequency (RF) chains and analog RF chains with beamforming design. Then, the entire calibration problem of the HBF system is equivalently decomposed into two subproblems corresponding to the digital-chain calibration and analog-chain calibration. To solve the calibration problems efficiently, a closed-form solution to the digital-chain calibration problem is derived, while an iterative-alternating optimization algorithm for the analog-chain calibration problem is proposed. To measure the performance of the proposed algorithm, we derive the Cram\'er-Rao lower bound on the errors in estimating mismatch coefficients. The results reveal that the estimation errors of mismatch coefficients of digital and analog chains are uncorrelated, and that the mismatch coefficients of receive digital chains can be estimated perfectly. Simulation results are presented to validate the analytical results and to show the performance of the proposed calibration approach

Quantifying Potential Energy Efficiency Gain in Green Cellular Wireless Networks

Conventional cellular wireless networks were designed with the purpose of providing high throughput for the user and high capacity for the service provider, without any provisions of energy efficiency. As a result, these networks have an enormous Carbon footprint. In this paper, we describe the sources of the inefficiencies in such networks. First we present results of the studies on how much Carbon footprint such networks generate. We also discuss how much more mobile traffic is expected to increase so that this Carbon footprint will even increase tremendously more. We then discuss specific sources of inefficiency and potential sources of improvement at the physical layer as well as at higher layers of the communication protocol hierarchy. In particular, considering that most of the energy inefficiency in cellular wireless networks is at the base stations, we discuss multi-tier networks and point to the potential of exploiting mobility patterns in order to use base station energy judiciously. We then investigate potential methods to reduce this inefficiency and quantify their individual contributions. By a consideration of the combination of all potential gains, we conclude that an improvement in energy consumption in cellular wireless networks by two orders of magnitude, or even more, is possible.Comment: arXiv admin note: text overlap with arXiv:1210.843

Analysis and Mitigation of Channel Non-Reciprocity in TDD MIMO Systems

The ever-growing demands for higher number of connected devices as well as higher data rates and more energy efficient wireless communications have necessitated the use of new technical solutions. One of the main enablers in this respect is Multiple-Input Multiple-Output (MIMO) systems in which transmitting and receiving sides are equipped with multiple antennas. Such systems need precise information of the MIMO radio channel available at the transmitter side to reach their full potential. Owing to the reciprocity of uplink and downlink channels in Time Division Duplexing (TDD) systems, Base Stations (BSs) may acquire the required channel state information for downlink transmission by processing the received uplink pilots. However, such reciprocity only applies to the physical propagation channels and does not take into consideration the so-called observable or effective uplink and downlink channels which also include the possible non-reciprocal behavior of the involved transceiver circuits and antenna systems. This thesis focuses on the channel non-reciprocity problem in TDD MIMO systems due to mismatches in Frequency Response (FR) and mutual coupling of transmitting and receiving chains of transceivers and associated antenna systems. The emphasis in the work and developments is placed on multi-user MIMO precoded downlink transmission. In this respect, the harmful impacts of channel non-reciprocity on the performance of such downlink transmission are analyzed. Additionally, non-reciprocity mitigation methods are developed seeking to reclaim TDD reciprocity and thus to avoid the involved performance degradations. Firstly, the focus is on the small-scale MIMO systems where BSs are equipped with relatively limited number of antennas, say in the order of 4 to 8. The provided analysis on Zero-Forcing (ZF) and eigen-based precoding schemes in single-cell scenario shows that both schemes experience considerable performance degradations in the presence of FR and mutual coupling mismatches. Whereas, in general, the system performance is more sensitive to i) non-reciprocity sources in the BS transceiver; and ii) mutual coupling mismatches. Then, assuming reasonably good antenna isolation, an Over-The-Air (OTA) pilot-based algorithm is proposed to efficiently mitigate the BS transceiver non-reciprocity. The numerical results indicate high accuracy in estimating the BS transceiver non- reciprocity parameters as well as considerable improvement in the performance of the system. In multi-cell scenario, both centralized and decentralized precoding approaches are covered while the focus is on the impacts of FR mismatches of UE transceivers. The how that there is severe degradation in the performance of decentralized precoding while centralized precoding is immune to such channel non-reciprocity impacts. Secondly, the so-called massive MIMO systems are considered in which the number of antennas in the BS side is increased with an order of magnitude or more. Based on the detailed developed signal models, closed-form analytical expressions are first provided for effective signal-to-interference-plus-noise ratios of both ZF and maximum ratio transmission precoding schemes. The analysis covers the joint impacts of channel non-reciprocity and imperfect uplink channel estimation and shows that while both precoding schemes suffer from channel non-reciprocity impacts, ZF is more sensitive to such non-idealities. Next, a concept and an algorithm are proposed, involving UE side measurements and processing, to be deployed in the UE side to efficiently estimate the level of BS transceiver non-reciprocity. This enables the UEs to inform the BS about the optimum time to perform channel non-reciprocity mitigation round and thus improves the spectral efficiency. Finally, in order to mitigate channel non-reciprocity in massive MIMO systems, an efficient iterative OTA pilot-based algorithm is proposed which estimates and mitigates transceiver non-reciprocity impacts in both BS and UE sides. Compared to the state-of-the-art methods, the simulation results indicate substantial improvements in system spectral efficiency when the proposed method is being used. Overall, the analyses provided in this thesis can be used as valuable tools to better understand practical TDD MIMO systems which can be very helpful in designing such systems. Furthermore, the channel non-reciprocity mitigation methods proposed in this thesis can be deployed in practical TDD MIMO syst channel reciprocity and thus significantly increase the spectral efficiency

Millimeter-wave Evolution for 5G Cellular Networks

Triggered by the explosion of mobile traffic, 5G (5th Generation) cellular network requires evolution to increase the system rate 1000 times higher than the current systems in 10 years. Motivated by this common problem, there are several studies to integrate mm-wave access into current cellular networks as multi-band heterogeneous networks to exploit the ultra-wideband aspect of the mm-wave band. The authors of this paper have proposed comprehensive architecture of cellular networks with mm-wave access, where mm-wave small cell basestations and a conventional macro basestation are connected to Centralized-RAN (C-RAN) to effectively operate the system by enabling power efficient seamless handover as well as centralized resource control including dynamic cell structuring to match the limited coverage of mm-wave access with high traffic user locations via user-plane/control-plane splitting. In this paper, to prove the effectiveness of the proposed 5G cellular networks with mm-wave access, system level simulation is conducted by introducing an expected future traffic model, a measurement based mm-wave propagation model, and a centralized cell association algorithm by exploiting the C-RAN architecture. The numerical results show the effectiveness of the proposed network to realize 1000 times higher system rate than the current network in 10 years which is not achieved by the small cells using commonly considered 3.5 GHz band. Furthermore, the paper also gives latest status of mm-wave devices and regulations to show the feasibility of using mm-wave in the 5G systems.Comment: 17 pages, 12 figures, accepted to be published in IEICE Transactions on Communications. (Mar. 2015