Privacy-preserving energy management techniques and delay-sensitive transmission strategies for smart grids

The smart grid (SG) is the enhancement of the traditional electricity grid that allows bidirectional flow of electricity and information through the integration of advanced monitoring, communication and control technologies. In this thesis, we focus on important design problems affecting particularly two critical enabling components of the SG infrastructure : smart meters (SMs) and wireless sensor networks (WSNs). SMs measure the energy consumption of the users and transmit their readings to the utility provider in almost real-time. SM readings enable real-time optimization of load management. However, possible misuse of SM readings raises serious privacy concerns for the users. The challenge is thus to design techniques that can increase the privacy of the users while maintaining the monitoring capabilities SMs provide. Demand-side energy management (EM), achieved thanks to the utilization of storage units and alternative energy sources, has emerged as a potential technique to tackle this challenge. WSNs consist of a large number of low power sensors, which monitor physical parameters and transmit their measurements to control centers (CCs) over wireless links. CCs utilize these measurements to reconstruct the system state. For the reliable management of the SG, near real-time and accurate reconstruction of the system state at the CC is crucial. Thus, low complexity delay-constrained transmission strategies, which enable sensors to accurately transmit their measurements to CCs, should be investigated rigorously. To address these challenges, this dissertation investigates and designs privacy-preserving EM techniques for SMs and delay-constrained transmission strategies for WSNs. The proposed EM techniques provide privacy to SM users while maintaining the operational benefits SMs provide. On the other hand, the proposed transmission strategies enable WSNs to meet low latency transmission requirements, which in turn, facilitate real-time and accurate state reconstruction; and hence, the efficient and robust management of the SG. First, we consider an SM system with energy harvesting and storage units. Representing the system with a discrete-time finite state model, we study stochastic EM policies from a privacy-energy efficiency trade-off perspective, where privacy is measured by information leakage rate and energy efficiency is measured by wasted energy rate. We propose EM policies that take stochastic output load decisions based on the harvested energy, the input load and the state of the battery. For the proposed policies, we characterize the fundamental trade-off between user's privacy and energy efficiency. Second, we consider an SM system with a storage unit. Considering a discrete-time power consumption and pricing model, we study EM policies from a privacy-cost trade-off perspective, where privacy is measured by the load variance as well as mutual information. Assuming non-causal knowledge of the power demand profile and prices, we characterize the optimal EM policy based on the solution of an optimization problem. Then, assuming that the power demand profile is known only causally, we obtain the optimal EM policy based on dynamic programming, and also propose a low complexity heuristic policy. For the proposed policies, we characterize the trade-off between user's privacy and energy cost. Finally, we study the delay-constrained linear transmission (LT) of composite Gaussian measurements from a sensor to a CC over a point-to-point fading channel. Assuming that the channel state information (CSI) is known by both the encoder and decoder, we propose the optimal LT strategy in terms of the average mean-square error (MSE) distortion under a strict delay constraint, and two LT strategies under general delay constraints. Assuming that the CSI is known only by the decoder, we propose the optimal LT strategy in terms of the average MSE distortion under a strict delay constraint.La red de energía inteligente (SG) es la mejora de la red eléctrica tradicional. En esta tesis, nos enfocamos en las problemáticas asociadas al diseño de dos de los componentes más críticos de la infraestructura de la SG : los medidores inteligentes (SMs) y las redes de sensores inalámbricos (WSNs). Los SMs miden el consumo de energía de los usuarios y transmiten sus medidas al proveedor de servicio casi en tiempo real. Las medidas de SM permiten la optimización en tiempo real de la gestión de carga en la red. Sin embargo, el posible mal uso de estas medidas plantea preocupaciones graves en cuanto a la privacidad de los usuarios. El desafío es, por lo tanto, diseñar técnicas que puedan aumentar la privacidad de los usuarios manteniendo las capacidades de supervisión que proveen los SMs. Una solución tecnológica es el diseño de sistemas de gestión de energía (EM) inteligentes compuestos por dispositivos de almacenamiento y generación alternativa de energía. Las WSNs se componen de un gran número de sensores, que miden parámetros físicos y transmiten sus mediciones a los centros de control (CCs) mediante enlaces inalámbricos. Los CCs utilizan estas mediciones para estimar el estado del sistema. Para una gestión fiable de la SG, una buena reconstrucción del estado del sistema en tiempo real es crucial. Por ello, es preciso investigar estrategias de transmisión con estrictos requisitos de complejidad y limitaciones de latencia. Para afrontar estos desafíos, esta tesis investiga y diseña técnicas de EM para preservar la privacidad de los usuarios de SM y estrategias de transmisión para WSNs con limitaciones de latencia. Las técnicas de EM propuestas proporcionan privacidad a los consumidores de energía manteniendo los beneficios operacionales para la SG. Las estrategias de transmisión propuestas permiten a las WSNs satisfacer los requisitos de baja latencia necesarios para la reconstrucción precisa del estado en tiempo real; y por lo tanto, la gestión eficiente y robusta de la SG. En primer lugar, consideramos el diseño de un sistema de SM con una unidad de almacenamiento y generación de energía renovable. Representando el sistema con un modelo de estados finitos y de tiempo discreto, proponemos políticas estocásticas de EM. Para las políticas propuestas, caracterizamos la relación fundamental existente entre la privacidad y la eficiencia de energía del usuario, donde la privacidad se mide mediante la tasa de fuga de información y la eficiencia de energía se mide mediante la tasa de energía perdida. En segundo lugar, consideramos el diseño de un sistema de SM con una unidad de almacenamiento. Considerando un modelo de tiempo discreto, estudiamos la relación existente entre la privacidad y el coste de la energía, donde la privacidad se mide por la variación de la carga, así como la información mutua. Suponiendo que el perfil de la demanda de energía y los precios son conocidos de antemano, caracterizamos la política de EM óptima. Suponiendo que la demanda de energía es conocida sólo para el tiempo actual, obtenemos la política de EM óptima mediante programación dinámica, y proponemos una política heurística de baja complejidad. Para las políticas propuestas, caracterizamos la relación existente entre la privacidad y el coste de energía del usuario. Finalmente, consideramos el diseño de estrategias de transmisión lineal (LT) de mediciones Gaussianas compuestas desde un sensor a un CC sobre un canal punto a punto con desvanecimientos. Suponiendo que la información del estado del canal (CSI) es conocida tanto por el trasmisor como por el receptor, proponemos la estrategia de LT óptima en términos de la distorsión de error cuadrático medio (MSE) bajo una restricción de latencia estricta y dos estrategias de LT para restricciones de latencia arbitrarias. Suponiendo que la CSI es conocida sólo en el receptor, proponemos la estrategia de LT óptima en términos de la distorsión de MSE bajo una restricción de latencia estricta.La xarxa d'energia intel·ligent (SG) és la millora de la xarxa elèctrica tradicional. En aquesta tesi, ens enfoquem en les problemàtiques associades al disseny de dos dels components més crítics de la infraestructura de la SG : els mesuradors de consum intel·ligents(SMs) i les xarxes de sensors sense fils (WSNs).Els SMs mesuren el consum d'energia dels usuaris i transmeten les seves mesures al proveïdor de servei gairebé en temps real. Les mesures de SM permeten l'optimització en temps real de la gestió de càrrega a la xarxa. No obstant això, el possible mal ús d'aquestes mesures planteja preocupacions greus en quant a la privacitat dels usuaris. El desafiament és, per tant, dissenyar tècniques que puguin augmentar la privadesa dels usuaris mantenint les capacitats de supervisió que proveeixen els SMs. Una solució tecnològica és el disseny de sistemes de gestió d'energia (EM) intel·ligents compostos per dispositius d'emmagatzematge i generació alternativa d'energia.Les WSNs es componen d'un gran nombre de sensors, que mesuren paràmetres físics i transmeten les seves mesures als centres de control (CCs) mitjançant enllaços sense fils. Els CCs utilitzen aquestes mesures per estimar l'estat del sistema. Per a una gestió fiable de la SG, una bona reconstrucció de l'estat del sistema en temps real és crucial. Per això, cal investigar estratègies de transmissió amb estrictes requisits de complexitat i limitacions de latència. Per d'afrontar aquests desafiaments, aquesta tesi investiga i dissenya tècniques d'EM per preservar la privacitat dels usuaris de SM i estratègies de transmissió per WSNs amb limitacions de latència. Les tècniques d'EM propostes proporcionen privacitats als consumidors d'energia mantenint els beneficis operacionals per la SG. Les estratègies de transmissió proposades permeten a les WSNs satisfer els requisits de baixa latència necessaris per a la reconstrucció precisa de l'estat en temps real; i per tant, la gestió eficient i robusta de la SG.En primer lloc, considerem el disseny d'un sistema de SM amb una unitat d'emmagatzematge i generació d'energia renovable. Representant el sistema amb un model d'estats finits i de temps discret, proposem polítiques estocàstiques d'EM. Per a les polítiques propostes, caracteritzem la relació fonamental existent entre la privadesa i l'eficiència d'energia de l'usuari, on la privacitat es mesura mitjançant la taxa de fugida d'informació i l'eficiència d'energia es mesura mitjançant la taxa d'energia perduda.En segon lloc, considerem el disseny d'un sistema de SM amb una unitat d'emmagatzematge. Considerant un model de temps discret, estudiem la relació existent entre la privacitat el cost de l'energia, on la privacitat es mesura per la variació de la càrrega, així com mitjançant la informació mútua. Suposant que la corba de la demanda d'energia i els preus són coneguts per endavant, caracteritzem la política d'EM òptima. Suposant que la demanda d'energia és coneguda només per al temps actual, obtenim la política d'EM òptima mitjançant programació dinàmica, i proposem una política heurística de baixa complexitat. Per a les polítiques propostes, caracteritzem la relació existent entre la privacitat i el cost d'energia de l'usuari.Finalment, considerem el disseny d'estratègies de transmissió lineal (LT) de mesures Gaussianes compostes des d'un sensor a un CC sobre un canal punt a punt amb esvaïments. Suposant que la informació de l'estat del canal (CSI) és coneguda tant pel transmissor com pel receptor, proposem l'estratègia de LT òptima en termes de la distorsió d'error quadràtic mitjà (MSE) sota una restricció de latència estricta. A més, proposem dues estratègies de LT per a restriccions de latència arbitràries. Finalment, suposant que la CSI és coneguda només en el receptor, proposem l'estratègia de LT òptima en termes de la distorsió de MSE sota una restricció de latència estricta

Techniques, Taxonomy, and Challenges of Privacy Protection in the Smart Grid

As the ease with which any data are collected and transmitted increases, more privacy concerns arise leading to an increasing need to protect and preserve it. Much of the recent high-profile coverage of data mishandling and public mis- leadings about various aspects of privacy exasperates the severity. The Smart Grid (SG) is no exception with its key characteristics aimed at supporting bi-directional information flow between the consumer of electricity and the utility provider. What makes the SG privacy even more challenging and intriguing is the fact that the very success of the initiative depends on the expanded data generation, sharing, and pro- cessing. In particular, the deployment of smart meters whereby energy consumption information can easily be collected leads to major public hesitations about the tech- nology. Thus, to successfully transition from the traditional Power Grid to the SG of the future, public concerns about their privacy must be explicitly addressed and fears must be allayed. Along these lines, this chapter introduces some of the privacy issues and problems in the domain of the SG, develops a unique taxonomy of some of the recently proposed privacy protecting solutions as well as some if the future privacy challenges that must be addressed in the future.Peer Reviewedhttp://deepblue.lib.umich.edu/bitstream/2027.42/111644/1/Uludag2015SG-privacy_book-chapter.pd

Cryptographic Tools for Privacy Preservation

Data permeates every aspect of our daily life and it is the backbone of our digitalized society. Smartphones, smartwatches and many more smart devices measure, collect, modify and share data in what is known as the Internet of Things.Often, these devices don’t have enough computation power/storage space thus out-sourcing some aspects of the data management to the Cloud. Outsourcing computation/storage to a third party poses natural questions regarding the security and privacy of the shared sensitive data.Intuitively, Cryptography is a toolset of primitives/protocols of which security prop- erties are formally proven while Privacy typically captures additional social/legislative requirements that relate more to the concept of “trust” between people, “how” data is used and/or “who” has access to data. This thesis separates the concepts by introducing an abstract model that classifies data leaks into different types of breaches. Each class represents a specific requirement/goal related to cryptography, e.g. confidentiality or integrity, or related to privacy, e.g. liability, sensitive data management and more.The thesis contains cryptographic tools designed to provide privacy guarantees for different application scenarios. In more details, the thesis:(a) defines new encryption schemes that provide formal privacy guarantees such as theoretical privacy definitions like Differential Privacy (DP), or concrete privacy-oriented applications covered by existing regulations such as the European General Data Protection Regulation (GDPR);(b) proposes new tools and procedures for providing verifiable computation’s guarantees in concrete scenarios for post-quantum cryptography or generalisation of signature schemes;(c) proposes a methodology for utilising Machine Learning (ML) for analysing the effective security and privacy of a crypto-tool and, dually, proposes a secure primitive that allows computing specific ML algorithm in a privacy-preserving way;(d) provides an alternative protocol for secure communication between two parties, based on the idea of communicating in a periodically timed fashion

Sustainable Development Report: Blockchain, the Web3 & the SDGs

This is an output paper of the applied research that was conducted between July 2018 - October 2019 funded by the Austrian Development Agency (ADA) and conducted by the Research Institute for Cryptoeconomics at the Vienna University of Economics and Business and RCE Vienna (Regional Centre of Expertise on Education for Sustainable Development).Series: Working Paper Series / Institute for Cryptoeconomics / Interdisciplinary Researc

Sustainable Development Report: Blockchain, the Web3 & the SDGs

This is an output paper of the applied research that was conducted between July 2018 - October 2019 funded by the Austrian Development Agency (ADA) and conducted by the Research Institute for Cryptoeconomics at the Vienna University of Economics and Business and RCE Vienna (Regional Centre of Expertise on Education for Sustainable Development).Series: Working Paper Series / Institute for Cryptoeconomics / Interdisciplinary Researc

ENABLING IOT AUTHENTICATION, PRIVACY AND SECURITY VIA BLOCKCHAIN

Although low-power and Internet-connected gadgets and sensors are increasingly integrated into our lives, the optimal design of these systems remains an issue. In particular, authentication, privacy, security, and performance are critical success factors. Furthermore, with emerging research areas such as autonomous cars, advanced manufacturing, smart cities, and building, usage of the Internet of Things (IoT) devices is expected to skyrocket. A single compromised node can be turned into a malicious one that brings down whole systems or causes disasters in safety-critical applications. This dissertation addresses the critical problems of (i) device management, (ii) data management, and (iii) service management in IoT systems. In particular, we propose an integrated platform solution for IoT device authentication, data privacy, and service security via blockchain-based smart contracts. We ensure IoT device authentication by blockchain-based IC traceability system, from its fabrication to its end-of-life, allowing both the supplier and a potential customer to verify an IC’s provenance. Results show that our proposed consortium blockchain framework implementation in Hyperledger Fabric for IC traceability achieves a throughput of 35 transactions per second (tps). To corroborate the blockchain information, we authenticate the IC securely and uniquely with an embedded Physically Unclonable Function (PUF). For reliable Weak PUF-based authentication, our proposed accelerated aging technique reduces the cumulative burn-in cost by ∼ 56%. We also propose a blockchain-based solution to integrate the privacy of data generated from the IoT devices by giving users control of their privacy. The smart contract controlled trust-base ensures that the users have private access to their IoT devices and data. We then propose a remote configuration of IC features via smart contracts, where an IC can be programmed repeatedly and securely. This programmability will enable users to upgrade IC features or rent upgraded IC features for a fixed period after users have purchased the IC. We tailor the hardware to meet the blockchain performance. Our on-die hardware module design enforces the hardware configuration’s secure execution and uses only 2,844 slices in the Xilinx Zedboard Zynq Evaluation board. The blockchain framework facilitates decentralized IoT, where interacting devices are empowered to execute digital contracts autonomously

Post-Quantum Era Privacy Protection for Intelligent Infrastructures

As we move into a new decade, the global world of Intelligent Infrastructure (II) services integrated into the Internet of Things (IoT) are at the forefront of technological advancements. With billions of connected devices spanning continents through interconnected networks, security and privacy protection techniques for the emerging II services become a paramount concern. In this paper, an up-to-date privacy method mapping and relevant use cases are surveyed for II services. Particularly, we emphasize on post-quantum cryptography techniques that may (or must when quantum computers become a reality) be used in the future through concrete products, pilots, and projects. The topics presented in this paper are of utmost importance as (1) several recent regulations such as Europe's General Data Protection Regulation (GDPR) have given privacy a significant place in digital society, and (2) the increase of IoT/II applications and digital services with growing data collection capabilities are introducing new threats and risks on citizens' privacy. This in-depth survey begins with an overview of security and privacy threats in IoT/IIs. Next, we summarize some selected Privacy-Enhancing Technologies (PETs) suitable for privacy-concerned II services, and then map recent PET schemes based on post-quantum cryptographic primitives which are capable of withstanding quantum computing attacks. This paper also overviews how PETs can be deployed in practical use cases in the scope of IoT/IIs, and maps some current projects, pilots, and products that deal with PETs. A practical case study on the Internet of Vehicles (IoV) is presented to demonstrate how PETs can be applied in reality. Finally, we discuss the main challenges with respect to current PETs and highlight some future directions for developing their post-quantum counterparts