DELTA-K WIDEBAND SAR INTERFEROMETRY FOR DEM GENERATION AND PERSISTENT SCATTERERS USING TERRASAR-X

ABSTRACT Wideband SAR systems such as TerraSAR-X allow estimation of the absolute interferometric phase without resorting to error prone phase unwrapping. This is achieved through the delta-k technique that exploits frequency diversity within the range bandwidth to simulate a SAR system with a much longer carrier wavelength. This benefits all interferometric applications including DEM generation and land surface motion determination. Here we present the results of an ESA study (21318/07/NL/HE) into using delta-k absolute phase estimation for DEM generation and PSI (Persistent Scatterer Interferometry). Using TerraSAR-X data, examples from a delta-k DEM generation system are shown which avoid the errors induced by conventional phase unwrapping. For PSI, the possibilities of absolute phase estimation for a single PS are explored in theory and examples where wideband estimation is compared to conventional PSI processing for a stack of acquisitions over Paris

Toward Operational Compensation of Ionospheric Effects in SAR Interferograms: The Split-Spectrum Method

The differential ionospheric path delay is a major error source in L-band interferograms. It is superimposed to topography and ground deformation signals, hindering the measurement of geophysical processes. In this paper, we proceed toward the realization of an operational processor to compensate the ionospheric effects in interferograms. The processor should be robust and accurate to meet the scientific requirements for the measurement of geophysical processes, and it should be applicable on a global scale. An implementation of the split-spectrum method, which will be one element of the processor, is presented in detail, and its performance is analyzed. The method is based on the dispersive nature of the ionosphere and separates the ionospheric component of the interferometric phase from the nondispersive component related to topography, ground motion, and tropospheric path delay. We tested the method using various Advanced Land Observing Satellite Phased-Array type L-band synthetic aperture radar interferometric pairs with different characteristics: high to low coherence, moving and nonmoving terrains, with and without topography, and different ionosphere states. Ionospheric errors of almost 1 m have been corrected to a centimeter or a millimeter level. The results show how the method is able to systematically compensate the ionospheric phase in interferograms, with the expected accuracy, and can therefore be a valid element of the operational processor

First TerraSAR-X interferometry evaluation

The German radar satellite TerraSAR-X was launched in June 2007 [1] and is currently ending its commissioning phase. We anticipate quite different interferometric application scenarios compared to ERS- 1/2 and ASAR due to the X-band frequency, the short orbital repeat cycles of 11 days, the high range resolution and the spotlight mode of this sensor. During the commissioning phase we have scheduled a number of acquisitions over selected test sites with different characteristics to get an early quick look of TerraSAR-X's interferometric capabilities and to assess the phase quality of the sensor and DLR’s processor system [2]. Our first results are quite encouraging and the technical parameters of the system are as specified. Many spectacular image details let us expect that the high resolution will demand a different view on SAR interferometry and allow new applications in urban environments. In our paper we show interferograms and images of different test sites, coherence measurements and a first assessment of the interferometric properties. We will give hints to future scientific users on data selection and data processing. The results are of high relevance for the TanDEM-X mission scheduled for 2009, when a second compatible SAR-sensor will be launched for a joint 3 year bistatic interferometric formation flight

Seafloor depth estimation by means of interferometric synthetic aperture sonar

The topic of this thesis is relative depth estimation using interferometric sidelooking sonar. We give a thorough description of the geometry of interferometric sonar and of time delay estimation techniques. We present a novel solution for the depth estimate using sidelooking sonar, and review the cross-correlation function, the cross-uncertainty function and the phase-differencing technique. We find an elegant solution to co-registration and unwrapping by interpolating the sonar data in ground-range. Two depth estimation techniques are developed: Cross-correlation based sidescan bathymetry and synthetic aperture sonar (SAS) interferometry. We define flank length as a measure of the horizontal resolution in bathymetric maps and find that both sidescan bathymetry and SAS interferometry achieve theoretical resolutions. The vertical precision of our two methods are close to the performance predicted from the measured coherence. We study absolute phase-difference estimation using bandwidth and find a very simple split-bandwidth approach which outperforms a standard 2D phase unwrapper on complicated objects. We also examine advanced filtering of depth maps. Finally, we present pipeline surveying as an example application of interferometric SAS

Ionospheric correction of interferometric SAR data with application to the cryospheric sciences

Thesis (Ph.D.) University of Alaska Fairbanks, 2018The ionosphere has been identified as an important error source for spaceborne Synthetic Aperture Radar (SAR) data and SAR Interferometry (InSAR), especially for low frequency SAR missions, operating, e.g., at L-band or P-band. Developing effective algorithms for the correction of ionospheric effects is still a developing and active topic of remote sensing research. The focus of this thesis is to develop robust and accurate techniques for ionospheric correction of SAR and InSAR data and evaluate the benefit of these techniques for cryospheric research fields such as glacier ice velocity tracking and permafrost deformation monitoring. As both topics are mostly concerned with high latitude areas where the ionosphere is often active and characterized by turbulence, ionospheric correction is particularly relevant for these applications. After an introduction to the research topic in Chapter 1, Chapter 2 will discuss open issues in ionospheric correction including processing issues related to baseline-induced spectrum shifts. The effect of large baseline on split spectrum InSAR technique has been thoroughly evaluated and effective solutions for compensating this effect are proposed. In addition, a multiple sub-band approach is proposed for increasing the algorithm robustness and accuracy. Selected case studies are shown with the purpose of demonstrating the performance of the developed algorithm. In Chapter 3, the developed ionospheric correction technology is applied to optimize InSAR-based ice velocity measurements over the big ice sheets in Greenland and the Antarctic. Selected case studies are presented to demonstrate and validate the effectiveness of the proposed correction algorithms for ice velocity applications. It is shown that the ionosphere signal can be larger than the actual glacier motion signal in the interior of Greenland and Antarctic, emphasizing the necessity for operational ionospheric correction. The case studies also show that the accuracy of ice velocity estimates was significantly improved once the developed ionospheric correction techniques were integrated into the data processing flow. We demonstrate that the proposed ionosphere correction outperforms the traditionally-used approaches such as the averaging of multi-temporal data and the removal of obviously affected data sets. For instance, it is shown that about one hundred multi-temporal ice velocity estimates would need to be averaged to achieve the estimation accuracy of a single ionosphere-corrected measurement. In Chapter 4, we evaluate the necessity and benefit of ionospheric-correction for L-band InSAR-based permafrost research. In permafrost zones, InSAR-based surface deformation measurements are used together with geophysical models to estimate permafrost parameters such as active layer thickness, soil ice content, and permafrost degradation. Accurate error correction is needed to avoid biases in the estimated parameters and their co-variance properties. Through statistical analyses of a large number of L-band InSAR data sets over Alaska, we show that ionospheric signal distortions, at different levels of magnitude, are present in almost every InSAR dataset acquired in permafrost-affected regions. We analyze the ionospheric correction performance that can be achieved in permafrost zones by statistically analyzing correction results for large number of InSAR data. We also investigate the impact of ionospheric correction on the performance of the two main InSAR approaches that are used in permafrost zones: (1) we show the importance of ionospheric correction for permafrost deformation estimation from discrete InSAR observations; (2) we demonstrate that ionospheric correction leads to significant improvements in the accuracy of time-series InSAR-based permafrost products. Chapter 5 summarizes the work conducted in this dissertation and proposes next steps in this field of research

A Network-Based Enhanced Spectral Diversity Approach for TOPS Time-Series Analysis

For multitemporal analysis of synthetic aperture radar (SAR) images acquired with a terrain observation by progressive scan (TOPS) mode, all acquisitions from a given satellite track must be coregistered to a reference coordinate system with accuracies better than 0.001 of a pixel (assuming full SAR resolution) in the azimuth direction. Such a high accuracy can be achieved through geometric coregistration, using precise satellite orbits and a digital elevation model, followed by a refinement step using a time-series analysis of coregistration errors. These errors represent the misregistration between all TOPS acquisitions relative to the reference coordinate system. We develop a workflow to estimate the time series of azimuth misregistration using a network-based enhanced spectral diversity (NESD) approach, in order to reduce the impact of temporal decorrelation on coregistration. Example time series of misregistration inferred for five tracks of Sentinel-1 TOPS acquisitions indicates a maximum relative azimuth misregistration of less than 0.01 of the full azimuth resolution between the TOPS acquisitions in the studied areas. Standard deviation of the estimated misregistration time series for different stacks varies from 1.1e-3 to 2e-3 of the azimuth resolution, equivalent to 1.6-2.8 cm orbital uncertainty in the azimuth direction. These values fall within the 1-sigma orbital uncertainty of the Sentinel-1 orbits and imply that orbital uncertainty is most likely the main source of the constant azimuth misregistration between different TOPS acquisitions. We propagate the uncertainty of individual misregistration estimated with ESD to the misregistration time series estimated with NESD and investigate the different challenges for operationalizing NESD

Time-variable 3D ground displacements from High-Resolution Synthetic Aperture Radar (SAR). Application to La Valette landslide (South French Alps).

International audienceWe apply an image correlation technique to multi-orbit and multi-temporal High-Resolution (HR) SAR data. Image correlation technique has the advantage of providing displacement maps in two directions; e.g. the Line of Sight direction (LoS) and the Azimuth direction. This information, derived from the two modes of data acquisition (ascending and descending), can be combined routinely to infer the three dimensional surface displacement field at different epochs. In this study, a methodology is developed to characterize the displacement pattern of the large La Valette landslide (South French Alps) using TerraSAR-X images acquired in 2010. The results allow mapping the dynamics of different units of the La Valette landslide at high spatial resolution. The study demonstrates the potential of this new application of High Resolution SAR image correlation technique for landslide ground surface deformation monitoring

Estimating Strain and Rotation tensors of glacier flow from wrapped SAR interferograms

This letter aims to discuss a general framework that allows the direct interpretation of the wrapped DInSAR phase in terms of surface strain S and rotation R components. The methodology is demonstrated showing the estimation of strain and rotation components of a glacier flow using three TerraSAR-X interferometric geometries (ascending right-looking, descending right-looking and descending left-looking. Finally since the left looking geometry can be difficult to obtain on a regular basis, the surface parallel flow assumption is extended to the phase gradients inversion in order to reduce the amount of necessary geometries from three to two

Elevation and Deformation Extraction from TomoSAR

3D SAR tomography (TomoSAR) and 4D SAR differential tomography (Diff-TomoSAR) exploit multi-baseline SAR data stacks to provide an essential innovation of SAR Interferometry for many applications, sensing complex scenes with multiple scatterers mapped into the same SAR pixel cell. However, these are still influenced by DEM uncertainty, temporal decorrelation, orbital, tropospheric and ionospheric phase distortion and height blurring. In this thesis, these techniques are explored. As part of this exploration, the systematic procedures for DEM generation, DEM quality assessment, DEM quality improvement and DEM applications are first studied. Besides, this thesis focuses on the whole cycle of systematic methods for 3D & 4D TomoSAR imaging for height and deformation retrieval, from the problem formation phase, through the development of methods to testing on real SAR data. After DEM generation introduction from spaceborne bistatic InSAR (TanDEM-X) and airborne photogrammetry (Bluesky), a new DEM co-registration method with line feature validation (river network line, ridgeline, valley line, crater boundary feature and so on) is developed and demonstrated to assist the study of a wide area DEM data quality. This DEM co-registration method aligns two DEMs irrespective of the linear distortion model, which improves the quality of DEM vertical comparison accuracy significantly and is suitable and helpful for DEM quality assessment. A systematic TomoSAR algorithm and method have been established, tested, analysed and demonstrated for various applications (urban buildings, bridges, dams) to achieve better 3D & 4D tomographic SAR imaging results. These include applying Cosmo-Skymed X band single-polarisation data over the Zipingpu dam, Dujiangyan, Sichuan, China, to map topography; and using ALOS L band data in the San Francisco Bay region to map urban building and bridge. A new ionospheric correction method based on the tile method employing IGS TEC data, a split-spectrum and an ionospheric model via least squares are developed to correct ionospheric distortion to improve the accuracy of 3D & 4D tomographic SAR imaging. Meanwhile, a pixel by pixel orbit baseline estimation method is developed to address the research gaps of baseline estimation for 3D & 4D spaceborne SAR tomography imaging. Moreover, a SAR tomography imaging algorithm and a differential tomography four-dimensional SAR imaging algorithm based on compressive sensing, SAR interferometry phase (InSAR) calibration reference to DEM with DEM error correction, a new phase error calibration and compensation algorithm, based on PS, SVD, PGA, weighted least squares and minimum entropy, are developed to obtain accurate 3D & 4D tomographic SAR imaging results. The new baseline estimation method and consequent TomoSAR processing results showed that an accurate baseline estimation is essential to build up the TomoSAR model. After baseline estimation, phase calibration experiments (via FFT and Capon method) indicate that a phase calibration step is indispensable for TomoSAR imaging, which eventually influences the inversion results. A super-resolution reconstruction CS based study demonstrates X band data with the CS method does not fit for forest reconstruction but works for reconstruction of large civil engineering structures such as dams and urban buildings. Meanwhile, the L band data with FFT, Capon and the CS method are shown to work for the reconstruction of large manmade structures (such as bridges) and urban buildings

High-accuracy digital elevation model generation and ship monitoring from synthetic aperture radar images: innovative techniques and experimental results.

In this Thesis several state-of-the-art and innovative techniques for Digital Elevation Model (DEM) generation from Synthetic Aperture Radar (SAR) images are deeply analyzed, with a special focus on the methods which allow the improvement of the accuracy of the DEM product, which is directly related to the geolocation accuracy of geocoded images and is considered as an enabling factor for a large series of civilian and Defence applications. Furthermore, some of the proposed techniques, which are based both on phase and amplitude information, are experimented on real data, i.e. COSMO-SkyMed (CSK) data, assessing the achievable performances compared with the state-of-the-art, and pointing out and quantitatively highlighting the acquisition and processing strategies which would allow to maximize the quality of the results. Moreover, a critical analysis is performed about the main errors affecting the applied techniques, as well as the limitations of the orbital configurations, identifying several complementary techniques which would allow to overcome or mitigate the observed drawbacks. An innovative procedure for on-demand DEM production from CSK SAR data is elaborated and proposed, as well as an auto-validation technique which would enable the validation of the produced DEM also where vertical ground truths are not available. Based on the obtained results and on the consequent critical analysis, several interferometric specifications for new generation SAR satellites are identified. Finally, a literature review is proposed about the main state-of-the-art ship monitoring techniques, considered as one of the main fields of application which takes benefit from SAR data, based on single/multi-platform multi-channel SAR data, with a focus on TanDEM-X (TDX). In particular, in Chapter 1 the main concepts concerning SAR operating principles are introduced and the main characteristics and performances of CSK and TDX satellite systems are described; in Chapter 2 a review is proposed about the state-of-the-art SAR interferometric techniques for DEM generation, analyzing all the relevant processing steps and deepening the study of the main solutions recently proposed in the literature to increase the accuracy of the interferometric processing; in Chapter 3 complementary and innovative techniques respect to the interferometric processing are analyzed to mitigate disadvantages and to improve performances; in Chapter 4 experimental results are presented, obtained in the generation of high accuracy DEM by applying to a dataset of CSK images properly selected state-of-the-art interferometric techniques and innovative methods to improve DEM accuracy, exploring relevant limitations, and pointing out innovative acquisition and processing strategies. In Chapter 5, the basic principles of Ground Moving Target Indication (GMTI) are described, focusing on Displaced Phase Center Antenna (DPCA) and Along-Track Interferometry (ATI) techniques