Channel estimation techniques for filter bank multicarrier based transceivers for next generation of wireless networks

A dissertation submitted to Faculty of Engineering and the Built Environment, University of the Witwatersrand, Johannesburg, in fulfillment of the requirements for the degree of Master of Science in Engineering (Electrical and Information Engineering), August 2017The fourth generation (4G) of wireless communication system is designed based on the principles of cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) where the cyclic prefix (CP) is used to combat inter-symbol interference (ISI) and inter-carrier interference (ICI) in order to achieve higher data rates in comparison to the previous generations of wireless networks. Various filter bank multicarrier systems have been considered as potential waveforms for the fast emerging next generation (xG) of wireless networks (especially the fifth generation (5G) networks). Some examples of the considered waveforms are orthogonal frequency division multiplexing with offset quadrature amplitude modulation based filter bank, universal filtered multicarrier (UFMC), bi-orthogonal frequency division multiplexing (BFDM) and generalized frequency division multiplexing (GFDM). In perfect reconstruction (PR) or near perfect reconstruction (NPR) filter bank designs, these aforementioned FBMC waveforms adopt the use of well-designed prototype filters (which are used for designing the synthesis and analysis filter banks) so as to either replace or minimize the CP usage of the 4G networks in order to provide higher spectral efficiencies for the overall increment in data rates. The accurate designing of the FIR low-pass prototype filter in NPR filter banks results in minimal signal distortions thus, making the analysis filter bank a time-reversed version of the corresponding synthesis filter bank. However, in non-perfect reconstruction (Non-PR) the analysis filter bank is not directly a time-reversed version of the corresponding synthesis filter bank as the prototype filter impulse response for this system is formulated (in this dissertation) by the introduction of randomly generated errors. Hence, aliasing and amplitude distortions are more prominent for Non-PR. Channel estimation (CE) is used to predict the behaviour of the frequency selective channel and is usually adopted to ensure excellent reconstruction of the transmitted symbols. These techniques can be broadly classified as pilot based, semi-blind and blind channel estimation schemes. In this dissertation, two linear pilot based CE techniques namely the least square (LS) and linear minimum mean square error (LMMSE), and three adaptive channel estimation schemes namely least mean square (LMS), normalized least mean square (NLMS) and recursive least square (RLS) are presented, analyzed and documented. These are implemented while exploiting the near orthogonality properties of offset quadrature amplitude modulation (OQAM) to mitigate the effects of interference for two filter bank waveforms (i.e. OFDM/OQAM and GFDM/OQAM) for the next generation of wireless networks assuming conditions of both NPR and Non-PR in slow and fast frequency selective Rayleigh fading channel. Results obtained from the computer simulations carried out showed that the channel estimation schemes performed better in an NPR filter bank system as compared with Non-PR filter banks. The low performance of Non-PR system is due to the amplitude distortion and aliasing introduced from the random errors generated in the system that is used to design its prototype filters. It can be concluded that RLS, NLMS, LMS, LMMSE and LS channel estimation schemes offered the best normalized mean square error (NMSE) and bit error rate (BER) performances (in decreasing order) for both waveforms assuming both NPR and Non-PR filter banks. Keywords: Channel estimation, Filter bank, OFDM/OQAM, GFDM/OQAM, NPR, Non-PR, 5G, Frequency selective channel.CK201

Design of quadrature mirror filter banks with canonical signed digit coefficients using genetic algorithms.

This thesis is about the use of a genetic algorithm to design QMF bank with canonical signed digit coefficients. A filter bank has applications in areas like video and audio coding, data communication, etc. Filter bank design is a multiobjective optimization problem. The performance depends on the reconstruction error of the overall filter bank and the individual performance of the composing lowpass filter. In this thesis we have used reconstruction error of the overall filter bank as our main objective and passband error, stopband error, stopband and passband ripples and transition width of the individual lowpass filter as constraints. Therefore filter bank design can be formulated as single objective multiple constraint optimization problem. A unique genetic algorithm is developed to optimize filer bank coefficients such that the corresponding system\u27s response matches that of an ideal system with an additional constraint that all coefficients are in canonical signed digit (CSD) format. A special restoration technique is used to restore the CSD format of the coefficients after crossover and mutation operators in Genetic algorithm. The proposed restoration technique maintains the specified word length and the maximum number of nonzero digits in filter banks coefficients. Experimental results are presented at the end. It is demonstrated that the designed genetic algorithm is reliable, and efficient for designing QMF banks.Dept. of Electrical and Computer Engineering. Paper copy at Leddy Library: Theses & Major Papers - Basement, West Bldg. / Call Number: Thesis2004 .U67. Source: Masters Abstracts International, Volume: 43-05, page: 1785. Thesis (M.A.Sc.)--University of Windsor (Canada), 2004

Channelization for Multi-Standard Software-Defined Radio Base Stations

As the number of radio standards increase and spectrum resources come under more pressure, it becomes ever less efficient to reserve bands of spectrum for exclusive use by a single radio standard. Therefore, this work focuses on channelization structures compatible with spectrum sharing among multiple wireless standards and dynamic spectrum allocation in particular. A channelizer extracts independent communication channels from a wideband signal, and is one of the most computationally expensive components in a communications receiver. This work specifically focuses on non-uniform channelizers suitable for multi-standard Software-Defined Radio (SDR) base stations in general and public mobile radio base stations in particular. A comprehensive evaluation of non-uniform channelizers (existing and developed during the course of this work) shows that parallel and recombined variants of the Generalised Discrete Fourier Transform Modulated Filter Bank (GDFT-FB) represent the best trade-off between computational load and flexibility for dynamic spectrum allocation. Nevertheless, for base station applications (with many channels) very high filter orders may be required, making the channelizers difficult to physically implement. To mitigate this problem, multi-stage filtering techniques are applied to the GDFT-FB. It is shown that these multi-stage designs can significantly reduce the filter orders and number of operations required by the GDFT-FB. An alternative approach, applying frequency response masking techniques to the GDFT-FB prototype filter design, leads to even bigger reductions in the number of coefficients, but computational load is only reduced for oversampled configurations and then not as much as for the multi-stage designs. Both techniques render the implementation of GDFT-FB based non-uniform channelizers more practical. Finally, channelization solutions for some real-world spectrum sharing use cases are developed before some final physical implementation issues are considered

Anthropomorphic Coding of Speech and Audio: A Model Inversion Approach

Auditory modeling is a well-established methodology that provides insight into human perception and that facilitates the extraction of signal features that are most relevant to the listener. The aim of this paper is to provide a tutorial on perceptual speech and audio coding using an invertible auditory model. In this approach, the audio signal is converted into an auditory representation using an invertible auditory model. The auditory representation is quantized and coded. Upon decoding, it is then transformed back into the acoustic domain. This transformation converts a complex distortion criterion into a simple one, thus facilitating quantization with low complexity. We briefly review past work on auditory models and describe in more detail the components of our invertible model and its inversion procedure, that is, the method to reconstruct the signal from the output of the auditory model. We summarize attempts to use the auditory representation for low-bit-rate coding. Our approach also allows the exploitation of the inherent redundancy of the human auditory system for the purpose of multiple description (joint source-channel) coding

NOVEL OFDM SYSTEM BASED ON DUAL-TREE COMPLEX WAVELET TRANSFORM

The demand for higher and higher capacity in wireless networks, such as cellular, mobile and local area network etc, is driving the development of new signaling techniques with improved spectral and power efficiencies. At all stages of a transceiver, from the bandwidth efficiency of the modulation schemes through highly nonlinear power amplifier of the transmitters to the channel sharing between different users, the problems relating to power usage and spectrum are aplenty. In the coming future, orthogonal frequency division multiplexing (OFDM) technology promises to be a ready solution to achieving the high data capacity and better spectral efficiency in wireless communication systems by virtue of its well-known and desirable characteristics. Towards these ends, this dissertation investigates a novel OFDM system based on dual-tree complex wavelet transform (D

FPGA based Uniform Channelizer Implementation

Channelizers are widely used in modern digital communication systems. Advanced uniform multirate channelization have been theoretically proved to be capable of reducing the computational load, with a better performance. Therefore, in this thesis, we implement these designs on a FPGA board for the sake of the comprehensive evaluation of resource usage, performance and frequency response. The uniform filter-banks are one of the most essential unit in channelization. The Generalised Discrete Fourier Transform Modulated Filter Bank (GDFT-FB), as an important variant of basic a DFT-FB, has been implemented in FPGA and demonstrated with a better computational saving rather than traditional schemes. Moreover the oversampling version is demonstrated to have a better frequency response with an acceptable amount of extra resources. On the other hand, frequency response masking (FRM) techniques is able to reduce the number of coefficients. Therefore, the full FRM GDFT-FB and alternative narrowband FRM GDFT-FB are both implemented in FPGA platform, in order to achieve a better performance and hardware efficiency

Cyclic block filtered multitone modulation

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A System Approach to the Design of Multirate Filter Banks.

This dissertation studies the design of multirate filter banks by adopting a so-called system approach. The design issue of Johnston\u27s method is first investigated in which an explicit expression of the reconstruction error is derived using Lyapunov stability theory, and new convergent iterative algorithms are proposed through non-linear optimization. The results are extended to the two-dimensional filter banks. The design issue of more general multirate filter banks is also investigated through model matching method. Using standard results from modern control theory, new design algorithms are developed which minimize the reconstruction error while completely eliminating the aliasing error. State-space realizations, inner-outer factorizations, and optimal Hankel norm approximation are used to reduce the complexity of computation and improve the accuracy of the proposed design algorithms