Enhanced Spectrum Sensing Techniques for Cognitive Radio Systems

Due to the rapid growth of new wireless communication services and applications, much attention has been directed to frequency spectrum resources. Considering the limited radio spectrum, supporting the demand for higher capacity and higher data rates is a challenging task that requires innovative technologies capable of providing new ways of exploiting the available radio spectrum. Cognitive radio (CR), which is among the core prominent technologies for the next generation of wireless communication systems, has received increasing attention and is considered a promising solution to the spectral crowding problem by introducing the notion of opportunistic spectrum usage. Spectrum sensing, which enables CRs to identify spectral holes, is a critical component in CR technology. Furthermore, improving the efficiency of the radio spectrum use through spectrum sensing and dynamic spectrum access (DSA) is one of the emerging trends. In this thesis, we focus on enhanced spectrum sensing techniques that provide performance gains with reduced computational complexity for realistic waveforms considering radio frequency (RF) impairments, such as noise uncertainty and power amplifier (PA) non-linearities. The first area of study is efficient energy detection (ED) methods for spectrum sensing under non-flat spectral characteristics, which deals with relatively simple methods for improving the detection performance. In realistic communication scenarios, the spectrum of the primary user (PU) is non-flat due to non-ideal frequency responses of the devices and frequency selective channel conditions. Weighting process with fast Fourier transform (FFT) and analysis filter bank (AFB) based multi-band sensing techniques are proposed for overcoming the challenge of non-flat characteristics. Furthermore, a sliding window based spectrum sensing approach is addressed to detect a re-appearing PU that is absent in one time and present in other time. Finally, the area under the receiver operating characteristics curve (AUC) is considered as a single-parameter performance metric and is derived for all the considered scenarios. The second area of study is reduced complexity energy and eigenvalue based spectrum sensing techniques utilizing frequency selectivity. More specifically, novel spectrum sensing techniques, which have relatively low computational complexity and are capable of providing accurate and robust performance in low signal-to-noise ratio (SNR) with noise uncertainty, as well as in the presence of frequency selectivity, are proposed. Closed-form expressions are derived for the corresponding probability of false alarm and probability of detection under frequency selectivity due the primary signal spectrum and/or the transmission channel. The offered results indicate that the proposed methods provide quite significant saving in complexity, e.g., 78% reduction in the studied example case, whereas their detection performance is improved both in the low SNR and under noise uncertainty. Finally, a new combined spectrum sensing and resource allocation approach for multicarrier radio systems is proposed. The main contribution of this study is the evaluation of the CR performance when using wideband spectrum sensing methods in combination with water-filling and power interference (PI) based resource allocation algorithms in realistic CR scenarios. Different waveforms, such as cyclic prefix based orthogonal frequency division multiplexing (CP-OFDM), enhanced orthogonal frequency division multiplexing (E-OFDM) and filter bank based multicarrier (FBMC), are considered with PA nonlinearity type RF impairments to see the effects of spectral leakage on the spectrum sensing and resource allocation performance. It is shown that AFB based spectrum sensing techniques and FBMC waveforms with excellent spectral containment properties have clearly better performance compared to the traditional FFT based spectrum sensing techniques with the CP-OFDM. Overall, the investigations in this thesis provide novel spectrum sensing techniques for overcoming the challenge of noise uncertainty with reduced computational complexity. The proposed methods are evaluated under realistic signal models

SMARAD - Centre of Excellence in Smart Radios and Wireless Research - Activity Report 2011 - 2013

Centre of Excellence in Smart Radios and Wireless Research (SMARAD), originally established with the name Smart and Novel Radios Research Unit, is aiming at world-class research and education in Future radio and antenna systems, Cognitive radio, Millimetre wave and THz techniques, Sensors, and Materials and energy, using its expertise in RF, microwave and millimeter wave engineering, in integrated circuit design for multi-standard radios as well as in wireless communications. SMARAD has the Centre of Excellence in Research status from the Academy of Finland since 2002 (2002-2007 and 2008-2013). Currently SMARAD consists of five research groups from three departments, namely the Department of Radio Science and Engineering, Department of Micro and Nanosciences, and Department of Signal Processing and Acoustics, all within the Aalto University School of Electrical Engineering. The total number of employees within the research unit is about 100 including 8 professors, about 30 senior scientists and about 40 graduate students and several undergraduate students working on their Master thesis. The relevance of SMARAD to the Finnish society is very high considering the high national income from exports of telecommunications and electronics products. The unit conducts basic research but at the same time maintains close co-operation with industry. Novel ideas are applied in design of new communication circuits and platforms, transmission techniques and antenna structures. SMARAD has a well-established network of co-operating partners in industry, research institutes and academia worldwide. It coordinates a few EU projects. The funding sources of SMARAD are diverse including the Academy of Finland, EU, ESA, Tekes, and Finnish and foreign telecommunications and semiconductor industry. As a by-product of this research SMARAD provides highest-level education and supervision to graduate students in the areas of radio engineering, circuit design and communications through Aalto University and Finnish graduate schools. During years 2011 – 2013, 18 doctor degrees were awarded to the students of SMARAD. In the same period, the SMARAD researchers published 197 refereed journal articles and 360 conference papers

SANSA - Hybrid Terrestrial-Satellite Backhaul Network: Scenarios, Use cases, KPIs, Architecture, Network and Physical Layer Techniques

SANSA (Shared Access terrestrial-satellite backhaul Network enabled by Smart Antennas) is a project funded by the EU under the H2020 program. The main aim of SANSA is to boost the performance of mobile wireless backhaul networks in terms of capacity, energy efficiency and resilience against link failure or congestion while easing the deployment in both rural and urban areas and assuring at the same time an efficient use of the spectrum. This paper provides an overview and the first results of the project and, more specifically, it describes the regulatory environment, the State of The Art of mobile backhauling technologies regarding Ka band, the scenarios, the use cases, and the KPIs along with the SANSA architecture, network (NET), and physical (PHY) layer techniques used to enhance wireless backhauling capabilities

Multiantenna Interference Mitigation Schemes and Resource Allocation for Cognitive Radio

Maximum and efficient utilization of available resources has been a central theme of research on various areas of science and engineering. Wireless communication is not an exception to this. With the rapid growth of wireless communication applications, radio frequency spectrum has become a valuable commodity. Supporting very high demands for data rate and throughput has become a challenging problem which requires innovative solutions. Dynamic spectrum sharing (DSS) based cognitive radio (CR) is envisioned as a promising technology for future wireless communication systems, such as fifth generation (5G) further development and sixth generation (6G). Extensive research has been done in the areas of CRs and it is considered to mitigate the spectral crowding problem by introducing the notion of opportunistic spectrum usage. Spectrum sensing, which enables CRs to identify spectral holes, is a critical component in CR technology. Furthermore, improving the efficiency of the radio spectrum use through spectrum sensing and dynamic spectrum access (DSA) is one of the emerging trends. In the first part of this thesis, we focus on enhancing the spectrum usage of CR’s using interference cancellation methods that provides considerable performance gains with realistic computational complexity, especially, in the context of the widely used multicarrier waveforms. The primary focus is on interference rejection combining (IRC) methods, applied to the black-space cognitive radio (BS-CR). Earlier studies on the BS-CR in the literature were focused on using CRs as repeaters for the primary transmitter to guarantee that the CR is not causing significant interference to nearby primary users’ receivers. This kind of approaches are transmitter-centric in nature. In this thesis, receiver-centric approaches such as multi-antenna diversity combining, especially enhanced IRC methods, are considered and evaluated. IRC methods have been widely studied and adopted in several practical wireless communication systems. We focus on developing such BS-CR schemes under strong interference conditions, which has not been studied in the CR literature so far. Spatial covariance matrix estimation under mobility and high carrier frequencies is found to be the most critical part of such scheme. Algorithms and methods to mitigate these effects are developed in this thesis and they are evaluated under realistic BS-CR receiver operating conditions. We use sample covariance estimation approach with silent gaps in the CR transmisison. Covariance interpolation between silent gaps improves greatly the robustness with time-varying channels. Good link performance can be reached with low mobility at carrier frequency considered for the TV white-spaced case. The proposed BS-CR scheme could be feasible at below 6 GHz frequencies with pedestrian mobilities. The second part of this thesis investigates the effect of radio frequency (RF) impairments on the performance of the cognitive wireless communication. There are various unavoidable imperfections, mainly due to the limitations of analog high-frequency transmitter and receiver circuits. These imperfections include power amplifier (PA) non-linearities, receiver nonlinearities, and carrier frequency offset (CFO), which are considered in this study. These effects lead to significant signal distortion and, as a result of this, the wireless link quality may deteriorate. In multicarrier communications such signal distortions may lead to additional interference, and it is important to evaluate their effects on spectrum sensing quality and on the performance of the proposed BS-CR scheme. This part of the thesis provides critical analysis and insights into such issues caused by RF imperfections and demonstrates the need for designing proper compensation techniques required to avoid/reduce such degradations. It is found that the transmitter’s PA nonlinearities affect in the same way as in basic OFDM systems and BS-CR receiver’s linearity requirements are similar to those for advanced DSP-intensive software defined radios. The CR receiver’s CFO with respect to the PU has the most critical effect. However, synchronizing the CR with the needed high accuracy is considered achievable due to the PU signal’s high-power level. The final part of the thesis briefly looks at alternate waveforms and techniques that can be used in CRs. The filter bank multicarrier (FBMC) waveforms are considered as an alternative to the widely used OFDM schemes. Here the core idea is interference avoidance, targeting to reduce the interference leakage between CRs and the primary systems, by means of using a waveform with good spectrum localization properties. FBMC system’s performance is compared with OFDM based system in the context of CRs. The performance is compared from a combined spectrum sensing and resource allocation point of view through simulations. It is found that well-localized CR waveforms improve the CR link capacity, but with poorly localized primary signals, these possibilities are rather limited

Facilitating Flexible Link Layer Protocols for Future Wireless Communication Systems

This dissertation addresses the problem of designing link layer protocols which are flexible enough to accommodate the demands offuture wireless communication systems (FWCS).We show that entire link layer protocols with diverse requirements and responsibilities can be composed out of reconfigurable and reusable components.We demonstrate this by designing and implementinga novel concept termed Flexible Link Layer (FLL) architecture.Through extensive simulations and practical experiments, we evaluate a prototype of the suggested architecture in both fixed-spectrumand dynamic spectrum access (DSA) networks. FWCS are expected to overcome diverse challenges including the continual growthin traffic volume and number of connected devices.Furthermore, they are envisioned to support a widerange of new application requirements and operating conditions.Technology trends, including smart homes, communicating machines, and vehicularnetworks, will not only grow on a scale that once was unimaginable, they will also become the predominant communication paradigm, eventually surpassing today's human-produced network traffic. In order for this to become reality, today's systems have to evolve in many ways.They have to exploit allocated resources in a more efficient and energy-conscious manner.In addition to that, new methods for spectrum access and resource sharingneed to be deployed.Having the diversification of applications and network conditions in mind, flexibility at all layers of a communication system is of paramount importance in order to meet the desired goals. However, traditional communication systems are often designed with specific and distinct applications in mind. Therefore, system designers can tailor communication systems according to fixedrequirements and operating conditions, often resulting in highly optimized but inflexible systems.Among the core problems of such design is the mix of data transfer and management aspects.Such a combination of concerns clearly hinders the reuse and extension of existing protocols. To overcome this problem, the key idea explored in this dissertation is a component-based design to facilitate the development of more flexible and versatile link layer protocols.Specifically, the FLL architecture, suggested in this dissertation, employs a generic, reconfigurable data transfer protocol around which one or more complementary protocols, called link layer applications, are responsible for management-related aspects of the layer. To demonstrate the feasibility of the proposed approach, we have designed andimplemented a prototype of the FLL architecture on the basis ofa reconfigurable software defined radio (SDR) testbed.Employing the SDR prototype as well as computer simulations, thisdissertation describes various experiments used to examine a range of link layerprotocols for both fixed-spectrum and DSA networks. This dissertation firstly outlines the challenges faced by FWCSand describes DSA as a possible technology component for their construction.It then specifies the requirements for future DSA systemsthat provide the basis for our further considerations.We then review the background on link layer protocols, surveyrelated work on the construction of flexible protocol frameworks,and compare a range of actual link layer protocols and algorithms.Based on the results of this analysis, we design, implement, and evaluatethe FLL architecture and a selection of actual link layer protocols. We believe the findings of this dissertation add substantively to the existing literature on link layer protocol design and are valuable for theoreticians and experimentalists alike

Implementation of cognitive radio networks to evaluate spectrum management strategies in real-time

This paper illustrates a Universal Software Radio Peripheral (USRP)-based real-time testbed that is able to evaluate different spectrum management solutions that exploit the Cognitive Radio (CR) paradigm. The main objective of this testbed is to provide an accurate and realistic platform by which the performance of innovative spectrum management solutions for a wide set of scenarios and use cases in the context of Opportunistic Networks (ONs) and Cognitive Radio Networks (CRNs) can be entirely validated and assessed before their implementation in real systems. Real-time platforms are essential to carry out significant studies and to accurately assess the performance of innovative solutions before their implementation in the real world. This work provides a comprehensive description of the testbed, highlighting many interesting implementation details and illustrating its applicability for different studies that rely on the CR paradigm. Then, a particular application in a realistic Digital Home (DH) scenario is also illustrated, which allows demonstrating the effectiveness of the real-time testbed and assessing its practicality in terms of user-perceived end-to-end Quality of Experience (QoE) in a realistic environment.Peer ReviewedPostprint (author's final draft

Directional Antenna System-Based DoA/RSS Estimation, Localization and Tracking in Future Wireless Networks: Algorithms and Performance Analysis

Location information plays an important role in many emerging technologies such as robotics, autonomous vehicles, and augmented reality. Already now the majority of smartphone owners use their devices' localization capabilities for a broad range of location-based services. Currently, location information in smartphones is mostly obtained in a device-centric approach, where the device to be localized, here referred to as the target node (TN), estimates its own location using, for example, the global positioning system (GPS). However, TNs with wireless communication capabilities can be localized based on their transmitted signals by a third party. In particular, localization can be implemented as a functionality of a wireless network. Depending on the application area and implementation, this network-centric approach has several advantages compared to device-centric localization, such as reducing the energy consumption within the TNs, enabling localization of non-cooperative TNs, and making location information available in the network itself. Current generation wireless networks are already capable of coarse localization. However, these existing localization capabilities do not suffice for the challenging demands of future applications. The majority of approaches moreover does not exploit the fact that an increasing number of base stations (BSs) and user devices are equipped with directional antennas. However, directional antennas enable direction of arrival (DoA) estimation that can, in turn, serve as the basis for advanced localization and location tracking. In this thesis, we thus study the application of directional antennas for localization and location tracking in future generation wireless networks. The contributions of this thesis can be grouped into two topics.First, this thesis provides a detailed study of DoA/received signal strength (RSS) estimation and localization with a group of directional antennas herein denoted as sectorized antennas. This group of antennas is of particular interest as it encompasses a broad range of directional antennas that can be implemented with a single RF front-end. Thus, the hardware complexity of sectorized antennas is low in comparison to the conventionally used antenna arrays that require multiple transceiver branches. However, at the same time this means that DoA estimation with sectorized antennas has to be implemented in a fundamentally different way. In order to address these differences, the study of sectorized antennas in this thesis includes the derivation of Cramer-Rao bounds (CRBs) for DoA/RSS estimation and localization, the proposal of three different DoA/RSS estimators, as well as numerical and analytical performance evaluations of DoA/RSS estimation and localization using sectorized antennas.Second, this thesis deals with localization based on the fusion of DoA and RSS estimates as well as DoA and time of arrival (ToA) estimates. It is shown that the combination of these estimates can result in a much increased localization performance compared to a localization based on one of these estimates alone. For the localization based on DoA/RSS estimates, a mechanism explaining this improvement is revealed by means of a CRB analysis. Thereafter, DoA/RSS-based fusion is further studied using an extended Kalman filter (EKF) as an example location tracking algorithm. Finally, an EKF is proposed that tracks the location of a TN by fusing DoA and ToA estimates. Apart from a significantly improved tracking performance, this joint DoA/ToA-EKF moreover provides estimates for the TN device clock offset and is able to localize the TN in situations where a classical DoA-only EKF fails to provide a location estimate altogether.Overall, this thesis thus provides insights into benefits of localization and location tracking using directional antennas, accompanied by specific DoA/RSS estimation, localization and location tracking solutions, as well as design guidelines for implementing localization systems in future generation wireless networks

Spectrum measurement, sensing, analysis and simulation in the context of cognitive radio

The radio frequency (RF) spectrum is a scarce natural resource, currently regulated locally by national agencies. Spectrum has been assigned to different services and it is very difficult for emerging wireless technologies to gain access due to rigid spectmm policy and heavy opportunity cost. Current spectrum management by licensing causes artificial spectrum scarcity. Spectrum monitoring shows that many frequencies and times are unused. Dynamic spectrum access (DSA) is a potential solution to low spectrum efficiency. In DSA, an unlicensed user opportunistically uses vacant licensed spectrum with the help of cognitive radio. Cognitive radio is a key enabling technology for DSA. In a cognitive radio system, an unlicensed Secondary User (SU) identifies vacant licensed spectrum allocated to a Primary User (PU) and uses it without harmful interference to the PU. Cognitive radio increases spectrum usage efficiency while protecting legacy-licensed systems. The purpose of this thesis is to bring together a group of CR concepts and explore how we can make the transition from conventional radio to cognitive radio. Specific goals of the thesis are firstly the measurement of the radio spectrum to understand the current spectrum usage in the Humber region, UK in the context of cognitive radio. Secondly, to characterise the performance of cyclostationary feature detectors through theoretical analysis, hardware implementation, and real-time performance measurements. Thirdly, to mitigate the effect of degradation due to multipath fading and shadowing, the use of -wideband cooperative sensing techniques using adaptive sensing technique and multi-bit soft decision is proposed, which it is believed will introduce more spectral opportunities over wider frequency ranges and achieve higher opportunistic aggregate throughput.Understanding spectrum usage is the first step toward the future deployment of cognitive radio systems. Several spectrum usage measurement campaigns have been performed, mainly in the USA and Europe. These studies show locality and time dependence. In the first part of this thesis a spectrum usage measurement campaign in the Humber region, is reported. Spectrum usage patterns are identified and noise is characterised. A significant amount of spectrum was shown to be underutilized and available for the secondary use. The second part addresses the question: how can you tell if a spectrum channel is being used? Two spectrum sensing techniques are evaluated: Energy Detection and Cyclostationary Feature Detection. The performance of these techniques is compared using the measurements performed in the second part of the thesis. Cyclostationary feature detection is shown to be more robust to noise. The final part of the thesis considers the identification of vacant channels by combining spectrum measurements from multiple locations, known as cooperative sensing. Wideband cooperative sensing is proposed using multi resolution spectrum sensing (MRSS) with a multi-bit decision technique. Next, a two-stage adaptive system with cooperative wideband sensing is proposed based on the combination of energy detection and cyclostationary feature detection. Simulations using the system above indicate that the two-stage adaptive sensing cooperative wideband outperforms single site detection in terms of detection success and mean detection time in the context of wideband cooperative sensing