실시간 근거리 영상화를 위한 MIMO 역합성 개구 레이더 시스템

학위논문(박사) -- 서울대학교대학원 : 공과대학 전기·정보공학부, 2022. 8. 남상욱.Microwave and millimeter wave (micro/mmW) imaging systems have advantages over other imaging systems in that they have penetration properties over non-metallic structures and non-ionization. However, these systems are commercially applicable in limited areas. Depending on the quality and size of the images, a system can be expensive and images cannot be provided in real-time. To overcome the challenges of the current micro/mmW imaging system, it is critical to suggest a new system concept and prove its potential benefits and hazards by demonstrating the testbed. This dissertation presents Ku1DMIC, a wide-band micro/mmW imaging system using Ku-band and 1D-MIMO array, which can overcome the challenges above. For cost-effective 3D imaging capabilities, Ku1DMIC uses 1D-MIMO array configuration and inverse synthetic aperture radar (ISAR) technique. At the same time, Ku1DMIC supports real-time data acquisition through a system-level design of a seamless interface with frequency modulated continuous wave (FMCW) radar. To show the feasibility of 3D imaging with Ku1DMIC and its real-time capabilities, an accelerated imaging algorithm, 1D-MIMO-ISAR RSA, is proposed and demonstrated. The detailed contributions of the dissertation are as follows. First, this dissertation presents Ku1DMIC – a Ku-band MIMO frequency-modulated continuous-wave (FMCW) radar experimental platform with real-time 2D near-field imaging capabilities. The proposed system uses Ku-band to cover the wider illumination area given the limited number of antennas and uses a fast ramp and wide-band FMCW waveform for rapid radar data acquisition while providing high-resolution images. The key design aspect behind the platform is stability, reconfigurability, and real-time capabilities, which allows investigating the exploration of the system’s strengths and weaknesses. To satisfy the design aspect, a digitally assisted platform is proposed and realized based on an AMD-Xilinx UltraScale+ Radio Frequency System on Chip (RFSoC). The experimental investigation for real-time 2D imaging has proved the ability of video-rate imaging at around 60 frames per second. Second, a waveform digital pre-distortion (DPD) method and calibration method are proposed to enhance the image quality. Even if a clean FMCW waveform is generated with the aid of the optimized waveform generator, the signal will inevitably suffer from distortion, especially in the RF subsystem of the platform. In near-field imaging applications, the waveform DPD is not effective at suppressing distortion in wide-band FMCW radar systems. To solve this issue, the LO-DPD architecture and binary search based DPD algorithm are proposed to make the waveform DPD effective in Ku1DMIC. Furthermore, an image-domain optimization correction method is proposed to compensate for the remaining errors that cannot be eliminated by the waveform DPD. For robustness to various unwanted signals such as noise and clutter signals, two regularized least squares problems are applied and compared: the generalized Tikhonov regularization and the total variation (TV) regularization. Through various 2D imaging experiments, it is confirmed that both methods can enhance the image quality by reducing the sidelobe level. Lastly, the research is conducted to realize real-time 3D imaging by applying the ISAR technique to Ku1DMIC. The realization of real-time 3D imaging using 1D-MIMO array configuration is impactful in that this configuration can significantly reduce the costs of the 3D imaging system and enable imaging of moving objects. To this end, the signal model for the 1D-MIMO-ISAR configuration is presented, and then the 1D-MIMO-ISAR range stacking algorithm (RSA) is proposed to accelerate the imaging reconstruction process. The proposed 1D-MIMO-ISAR RSA can reconstruct images within hundreds of milliseconds while maintaining almost the same image quality as the back-projection algorithm, bringing potential use for real-time 3D imaging. It also describes strategies for setting ROI, considering the real-world situations in which objects enter and exit the field of view, and allocating GPU memory. Extensive simulations and experiments have demonstrated the feasibility and potential benefits of 1D-MIMO-IASR configuration and 1D-MIMO-ISAR RSA.마이크로파 및 밀리미터파(micro/mmW) 영상화 시스템은 비금속 구조 및 비이온화에 비해 침투 특성이 있다는 점에서 다른 이미징 시스템에 비해 장점이 있다. 그러나 이러한 시스템은 제한된 영역에서만 상업적으로 적용되고 있다. 이미지의 품질과 크기에 따라 시스템이 매우 고가일 수 있으며 이미지를 실시간으로 제공할 수 없는 현황이다. 현재의 micro/mmW 이미징 시스템의 문제를 극복하려면 새로운 시스템 개념을 제안하고 테스트베드를 시연하여 잠재적인 이점과 위험을 입증하는 것이 중요하다. 본 논문에서는 Ku-band와 1D-MIMO 어레이를 이용한 광대역 micro/mmW 이미징 시스템인 Ku1DMIC를 제안하여 위와 같은 문제점을 극복할 수 있다. 비용 효율적인 3차원 영상화 기능을 위해 Ku1DMIC는 1D-MIMO 배열 기술과 ISAR(Inverse Synthetic Aperture Radar) 기술을 사용한다. 동시에 Ku1DMIC는 주파수 변조 연속파 (FMCW) 레이더와의 원활한 인터페이스의 시스템 수준 설계를 통해 실시간 데이터 수집을 지원한다. Ku1DMIC를 사용한 3차원 영상화의 구현 및 실시간 기능의 가능성을 보여주기 위해, 2차원 영상화를 위한 1D-MIMO RSA과 3차원 영상화를 위한 1D-MIMO-ISAR RSA가 제안되고 Ku1DMIC에서 구현된다. 따라서, 본 학위 논문의 주요 기여는 Ku-band 1D-MIMO 배열 기반 영상화 시스템 프로토타입을 개발 및 테스트하고, ISAR 기반 3차원 영상화 기능을 검사하고, 실시간 3차원 영상화 가능성을 조사하는 것이다. 이에 대한 세부적인 기여 항목은 다음과 같다. 첫째, 실시간 2D 근거리장 이미징 기능을 갖춘 Ku 대역 MIMO 주파수 변조 연속파(FMCW) 레이더 실험 플랫폼인 Ku1DMIC를 제시한다. 제안하는 시스템은 제한된 수의 안테나에서 더 넓은 조명 영역을 커버하기 위해 Ku 대역을 사용하고 고해상도 이미지를 제공하면서 빠른 레이더 데이터 수집을 위해 고속 램프 및 광대역 FMCW 파형을 사용한다. 플랫폼의 핵심 설계 원칙은 안정성, 재구성 가능성 및 실시간 기능으로 시스템의 강점과 약점을 광범위하게 탐색한다. 설계 원칙을 만족시키기 위해 AMD-Xilinx UltraScale+ RFSoC(Radio Frequency System on Chip)를 기반으로 디지털 지원 플랫폼을 제안하고 구현한다. 실시간 2D 이미징에 대한 실험적 조사는 초당 약 60프레임에서 비디오 속도 이미징의 능력을 입증했다. 둘째, 영상 품질 향상을 위한 파형 디지털 전치왜곡(DPD) 방법과 보정 방법을 제안한다. 최적화된 파형 발생기의 도움으로 깨끗한 FMCW 파형이 생성되더라도 특히 플랫폼의 RF 하위 시스템에서 신호는 필연적으로 왜곡을 겪게된다. 근거리 영상화 응용 분야에서는 파형 DPD는 광대역 FMCW 레이더 시스템의 왜곡을 억제하는 데 효과적이지 않다. 이 문제를 해결하기 위해 Ku1DMIC에서 파형 DPD가 유효하도록 LO-DPD 아키텍처와 이진 탐색 기반 DPD 알고리즘을 제안한다. 또한, 파형 DPD로 제거할 수 없는 나머지 오류를 보상하기 위해 이미지 영역 최적화 보정 방법을 제안한다. 노이즈 및 클러터 신호와 같은 다양한 원치 않는 신호에 대한 견고성을 위해 일반화된 Tikhonov 정규화 및 전체 변동(TV) 정규화라는 두 가지 정규화된 최소 자승 문제를 적용 후 비교한다. 다양한 2차원 영상화 실험을 통해 두 방법 모두 부엽 레벨을 줄여 화질을 향상시킬 수 있음을 확인한다. 마지막으로, ISAR 기법을 2차원 영상 플랫폼에 적용하여 실시간 3차원 영상을 구현하기 위한 연구를 진행한다. 1D-MIMO-ISAR 구성에서 실시간 3D 이미징의 구현은 이러한 구성이 3D 이미징 시스템의 비용을 크게 줄일 수 있다는 점에서 영향력이 있다. 따라서 이 논문에서는 1D-MIMO-ISAR 구성에 대한 이미징 재구성을 가속화하기 위해 1D-MIMO-ISAR 범위 스태킹 알고리즘(RSA)을 제안한다. 제안된 1D-MIMO-ISAR RSA는 널리 알려진 Back-Projection 알고리즘과 거의 동일한 이미지 품질을 유지하면서도 수백 밀리초 이내에 이미지를 재구성함으로써 실시간 영상화에 대한 가능성을 보여준다. 또한 물체가 시야에 들어오고 나가는 실제 상황을 고려하기 위한 ROI 설정, 그리고 메모리 할당에 대한 전략을 설명한다. 광범위한 시뮬레이션과 실험을 통해 1D-MIMO-IASR 구성 및 1D-MIMO-ISAR RSA의 가능성과 잠재적 이점을 확인한다.1 INTRODUCTION 1 1.1 Microwave and millimeter-wave imaging 1 1.2 Imaging with radar system 2 1.3 Challenges and motivation 5 1.4 Outline of the dissertation 8 2 FUNDAMENTAL OF TWO-DIMENSIONAL IMAGING USING A MIMO RADAR 9 2.1 Signal model 9 2.2 Consideration of waveform 12 2.3 Image reconstruction algorithm 16 2.3.1 Back-projection algorithm 16 2.3.2 1D-MIMO range-migration algorithm 20 2.3.3 1D-MIMO range stacking algorithm 27 2.4 Sampling criteria and resolution 31 2.5 Simulation results 36 3 MIMO-FMCW RADAR IMPLEMENTATION WITH 16 TX - 16 RX ONE- DIMENSIONAL ARRAYS 46 3.1 Wide-band FMCW waveform generator architecture 46 3.2 Overall system architecture 48 3.3 Antenna and RF transceiver module 53 3.4 Wide-band FMCW waveform generator 55 3.5 FPGA-based digital hardware design 63 3.6 System integration and software design 71 3.7 Testing and measurement 75 3.7.1 Chirp waveform measurement 75 3.7.2 Range profile measurement 77 3.7.3 2-D imaging test 79 4 METHODS OF IMAGE QUALITY ENHANCEMENT 84 4.1 Signal model 84 4.2 Digital pre-distortion of chirp signal 86 4.2.1 Proposed DPD hardware system 86 4.2.2 Proposed DPD algorithm 88 4.2.3 Measurement results 90 4.3 Robust calibration method for signal distortion 97 4.3.1 Signal model 98 4.3.2 Problem formulation 99 4.3.3 Measurement results 105 5 THREE-DIMENSIONAL IMAGING USING 1-D ARRAY SYSTEM AND ISAR TECHNIQUE 110 5.1 Formulation for 1D-MIMO-ISAR RSA 111 5.2 Algorithm implementation 114 5.3 Simulation results 120 5.4 Experimental results 122 6 CONCLUSIONS AND FUTURE WORK 127 6.1 Conclusions 127 6.2 Future work 129 6.2.1 Effects of antenna polarization in the Ku-band 129 6.2.2 Forward-looking near-field ISAR configuration 130 6.2.3 Estimation of the movement errors in ISAR configuration 131 Abstract (In Korean) 145 Acknowlegement 148박

Non-Contact Human Motion Sensing Using Radar Techniques

Human motion analysis has recently gained a lot of interest in the research community due to its widespread applications. A full understanding of normal motion from human limb joint trajectory tracking could be essential to develop and establish a scientific basis for correcting any abnormalities. Technology to analyze human motion has significantly advanced in the last few years. However, there is a need to develop a non-invasive, cost effective gait analysis system that can be functional indoors or outdoors 24/7 without hindering the normal daily activities for the subjects being monitored or invading their privacy. Out of the various methods for human gait analysis, radar technique is a non-invasive method, and can be carried out remotely. For one subject monitoring, single tone radars can be utilized for motion capturing of a single target, while ultra-wideband radars can be used for multi-subject tracking. But there are still some challenges that need to be overcome for utilizing radars for motion analysis, such as sophisticated signal processing requirements, sensitivity to noise, and hardware imperfections. The goal of this research is to overcome these challenges and realize a non-contact gait analysis system capable of extracting different organ trajectories (like the torso, hands and legs) from a complex human motion such as walking. The implemented system can be hugely beneficial for applications such as treating patients with joint problems, athlete performance analysis, motion classification, and so on

Behind-wall target detection using micro-doppler effects

Abstract: During the last decade technology for seeing through walls and through dense vegetation has interested many researchers. This technology offers excellent opportunities for military and police applications, though applications are not limited to the military and police; they go beyond those applications to where detecting a target behind an obstacle is needed. To be able to disclose the location and velocity of obscured targets, scientists’ resort to electromagnetic wave propagation. Thus, through-the-wall radar (TWR) is technology used to propagate electromagnetic waves towards a target through a wall. Though TWR is a promising technology, it has been reported that TWR imaging (TWRI) poses a range of ambiguities in target characterisation and detection. These ambiguities are related to the thickness and electric properties of walls. It has been reported that the mechanical and electric properties of the wall defocus the target image rendered by the radar. The defocusing problem is the phenomenon of displacing the target away from its true location when the image is rendered. Thus, the operator of the TWR will have a wrong position, not the real position of the target. Defocusing is not the only problem observed while the signal is travelling through the wall. Target classification, wall modelling and others are areas that need investigation...D.Ing. (Electrical and Electronic Engineering

Noncontact Vital Signs Detection

Human health condition can be accessed by measurement of vital signs, i.e., respiratory rate (RR), heart rate (HR), blood oxygen level, temperature and blood pressure. Due to drawbacks of contact sensors in measurement, non-contact sensors such as imaging photoplethysmogram (IPPG) and Doppler radar system have been proposed for cardiorespiratory rates detection by researchers.The UWB pulse Doppler radars provide high resolution range-time-frequency information. It is bestowed with advantages of low transmitted power, through-wall capabilities, and high resolution in localization. However, the poor signal to noise ratio (SNR) makes it challenging for UWB radar systems to accurately detect the heartbeat of a subject. To solve the problem, phased-methods have been proposed to extract the phase variations in the reflected pulses modulated by human tiny thorax motions. Advance signal processing method, i.e., state space method, can not only be used to enhance SNR of human vital signs detection, but also enable the micro-Doppler trajectories extraction of walking subject from UWB radar data.Stepped Frequency Continuous Wave (SFCW) radar is an alternative technique useful to remotely monitor human subject activities. Compared with UWB pulse radar, it relieves the stress on requirement of high sampling rate analog-to-digital converter (ADC) and possesses higher signal-to-noise-ratio (SNR) in vital signs detection. However, conventional SFCW radar suffers from long data acquisition time to step over many frequencies. To solve this problem, multi-channel SFCW radar has been proposed to step through different frequency bandwidths simultaneously. Compressed sensing (CS) can further reduce the data acquisition time by randomly stepping through 20% of the original frequency steps.In this work, SFCW system is implemented with low cost, off-the-shelf surface mount components to make the radar sensors portable. Experimental results collected from both pulse and SFCW radar systems have been validated with commercial contact sensors and satisfactory results are shown

Bio-Radar Applications for Remote Vital Signs Monitoring

Nowadays, most vital signs monitoring techniques used in a medical context and/or daily life routines require direct contact with skin, which can become uncomfortable or even impractical to be used regularly. Radar technology has been appointed as one of the most promising contactless tools to overcome these hurdles. However, there is a lack of studies that cover a comprehensive assessment of this technology when applied in real-world environments. This dissertation aims to study radar technology for remote vital signs monitoring, more specifically, in respiratory and heartbeat sensing. Two off-the-shelf radars, based on impulse radio ultra-wideband and frequency modu lated continuous wave technology, were customized to be used in a small proof of concept experiment with 10 healthy participants. Each subject was monitored with both radars at three different distances for two distinct conditions: breathing and voluntary apnea. Signals processing algorithms were developed to detect and estimate respiratory and heartbeat parameters, assessed using qualitative and quantitative methods. Concerning respiration, a minimum error of 1.6% was found when radar respiratory peaks signals were directly compared with their reference, whereas a minimum mean absolute error of 0.3 RPM was obtained for the respiration rate. Concerning heartbeats, their expression in radar signals was not as clear as the respiration ones, however a minimum mean absolute error of 1.8 BPM for heartbeat was achieved after applying a novel selective algorithm developed to validate if heart rate value was estimated with reliability. The results proved the potential for radars to be used in respiratory and heartbeat contactless sensing, showing that the employed methods can be already used in some mo tionless situations. Notwithstanding, further work is required to improve the developed algorithms in order to obtain more robust and accurate systems.Atualmente, a maioria das técnicas usadas para a monitorização de sinais vitais em contexto médicos e/ou diário requer contacto direto com a pele, o que poderá tornar-se incómodo ou até mesmo inviável em certas situações. A tecnologia radar tem vindo a ser apontada como uma das mais promissoras ferramentas para medição de sinais vitais à distância e sem contacto. Todavia, são necessários mais estudos que permitam avaliar esta tecnologia quando aplicada a situações mais reais. Esta dissertação tem como objetivo o estudo da tecnologia radar aplicada no contexto de medição remota de sinais vitais, mais concretamente, na medição de atividade respiratória e cardíaca. Dois aparelhos radar, baseados em tecnologia banda ultra larga por rádio de impulso e em tecnologia de onda continua modulada por frequência, foram configurados e usados numa prova de conceito com 10 participantes. Cada sujeito foi monitorizado com cada um dos radar em duas situações distintas: respirando e em apneia voluntária. Algorit mos de processamento de sinal foram desenvolvidos para detetar e estimar parâmetros respiratórios e cardíacos, avaliados através de métodos qualitativos e quantitativos. Em relação à respiração, o menor erro obtido foi de 1,6% quando os sinais de radar respiratórios foram comparados diretamente com os sinais de referência, enquanto que, um erro médio absoluto mínimo de 0,3 RPM foi obtido para a estimação da frequência respiratória via radar. A expressão cardíaca nos sinais radar não se revelou tão evidente como a respiratória, no entanto, um erro médio absoluto mínimo de 1,8 BPM foi obtido para a estimação da frequência cardíaca após a aplicação de um novo algoritmo seletivo, desenvolvido para validar a confiança dos valores obtidos. Os resultados obtidos provaram o potencial do uso de radares na medição de atividade respiratória e cardíaca sem contacto, sendo esta tecnologia viável de ser implementada em situações onde não existe muito movimento. Não obstante, os algoritmos desenvolvidos devem ser aperfeiçoados no futuro de forma a obter sistemas mais robustos e precisos

Compressive Sensing and Its Applications in Automotive Radar Systems

Die Entwicklung in Richtung zu autonomem Fahren verspricht, künftig einen sicheren Verkehr ohne tödliche Unfälle zu ermöglichen, indem menschliche Fahrer vollständig ersetzt werden. Dadurch entfällt der Faktor des menschlichen Fehlers, der aus Müdigkeit, Unachtsamkeit oder Alkoholeinfluss resultiert. Um jedoch eine breite Akzeptanz für autonome Fahrzeuge zu erreichen und es somit eines Tages vollständig umzusetzen, sind noch eine Vielzahl von Herausforderungen zu lösen. Da in einem autonomen Fahrzeug kein menschlicher Fahrer mehr in Notfällen eingreifen kann, müssen sich autonome Fahrzeuge auf leistungsfähige und robuste Sensorsysteme verlassen können, um in kritischen Situationen auch unter widrigen Bedingungen angemessen reagieren zu können. Daher ist die Entwicklung von Sensorsystemen erforderlich, die für Funktionalitäten jenseits der aktuellen advanced driver assistance systems eingesetzt werden können. Dies resultiert in neuen Anforderungen, die erfüllt werden müssen, um sichere und zuverlässige autonome Fahrzeuge zu realisieren, die weder Fahrzeuginsassen noch Passanten gefährden. Radarsysteme gehören zu den Schlüsselkomponenten unter der Vielzahl der verfügbaren Sensorsysteme, da sie im Gegensatz zu visuellen Sensoren von widrigen Wetter- und Umgebungsbedingungen kaum beeinträchtigt werden. Darüber hinaus liefern Radarsysteme zusätzliche Umgebungsinformationen wie Abstand, Winkel und relative Geschwindigkeit zwischen Sensor und reflektierenden Zielen. Die vorliegende Dissertation deckt im Wesentlichen zwei Hauptaspekte der Forschung und Entwicklung auf dem Gebiet der Radarsysteme im Automobilbereich ab. Ein Aspekt ist die Steigerung der Effizienz und Robustheit der Signalerfassung und -verarbeitung für die Radarperzeption. Der andere Aspekt ist die Beschleunigung der Validierung und Verifizierung von automated cyber-physical systems, die parallel zum Automatisierungsgrad auch eine höhere Komplexität aufweisen. Nach der Analyse zahlreicher möglicher Compressive Sensing Methoden, die im Bereich Fahrzeugradarsysteme angewendet werden können, wird ein rauschmoduliertes gepulstes Radarsystem vorgestellt, das kommerzielle Fahrzeugradarsysteme in seiner Robustheit gegenüber Rauschen übertrifft. Die Nachteile anderer gepulster Radarsysteme hinsichtlich des Signalerfassungsaufwands und der Laufzeit werden durch die Verwendung eines Compressive Sensing-Signalerfassungs- und Rekonstruktionsverfahrens in Kombination mit einer Rauschmodulation deutlich verringert. Mit Compressive Sensing konnte der Aufwand für die Signalerfassung um 70% reduziert werden, während gleichzeitig die Robustheit der Radarwahrnehmung auch für signal-to-noise-ratio-Pegel nahe oder unter Null erreicht wird. Mit einem validierten Radarsensormodell wurde das Rauschradarsystem emuliert und mit einem kommerziellen Fahrzeugradarsystem verglichen. Datengetriebene Wettermodelle wurden entwickelt und während der Simulation angewendet, um die Radarleistung unter widrigen Bedingungen zu bewerten. Während eine Besprühung mit Wasser die Radomdämpfung um 10 dB erhöht und Spritzwasser sogar um 20 dB, ergibt sich die eigentliche Begrenzung aus der Rauschzahl und Empfindlichkeit des Empfängers. Es konnte bewiesen werden, dass das vorgeschlagene Compressive Sensing Rauschradarsystem mit einer zusätzlichen Signaldämpfung von bis zu 60 dB umgehen kann und damit eine hohe Robustheit in ungünstigen Umwelt- und Wetterbedingungen aufweist. Neben der Robustheit wird auch die Interferenz berücksichtigt. Zum einen wird die erhöhte Störfestigkeit des Störradarsystems nachgewiesen. Auf der anderen Seite werden die Auswirkungen auf bestehende Fahrzeugradarsysteme bewertet und Strategien zur Minderung der Auswirkungen vorgestellt. Die Struktur der Arbeit ist folgende. Nach der Einführung der Grundlagen und Methoden für Fahrzeugradarsysteme werden die Theorie und Metriken hinter Compressive Sensing gezeigt. Darüber hinaus werden weitere Aspekte wie Umgebungsbedingungen, unterschiedliche Radararchitekturen und Interferenz erläutert. Der Stand der Technik gibt einen Überblick über Compressive Sensing-Ansätze und Implementierungen mit einem Fokus auf Radar. Darüber hinaus werden Aspekte von Fahrzeug- und Rauschradarsystemen behandelt. Der Hauptteil beginnt mit der Vorstellung verschiedener Ansätze zur Nutzung von Compressive Sensing für Fahrzeugradarsysteme, die in der Lage sind, die Erfassung und Wahrnehmung von Radarsignalen zu verbessern oder zu erweitern. Anschließend wird der Fokus auf ein Rauschradarsystem gelegt, das mit Compressive Sensing eine effiziente Signalerfassung und -rekonstruktion ermöglicht. Es wurde mit verschiedenen Compressive Sensing-Metriken analysiert und in einer Proof-of-Concept-Simulation bewertet. Mit einer Emulation des Rauschradarsystems wurde das Potential der Compressive Sensing Signalerfassung und -verarbeitung in einem realistischeren Szenario demonstriert. Die Entwicklung und Validierung des zugrunde liegenden Sensormodells wird ebenso dokumentiert wie die Entwicklung der datengetriebenen Wettermodelle. Nach der Betrachtung von Interferenz und der Koexistenz des Rauschradars mit kommerziellen Radarsystemen schließt ein letztes Kapitel mit Schlussfolgerungen und einem Ausblick die Arbeit ab.Developments towards autonomous driving promise to lead to safer traffic, where fatal accidents can be avoided after making human drivers obsolete and hence removing the factor of human error. However, to ensure the acceptance of automated driving and make it a reality one day, still a huge amount of challenges need to be solved. With having no human supervisors, automated vehicles have to rely on capable and robust sensor systems to ensure adequate reactions in critical situations, even during adverse conditions. Therefore, the development of sensor systems is required that can be applied for functionalities beyond current advanced driver assistance systems. New requirements need to be met in order to realize safe and reliable automated vehicles that do not harm passersby. Radar systems belong to the key components among the variety of sensor systems. Other than visual sensors, radar is less vulnerable towards adverse weather and environment conditions. In addition, radar provides complementary environment information such as target distance, angular position or relative velocity, too. The thesis ad hand covers basically two main aspects of research and development in the field of automotive radar systems. One aspect is to increase efficiency and robustness in signal acquisition and processing for radar perception. The other aspect is to accelerate validation and verification of automated cyber-physical systems that feature more complexity along with the level of automation. After analyzing a variety of possible Compressive Sensing methods for automotive radar systems, a noise modulated pulsed radar system is suggested in the thesis at hand, which outperforms commercial automotive radar systems in its robustness towards noise. Compared to other pulsed radar systems, their drawbacks regarding signal acquisition effort and computation run time are resolved by using noise modulation for implementing a Compressive Sensing signal acquisition and reconstruction method. Using Compressive Sensing, the effort in signal acquisition was reduced by 70%, while obtaining a radar perception robustness even for signal-to-noise-ratio levels close to or below zero. With a validated radar sensor model the noise radar was emulated and compared to a commercial automotive radar system. Data-driven weather models were developed and applied during simulation to evaluate radar performance in adverse conditions. While water sprinkles increase radome attenuation by 10 dB and splash water even by 20 dB, the actual limitation comes from noise figure and sensitivity of the receiver. The additional signal attenuation that can be handled by the proposed compressive sensing noise radar system proved to be even up to 60 dB, which ensures a high robustness of the receiver during adverse weather and environment conditions. Besides robustness, interference is also considered. On the one hand the increased robustness towards interference of the noise radar system is demonstrated. On the other hand, the impact on existing automotive radar systems is evaluated and strategies to mitigate the impact are presented. The structure of the thesis is the following. After introducing basic principles and methods for automotive radar systems, the theory and metrics of Compressive Sensing is presented. Furthermore some particular aspects are highlighted such as environmental conditions, different radar architectures and interference. The state of the art provides an overview on Compressive Sensing approaches and implementations with focus on radar. In addition, it covers automotive radar and noise radar related aspects. The main part starts with presenting different approaches on making use of Compressive Sensing for automotive radar systems, that are capable of either improving or extending radar signal acquisition and perception. Afterwards the focus is put on a noise radar system that uses Compressive Sensing for an efficient signal acquisition and reconstruction. It was analyzed using different Compressive Sensing metrics and evaluated in a proof-of-concept simulation. With an emulation of the noise radar system the feasibility of the Compressive Sensing signal acquisition and processing was demonstrated in a more realistic scenario. The development and validation of the underlying sensor model is documented as well as the development of the data-driven weather models. After considering interference and co-existence with commercial radar systems, a final chapter with conclusions and an outlook completes the work

Realization of Integrated Coherent LiDAR

LiDAR (Light Detection and Ranging) captures high-definition real-time 3D images of the surrounding environment through active sensing with infrared lasers. It has unique advantages that can compensate the fundamental limitations in camera-based 3D imaging via vision algorithms or RADARs, which makes it an important sensing modality to guarantee robust autonomy in self-driving cars. However, high price tag of existing commercial LiDAR modules based on mechanical beam scanners and intensity-based detection scheme makes them unusable in the context of mass produced consumer products.The focus of thesis is on the integrated coherent LiDAR with optical phased array-based solid-state beam steering, which has great potential to dramatically bring down the cost of a LiDAR module. It begins with an overview of LiDAR implementation options and system requirements in the context of autonomous vehicles, which leads us to conclude that beam-steering coherent FMCW LiDAR in optical C-band is indeed the best implementation strategy to realize low-cost automotive LiDARs. Motivated by this observation, a quantitative framework for evaluating FMCW LiDAR performance is also introduced to predict the design that satisfies car-grade performance requirements. Then the thesis presents the silicon implementation results from our single-chip optical phased array and integrated coherent LiDAR prototype. Our implementations leverage the 3D heterogeneous integration platform, where custom silicon photonics and nanoscale CMOS fabricated at a 300 mm wafer facility are combined at the wafer-scale to minimize the unit cost without I/O density issues. After discussing remaining challenges and possible ways to enhance the operating range and system reliability, this thesis finally addresses the problem of fundamental trade-off between phase noise and wavelength tuning in FMCW laser source, and present circuit- and algorithm-level techniques to enable FMCW measurements beyond inherent laser coherence range limit