Towards an understanding of hole superconductivity

From the very beginning K. Alex M\"uller emphasized that the materials he and George Bednorz discovered in 1986 were $hole$ superconductors. Here I would like to share with him and others what I believe to be $the$ key reason for why high $T_c$ cuprates as well as all other superconductors are hole superconductors, which I only came to understand a few months ago. This paper is dedicated to Alex M\"uller on the occasion of his 90th birthday.Comment: Dedicated to Alex M\"uller on the Occasion of his 90th Birthday. arXiv admin note: text overlap with arXiv:1703.0977

Quasiparticle undressing in a dynamic Hubbard model: exact diagonalization study

Dynamic Hubbard models have been proposed as extensions of the conventional Hubbard model to describe the orbital relaxation that occurs upon double occupancy of an atomic orbital. These models give rise to pairing of holes and superconductivity in certain parameter ranges. Here we explore the changes in carrier effective mass and quasiparticle weight and in one- and two-particle spectral functions that occur in a dynamic Hubbard model upon pairing, by exact diagonalization of small systems. It is found that pairing is associated with lowering of effective mass and increase of quasiparticle weight, manifested in transfer of spectral weight from high to low frequencies in one- and two-particle spectral functions. This 'undressing' phenomenology resembles observations in transport, photoemission and optical experiments in high T_c cuprates. This behavior is contrasted with that of a conventional electron-hole symmetric Holstein-like model with attractive on-site interaction, where pairing is associated with 'dressing' instead of 'undressing'

Meissner effect, Spin Meissner effect and charge expulsion in superconductors

The Meissner effect and the Spin Meissner effect are the spontaneous generation of charge and spin current respectively near the surface of a metal making a transition to the superconducting state. The Meissner effect is well known but, I argue, not explained by the conventional theory, the Spin Meissner effect has yet to be detected. I propose that both effects take place in all superconductors, the first one in the presence of an applied magnetostatic field, the second one even in the absence of applied external fields. Both effects can be understood under the assumption that electrons expand their orbits and thereby lower their quantum kinetic energy in the transition to superconductivity. Associated with this process, the metal expels negative charge from the interior to the surface and an electric field is generated in the interior. The resulting charge current can be understood as arising from the magnetic Lorentz force on radially outgoing electrons, and the resulting spin current can be understood as arising from a spin Hall effect originating in the Rashba-like coupling of the electron magnetic moment to the internal electric field. The associated electrodynamics is qualitatively different from London electrodynamics, yet can be described by a small modification of the conventional London equations. The stability of the superconducting state and its macroscopic phase coherence hinge on the fact that the orbital angular momentum of the carriers of the spin current is found to be exactly $\hbar/2$, indicating a topological origin. The simplicity and universality of our theory argue for its validity, and the occurrence of superconductivity in many classes of materials can be understood within our theory.Comment: Submitted to SLAFES XX Proceeding

Metallic ferromagnetism without exchange splitting

In the band theory of ferromagnetism there is a relative shift in the position of majority and minority spin bands due to the self-consistent field due to opposite spin electrons. In the simplest realization, the Stoner model, the majority and minority spin bands are rigidly shifted with respect to each other. Here we consider models at the opposite extreme, where there is no overall shift of the energy bands. Instead, upon spin polarization one of the bands broadens relative to the other. Ferromagnetism is driven by the resulting gain in kinetic energy. A signature of this class of mechanisms is that a transfer of spectral weight in optical absorption from high to low frequencies occurs upon spin polarization. We show that such models arise from generalized tight binding models that include off-diagonal matrix elements of the Coulomb interaction. For certain parameter ranges it is also found that reentrant ferromagnetism occurs. We examine properties of these models at zero and finite temperatures, and discuss their possible relevance to real materials

Self-consistency in the Projected Shell Model

The Projected Shell Model is a shell model theory built up over a deformed BCS mean field. Ground state and excited bands in even-even nuclei are obtained through diagonalization of a pairing plus quadrupole Hamiltonian in an angular momentum projected 0-, 2-, and 4-quasiparticle basis. The residual quadrupole-quadrupole interaction strength is fixed self-consistently with the deformed mean field and the pairing constants are the same used in constructing the quasiparticle basis. Taking $^{160}Dy$ as an example, we calculate low-lying states and compare them with experimental data. We exhibit the effect of changing the residual interaction strengths on the spectra. It is clearly seen that there are many $J^\pi = 0^+, 1^+, 4^+$ bandheads whose energies can only be reproduced using the self-consistent strengths. It is thus concluded that the Projected Shell Model is a model essentially with no free parameters.Comment: 13 pages, 10 figures, submitted to Nuclear Physics

Collapse of Charge Gap in Random Mott Insulators

Effects of randomness on interacting fermionic systems in one dimension are investigated by quantum Monte-Carlo techniques. At first, interacting spinless fermions are studied whose ground state shows charge ordering. Quantum phase transition due to randomness is observed associated with the collapse of the charge ordering. We also treat random Hubbard model focusing on the Mott gap. Although the randomness closes the Mott gap and low-lying states are created, which is observed in the charge compressibility, no (quasi-) Fermi surface singularity is formed. It implies localized nature of the low-lying states.Comment: RevTeX with 3 postscript figure

Neutrino masses and mixing angles from leptoquark interactions

In this paper we show that the mixing between leptoquarks (LQ's) from different $SU(2)_l$ multiplets can generate a non-trivial Majorana mass matrix for neutrinos through one loop self energy diagrams. Such mixing can arise from gauge invariant and renormalizable LQ-Higgs interaction terms after EW symmetry breaking. We use the experimental indication on neutrino oscillation to find constraints on specific combinations of LQ couplings to quark-lepton pairs and to the SM higgs boson. These constraints are compared with the ones from $\pi\to e\bar {\nu}_e$.Comment: The expressions for majorana mass matrix of neutrinos have been corrected so that they are symmetric. Final version to be published in Physical Review

Invariant manifolds and equilibrium states for non-uniformly hyperbolic horseshoes

In this paper we consider horseshoes containing an orbit of homoclinic tangency accumulated by periodic points. We prove a version of the Invariant Manifolds Theorem, construct finite Markov partitions and use them to prove the existence and uniqueness of equilibrium states associated to H\"older continuous potentials.Comment: 33 pages, 6 figure

Loop algorithms for quantum simulations of fermion models on lattices

Two cluster algorithms, based on constructing and flipping loops, are presented for worldline quantum Monte Carlo simulations of fermions and are tested on the one-dimensional repulsive Hubbard model. We call these algorithms the loop-flip and loop-exchange algorithms. For these two algorithms and the standard worldline algorithm, we calculated the autocorrelation times for various physical quantities and found that the ordinary worldline algorithm, which uses only local moves, suffers from very long correlation times that makes not only the estimate of the error difficult but also the estimate of the average values themselves difficult. These difficulties are especially severe in the low-temperature, large-$U$ regime. In contrast, we find that new algorithms, when used alone or in combinations with themselves and the standard algorithm, can have significantly smaller autocorrelation times, in some cases being smaller by three orders of magnitude. The new algorithms, which use non-local moves, are discussed from the point of view of a general prescription for developing cluster algorithms. The loop-flip algorithm is also shown to be ergodic and to belong to the grand canonical ensemble. Extensions to other models and higher dimensions is briefly discussed.Comment: 36 pages, RevTex ver.

R-parity Conserving Supersymmetry, Neutrino Mass and Neutrinoless Double Beta Decay

We consider contributions of R-parity conserving softly broken supersymmetry (SUSY) to neutrinoless double beta (\znbb) decay via the (B-L)-violating sneutrino mass term. The latter is a generic ingredient of any weak-scale SUSY model with a Majorana neutrino mass. The new R-parity conserving SUSY contributions to \znbb are realized at the level of box diagrams. We derive the effective Lagrangian describing the SUSY-box mechanism of \znbb-decay and the corresponding nuclear matrix elements. The 1-loop sneutrino contribution to the Majorana neutrino mass is also derived. Given the data on the \znbb-decay half-life of $^{76}$Ge and the neutrino mass we obtain constraints on the (B-L)-violating sneutrino mass. These constraints leave room for accelerator searches for certain manifestations of the 2nd and 3rd generation (B-L)-violating sneutrino mass term, but are most probably too tight for first generation (B-L)-violating sneutrino masses to be searched for directly.Comment: LATEX, 29 pages + 4 (uuencoded) figures appende