Trapped surfaces in prolate collapse in the Gibbons-Penrose construction

We investigate existence and properties of trapped surfaces in two models of collapsing null dust shells within the Gibbons-Penrose construction. In the first model, the shell is initially a prolate spheroid, and the resulting singularity forms at the ends first (relative to a natural time slicing by flat hyperplanes), in analogy with behavior found in certain prolate collapse examples considered by Shapiro and Teukolsky. We give an explicit example in which trapped surfaces are present on the shell, but none exist prior to the last flat slice, thereby explicitly showing that the absence of trapped surfaces on a particular, natural slicing does not imply an absence of trapped surfaces in the spacetime. We then examine a model considered by Barrabes, Israel and Letelier (BIL) of a cylindrical shell of mass M and length L, with hemispherical endcaps of mass m. We obtain a "phase diagram" for the presence of trapped surfaces on the shell with respect to essential parameters $\lambda \equiv M/L$ and $\mu \equiv m/M$. It is found that no trapped surfaces are present on the shell when $\lambda$ or $\mu$ are sufficiently small. (We are able only to search for trapped surfaces lying on the shell itself.) In the limit $\lambda \to 0$, the existence or nonexistence of trapped surfaces lying within the shell is seen to be in remarkably good accord with the hoop conjecture.Comment: 22 pages, 6 figure

First Law of Black Rings Thermodynamics in Higher Dimensional Dilaton Gravity with p + 1 Strength Forms

We derive the first law of black rings thermodynamics in n-dimensional Einstein dilaton gravity with additional (p+1)-form field strength being the simplest generalization of five-dimensional theory containing a stationary black ring solution with dipole charge. It was done by means of choosing any cross section of the event horizon to the future of the bifurcation surface.Comment: 6 pages, to be published in Phys.Rev.D1

New thought experiment to test the generalized second law of thermodynamics

We propose an extension of the original thought experiment proposed by Geroch, which sparked much of the actual debate and interest on black hole thermodynamics, and show that the generalized second law of thermodynamics is in compliance with it.Comment: 4 pages (revtex), 3 figure

On Cosmological Implication of the Trace Anomaly

We establish a connection between the trace anomaly and a thermal radiation in the context of the standard cosmology. This is done by solving the covariant conservation equation of the stress tensor associated with a conformally invariant quantum scalar field. The solution corresponds to a thermal radiation with a temperature which is given in terms of a cut-off time excluding the spacetime regions very close to the initial singularity. We discuss the interrelation between this result and the result obtained in a two-dimensional schwarzschild spacetime.Comment: 8 pages, no figure

On leading order gravitational backreactions in de Sitter spacetime

Backreactions are considered in a de Sitter spacetime whose cosmological constant is generated by the potential of scalar field. The leading order gravitational effect of nonlinear matter fluctuations is analyzed and it is found that the initial value problem for the perturbed Einstein equations possesses linearization instabilities. We show that these linearization instabilities can be avoided by assuming strict de Sitter invariance of the quantum states of the linearized fluctuations. We furthermore show that quantum anomalies do not block the invariance requirement. This invariance constraint applies to the entire spectrum of states, from the vacuum to the excited states (should they exist), and is in that sense much stronger than the usual Poincare invariance requirement of the Minkowski vacuum alone. Thus to leading order in their effect on the gravitational field, the quantum states of the matter and metric fluctuations must be de Sitter invariant.Comment: 12 pages, no figures, typos corrected and some clarifying comments added, version accepted by Phys. Rev.

On the fate of black string instabilities: An Observation

Gregory and Laflamme (hep-th/9301052) have argued that an instability causes the Schwarzschild black string to break up into disjoint black holes. On the other hand, Horowitz and Maeda (arXiv:hep-th/0105111) derived bounds on the rate at which the smallest sphere can pinch off, showing that, if it happens at all, such a pinch-off can occur only at infinite affine parameter along the horizon. An interesting point is that, if a singularity forms, such an infinite affine parameter may correspond to a finite advanced time -- which is in fact a more appropriate notion of time at infinity. We argue below that pinch-off at a finite advanced time is in fact a natural expectation under the bounds derived by Horowitz and Maeda.Comment: 4 pages, RevTex, 1 figure, references adde

An axisymmetric generalized harmonic evolution code

We describe the first axisymmetric numerical code based on the generalized harmonic formulation of the Einstein equations which is regular at the axis. We test the code by investigating gravitational collapse of distributions of complex scalar field in a Kaluza-Klein spacetime. One of the key issues of the harmonic formulation is the choice of the gauge source functions, and we conclude that a damped wave gauge is remarkably robust in this case. Our preliminary study indicates that evolution of regular initial data leads to formation both of black holes with spherical and cylindrical horizon topologies. Intriguingly, we find evidence that near threshold for black hole formation the number of outcomes proliferates. Specifically, the collapsing matter splits into individual pulses, two of which travel in the opposite directions along the compact dimension and one which is ejected radially from the axis. Depending on the initial conditions, a curvature singularity develops inside the pulses.Comment: 21 page, 18 figures. v2: minor corrections, added references, new Fig. 9; journal version

A general variational principle for spherically symmetric perturbations in diffeomorphism covariant theories

We present a general method for the analysis of the stability of static, spherically symmetric solutions to spherically symmetric perturbations in an arbitrary diffeomorphism covariant Lagrangian field theory. Our method involves fixing the gauge and solving the linearized gravitational field equations to eliminate the metric perturbation variable in terms of the matter variables. In a wide class of cases--which include f(R) gravity, the Einstein-aether theory of Jacobson and Mattingly, and Bekenstein's TeVeS theory--the remaining perturbation equations for the matter fields are second order in time. We show how the symplectic current arising from the original Lagrangian gives rise to a symmetric bilinear form on the variables of the reduced theory. If this bilinear form is positive definite, it provides an inner product that puts the equations of motion of the reduced theory into a self-adjoint form. A variational principle can then be written down immediately, from which stability can be tested readily. We illustrate our method in the case of Einstein's equation with perfect fluid matter, thereby re-deriving, in a systematic manner, Chandrasekhar's variational principle for radial oscillations of spherically symmetric stars. In a subsequent paper, we will apply our analysis to f(R) gravity, the Einstein-aether theory, and Bekenstein's TeVeS theory.Comment: 13 pages; submitted to Phys. Rev. D. v2: changed formatting, added conclusion, corrected sign convention

Global Extensions of Spacetimes Describing Asymptotic Final States of Black Holes

We consider a globally hyperbolic, stationary spacetime containing a black hole but no white hole. We assume, further, that the event horizon, \tn, of the black hole is a Killing horizon with compact cross-sections. We prove that if surface gravity is non-zero constant throughout the horizon one can {\it globally} extend such a spacetime so that the image of $\cal N$ is a proper subset of a regular bifurcate Killing horizon in the enlarged spacetime. The necessary and sufficient conditions are given for the extendibility of matter fields to the enlarged spacetime. These conditions are automatically satisfied if the spacetime is static (and, hence ``$t$"-reflection symmetric) or stationary-axisymmetric with ``$t-\phi$" reflection isometry and the matter fields respect the reflection isometry. In addition, we prove that a necessary and sufficient condition for the constancy of the surface gravity on a Killing horizon is that the exterior derivative of the twist of the horizon Killing field vanish on the horizon. As a corollary of this, we recover a result of Carter that constancy of surface gravity holds for any black hole which is static or stationary- axisymmetric with the ``$t-\phi$" reflection isometry. No use of Einstein's equation is made in obtaining any of the above results. Taken together, these results support the view that any spacetime representing the asymptotic final state of a black hole formed by gravitational collapse may be assumed to possess a bifurcate Killing horizon or a Killing horizon with vanishing surface gravity.Comment: 20 pages, plain te

First Law of Black Saturn Thermodynamics

The physical version and equilibrium state version of the first law of thermodynamics for a black object consisting of n-dimensional charged stationary axisymmetric black hole surrounded by $a$ black rings, the so-called black Saturn was derived. The general setting for our derivation is n-dimensional dilaton gravity with p + 1 strength form fields.Comment: 9 pages, RevTex, to be published in Phys.Rev.D1