Budget Balancedness and Optimal Income Taxation

We make two main contributions to the theory of optimal income taxation. First, assuming conditions sufficient for existence of a Pareto optimal income tax and public goods mechanism, we show that if agents’ preferences satisfy an extended notion of single crossing called capacity constrained single crossing, then there exists a Pareto optimal income tax and public goods mechanism that is budget balancing. Second, we show that, even without capacity constrained single crossing, existence of a budget balancing, Pareto optimal income tax and public goods mechanism is guaranteed if the set of agent types contains no atoms.Optimal Income Taxation, Public Goods, Budget Balancing, Single Crossing, Nonatomic Economy, Atomless Economy

Ankyrin-B dysfunction predisposes to arrhythmogenic cardiomyopathy and is amenable to therapy

Arrhythmogenic cardiomyopathy (ACM) is an inherited arrhythmia syndrome characterized by severe structural and electrical cardiac phenotypes, including myocardial fibrofatty replacement and sudden cardiac death. Clinical management of ACM is largely palliative, owing to an absence of therapies that target its underlying pathophysiology, which stems partially from our limited insight into the condition. Following identification of deceased ACM probands possessing ANK2 rare variants and evidence of ankyrin-B loss of function on cardiac tissue analysis, an ANK2 mouse model was found to develop dramatic structural abnormalities reflective of human ACM, including biventricular dilation, reduced ejection fraction, cardiac fibrosis, and premature death. Desmosomal structure and function appeared preserved in diseased human and murine specimens in the presence of markedly abnormal beta-catenin expression and patterning, leading to identification of a previously unknown interaction between ankyrin-B and beta-catenin. A pharmacological activator of the WNT/beta-catenin pathway, SB-216763, successfully prevented and partially reversed the murine ACM phenotypes. Our findings introduce what we believe to be a new pathway for ACM, a role of ankyrin-B in cardiac structure and signaling, a molecular link between ankyrin-B and beta-catenin, and evidence for targeted activation of the WNT/beta-catenin pathway as a potential treatment for this disease.Marianne Barrie Philanthropic Fund; Canadian Institutes of Health Research [RN332805]; Netherlands CardioVascular Research Initiative: the Dutch Heart Foundation; Dutch Federation of University Medical Centers; Netherlands Organisation for Health Research and Development; Royal Netherlands Academy of Sciences [CVON-PREDICT 2012-10]; Netherlands Cardiovascular Research Initiative - Dutch Heart Foundation [CVON2012-10 PREDICT CVON2018-30 PREDICT2, CVON2015-12 eDETECT]; Netherlands Organization for Scientific Research (NWO) [040.11.586]; Fondation Leducq [16 CVD 02]; Dr. Francis P. Chiramonte Private Foundation; Leyla Erkan Family Fund for ARVD Research; Robin Shah ARVD Fund at Johns Hopkins; Bogle Foundation; Healing Hearts Foundation; Campanella Family; Patrick J. Harrison Family; Peter French Memorial Foundation; Wilmerding Endowments; NIH [HL135754, HL134824, HL139348, HL135096, HL114383, HL114893, HL137331, HL137325, 2UM1HG006542, UL1 TR 001079]; Ohio State Frick Center; JB ProjectOpen access journalThis item from the UA Faculty Publications collection is made available by the University of Arizona with support from the University of Arizona Libraries. If you have questions, please contact us at [email protected]

Plio-Pleistocene changes in water mass exchange and erosional inputs in the Fram Strait

We determined the isotopic composition of neodymium (Nd) and lead (Pb) of past seawater to reconstruct water mass exchange and erosional input between the Arctic Ocean and the Norwegian-Greenland Seas over the past 5 Ma. For this purpose, sediments of ODP site 911 (leg 151) located at 900 m water depth on the Yermak Plateau in the Fram Strait were used. The paleo-seawater variability of Nd and Pb isotopes was extracted from the sea water-derived metal oxide coatings on the sediment particles following the leaching method of Gutjahr et al. (2007). All radiogenic isotope data were acquired by Multi-Collector (MC) ICP-MS. The site 911 stratigraphy of Knies et al. (2009) was applied. Surface sediment Sr and Nd isotope data, as well as downcore Sr isotope data obtained on the same leaches are close to seawater and confirm the seawater origin of the Nd and Pb isotope signatures. The deep water Nd isotope time series extracted from site 911 was in general more radiogenic ("Nd = -7.5 to -10) than present day deep water ("Nd = -9.8 to -11.8) in the area of the Fram Strait (Andersson et al., 2008) and does not show a systematic trend with time. In contrast, the radiogenic isotope composition of Pb evolved from 206Pb/204Pb ratios around 18.7 to more radiogenic values around 19.2 between 2 Ma and today. The data indicate that mixing of water masses from the Arctic Ocean and the Norwegian-Greenland Seas has controlled the Nd isotope signatures of deep waters on the Yermak Plateau over the past 5 Ma. Prior to 1.7 Ma the Nd isotope signatures on the Yermak Plateau were less radiogenic than waters from the same depth in the central Arctic Ocean (Haley et al., 2008) pointing to a greater influence from the Norwegian-Greenland Seas. After 1.7 Ma the central Arctic and Yermak Plateau data have varied around similar values indicating water mass mixing overall similar to today. In contrast, the Pb isotope composition of deep waters in the Fram Strait appears to have been dominated by weathering inputs from glacially weathering old continental landmasses, such as Greenland or parts of Svalbard since 2 Ma. A similar control over the Pb isotope evolution of seawater since the onset of Northern Hemisphere Glaciation was recorded by ferromanganese crusts that grew from North Atlantic DeepWater in the western North Atlantic. References: Gutjahr, M., Frank, M., Stirling, C.H., Klemm, V., van de Flierdt, T. and Halliday, A.N. (2007): Reliable extraction of a deepwater trace metal isotope signal from Fe-Mn oxyhydroxide coatings of marine sediments.- Chemical Geology 242, 351-370 Haley B. A., M. Frank, R.F. Spielhagen and A. Eisenhauer (2008): Influence of brine formation on Arctic Ocean circulation over the past 15 million years. Nature Geoscience 1, 68–72 Andersson, P.S., Porcelli, D., Frank, M., Björk, G., Dahlqvist, R. and Gustafsson, Ö. (2008): Neodymium isotopes in seawater from the Barents Sea and Fram Strait Arctic- Atlantic gateways.- Geochim. Cosmochim. Acta 72, 2854-2867 Knies, J., J. Matthiessen, C. Vogt, J.S. Laberg, B.O. Hjelstuen, M.Smelror, E. Larsen, K. Andreassen, T. Eidvin and T.O. Vorren (2009): The Plio-Pleistocene glaciation of the Barents Sea–Svalbard region: a new model based on revised chronostratigraphy - Quaternary Science Reviews 28, 9-10, 812-82

A new focus on risk reduction: An ad hoc decision support system for humanitarian relief logistics

Particularly in the early phases of a disaster, logistical decisions are needed to be made quickly and under high pressure for the decision‐makers, knowing that their decisions may have direct consequences on the affected society and all future decisions. Proactive risk reduction may be helpful in providing decision‐makers with optimal strategies in advance. However, disasters are characterized by severe uncertainty and complexity, limited knowledge about the causes of the disaster, and continuous change of the situation in unpredicted ways. Following these assumptions, we believe that adequate proactive risk reduction measures are not practical. We propose strengthening the focus on ad hoc decision support to capture information in almost real time and to process information efficiently to reveal uncertainties that had not been previously predicted. Therefore, we present an ad hoc decision support system that uses scenario techniques to capture uncertainty by future developments of a situation and an optimization model to compute promising decision options. By combining these aspects in a dynamic manner and integrating new information continuously, it can be ensured that a decision is always based on the best currently available and processed information. And finally, to identify a robust decision option that is provided as a decision recommendation to the decision‐makers, methods of multi‐attribute decision making (MADM) are applied. Our approach is illustrated for a facility location decision problem arising in humanitarian relief logistics where the objective is to identify robust locations for tent hospitals to serve injured people in the immediate aftermath of the Haiti Earthquake 2010.Frank Schätter, Marcus Wiens and Frank Schultman

Parameter Estimation in Enzyme-Kinetics with Consideration of Heteroscedasticity and Low Dose Data

In this paper we propose a simulation study in order to discuss four statistical models dealing with the problem of parameter estimation in enzyme-kinetics. The pseudo-maximum-likelihood estimators for the transform-both-sides-model and the weighted TBS-model are compared with least-square-estimators of the classical nonlinear regression model and the linearized Eadie-Hofstee-plot. Due to heteroscedasticity of enzyme-kinetic data in low dose experiments the proposed estimators are investigated

Late lumping of observer-based state feedback for boundary control systems

Infinite-dimensional linear systems with unbounded input and output operators are considered. For the purpose of finite-dimensional observer-based state feedback, an observer approximation scheme will be developed which can be directly combined with existing late-lumping controllers and observer output injection gains. It relies on a decomposition of the feedback gain, resp. observer output injection gain, into a bounded and an unbounded part. Based on a perturbation result, the spectrum-determined growth condition is established, for the closed loop.Comment: 7 pages, 1 figure, 1 table, submitted to IFAC WC 202

Late lumping of transformation-based feedback laws for boundary control systems

Late-lumping feedback design for infinite-dimensional linear systems with unbounded input operators is considered. The proposed scheme is suitable for the approximation of backstepping and flatness-based designs and relies on a decomposition of the feedback into a bounded and an unbounded part. Approximation applies to the bounded part only, while the unbounded part is assumed to allow for an exact realization. Based on spectral results, the convergence of the closed-loop dynamics to the desired dynamics is established. By duality, similar results apply to the approximation of the observer output-injection gains for systems with boundary observation. The proposed design and approximation steps are demonstrated and illustrated based on a hyperbolic infinite-dimensional system.Comment: 15 pages, 1 figure, submitted to IEEE Trans. Autom. Contro