Nonperturbative effects and nonperturbative definitions in matrix models and topological strings

We develop techniques to compute multi-instanton corrections to the 1/N expansion in matrix models described by orthogonal polynomials. These techniques are based on finding trans-series solutions, i.e. formal solutions with exponentially small corrections, to the recursion relations characterizing the free energy. We illustrate this method in the Hermitian, quartic matrix model, and we provide a detailed description of the instanton corrections in the Gross-Witten-Wadia (GWW) unitary matrix model. Moreover, we use Borel resummation techniques and results from the theory of resurgent functions to relate the formal multi-instanton series to the nonperturbative definition of the matrix model. We study this relation in the case of the GWW model and its double-scaling limit, providing in this way a nice illustration of various mechanisms connecting the resummation of perturbative series to nonperturbative results, like the cancellation of nonperturbative ambiguities. Finally, we argue that trans-series solutions are also relevant in the context of topological string theory. In particular, we point out that in topological string models with both a matrix model and a large N gauge theory description, the nonperturbative, holographic definition involves a sum over the multi-instanton sectors of the matrix modelComment: 50 pages, 12 figures, comments and references added, small correction

Exact Results in ABJM Theory from Topological Strings

Recently, Kapustin, Willett and Yaakov have found, by using localization techniques, that vacuum expectation values of Wilson loops in ABJM theory can be calculated with a matrix model. We show that this matrix model is closely related to Chern-Simons theory on a lens space with a gauge supergroup. This theory has a topological string large N dual, and this makes possible to solve the matrix model exactly in the large N expansion. In particular, we find the exact expression for the vacuum expectation value of a 1/6 BPS Wilson loop in the ABJM theory, as a function of the 't Hooft parameters, and in the planar limit. This expression gives an exact interpolating function between the weak and the strong coupling regimes. The behavior at strong coupling is in precise agreement with the prediction of the AdS string dual. We also give explicit results for the 1/2 BPS Wilson loop recently constructed by Drukker and TrancanelliComment: 18 pages, two figures, small misprints corrected and references added, final version to appear in JHE

Unquenched flavor and tropical geometry in strongly coupled Chern-Simons-matter theories

We study various aspects of the matrix models calculating free energies and Wilson loop observables in supersymmetric Chern-Simons-matter theories on the three-sphere. We first develop techniques to extract strong coupling results directly from the spectral curve describing the large N master field. We show that the strong coupling limit of the gauge theory corresponds to the so-called tropical limit of the spectral curve. In this limit, the curve degenerates to a planar graph, and matrix model calculations reduce to elementary line integrals along the graph. As an important physical application of these tropical techniques, we study N=3 theories with fundamental matter, both in the quenched and in the unquenched regimes. We calculate the exact spectral curve in the Veneziano limit, and we evaluate the planar free energy and Wilson loop observables at strong coupling by using tropical geometry. The results are in agreement with the predictions of the AdS duals involving tri-Sasakian manifoldsComment: 32 pages, 7 figures. v2: small corrections, added an Appendix on the relation with the approach of 1011.5487. v3: further corrections and clarifications, final version to appear in JHE

On Metastable Vacua and the Warped Deformed Conifold: Analytic Results

Continuing the programme of constructing the backreacted solution corresponding to smeared anti-D3 branes in the warped deformed conifold, we solve analytically the equations governing the space of first-order deformations around this solution. We express the results in terms of at most three nested integrals. These are the simplest expressions for the space of SU(2) \times SU(2) \times \ZZ_2-invariant deformations, in which the putative solution for smeared anti-D3 branes must live. We also explain why one cannot claim to identify this solution without fully relating the coefficients of the infrared and ultraviolet expansions of the deformation modes. The analytic solution we find is the first step in this direction.Comment: 16 page

Non-Perturbative Corrections and Modularity in N=1 Type IIB Compactifications

Non-perturbative corrections and modular properties of four-dimensional type IIB Calabi-Yau orientifolds are discussed. It is shown that certain non-perturbative alpha' corrections survive in the large volume limit of the orientifold and periodically correct the Kahler potential. These corrections depend on the NS-NS two form and have to be completed by D-instanton contributions to transform covariantely under symmetries of the type IIB orientifold background. It is shown that generically also the D-instanton superpotential depends on the two-form moduli as well as on the complex dilaton. These contributions can arise through theta-functions with the dilaton as modular parameter. An orientifold of the Enriques Calabi-Yau allows to illustrate these general considerations. It is shown that this compactification leads to a controlled four-dimensional N=1 effective theory due to the absence of various quantum corrections. Making contact to the underlying topological string theory the D-instanton superpotential is proposed to be related to a specific modular form counting D3, D1, D(-1) degeneracies on the Enriques Calabi-Yau.Comment: 35 page

On BPS bounds in D=4 N=2 gauged supergravity II: general matter couplings and black hole masses

We continue the analysis of BPS bounds started in arXiv:1110.2688, extending it to the full class of N=2 gauged supergravity theories with arbitrary vector and hypermultiplets. We derive the general form of the asymptotic charges for asymptotically flat (M_4), anti-de Sitter (AdS_4), and magnetic anti-de Sitter (mAdS_4) spacetimes. Some particular examples from black hole physics are given to explicitly demonstrate how AdS and mAdS masses differ when solutions with non-trivial scalar profiles are considered.Comment: 21 pages; v2 added reference, published version; v3 minor correction

Generalized Attractors in Five-Dimensional Gauged Supergravity

In this paper we study generalized attractors in N=2 gauged supergravity theory in five dimensions coupled to arbitrary number of hyper, vector and tensor multiplets. We look for attractor solutions with constant anholonomy coefficients. By analyzing the equations of motion we derive the attractor potential. We further show that the generalized attractor potential can be obtained from the fermionic shifts. We study some simple examples and show that constant anholonomy gives rise to homogeneous black branes in five dimensions.Comment: 30 pages, no figures,V3 minor revisions, to appear in JHE

Exceptional Flux Compactifications

We consider type II (non-)geometric flux backgrounds in the absence of brane sources, and construct their explicit embedding into maximal gauged D=4 supergravity. This enables one to investigate the critical points, mass spectra and gauge groups of such backgrounds. We focus on a class of type IIA geometric vacua and find a novel, non-supersymmetric and stable AdS vacuum in maximal supergravity with a non-semisimple gauge group. Our construction relies on a non-trivial mapping between SL(2) x SO(6,6) fluxes, SU(8) mass spectra and gaugings of E7(7) subgroups.Comment: 51 pages, 2 figures and 4 tables. v3: change of SO(6,6) spinorial conventions, published versio

Strings on the deformed T^{1,1}: giant magnon and single spike solutions

In this paper we find giant magnon and single spike string solutions in a sector of the gamma-deformed conifold. We examine the dispersion relations and find a behavior analogous to the undeformed case. The transcendental functional relations between the conserved charges are shifted by certain gamma-dependent term. The latter is proportional to the total momentum and thus qualitatively different from known cases.Comment: 35 pages, no figure

On the Existence of Meta-stable Vacua in Klebanov-Strassler

We solve for the complete space of linearized deformations of the Klebanov-Strassler background consistent with the symmetries preserved by a stack of anti-D3 branes smeared on the $S^3$ of the deformed conifold. We find that the only solution whose UV physics is consistent with that of a perturbation produced by anti-D3 branes must have a singularity in the infrared, coming from NS and RR three-form field strengths whose energy density diverges. If this singularity is admissible, our solution describes the backreaction of the anti-D3 branes, and is thus likely to be dual to the conjectured metastable vacuum in the Klebanov-Strassler field theory. If this singularity is not admissible, then our analysis strongly suggests that anti-D3 branes do not give rise to metastable Klebanov-Strassler vacua, which would have dramatic consequences for some string theory constructions of de Sitter space. Key to this result is a simple, universal form for the force on a probe D3-brane in our ansatz.Comment: 35 pages, LaTeX. v2: further details provided regarding the IR singularity and the discussion modified accordingly. typos corrected, refs adde