Baseline CNN structure analysis for facial expression recognition

We present a baseline convolutional neural network (CNN) structure and image preprocessing methodology to improve facial expression recognition algorithm using CNN. To analyze the most efficient network structure, we investigated four network structures that are known to show good performance in facial expression recognition. Moreover, we also investigated the effect of input image preprocessing methods. Five types of data input (raw, histogram equalization, isotropic smoothing, diffusion-based normalization, difference of Gaussian) were tested, and the accuracy was compared. We trained 20 different CNN models (4 networks x 5 data input types) and verified the performance of each network with test images from five different databases. The experiment result showed that a three-layer structure consisting of a simple convolutional and a max pooling layer with histogram equalization image input was the most efficient. We describe the detailed training procedure and analyze the result of the test accuracy based on considerable observation.Comment: 6 pages, RO-MAN2016 Conferenc

Optical properties of asymmetric double quantum wells and optimization for optical modulators

Optical electroabsorption modulators (EAMs) that utilize quantum wells (QWs) are known to exhibit high modulation sensitivity, which is required for the analog optical fiber link application, compared to other types of optical modulators. QW-EAMs utilize the change of absorption coefficients that depends on the change of electric field across the QW for the optical intensity modulation. This dissertation focuses on the theoretical analysis of the optical properties of asymmetric double QWs (ADQWs) and the systematic optimization of modulation sensitivity in low-voltage EAMs that incorporate ADQWs. In this structure, the accurate calculation of excitons is especially important because the excitonic as well as the band-to-band optical transitions dominate the optical properties at the operating wavelength. The complex linear optical susceptibility was calculated within the density matrix approach in the quasi-equilibrium regime for the low excitation power and through a thorough treatment of line broadening. Transition strengths were calculated in the wavevector space, which effectively includes valence subband mixing with the warping of the subbands, excitonic mixing effects, and possible optical selection rules (e.g., light polarization, spin of excitons). The calculated transmission properties of the waveguide EAMs were almost identical to the experimental data at the device operating bias range. The mixing of excitons in ADQWs was analyzed in detail in momentum space, which was demonstrated to be very important in the process of structural optimization of ADQWs. The optimization of the structural parameters revealed that at an adequate barrier position and well width, the barrier thickness affects the modulation efficiency the most. Subsequently, in InGaAsP-based waveguide type QW-EAMs that operate at 1550 nm, the optimization of only one variable the thickness of the coupling barrier of the ADQWs shows 380 % enhancement in the modulation sensitivity at a much lower bias field (70->35 kV/cm) compared with that of single-QW structures. This enhancement is found to be caused by the strong mixing of the two exciton states originating in different subband pairs.Ph.D.Committee Chair: Citrin, David; Committee Member: Dupuis, Russell; Committee Member: Gaylord, Thomas; Committee Member: Rhodes, William; Committee Member: Zhang, Zhuomi

Quantitative Estimation of the Impact of European Teleconnections on Interannual Variation of East Asian Winter Temperature and Monsoon

The impact of European teleconnections including the East AtlanticWest Russia (EA-WR), the Scandinavia (SCA), and the East Atlantic (EA) on East Asian winter temperature variability was quantified and compared with the combined effect of the Arctic Oscillation (AO), the Western Pacific (WP), and the El-Nino Southern Oscillation (ENSO), which are originated in the Northern Hemispheric high-latitudes or the Pacific. Three European teleconnections explained 22-25 percent of the total monthly upper-tropospheric height variance over Eurasia. Regression analysis revealed warming by EA-WR and EA and cooling by SCA over mid-latitude East Asia during their positive phase and vice versa. Temperature anomalies were largely explained by the advective temperature change process at the lower troposphere. The average spatial correlation over East Asia (90-180E, 10-80N) for the last 34 winters between observed and reconstructed temperature comprised of AO, WP and ENSO effect (AWE) was approximately 0.55, and adding the European teleconnection components (ESE) to the reconstructed temperature improved the correlation up to approximately 0.64. Lower level atmospheric structure demonstrated that approximately five of the last 34 winters were significantly better explained by ESE than AWE to determine East Asian seasonal winter temperatures. We also compared the impact between EA-WR and AO on the 1) East Asian winter monsoon, 2) cold surge, and 3) the Siberian high. These three were strongly coupled, and their spatial features and interannual variation were somewhat better explained by EA-WR than AO. Results suggest that the EA-WR impact must be treated more importantly than previously thought for a better understanding of East Asian winter temperature and monsoon variability

Comparison of the Impact of the Arctic Oscillation and East Atlantic - West Russia Teleconnection on Interannual Variation in East Asian Winter Temperatures and Monsoon

The large-scale impacts of the Arctic Oscillation (AO) and the East Atlantic/West Russia (EA/WR) teleconnection on the East Asian winter climate anomalies are compared for the past 34 winters focusing on 1) interannual monthly to seasonal temperature variability, 2) East Asian winter monsoon (EAWM), and 3) the Siberian high (SH) and cold surge. Regression analysis reveals warming by AO and EA/WR over mid-latitude East Asia during their positive phase and vice versa. The EA/WR impact is found to be comparable to the AO impact in affecting the East Asian temperature and monsoon. For example, warm (cold) months over mid-latitude East Asia during the positive (negative) AO are clearly seen when the AO and EA/WR are in the same phase. Near zero correlation is found between temperature and the AO phase when both teleconnections are in an opposite phase. The well-known negative relationship between SH and the AO phase is observed significantly more often when the AO is in the same phase with the EA/WR. Also, the indices of EAWM, cold surge, and SH are found to be more highly negative-correlated with the EA/WR rather than with the AO. The advective temperature change and associated circulation demonstrate that the anomalous large-scale field including the SH over the mid-latitude Asian inland is better represented by the EA/WR, influencing the East Asian winter climates. These results suggest that the impact of EA/WR should be considered more important than previously thought for a better understanding of East Asian winter temperature and monsoon variability

Bacterial community analysis in upflow multilayer anaerobic reactor (UMAR) treating high-solids organic wastes

A novel anaerobic digestion configuration, the upflow multi-layer anaerobic reactor (UMAR), was developed to treat high-solids organic wastes. The UMAR was hypothesized to form multi-layer along depth due to the upflow plug flow; use of a recirculation system and a rotating distributor and baffles aimed to assist treating high-solids influent. The chemical oxygen demand (COD) removal efficiency and methane (CH4) production rate were 89% and 2.10 L CH4/L/day, respectively, at the peak influent COD concentration (110.4 g/L) and organic loading rate (7.5 g COD/L/day). The 454 pyrosequencing results clearly indicated heterogeneous distribution of bacterial communities at different vertical locations (upper, middle, and bottom) of the UMAR. Firmicutes was the dominant (>70%) phylum at the middle and bottom parts, while Deltaproteobacteria and Chloroflexi were only found in the upper part. Potential functions of the bacteria were discussed to speculate on their roles in the anaerobic performance of the UMAR system