银行服务外包风险监管的国际比较及借鉴

银行服务外包的兴起,改变了商业银行原有的业务运作模式,其在节省银行运营成本、提升银行效率的同时也带来了种种的风险。为此,各国监管当局都十分关注银行服务外包的风险监管。本文对国际上几个主要国家及地区银行服务外包风险监管安排作了详细比较,并在此基础上就我国监管法规的不足提出若干完善建议,以期为我国今后进行统一的银行服务外包立法规划提供参考

The research on the effectiveness of legislative regulation on securities market in China

内容摘要在过去近二十年的时间里，我国证券市场正逐步突破计划时代的体制藩篱和意识形态的束缚，从无到有迅速地成长壮大，证券经济的观念已经深入人心。然而，在我国证券市场发展的过程中，却屡屡伴随着许多证券违法违规行为。这些行为不仅扰乱了证券市场的正常秩序，减损了证券市场的运行效率，而且还侵害了广大投资者的合法利益，危及社会的稳定。因此，如何对证券市场施以有效监管以遏制和减少证券违法违规行为的发生成为摆在各国政府面前的一件现实性课题。具体到我国，虽然对证券市场监管的必要性鲜有争议，但在理论上，对证券市场为什么需要监管，以及如何实现有效监管的研究却不够系统和深入，这在一定程度上造成证券监管实践的盲目，制约...Abstract In the past 20 years, the securities market in our country has been growing up quickly after it got rid of the constraint from the traditional planning-system and ideological situation. But during the developing procedure of the securities market in our country, there are always many illegal conducts in differerent periods. These illegal conducts not only disturb the orders and redu...学位：博士后院系专业：经济学院财政系_法律经济学学号：BH1700013

论对外资银行参股进入的法律监管——由入世后外资银行实施参股进入想到

我国现有的外资银行准入法制基本上都是以“新设进入”的方式为架构,而对外资银行“参股进入”的监管则非常薄弱。然而,实践表明,通过收购、参股国内商业银行进入我国市场将是入世后外资银行的首选。对此,我们不能不加以重视。文章先探讨了外资银行首选参股进入的原因及其影响,指出对外资银行的参股进入进行法律监管的必要性,然后对银监会最近颁布的《境外金融机构投资入股中资金融机构管理办法》展开评析,并在此基础上提出了完善相应法律监管的若干设想

On the Globalization of Economy and the Principle of State Economic Sovereignty

经济全球化对国际经济法产生了巨大的影响,国家经济主权原则在全球化的进程中面临着各种挑战,经济主权过时论、废弃论、弱化论、让渡论等思潮此起彼伏。实际上,经济全球化的发展与坚持国家经济主权并不矛盾。对发展中国家而言,不仅要坚持而且要实现国家的经济主权。The Globalization greatly influences the International Economic Law. During the Globalization, the state economic sovereignty faces various challenges. The doctrine of the obsolete sovereignty, the doctrines of the discarding sovereignty, the doctrine of the softening sovereignty and the doctrine of the transferring sovereignty have arisen continuously. In fact, Globalization is not in contradiction with state economic sovereignty.It is imperative for the developing countries not only to adhere to the sovereignty but also to realize it

论巴塞尔新资本协议与我国银行法律监管的完善

在巴塞尔旧资本协议基础上发展起来的巴塞尔新资本协议无疑将全面取代旧资本协议 ,成为未来新的“国际惯例” ,其必将对全球跨国银行的监管产生深远的影响。本文在比较新旧巴塞尔资本协议的基础上 ,探讨了新资本协议的性质及我国银行业实施的必要性。文章重点在法律层面就如何吸收、借鉴新资本协议以更好地完善我国银行的法律监管提出几点启发性意见

A Correct Understanding of Labor Value Theory in Knowledge Economy

马克思的劳动价值理论是整个政治经济学的基石。知识经济下出现的各种背离劳动价值理论的“新观点”我们要认真分析 ,以进一步廓清理论的真面目。只有正确理解劳动价值理论 ,才能在实践中加以坚持和发展 ,确保马克思的经济学说在社会主义建设中的指导地位。The Marx's labor value theory is the base for whole political economics. This paper gives an analysis of the various"new viewpoints"deviating from the theory in knowledge economy to further clean up its features, and points out that only having a correct understanding of the labor value theory could we hold and develop it in the practice to ensure Marx's theory of economics a guiding position in the socialist construction

票据背书伪造法律规制的比较及借鉴

本文从国内法和国际法两个层面比较了两大票据法系及国际公约对票据背书伪造问题的具体规定,并从利于票据信用与流通功能实现的视角建议我国今后在票据背书伪造的立法规制上应借鉴大陆法系的合理内核,建立起以保护善意持票人票据权利为主,兼顾其他票据当事人利益的责任机制

航天器传动部件振动数据稀疏多分类智能故障诊断

针对航天器传动链机械零部件发生故障时训练数据稀缺以及信号的强非平稳\非线性特点,提出了动态数据驱动的子空间稀疏多分类智能故障诊断算法。首先对采集的单一传感器动态信号进行分形小波变换,生成常规和非常规二进小波尺度。然后对生成的各子空间提出基于故障能量指标的稀疏多分类器,以监测部件的故障特征频率为搜索目标,在子空间的包络解调谱上计算特征频率及其倍频附近的能量峰值,导出特定故障模式的稀疏评价指标,以各种故障模式的最大值识别和判定故障类型。所提出的算法完全实现了无人工监督的智能故障诊断。最后以航天器轴承故障诊断为例验证了该算法的有效性。所研究算法的泛化能力较强,技术路线同样适用于其他航天器传动部件的在线监测与故障智能预警。国家自然科学基金项目(编号:51605403);;广东省自然科学基金项目(编号:2015A030310010);;北京卫星环境工程研究所2017年度创新基金资助项目(编号:CAST-BISEE2017-008

Simultaneous Determination of Residues of Organochlorine and Pyrethroid Pesticides in Tea by Microwave Assisted Extraction Solid Phase Microextraction-Gas Chromatography

建立了微波辅助萃取-固相微萃取-气相色谱(MAE-SPME-GC)同时测定茶叶中六六六(α-BHC,β-BHC,γ-BHC,δ-BHC 4种异构体)、滴滴涕类(DDD,DDE,o,p′-DDT,p,p′-DDT)、氯氰菊酯(cypermethrin)和氰戊菊酯(fen-valerate)等10种农药残留的方法。采用外标法定量,除氰戊菊酯外,农药的质量浓度与其色谱峰面积在一定范围内有较好的线性关系,相关系数为0.970 5~0.998 4。10种组分的加标回收率为64%~121%,相对标准偏差为10.4%~22.9%,检测限为1~50 ng/L。应用该方法测定了市场上3种茶叶中上述农药残留的含量。The issue of residues including organochlorine and pyrethroid pesticides in tea has made a great attention of researchers and customers in the world.Although some analytical methods have well been established to detect these pesticides,the sample preparations are generally laborious,time-consuming,and some of the procedures caused environmental pollution.Solid phase microextraction(SPME) is a novel sample preparation technique since it is of simplicity,high efficiency and solvent free.SPME was firstly developed to address the need to facilitate environment monitoring.In recent years,great efforts have been made in the analysis of pesticide residues in agricultural products by SPME.In this research,a microwave assisted extraction solid phase microextraction-gas chromatography(MAE-SPME-GC) was applied for the simultaneous determination of organochlorine and pyrethroid pesticides,such as benzene hexa chlorides(α-BHC,β-BHC,γ-BHC and δ-BHC),1-(2-chlorophenyl)-1-(4-chlorophenyl)-2,2,2-trichloroethane(o,p′-DDT),2,2-bis(4-chlorophenyl)-1,1-dichloroethylene(DDE),2,2-bis(4-chlorophenyl)-1,1-dichloroethane(DDD),2-(2-chlorophenyl)-2-(4-chlorophenyl)-1,1,1-trichloroethane(p,p′-DDT),cypermethrin and fenvalerate.All the tested pesticides were baseline separated under the experimental conditions,except for DDD and o,p′-DDT.The concentration of each pesticide was calibrated by external standard method.The linearities were found to be in the correlation coefficient range of 0.9705 to 0.9984 for the tested pesticides between the mass concentrations and peak areas,except for fenvalerate.The recoveries,relative standard deviations and detection limits for the 10 pesticides were 64%-121%,10.4%-(22.9%,) and 1-50 ng/L,respectively.The proposed method was successfully applied to the determination of organochlorine pesticide residues in three kinds of teas from the local market.The experimental results demonstrated that MAE-SPME-GC was a fast,sensitive and green technique for the analysis of trace quantity of pesticides in solid substrate foods.福建省科技计划项目(2005I-030,2006Y0026

智能制造刀具管理系统及刀具剩余寿命监测功能开发

伴随智能制造技术的深入推进,刀具管理系统的功能根据用户业务需求在不断拓展。针对工艺设计后的刀具选购、使用直至报废等环节,基于\"刀具流\"开发了一款智能制造刀具管理系统,更精确地实现了刀具使用过程的数字化、网络化、智能化和可视化全生命周期管理。鉴于目前刀具状态监测技术的复杂和可靠性低等问题,在工程应用上提出了一种基于被加工工件表面粗糙度间接预测刀具剩余寿命的方法。整个系统在现场得到了良好应用。2016年工信部智能制造综合标准化与新模式应用项目(工信部联装[2016]213号);;国家自然科学基金项目(51605403);;福建省产业技术联合创新专项(闽发改投资[2016]482号