Analytical evaluation of higher order sectorization, frequency reuse, and user classification methods in OFDMA networks

Higher order sectorization (HOS), which splits macrocells into a larger number of smaller sectors, are receiving significant interest as a cost-effective means of improving network capacity. Potentially, the capacity gain with HOS is proportionally linear to the number of sectors per cell due to spatial reuse, but factors such as non-ideal antenna radiation patterns together with inter-cell interference can significantly reduce this capacity gain. We develop a statistical model to theoretically characterize the performance of HOS deployments in wireless networks using orthogonal frequency division multiple access. Moreover, a fractional frequency reuse scheme is considered, which aids to mitigate inter-cell interference. The model provides a fast and effective tool for studying network performance in terms of user signal quality, site throughput, and outage probability, and it can be used to speed up network planning and optimization. In addition, we consider the impact of user classification methods in the analysis, and propose a new spectrum efficiency-based user classification method that improves resource utilization and allocation fairness. Performance results indicate that the proposed model is accurate, and shows a diminishing performance gain of HOS deployments with the number of sectors. The proposed user classification method improves network performances with respect to the state-of-the-art approaches

Studies on 6-sector-site deployment in downlink LTE

Mobile data traffic is expected to increase massively in the following years. Consequently, service operators are induced to increase the capacity of their networks continually to attract more subscribers and maximize their revenues. At the same time, they want to minimize operational costs and capital expenditures. Among the alternatives that aim to increase the network capacity, higher order sectorization, and in particular a six sectorized configuration, is nowadays attracting a lot of attention for LTE macro-cell deployments since a higher number of sectors per site results in improved site capacity and coverage. A six sectorized configuration is attractive for both roll-out phase and growth phase of the network. In the roll-out phase, the radio access network is planned with 6-sector sites instead of 3-sector sites with the advantage that less sites are needed for the same capacity and coverage requirements. In the growth phase, the six sectorized configuration can be used to upgrade existing 3-sector sites where the traffic grows beyond the current sites' capabilities. Therefore, no additional expensive and time consuming contracts need to be signed for the locations of the new sites, while the existing sites are used more efficiently. However, although potentially a 6-sector site can offer a double capacity than a 3-sector site, several factors prevent the capacity from growing proportionately to the number of sectors. Consequently, there is an uncertainty on whether the capacity gain is high enough to justify the extra costs of the additional equipment and, more specifically, whether the 6-sector-site deployment is more economically attractive than a 3-sector-site deployment. The aim of this report is to solve this uncertainty. First, we present the main factors that affect the capacity gain. Next, we quantify the impact of these factors on the capacity gain in downlink LTE with the use of a system level simulator. Finally, we use the results of the simulation study as inputs for an economic study to access the reasons for a possible deployment of 6-sector sites instead of 3-sector sites for LTE

RF Coverage Planning And Analysis With Adaptive Cell Sectorization In Millimeter Wave 5G Networks

The advancement of Fifth Generation Network (5G) technology is well underway, with Mobile Network Operators (MNOs) globally commencing the deployment of 5G networks within the mid-frequency spectrum range (3GHz–6GHz). Nevertheless, the escalating demands for data traffic are compelling MNOs to explore the high-frequency spectrum (24GHz–100GHz), which offers significantly larger bandwidth (400MHz-800 MHz) compared to the mid-frequency spectrum (3GHz–6GHz), which typically provides 50MHz-100MHz of bandwidth. However, it is crucial to note that the higher-frequency spectrum imposes substantial challenges due to exceptionally high free space propagation loss, resulting in 5G cell site coverage being limited to several hundred meters, in contrast to the several kilometers achievable with 4G. Consequently, MNOs are faced with the formidable task of accurately planning and deploying hundreds of new 5G cells to cover the same areas served by a single 4G cell.This dissertation embarks on a comprehensive exploration of Radio Frequency (RF) coverage planning for 5G networks, initially utilizing a conventional three-sector cell architecture. The coverage planning phase reveals potential challenges, including coverage gaps and poor Signal-to-Interference-plus-Noise Ratio (SINR). In response to these issues, the dissertation introduces an innovative cell site architecture that embraces both nine and twelve sector cells, enhancing RF coverage through the adoption of an advanced antenna system designed with subarrays, offering adaptive beamforming and beam steering capabilities. To further enhance energy efficiency, the dissertation introduces adaptive higher-order cell-sectorization (e.g., nine sector cells and twelve sector cells). In this proposed method, all sectors within a twelve-sector cell remain active during peak hours (e.g., daytime) and are reduced to fewer sectors (e.g., nine sectors or six sectors per cell) during off-peak hours (e.g., nighttime). This dynamic adjustment is facilitated by an advanced antenna system utilizing sub-array architecture, which employs adaptive beamforming and beam steering to tailor the beamwidth and radiation angle of each active sector. Simulation results unequivocally demonstrate significant enhancements in RF coverage and SINR with the implementation of higher-order cell-sectorization. Furthermore, the proposed adaptive cell-sectorization method significantly reduces energy consumption during off-peak hours. In addition to addressing RF coverage planning, this dissertation delves into the numerous challenges associated with deploying 5G networks in the higher frequency spectrum (30GHz-300GHz). It encompasses issues such as precise cell site planning, location acquisition, propagation modeling, energy efficiency, backhauling, and more. Furthermore, the dissertation offers valuable insights into future research directions aimed at effectively surmounting these challenges and optimizing the deployment of 5G networks in the high-frequency spectrum

Traffic-Driven Energy Efficient Operational Mechanisms in Cellular Access Networks

Recent explosive growth in mobile data traffic is increasing energy consumption in cellular networks at an incredible rate. Moreover, as a direct result of the conventional static network provisioning approach, a significant amount of electrical energy is being wasted in the existing networks. Therefore, in recent time, the issue of designing energy efficient cellular networks has drawn significant attention, which is also the foremost motivation behind this research. The proposed research is particularly focused on the design of self-organizing type traffic-sensitive dynamic network reconfiguring mechanisms for energy efficiency in cellular systems. Under the proposed techniques, radio access networks (RANs) are adaptively reconfigured using less equipment leading to reduced energy utilization. Several energy efficient cellular network frameworks by employing inter-base station (BS) cooperation in RANs are proposed. Under these frameworks, based on the instantaneous traffic demand, BSs are dynamically switched between active and sleep modes by redistributing traffic among them and thus, energy savings is achieved. The focus is then extended to exploiting the availability of multiple cellular networks for extracting energy savings through inter-RAN cooperation. Mathematical models for both of these single-RAN and multi-RAN cooperation mechanisms are also formulated. An alternative energy saving technique using dynamic sectorization (DS) under which some of the sectors in the underutilized BSs are turned into sleep mode is also proposed. Algorithms for both the distributed and the centralized implementations are developed. Finally, a two-dimensional energy efficient network provisioning mechanism is proposed by jointly applying both the DS and the dynamic BS switching. Extensive simulations are carried out, which demonstrate the capability of the proposed mechanisms in substantially enhancing the energy efficiency of cellular networks

Resource Allocation for Vertical Sectorization in LTE-Advanced Systems

Massive multiple input multiple output (MIMO) technology has been discussed widely in the past few years. Three-dimensional MIMO (3D MIMO) can be seen as a promising technique to realize massive MIMO to enhance the performance of LTE-Advanced systems. Vertical sectorization can be introduced by means of adjusting the downtilt of transmitting antennas. Thus, the radiowave from a base station (BS) to a group of user equipments (UE) can be divided into two beams which point at two different areas within a cell. Intrasector interference is inevitable since the resources are overlapped. In this paper, the influence of intrasector interference is analyzed and an enhanced resource allocation scheme for vertical sectorization is proposed as a method of interference cancellation. Compared with the conventional 2D MIMO scenarios, cell average throughput of the whole system can be improved by vertical sectorization. System level simulation is performed to evaluate the performance of the proposed scheme. In addition, the impacts of downtilt parameters and intersite distance (ISD) on spectral efficiency and cell coverage are presented

Adaptive Cellular Layout in Self-Organizing Networks using Active Antenna Systems

The rapidly growing demand of capacity by wireless services is challenging the mobile industry with a need of new deployment strategies. Besides, the nature of the spatial and temporal distribution of user traffic has become heterogeneous and fluctuating intermittently. Those challenges are currently tackled by network densification and tighter spatial reuse of radio resources by introducing a heterogeneous deployment of small cells embedded in a macro cell layout. Since user traffic is varying both spatially and temporally, a so called busy hour planning is typically applied where enough small cells are deployed at the corresponding locations to meet the expected capacity demand. This deployment strategy, however, is inefficient as it may leave plenty of network resources under-utilized during non-busy hour, i.e., most of the operation time. Such over-provisioning strategy incurs high capital investment on infrastructure (CAPEX) as well as operating cost (OPEX) for operators. Therefore, optimal would be a network with flexible capacity accommodation by following the dynamics of the traffic situation and evading the inefficiencies and the high cost of the fixed deployment approach. The advent of a revolutionizing base station antenna technology called Active Antenna Systems (AAS) is promising to deliver the required flexibility and dynamic deployment solution desired for adaptive capacity provisioning. Having the active radio frequency (RF) components integrated with the radiating elements, AAS supports advanced beamforming features. With AAS-equipped base station, multiple cell-specific beams can be simultaneously created to densify the cell layout by means of an enhanced form of sectorization. The radiation pattern of each cell-beam can be dynamically adjusted so that a conventional cell, for instance, can be split into two distinct cells, if a high traffic concentration is detected. The traffic in such an area is shared among the new cells and by spatially reusing the frequency spectrum, the cell-splitting (sectorization) doubles the total available radio resources at the cost of an increased co-channel interference between the cells. Despite the AAS capability, the realization of flexible sectorization for dynamic cell layout adaptation poses several challenges. One of the challenges is that the expected performance gain from cell densification can be offset by the ensuing co-channel interference in the system. It is also obvious that a self-organized autonomous management and configuration is needed, if cell deployment must follow the variation of the user traffic over time and space by means of a sectorization procedure. The automated mechanism is desired to enhance the system performance and optimize the user experience by automatically controlling the sectorization process. With such a dynamic adaptation scheme, the self-organizing network (SON) facilities are getting a new dimension in terms of controlling the flexible cell layout changes as the environment including the radio propagation characteristics cannot be assumed stationary any longer. To fully exploit the flexible sectorization feature in three-dimensional space, reliable and realistic propagation models are required which are able to incorporate the dependency of the radio channel characteristics in the elevation domain. Analysis of the complex relationship among various system parameters entails a comprehensive model that properly describes the AAS-sectorization for conducting detailed investigation and carrying out precise evaluation of the ensuing system performance. A novel SON algorithm that automates the AAS-sectorization procedure is developed. The algorithm controls the activation/deactivation of cell-beams enabling the sectorization based cell layout adjustment adaptively. In order to effectively meet the dynamically varying network capacity demand that varies according to the spatial user distribution, the developed SON algorithm monitors the load of the cell, the spatial traffic concentrations and adapts the underlying cell coverage layout by autonomously executing the sectorization either in the horizontal or vertical plane. The SON algorithm specifies various procedures which rely on real time network information collected using actual signal measurement reports from users. The particular capability of the algorithm is evading unforeseen system performance degradation by properly executing the sectorization not only where in the network and when it is needed, but also only if the ensuing co-channel interference does not have adverse impact on the user experience. To guarantee the optimality of the network performance after sectorization, a performance metric that takes both the expectable gain from radio resource and impact of the co-channel interference into account is developed. In order to combat the severity of the inter-cell interference problem that arises with AAS-sectorization between the co-channel operated cells, an interference mitigation scheme is developed in this thesis. The proposed scheme coordinates the data transmission between the co-sited cells by the transmission muting principle. To ensure that the transmission muting is not degrading the overall system performance by blanking more data transmission, a new SON algorithm that controls the optimal usage the proposed scheme is developed. To appropriately characterize the spatial separation of the cell beams being activated with sectorization, a novel propagation shadowing model that incorporates elevation tilt parameter is developed. The new model addresses the deficiencies of the existing tilt-independent shadowing model which inherently assumes a stationary propagation characteristics in the elevation domain. The tilt-dependent shadowing model is able to statistically characterize the elevation channel variability with respect to the tilt configuration settings. Simplified 3D beamforming models and beam pattern synthesis approaches required for fast cell layout adaptation and dynamic configuration of the AAS parameters are developed for the realization of various forms of AAS-based sectorization. Horizontal and vertical sectorization are the two forms of AAS-based sectorization considered in this thesis where two beams are simultaneously created from a single AAS to split the underlying coverage layout in horizontal or vertical domain, respectively. The performance of the developed theoretical AAS-sectorization concepts and models are examined by means of system level simulations considering the Long Term Evolution-Advanced (LTE-A) macro-site deployment within exemplifying scenarios. Simulation results have demonstrated that the SON mechanism is able to follow the different conditions when and where the sectorization delivers superior performance or adversely affects the user experience. Impacts on the performance of existing SON operations, like Mobility Robustness Optimization (MRO), which are relying on stationary cell layout conditions have been studied. Further investigations are carried out in combination with the cell layout changes triggered by the dynamic AAS-based sectorization. The observed results have confirmed that proper coordination is needed between the SON scheme developed for AAS sectorization and the MRO operation to evade unforeseen performance degradation and to ensure a seamless user experience. The technical concepts developed in this thesis further have impacted the $3^\textrm{rd}$ Generation Partnership Project (3GPP) SON for AAS Work Item (WI) discussed in the Radio Access Network (RAN)-3 Work Group (WG). In particular, the observed study results dealing with the interworking of the existing SON features and AAS sectorization have been noted in the standardization work