Fundamental remote sensing science research program. Part 1: Scene radiation and atmospheric effects characterization project

Brief articles summarizing the status of research in the scene radiation and atmospheric effect characterization (SRAEC) project are presented. Research conducted within the SRAEC program is focused on the development of empirical characterizations and mathematical process models which relate the electromagnetic energy reflected or emitted from a scene to the biophysical parameters of interest

Optimal Exploitation of the Sentinel-2 Spectral Capabilities for Crop Leaf Area Index Mapping

The continuously increasing demand of accurate quantitative high quality information on land surface properties will be faced by a new generation of environmental Earth observation (EO) missions. One current example, associated with a high potential to contribute to those demands, is the multi-spectral ESA Sentinel-2 (S2) system. The present study focuses on the evaluation of spectral information content needed for crop leaf area index (LAI) mapping in view of the future sensors. Data from a field campaign were used to determine the optimal spectral sampling from available S2 bands applying inversion of a radiative transfer model (PROSAIL) with look-up table (LUT) and artificial neural network (ANN) approaches. Overall LAI estimation performance of the proposed LUT approach (LUTN₅₀) was comparable in terms of retrieval performances with a tested and approved ANN method. Employing seven- and eight-band combinations, the LUTN₅₀ approach obtained LAI RMSE of 0.53 and normalized LAI RMSE of 0.12, which was comparable to the results of the ANN. However, the LUTN50 method showed a higher robustness and insensitivity to different band settings. Most frequently selected wavebands were located in near infrared and red edge spectral regions. In conclusion, our results emphasize the potential benefits of the Sentinel-2 mission for agricultural applications

Information retrieval from spaceborne GNSS Reflectometry observations using physics- and learning-based techniques

This dissertation proposes a learning-based, physics-aware soil moisture (SM) retrieval algorithm for NASA’s Cyclone Global Navigation Satellite System (CYGNSS) mission. The proposed methodology has been built upon the literature review, analyses, and findings from a number of published studies throughout the dissertation research. Namely, a Sig- nals of Opportunity Coherent Bistatic scattering model (SCoBi) has been first developed at MSU and then its simulator has been open-sourced. Simulated GNSS-Reflectometry (GNSS-R) analyses have been conducted by using SCoBi. Significant findings have been noted such that (1) Although the dominance of either the coherent reflections or incoher- ent scattering over land is a debate, we demonstrated that coherent reflections are stronger for flat and smooth surfaces covered by low-to-moderate vegetation canopy; (2) The influ- ence of several land geophysical parameters such as SM, vegetation water content (VWC), and surface roughness on the bistatic reflectivity was quantified, the dynamic ranges of reflectivity changes due to SM and VWC are much higher than the changes due to the surface roughness. Such findings of these analyses, combined with a comprehensive lit- erature survey, have led to the present inversion algorithm: Physics- and learning-based retrieval of soil moisture information from space-borne GNSS-R measurements that are taken by NASA’s CYGNSS mission. The study is the first work that proposes a machine learning-based, non-parametric, and non-linear regression algorithm for CYGNSS-based soil moisture estimation. The results over point-scale soil moisture observations demon- strate promising performance for applicability to large scales. Potential future work will be extension of the methodology to global scales by training the model with larger and diverse data sets

L-band SAR co-polarized phase difference modeling for corn fields

This research aims at modeling the microwave backscatter of corn fields by coupling an incoherent, interaction-based scattering model with a semi-empirical bulk vegetation dielectric model. The scattering model is fitted to co-polarized phase difference measurements over several corn fields imaged with fully polarimetric synthetic aperture radar (SAR) images with incidence angles ranging from 20° to 60°. The dataset comprised two field campaigns, one over Canada with the Uninhabited Aerial Vehicle Synthetic Aperture Radar (UAVSAR, 1.258 GHz) and the other one over Argentina with Advanced Land Observing Satellite 2 (ALOS-2) Phased Array type L-band Synthetic Aperture Radar (PALSAR-2) (ALOS-2/PALSAR-2, 1.236 GHz), totaling 60 data measurements over 28 grown corn fields at peak biomass with stalk gravimetric moisture larger than 0.8 g/g. Co-polarized phase differences were computed using a maximum likelihood estimation technique from each field’s measured speckled sample histograms. After minimizing the difference between the model and data measurements for varying incidence angles by a nonlinear least-squares fitting, well agreement was found with a root mean squared error of 24.3° for co-polarized phase difference measurements in the range of -170.3° to -19.13°. Model parameterization by stalk gravimetric moisture instead of its complex dielectric constant is also addressed. Further validation was undertaken for the UAVSAR dataset on earlier corn stages, where overall sensitivity to stalk height, stalk gravimetric moisture, and stalk area density agreed with ground data, with the sensitivity to stalk diameter being the weakest. This study provides a new perspective on the use of co-polarized phase differences in retrieving corn stalk features through inverse modeling techniques from space.This research was partially funded by the Argentinean National Scientific and Technical Research Council (CONICET, project PICT 2015 N◦3689), by the Spanish Ministry of Science and Innovation (project CICYT RTI2018-099008-B-C21/AEI/10.13039/501100011033 “Sensing with pioneering opportunistic techniques”) and by the grant to “CommSensLab-UPC” Excellence Research Unit Maria de Maeztu (MINECO grant).Peer ReviewedPostprint (published version

Modeling L-Band Microwave Emission From Soil-Vegetation System

During a field campaign covering the 2002 corn growing season, a dual polarized tower mounted L-band (1.4 GHz) radiometer (LRAD) provided brightness temperature (T¬B) measurements at preset intervals, incidence and azimuth angles. These radiometer measurements were supported by an extensive characterization of land surface variables including soil moisture, soil temperature, vegetation biomass, and surface roughness. During the period from May 22, 2002 to August 30, 2002 a range of vegetation water content (W) of 0.0 to 4.3 kg m-2, ten days of radiometer and ground measurements were available. Using this data set, the effects of corn vegetation on surface emissions are investigated by means of a semi-empirical radiative transfer model. Additionally, the impact of roughness on the surface emission is quantified using T¬B measurements over bare soil conditions. Subsequently, the estimated roughness parameters, ground measurements and horizontally (H)-polarized TB are employed to invert the H-polarized transmissivity (γh) for the monitored corn growing season

Estimation of Soil Moisture Using Active Microwave Remote Sensing

The method for developing a soil moisture inversion algorithm using Radar data can be approached in two ways: the multiple-incident angle approach and the change detection method. This thesis discusses how these two methods can be used to predict surface soil moisture. In the multiple incident angle approach, surface roughness can be mapped, if multiple incident angle viewing is possible and if the surface roughness is assumed constant during data acquisitions. A backpropagation neural network (NN) is trained with the data set generated by the Integral Equation Method (IEM) model. The training data set includes possible combinations of backscatter obtained as a result of variation in dielectric constant within the period of data acquisitions. The inputs to the network are backscatter acquired at different incident angles. The outputs are correlation length and root mean square height (rms). Once the roughness is mapped using these outputs, dielectric constant can be determined. Three different data sets, (backscatter acquired from multiplerequencies, multiple-polarizations, and multiple-incident angles) are used to train the NN. The performance of the NN trained by the different data sets is compared. The next approach is the application of the change detection concept. In this approach, the relative change in dielectric constant over two different periods is determined from Radarsat data using a simplified algorithm. The vegetation backscatter contribution can be removed with the aid of multi-spectral data provided by Landsat. A method is proposed that minimizes the effect of incident angle on Radar backscatter by normalizing the acquired SAR images to a reference angle. A quantitative comparison of some of the existing soil moisture estimation algorithms is also mad

Quantifying Vegetation Biophysical Variables from Imaging Spectroscopy Data: A Review on Retrieval Methods

An unprecedented spectroscopic data stream will soon become available with forthcoming Earth-observing satellite missions equipped with imaging spectroradiometers. This data stream will open up a vast array of opportunities to quantify a diversity of biochemical and structural vegetation properties. The processing requirements for such large data streams require reliable retrieval techniques enabling the spatiotemporally explicit quantification of biophysical variables. With the aim of preparing for this new era of Earth observation, this review summarizes the state-of-the-art retrieval methods that have been applied in experimental imaging spectroscopy studies inferring all kinds of vegetation biophysical variables. Identified retrieval methods are categorized into: (1) parametric regression, including vegetation indices, shape indices and spectral transformations; (2) nonparametric regression, including linear and nonlinear machine learning regression algorithms; (3) physically based, including inversion of radiative transfer models (RTMs) using numerical optimization and look-up table approaches; and (4) hybrid regression methods, which combine RTM simulations with machine learning regression methods. For each of these categories, an overview of widely applied methods with application to mapping vegetation properties is given. In view of processing imaging spectroscopy data, a critical aspect involves the challenge of dealing with spectral multicollinearity. The ability to provide robust estimates, retrieval uncertainties and acceptable retrieval processing speed are other important aspects in view of operational processing. Recommendations towards new-generation spectroscopy-based processing chains for operational production of biophysical variables are given