Multiuser MIMO-OFDM for Next-Generation Wireless Systems

This overview portrays the 40-year evolution of orthogonal frequency division multiplexing (OFDM) research. The amelioration of powerful multicarrier OFDM arrangements with multiple-input multiple-output (MIMO) systems has numerous benefits, which are detailed in this treatise. We continue by highlighting the limitations of conventional detection and channel estimation techniques designed for multiuser MIMO OFDM systems in the so-called rank-deficient scenarios, where the number of users supported or the number of transmit antennas employed exceeds the number of receiver antennas. This is often encountered in practice, unless we limit the number of users granted access in the base station’s or radio port’s coverage area. Following a historical perspective on the associated design problems and their state-of-the-art solutions, the second half of this treatise details a range of classic multiuser detectors (MUDs) designed for MIMO-OFDM systems and characterizes their achievable performance. A further section aims for identifying novel cutting-edge genetic algorithm (GA)-aided detector solutions, which have found numerous applications in wireless communications in recent years. In an effort to stimulate the cross pollination of ideas across the machine learning, optimization, signal processing, and wireless communications research communities, we will review the broadly applicable principles of various GA-assisted optimization techniques, which were recently proposed also for employment inmultiuser MIMO OFDM. In order to stimulate new research, we demonstrate that the family of GA-aided MUDs is capable of achieving a near-optimum performance at the cost of a significantly lower computational complexity than that imposed by their optimum maximum-likelihood (ML) MUD aided counterparts. The paper is concluded by outlining a range of future research options that may find their way into next-generation wireless systems

Bandwidth-efficient communication systems based on finite-length low density parity check codes

Low density parity check (LDPC) codes are linear block codes constructed by pseudo-random parity check matrices. These codes are powerful in terms of error performance and, especially, have low decoding complexity. While infinite-length LDPC codes approach the capacity of communication channels, finite-length LDPC codes also perform well, and simultaneously meet the delay requirement of many communication applications such as voice and backbone transmissions. Therefore, finite-length LDPC codes are attractive to employ in low-latency communication systems. This thesis mainly focuses on the bandwidth-efficient communication systems using finite-length LDPC codes. Such bandwidth-efficient systems are realized by mapping a group of LDPC coded bits to a symbol of a high-order signal constellation. Depending on the systems' infrastructure and knowledge of the channel state information (CSI), the signal constellations in different coded modulation systems can be two-dimensional multilevel/multiphase constellations or multi-dimensional space-time constellations. In the first part of the thesis, two basic bandwidth-efficient coded modulation systems, namely LDPC coded modulation and multilevel LDPC coded modulation, are investigated for both additive white Gaussian noise (AWGN) and frequency-flat Rayleigh fading channels. The bounds on the bit error rate (BER) performance are derived for these systems based on the maximum likelihood (ML) criterion. The derivation of these bounds relies on the union bounding and combinatoric techniques. In particular, for the LDPC coded modulation, the ML bound is computed from the Hamming distance spectrum of the LDPC code and the Euclidian distance profile of the two-dimensional constellation. For the multilevel LDPC coded modulation, the bound of each decoding stage is obtained for a generalized multilevel coded modulation, where more than one coded bit is considered for level. For both systems, the bounds are confirmed by the simulation results of ML decoding and/or the performance of the ordered-statistic decoding (OSD) and the sum-product decoding. It is demonstrated that these bounds can be efficiently used to evaluate the error performance and select appropriate parameters (such as the code rate, constellation and mapping) for the two communication systems.The second part of the thesis studies bandwidth-efficient LDPC coded systems that employ multiple transmit and multiple receive antennas, i.e., multiple-input multiple-output (MIMO) systems. Two scenarios of CSI availability considered are: (i) the CSI is unknown at both the transmitter and the receiver; (ii) the CSI is known at both the transmitter and the receiver. For the first scenario, LDPC coded unitary space-time modulation systems are most suitable and the ML performance bound is derived for these non-coherent systems. To derive the bound, the summation of chordal distances is obtained and used instead of the Euclidean distances. For the second case of CSI, adaptive LDPC coded MIMO modulation systems are studied, where three adaptive schemes with antenna beamforming and/or antenna selection are investigated and compared in terms of the bandwidth efficiency. For uncoded discrete-rate adaptive modulation, the computation of the bandwidth efficiency shows that the scheme with antenna selection at the transmitter and antenna combining at the receiver performs the best when the number of antennas is small. For adaptive LDPC coded MIMO modulation systems, an achievable threshold of the bandwidth efficiency is also computed from the ML bound of LDPC coded modulation derived in the first part

Low-complexity iterative receivers for multiuser space-time block coding systems

Iterative processing has been shown to be very effective in multiuser space-time block coding (STBC) systems. The complexity and efficiency of an iterative receiver depend heavily on how the log-likelihood ratios (LLRs) of the coded bits are computed and exchanged at the receiver among its three major components, namely the multiuser detector, the maximum a posterior probability (MAP) demodulators and the MAP channel decoders. This thesis first presents a method to quantitatively measure the system complexities with floating-point operations (FLOPS) and a technique to evaluate the iterative receiver's convergence property based on mutual information and extrinsic information transfer (EXIT) charts.Then, an integrated iterative receiver is developed by applying the sigma mappings for M-ary quadrature amplitude modulation (M-QAM) constellations. Due to the linear relationship between the coded bits and the transmitted channel symbol, the multiuser detector can work on the bit-level and hence improves the convergence property of the iterative receiver. It is shown that the integrated iterative receiver is an attractive candidate to replace the conventional receiver when a few receive antennas and a high-order M-QAM constellation are employed. Finally, a more general two-loop iterative receiver is proposed by introducing an inner iteration loop between the MAP demodulators and the MAP convolutional decoders besides the outer iteration loop that involves the multiuser detection (MUD) as in the conventional iterative receiver. The proposed two-loop iterative receiver greatly improves the iteration efficiency. It is demonstrated that the proposed two-loop iterative receiver can achieve the same asymptotic performance as that of the conventional iterative receiver, but with much less outer-loop iterations

Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Space-Time Block Coding for Wireless Communications

Abstract Wireless designers constantly seek to improve the spectrum efficiency/capacity, coverage of wireless networks, and link reliability. Space-time wireless technology that uses multiple antennas along with appropriate signalling and receiver techniques offers a powerful tool for improving wireless performance. Some aspects of this technology have already been incorporated into various wireless network and cellular mobile standards. More advanced MIMO techniques are planned for future mobile networks, wireless local area network (LANs) and wide area network (WANs). Multiple antennas when used with appropriate space-time coding (STC) techniques can achieve huge performance gains in multipath fading wireless links. The fundamentals of space-time coding were established in the context of space-time Trellis coding by Tarokh, Seshadri and Calderbank. Alamouti then proposed a simple transmit diversity coding scheme and based on this scheme, general space-time block codes were further introduced by Tarokh, Jafarkhani and Calderbank. Since then space-time coding has soon evolved into a most vibrant research area in wireless communications. Recently, space-time block coding has been adopted in the third generation mobile communication standard which aims to deliver true multimedia capability. Space-time block codes have a most attractive feature of the linear decoding/detection algorithms and thus become the most popular among different STC techniques. The decoding of space-time block codes, however, requires knowledge of channels at the receiver and in most publications, channel parameters are assumed known, which is not practical due to the changing channel conditions in real communication systems. This thesis is mainly concerned with space-time block codes and their performances. The focus is on signal detection and channel estimation for wireless communication systems using space-time block codes. We first present the required background materials, discuss different implementations of space-time block codes using different numbers of transmit and receive antennas, and evaluate the performances of space-time block codes using binary phase-shift keying (BPSK), quadrature phase-shift keying (QPSK), and quadrature amplitude modulation (QAM). Then, we investigate Tarokh’s joint detection scheme with no channel state information thoroughly, and also propose a new general joint channel estimation and data detection scheme that works with QPSK and 16-QAM and different numbers of antennas. Next, we further study Yang’s channel estimation scheme, and expand this channel estimation scheme to work with 16-QAM modulation. After dealing with complex signal constellations, we subsequently develop the equations and algorithms of both channel estimation schemes to further test their performances when real signals are used (BPSK modulation). Then, we simulate and compare the performances of the two new channel estimation schemes when employing different number of transmit and receive antennas and when employing different modulation methods. Finally, conclusions are drawn and further research areas are discussed

Collaborative modulation multiple access for single hop and multihop networks

While the bandwidth available for wireless networks is limited, the world has seen an unprecedented growth in the number of mobile subscribers and an ever increasing demand for high data rates. Therefore efficient utilisation of bandwidth to maximise link spectral efficiency and number of users that can be served simultaneously are primary goals in the design of wireless systems. To achieve these goals, in this thesis, a new non-orthogonal uplink multiple access scheme which combines the functionalities of adaptive modulation and multiple access called collaborative modulation multiple access (CMMA) is proposed. CMMA enables multiple users to access the network simultaneously and share the same bandwidth even when only a single receive antenna is available and in the presence of high channel correlation. Instead of competing for resources, users in CMMA share resources collaboratively by employing unique modulation sets (UMS) that differ in phase, power, and/or mapping structure. These UMS are designed to insure that the received signal formed from the superposition of all users’ signals belongs to a composite QAM constellation (CC) with a rate equal to the sum rate of all users. The CC and its constituent UMSs are designed centrally at the BS to remove ambiguity, maximize the minimum Euclidian distance (dmin) of the CC and insure a minimum BER performance is maintained. Users collaboratively precode their transmitted signal by performing truncated channel inversion and phase rotation using channel state information (CSI ) obtained from a periodic common pilot to insure that their combined signal at the BS belongs to the CC known at the BS which in turn performs a simple joint maximum likelihood detection without the need for CSI. The coherent addition of users’ power enables CMMA to achieve high link spectral efficiency at any time without extra power or bandwidth but on the expense of graceful degradation in BER performance. To improve the BER performance of CMMA while preserving its precoding and detection structure and without the need for pilot-aided channel estimation, a new selective diversity combining scheme called SC-CMMA is proposed. SC-CMMA optimises the overall group performance providing fairness and diversity gain for various users with different transmit powers and channel conditions by selecting a single antenna out of a group of L available antennas that minimises the total transmit power required for precoding at any one time. A detailed study of capacity and BER performance of CMMA and SC-CMMA is carried out under different level of channel correlations which shows that both offer high capacity gain and resilience to channel correlation. SC-CMMA capacity even increase with high channel correlation between users’ channels. CMMA provides a practical solution for implementing the multiple access adder channel (MAAC) in fading environments hence a hybrid approach combining both collaborative coding and modulation referred to as H-CMMA is investigated. H-CMMA divides users into a number of subgroups where users within a subgroup are assigned the same modulation set and different multiple access codes. H-CMMA adjusts the dmin of the received CC by varying the number of subgroups which in turn varies the number of unique constellation points for the same number of users and average total power. Therefore H-CMMA can accommodate many users with different rates while flexibly managing the complexity, rate and BER performance depending on the SNR. Next a new scheme combining CMMA with opportunistic scheduling using only partial CSI at the receiver called CMMA-OS is proposed to combine both the power gain of CMMA and the multiuser diversity gain that arises from users’ channel independence. To avoid the complexity and excessive feedback associated with the dynamic update of the CC, the BS takes into account the independence of users’ channels in the design of the CC and its constituent UMSs but both remain unchanged thereafter. However UMS are no longer associated with users, instead channel gain’s probability density function is divided into regions with identical probability and each UMS is associated with a specific region. This will simplify scheduling as users can initially chose their UMS based on their CSI and the BS will only need to resolve any collision when the channels of two or more users are located at the same region. Finally a high rate cooperative communication scheme, called cooperative modulation (CM) is proposed for cooperative multiuser systems. CM combines the reliability of the cooperative diversity with the high spectral efficiency and multiple access capabilities of CMMA. CM maintains low feedback and high spectral efficiency by restricting relaying to a single route with the best overall channel. Two possible variations of CM are proposed depending on whether CSI available only at the users or just at the BS and the selected relay. The first is referred to Precode, Amplify, and Forward (PAF) while the second one is called Decode, Remap, and Forward (DMF). A new route selection algorithm for DMF based on maximising dmin of random CC is also proposed using a novel fast low-complexity multi-stage sphere based algorithm to calculate the dmin at the relay of random CC that is used for both relay selection and detection

Application of Visual Simulation in Communication Systems

A communications system is a collection of individual communications networks, transmission systems, relay stations, tributary stations, and data terminal equipment (DTE) usually capable of interconnection and interoperation to form an integrated whole. The components of a communications system serve a common purpose, are technically compatible, use common procedures, respond to controls, and operate in unison. A typical communication link includes, at a minimum, three key elements: a transmitter, a communication medium (or channel), and a receiver. The ability to simulate all three of these elements is required in order to successfully model any end-to-end communication system. In order to achieve this target we have used a simulation software “VisSim” ,or Visual Simulator ,that allows us to use a graphical approach to simulation and modeling. With graphical programming, the diagram is the source code, depicted as an arrangement of nodes connected by wires. Each piece of data flows through the wires, to be consumed by nodes that transform the data mathematically or perform some action such as I/O. The visual simulator allows us to model end-to-end communication systems at the signal or physical level. We use VisSim/ Comm to build both transmitter and receiver models, filters and equalizers, as well as channel models and coding techniques from a first principles perspective, by selecting and connecting predefined blocks. In this project work we simulate a variety of models including analog, digital and mixed mode designs, and quickly simulate their behavior using the VisSim/Comm software and graphical programming

On adaptive transmission, signal detection and channel estimation for multiple antenna systems

This research concerns analysis of system capacity, development of adaptive transmission schemes with known channel state information at the transmitter (CSIT) and design of new signal detection and channel estimation schemes with low complexity in some multiple antenna systems. We first analyze the sum-rate capacity of the downlink of a cellular system with multiple transmit antennas and multiple receive antennas assuming perfect CSIT. We evaluate the ergodic sum-rate capacity and show how the sum-rate capacity increases as the number of users and the number of receive antennas increases. We develop upper and lower bounds on the sum-rate capacity and study various adaptive MIMO schemes to achieve, or approach, the sum-rate capacity. Next, we study the minimum outage probability transmission schemes in a multiple-input-single-output (MISO) flat fading channel assuming partial CSIT. Considering two special cases: the mean feedback and the covariance feedback, we derive the optimum spatial transmission directions and show that the associated optimum power allocation scheme, which minimizes the outage probability, is closely related to the target rate and the accuracy of the CSIT. Since CSIT is obtained at the cost of feedback bandwidth, we also consider optimal allocation of bandwidth between the data channel and the feedback channel in order to maximize the average throughput of the data channel in MISO, flat fading, frequency division duplex (FDD) systems. We show that beamforming based on feedback CSI can achieve an average rate larger than the capacity without CSIT under a wide range of mobility conditions. We next study a SAGE-aided List-BLAST detection scheme for MIMO systems which can achieve performance close to that of the maximum-likelihood detector with low complexity. Finally, we apply the EM and SAGE algorithms in channel estimation for OFDM systems with multiple transmit antennas and compare them with a recently proposed least-squares based estimation algorithm. The EM and SAGE algorithms partition the problem of estimating a multi-input channel into independent channel estimation for each transmit-receive antenna pair, therefore avoiding the matrix inversion encountered in the joint least-squares estimation

MIMO Systems

In recent years, it was realized that the MIMO communication systems seems to be inevitable in accelerated evolution of high data rates applications due to their potential to dramatically increase the spectral efficiency and simultaneously sending individual information to the corresponding users in wireless systems. This book, intends to provide highlights of the current research topics in the field of MIMO system, to offer a snapshot of the recent advances and major issues faced today by the researchers in the MIMO related areas. The book is written by specialists working in universities and research centers all over the world to cover the fundamental principles and main advanced topics on high data rates wireless communications systems over MIMO channels. Moreover, the book has the advantage of providing a collection of applications that are completely independent and self-contained; thus, the interested reader can choose any chapter and skip to another without losing continuity

Power Optimisation and Relay Selection in Cooperative Wireless Communication Networks

Cooperative communications have emerged as a significant concept to improve reliability and throughput in wireless systems. In cooperative networks, the idea is to implement a scheme in wireless systems where the nodes can harmonize their resources thereby enhancing the network performance in different aspects such as latency, BER and throughput. As cooperation spans from the basic idea of transmit diversity achieved via MIMO techniques and the relay channel, it aims to reap somewhat multiple benefits of combating fading/burst errors, increasing throughput and reducing energy use. Another major benefit of cooperation in wireless networks is that since the concept only requires neighbouring nodes to act as virtual relay antennas, the concept evades the negative impacts of deployment costs of multiple physical antennas for network operators especially in areas where they are difficult to deploy. In cooperative communications energy efficiency and long network lifetimes are very important design issues, the focus in this work is on ad hoc and sensor network varieties where the nodes integrate sensing, processing and communication such that their cooperation capabilities are subject to power optimisation. As cooperation communications leads to trade-offs in Quality of Services and transmit power, the key design issue is power optimisation to dynamically combat channel fluctuations and achieve a net reduction of transmit power with the goal of saving battery life. Recent researches in cooperative communications focus on power optimisation achieved via power control at the PHY layer, and/or scheduling mechanism at the MAC layer. The approach for this work will be to review the power control strategy at the PHY layer, identify their associated trade-offs, and use this as a basis to propose a power control strategy that offers adaptability to channel conditions, the road to novelty in this work is a channel adaptable power control algorithm that jointly optimise power allocation, modulation strategy and relay selection. Thus, a novel relay selection method is developed and implemented to improve the performance of cooperative wireless networks in terms of energy consumption. The relay selection method revolves on selection the node with minimum distance to the source and destination. The design is valid to any wireless network setting especially Ad-hoc and sensor networks where space limitations preclude the implementation of bigger capacity battery. The thesis first investigates the design of relay selection schemes in cooperative networks and the associated protocols. Besides, modulation strategy and error correction code impact on energy consumption are investigated and the optimal solution is proposed and jointly implemented with the relay selection method. The proposed algorithm is extended to cooperative networks in which multiple nodes participate in cooperation in fixed and variable rate system. Thus, multi relay selection algorithm is proposed to improve virtual MIMO performance in terms of energy consumption. Furthermore, motivated by the trend of cell size optimisation in wireless networks, the proposed relay selection method is extended to clustered wireless networks, and jointly implemented with virtual clustering technique. The work will encompass three main stages: First, the cooperative system is designed and two major protocols Decode and Forward (DF) and amplify and forward (AF) are investigated. Second, the proposed algorithm is modelled and tested under different channel conditions with emphasis on its performance using different modulation strategies for different cooperative wireless networks. Finally, the performance of the proposed algorithm is illustrated and verified via computer simulations. Simulation results show that the distance based relay selection algorithm exhibits an improved performance in terms of energy consumption compared to the conventional cooperative schemes under different cooperative communication scenarios