Recovering facial shape using a statistical model of surface normal direction

In this paper, we show how a statistical model of facial shape can be embedded within a shape-from-shading algorithm. We describe how facial shape can be captured using a statistical model of variations in surface normal direction. To construct this model, we make use of the azimuthal equidistant projection to map the distribution of surface normals from the polar representation on a unit sphere to Cartesian points on a local tangent plane. The distribution of surface normal directions is captured using the covariance matrix for the projected point positions. The eigenvectors of the covariance matrix define the modes of shape-variation in the fields of transformed surface normals. We show how this model can be trained using surface normal data acquired from range images and how to fit the model to intensity images of faces using constraints on the surface normal direction provided by Lambert's law. We demonstrate that the combination of a global statistical constraint and local irradiance constraint yields an efficient and accurate approach to facial shape recovery and is capable of recovering fine local surface details. We assess the accuracy of the technique on a variety of images with ground truth and real-world images

Statistical Models and Optimization Algorithms for High-Dimensional Computer Vision Problems

Data-driven and computational approaches are showing significant promise in solving several challenging problems in various fields such as bioinformatics, finance and many branches of engineering. In this dissertation, we explore the potential of these approaches, specifically statistical data models and optimization algorithms, for solving several challenging problems in computer vision. In doing so, we contribute to the literatures of both statistical data models and computer vision. In the context of statistical data models, we propose principled approaches for solving robust regression problems, both linear and kernel, and missing data matrix factorization problem. In computer vision, we propose statistically optimal and efficient algorithms for solving the remote face recognition and structure from motion (SfM) problems. The goal of robust regression is to estimate the functional relation between two variables from a given data set which might be contaminated with outliers. Under the reasonable assumption that there are fewer outliers than inliers in a data set, we formulate the robust linear regression problem as a sparse learning problem, which can be solved using efficient polynomial-time algorithms. We also provide sufficient conditions under which the proposed algorithms correctly solve the robust regression problem. We then extend our robust formulation to the case of kernel regression, specifically to propose a robust version for relevance vector machine (RVM) regression. Matrix factorization is used for finding a low-dimensional representation for data embedded in a high-dimensional space. Singular value decomposition is the standard algorithm for solving this problem. However, when the matrix has many missing elements this is a hard problem to solve. We formulate the missing data matrix factorization problem as a low-rank semidefinite programming problem (essentially a rank constrained SDP), which allows us to find accurate and efficient solutions for large-scale factorization problems. Face recognition from remotely acquired images is a challenging problem because of variations due to blur and illumination. Using the convolution model for blur, we show that the set of all images obtained by blurring a given image forms a convex set. We then use convex optimization techniques to find the distances between a given blurred (probe) image and the gallery images to find the best match. Further, using a low-dimensional linear subspace model for illumination variations, we extend our theory in a similar fashion to recognize blurred and poorly illuminated faces. Bundle adjustment is the final optimization step of the SfM problem where the goal is to obtain the 3-D structure of the observed scene and the camera parameters from multiple images of the scene. The traditional bundle adjustment algorithm, based on minimizing the l_2 norm of the image re-projection error, has cubic complexity in the number of unknowns. We propose an algorithm, based on minimizing the l_infinity norm of the re-projection error, that has quadratic complexity in the number of unknowns. This is achieved by reducing the large-scale optimization problem into many small scale sub-problems each of which can be solved using second-order cone programming

A efficient and practical 3D face scanner using near infrared and visible photometric stereo

AbstractThis paper is concerned with the acquisition of model data for automatic 3D face recognition applications. As 3D methods become progressively more popular in face recognition research, the need for fast and accurate data capture has become crucial. This paper is motivated by this need and offers three primary contributions. Firstly, the paper demonstrates that four-source photometric stereo offers a potential means for data capture that is computationally nd financially viable and easily deployable in commercial settings. We have shown that both visible light and less ntrusive near infrared light is suitable for facial illumination. The second contribution is a detailed set of experimental esults that compare the accuracy of the device to ground truth, which was captured using a commercial projected pattern range finder. Importantly, we show that not only is near infrared light a valid alternative to the more commonly xploited visible light, but that it actually gives more accurate reconstructions. Finally, we assess the validity of the Lambertian assumption on skin reflectance data and show that better results may be obtained by incorporating more dvanced reflectance functions, such as the Oren–Nayar model

Virtual illumination grid for correction of uncontrolled illumination in facial images

Face recognition under uncontrolled illumination conditions is still considered an unsolved problem. In order to correct for these illumination conditions, we propose a virtual illumination grid (VIG) approach to model the unknown illumination conditions. Furthermore, we use coupled subspace models of both the facial surface and albedo to estimate the face shape. In order to obtain a representation of the face under frontal illumination, we relight the estimated face shape. We show that the frontal illuminated facial images achieve better performance in face recognition. We have performed the challenging Experiment 4 of the FRGCv2 database, which compares uncontrolled probe images to controlled gallery images. Our illumination correction method results in considerably better recognition rates for a number of well-known face recognition methods. By fusing our global illumination correction method with a local illumination correction method, further improvements are achieved

Phenomenological modeling of image irradiance for non-Lambertian surfaces under natural illumination.

Various vision tasks are usually confronted by appearance variations due to changes of illumination. For instance, in a recognition system, it has been shown that the variability in human face appearance is owed to changes to lighting conditions rather than person\u27s identity. Theoretically, due to the arbitrariness of the lighting function, the space of all possible images of a fixed-pose object under all possible illumination conditions is infinite dimensional. Nonetheless, it has been proven that the set of images of a convex Lambertian surface under distant illumination lies near a low dimensional linear subspace. This result was also extended to include non-Lambertian objects with non-convex geometry. As such, vision applications, concerned with the recovery of illumination, reflectance or surface geometry from images, would benefit from a low-dimensional generative model which captures appearance variations w.r.t. illumination conditions and surface reflectance properties. This enables the formulation of such inverse problems as parameter estimation. Typically, subspace construction boils to performing a dimensionality reduction scheme, e.g. Principal Component Analysis (PCA), on a large set of (real/synthesized) images of object(s) of interest with fixed pose but different illumination conditions. However, this approach has two major problems. First, the acquired/rendered image ensemble should be statistically significant vis-a-vis capturing the full behavior of the sources of variations that is of interest, in particular illumination and reflectance. Second, the curse of dimensionality hinders numerical methods such as Singular Value Decomposition (SVD) which becomes intractable especially with large number of large-sized realizations in the image ensemble. One way to bypass the need of large image ensemble is to construct appearance subspaces using phenomenological models which capture appearance variations through mathematical abstraction of the reflection process. In particular, the harmonic expansion of the image irradiance equation can be used to derive an analytic subspace to represent images under fixed pose but different illumination conditions where the image irradiance equation has been formulated in a convolution framework. Due to their low-frequency nature, irradiance signals can be represented using low-order basis functions, where Spherical Harmonics (SH) has been extensively adopted. Typically, an ideal solution to the image irradiance (appearance) modeling problem should be able to incorporate complex illumination, cast shadows as well as realistic surface reflectance properties, while moving away from the simplifying assumptions of Lambertian reflectance and single-source distant illumination. By handling arbitrary complex illumination and non-Lambertian reflectance, the appearance model proposed in this dissertation moves the state of the art closer to the ideal solution. This work primarily addresses the geometrical compliance of the hemispherical basis for representing surface reflectance while presenting a compact, yet accurate representation for arbitrary materials. To maintain the plausibility of the resulting appearance, the proposed basis is constructed in a manner that satisfies the Helmholtz reciprocity property while avoiding high computational complexity. It is believed that having the illumination and surface reflectance represented in the spherical and hemispherical domains respectively, while complying with the physical properties of the surface reflectance would provide better approximation accuracy of image irradiance when compared to the representation in the spherical domain. Discounting subsurface scattering and surface emittance, this work proposes a surface reflectance basis, based on hemispherical harmonics (HSH), defined on the Cartesian product of the incoming and outgoing local hemispheres (i.e. w.r.t. surface points). This basis obeys physical properties of surface reflectance involving reciprocity and energy conservation. The basis functions are validated using analytical reflectance models as well as scattered reflectance measurements which might violate the Helmholtz reciprocity property (this can be filtered out through the process of projecting them on the subspace spanned by the proposed basis, where the reciprocity property is preserved in the least-squares sense). The image formation process of isotropic surfaces under arbitrary distant illumination is also formulated in the frequency space where the orthogonality relation between illumination and reflectance bases is encoded in what is termed as irradiance harmonics. Such harmonics decouple the effect of illumination and reflectance from the underlying pose and geometry. Further, a bilinear approach to analytically construct irradiance subspace is proposed in order to tackle the inherent problem of small-sample-size and curse of dimensionality. The process of finding the analytic subspace is posed as establishing a relation between its principal components and that of the irradiance harmonics basis functions. It is also shown how to incorporate prior information about natural illumination and real-world surface reflectance characteristics in order to capture the full behavior of complex illumination and non-Lambertian reflectance. The use of the presented theoretical framework to develop practical algorithms for shape recovery is further presented where the hitherto assumed Lambertian assumption is relaxed. With a single image of unknown general illumination, the underlying geometrical structure can be recovered while accounting explicitly for object reflectance characteristics (e.g. human skin types for facial images and teeth reflectance for human jaw reconstruction) as well as complex illumination conditions. Experiments on synthetic and real images illustrate the robustness of the proposed appearance model vis-a-vis illumination variation. Keywords: computer vision, computer graphics, shading, illumination modeling, reflectance representation, image irradiance, frequency space representations, {hemi)spherical harmonics, analytic bilinear PCA, model-based bilinear PCA, 3D shape reconstruction, statistical shape from shading

A comprehensive survey on Pose-Invariant Face Recognition

© 2016 ACM. The capacity to recognize faces under varied poses is a fundamental human ability that presents a unique challenge for computer vision systems. Compared to frontal face recognition, which has been intensively studied and has gradually matured in the past few decades, Pose-Invariant Face Recognition (PIFR) remains a largely unsolved problem. However, PIFR is crucial to realizing the full potential of face recognition for real-world applications, since face recognition is intrinsically a passive biometric technology for recognizing uncooperative subjects. In this article, we discuss the inherent difficulties in PIFR and present a comprehensive review of established techniques. Existing PIFR methods can be grouped into four categories, that is, pose-robust feature extraction approaches, multiview subspace learning approaches, face synthesis approaches, and hybrid approaches. The motivations, strategies, pros/cons, and performance of representative approaches are described and compared. Moreover, promising directions for future research are discussed

3D-reconstruction of human jaw from a single image : integration between statistical shape from shading and shape from shading.

Object modeling is a fundamental problem in engineering, involving talents from computer-aided design, computational geometry, computer vision and advanced manufacturing. The process of object modeling takes three stages: sensing, representation, and analysis. Various sensors may be used to capture information about objects; optical cam- eras and laser scanners are common with rigid objects, while X-ray, CT and MRI are common with biological organs. These sensors may provide a direct or indirect inference about the object, requiring a geometric representation in the computer that is suitable for subsequent usage. Geometric representations that are compact, i.e., capture the main features of the objects with minimal number of data points or vertices, fall into the domain of computational geometry. Once a compact object representation is in the computer, various analysis steps can be conducted, including recognition, coding, transmission, etc. The subject matter of this thesis is object reconstruction from a sequence of optical images. An approach to estimate the depth of the visible portion of the human teeth from intraoral cameras has been developed, extending the classical shape from shading (SFS) solution to non-Lambertian surfaces with known object illumination characteristics. To augment the visible portion, and in order to have the entire jaw reconstructed without the use of CT or MRI or even X-rays, additional information will be added to database of human jaws. This database has been constructed from an adult population with variations in teeth size, degradation and alignments. The database contains both shape and albedo information for the population. Using this database, a novel statistical shape from shading (SSFS) approach has been created. To obtain accurate result from shape from shading and statistical shape from shading, final step will be integrated two approaches (SFS,SSFS) by using Iterative Closest Point algorithm (ICP). Keywords: computer vision, shading, 3D shape reconstruction, shape from shading, statistical, shape from shading, Iterative Closest Point

3D ear shape reconstruction and recognition for biometric applications

This paper presents a new method based on a generalized neural reflectance (GNR) model for enhancing ear recognition under variations in illumination. It is based on training a number of synthesis images of each ear taken at single lighting direction with a single view. The way of synthesizing images can be used to build training cases for each ear under different known illumination conditions from which ear recognition can be significantly improved. Our training algorithm assigns to recognize the ear by similarity measure on ear features extracting firstly by the principal component analysis method and then further processing by the Fisher’s discriminant analysis to acquire lower-dimensional patterns. Experimental results conducted on our collected ear database show that lower error rates of individual and symmetry are achieved under different variations in lighting. The recognition performance of using our proposed GRN model significantly outperforms the performance that without using the proposed GNR model