Decision Support Elements and Enabling Techniques to Achieve a Cyber Defence Situational Awareness Capability

[ES] La presente tesis doctoral realiza un análisis en detalle de los elementos de decisión necesarios para mejorar la comprensión de la situación en ciberdefensa con especial énfasis en la percepción y comprensión del analista de un centro de operaciones de ciberseguridad (SOC). Se proponen dos arquitecturas diferentes basadas en el análisis forense de flujos de datos (NF3). La primera arquitectura emplea técnicas de Ensemble Machine Learning mientras que la segunda es una variante de Machine Learning de mayor complejidad algorítmica (lambda-NF3) que ofrece un marco de defensa de mayor robustez frente a ataques adversarios. Ambas propuestas buscan automatizar de forma efectiva la detección de malware y su posterior gestión de incidentes mostrando unos resultados satisfactorios en aproximar lo que se ha denominado un SOC de próxima generación y de computación cognitiva (NGC2SOC). La supervisión y monitorización de eventos para la protección de las redes informáticas de una organización debe ir acompañada de técnicas de visualización. En este caso, la tesis aborda la generación de representaciones tridimensionales basadas en métricas orientadas a la misión y procedimientos que usan un sistema experto basado en lógica difusa. Precisamente, el estado del arte muestra serias deficiencias a la hora de implementar soluciones de ciberdefensa que reflejen la relevancia de la misión, los recursos y cometidos de una organización para una decisión mejor informada. El trabajo de investigación proporciona finalmente dos áreas claves para mejorar la toma de decisiones en ciberdefensa: un marco sólido y completo de verificación y validación para evaluar parámetros de soluciones y la elaboración de un conjunto de datos sintéticos que referencian unívocamente las fases de un ciberataque con los estándares Cyber Kill Chain y MITRE ATT & CK.[CA] La present tesi doctoral realitza una anàlisi detalladament dels elements de decisió necessaris per a millorar la comprensió de la situació en ciberdefensa amb especial èmfasi en la percepció i comprensió de l'analista d'un centre d'operacions de ciberseguretat (SOC). Es proposen dues arquitectures diferents basades en l'anàlisi forense de fluxos de dades (NF3). La primera arquitectura empra tècniques de Ensemble Machine Learning mentre que la segona és una variant de Machine Learning de major complexitat algorítmica (lambda-NF3) que ofereix un marc de defensa de major robustesa enfront d'atacs adversaris. Totes dues propostes busquen automatitzar de manera efectiva la detecció de malware i la seua posterior gestió d'incidents mostrant uns resultats satisfactoris a aproximar el que s'ha denominat un SOC de pròxima generació i de computació cognitiva (NGC2SOC). La supervisió i monitoratge d'esdeveniments per a la protecció de les xarxes informàtiques d'una organització ha d'anar acompanyada de tècniques de visualització. En aquest cas, la tesi aborda la generació de representacions tridimensionals basades en mètriques orientades a la missió i procediments que usen un sistema expert basat en lògica difusa. Precisament, l'estat de l'art mostra serioses deficiències a l'hora d'implementar solucions de ciberdefensa que reflectisquen la rellevància de la missió, els recursos i comeses d'una organització per a una decisió més ben informada. El treball de recerca proporciona finalment dues àrees claus per a millorar la presa de decisions en ciberdefensa: un marc sòlid i complet de verificació i validació per a avaluar paràmetres de solucions i l'elaboració d'un conjunt de dades sintètiques que referencien unívocament les fases d'un ciberatac amb els estàndards Cyber Kill Chain i MITRE ATT & CK.[EN] This doctoral thesis performs a detailed analysis of the decision elements necessary to improve the cyber defence situation awareness with a special emphasis on the perception and understanding of the analyst of a cybersecurity operations center (SOC). Two different architectures based on the network flow forensics of data streams (NF3) are proposed. The first architecture uses Ensemble Machine Learning techniques while the second is a variant of Machine Learning with greater algorithmic complexity (lambda-NF3) that offers a more robust defense framework against adversarial attacks. Both proposals seek to effectively automate the detection of malware and its subsequent incident management, showing satisfactory results in approximating what has been called a next generation cognitive computing SOC (NGC2SOC). The supervision and monitoring of events for the protection of an organisation's computer networks must be accompanied by visualisation techniques. In this case, the thesis addresses the representation of three-dimensional pictures based on mission oriented metrics and procedures that use an expert system based on fuzzy logic. Precisely, the state-of-the-art evidences serious deficiencies when it comes to implementing cyber defence solutions that consider the relevance of the mission, resources and tasks of an organisation for a better-informed decision. The research work finally provides two key areas to improve decision-making in cyber defence: a solid and complete verification and validation framework to evaluate solution parameters and the development of a synthetic dataset that univocally references the phases of a cyber-attack with the Cyber Kill Chain and MITRE ATT & CK standards.Llopis Sánchez, S. (2023). Decision Support Elements and Enabling Techniques to Achieve a Cyber Defence Situational Awareness Capability [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/19424

Image-based malware classification: A space filling curve approach

Anti-virus (AV) software is effective at distinguishing between benign and malicious programs yet lack the ability to effectively classify malware into their respective family classes. AV vendors receive considerably large volumes of malicious programs daily and so classification is crucial to quickly identify variants of existing malware that would otherwise have to be manually examined. This paper proposes a novel method of visualizing and classifying malware using Space-Filling Curves (SFC\u27s) in order to improve the limitations of AV tools. The classification models produced were evaluated on previously unseen samples and showed promising results, with precision, recall and accuracy scores of 82%, 80% and 83% respectively. Furthermore, a comparative assessment with previous research and current AV technologies revealed that the method presented her was robust, outperforming most commercial and open-source AV scanner software programs

Neural malware detection

At the heart of today’s malware problem lies theoretically infinite diversity created by metamorphism. The majority of conventional machine learning techniques tackle the problem with the assumptions that a sufficiently large number of training samples exist and that the training set is independent and identically distributed. However, the lack of semantic features combined with the models under these wrong assumptions result largely in overfitting with many false positives against real world samples, resulting in systems being left vulnerable to various adversarial attacks. A key observation is that modern malware authors write a script that automatically generates an arbitrarily large number of diverse samples that share similar characteristics in program logic, which is a very cost-effective way to evade detection with minimum effort. Given that many malware campaigns follow this paradigm of economic malware manufacturing model, the samples within a campaign are likely to share coherent semantic characteristics. This opens up a possibility of one-to-many detection. Therefore, it is crucial to capture this non-linear metamorphic pattern unique to the campaign in order to detect these seemingly diverse but identically rooted variants. To address these issues, this dissertation proposes novel deep learning models, including generative static malware outbreak detection model, generative dynamic malware detection model using spatio-temporal isomorphic dynamic features, and instruction cognitive malware detection. A comparative study on metamorphic threats is also conducted as part of the thesis. Generative adversarial autoencoder (AAE) over convolutional network with global average pooling is introduced as a fundamental deep learning framework for malware detection, which captures highly complex non-linear metamorphism through translation invariancy and local variation insensitivity. Generative Adversarial Network (GAN) used as a part of the framework enables oneshot training where semantically isomorphic malware campaigns are identified by a single malware instance sampled from the very initial outbreak. This is a major innovation because, to the best of our knowledge, no approach has been found to this challenging training objective against the malware distribution that consists of a large number of very sparse groups artificially driven by arms race between attackers and defenders. In addition, we propose a novel method that extracts instruction cognitive representation from uninterpreted raw binary executables, which can be used for oneto- many malware detection via one-shot training against frequency spectrum of the Transformer’s encoded latent representation. The method works regardless of the presence of diverse malware variations while remaining resilient to adversarial attacks that mostly use random perturbation against raw binaries. Comprehensive performance analyses including mathematical formulations and experimental evaluations are provided, with the proposed deep learning framework for malware detection exhibiting a superior performance over conventional machine learning methods. The methods proposed in this thesis are applicable to a variety of threat environments here artificially formed sparse distributions arise at the cyber battle fronts.Doctor of Philosoph