Continuous and transparent multimodal authentication: reviewing the state of the art

Individuals, businesses and governments undertake an ever-growing range of activities online and via various Internet-enabled digital devices. Unfortunately, these activities, services, information and devices are the targets of cybercrimes. Verifying the user legitimacy to use/access a digital device or service has become of the utmost importance. Authentication is the frontline countermeasure of ensuring only the authorized user is granted access; however, it has historically suffered from a range of issues related to the security and usability of the approaches. They are also still mostly functioning at the point of entry and those performing sort of re-authentication executing it in an intrusive manner. Thus, it is apparent that a more innovative, convenient and secure user authentication solution is vital. This paper reviews the authentication methods along with the current use of authentication technologies, aiming at developing a current state-of-the-art and identifying the open problems to be tackled and available solutions to be adopted. It also investigates whether these authentication technologies have the capability to fill the gap between high security and user satisfaction. This is followed by a literature review of the existing research on continuous and transparent multimodal authentication. It concludes that providing users with adequate protection and convenience requires innovative robust authentication mechanisms to be utilized in a universal level. Ultimately, a potential federated biometric authentication solution is presented; however it needs to be developed and extensively evaluated, thus operating in a transparent, continuous and user-friendly manner

BIOMETRIC TECHNOLOGIES FOR AMBIENT INTELLIGENCE

Il termine Ambient Intelligence (AmI) si riferisce a un ambiente in grado di riconoscere e rispondere alla presenza di diversi individui in modo trasparente, non intrusivo e spesso invisibile. In questo tipo di ambiente, le persone sono circondate da interfacce uomo macchina intuitive e integrate in oggetti di ogni tipo. Gli scopi dell\u2019AmI sono quelli di fornire un supporto ai servizi efficiente e di facile utilizzo per accrescere le potenzialit\ue0 degli individui e migliorare l\u2019interazioni uomo-macchina. Le tecnologie di AmI possono essere impiegate in contesti come uffici (smart offices), case (smart homes), ospedali (smart hospitals) e citt\ue0 (smart cities). Negli scenari di AmI, i sistemi biometrici rappresentano tecnologie abilitanti al fine di progettare servizi personalizzati per individui e gruppi di persone. La biometria \ue8 la scienza che si occupa di stabilire l\u2019identit\ue0 di una persona o di una classe di persone in base agli attributi fisici o comportamentali dell\u2019individuo. Le applicazioni tipiche dei sistemi biometrici includono: controlli di sicurezza, controllo delle frontiere, controllo fisico dell\u2019accesso e autenticazione per dispositivi elettronici. Negli scenari basati su AmI, le tecnologie biometriche devono funzionare in condizioni non controllate e meno vincolate rispetto ai sistemi biometrici comunemente impiegati. Inoltre, in numerosi scenari applicativi, potrebbe essere necessario utilizzare tecniche in grado di funzionare in modo nascosto e non cooperativo. In questo tipo di applicazioni, i campioni biometrici spesso presentano una bassa qualit\ue0 e i metodi di riconoscimento biometrici allo stato dell\u2019arte potrebbero ottenere prestazioni non soddisfacenti. \uc8 possibile distinguere due modi per migliorare l\u2019applicabilit\ue0 e la diffusione delle tecnologie biometriche negli scenari basati su AmI. Il primo modo consiste nel progettare tecnologie biometriche innovative che siano in grado di funzionare in modo robusto con campioni acquisiti in condizioni non ideali e in presenza di rumore. Il secondo modo consiste nel progettare approcci biometrici multimodali innovativi, in grado di sfruttare a proprio vantaggi tutti i sensori posizionati in un ambiente generico, al fine di ottenere un\u2019elevata accuratezza del riconoscimento ed effettuare autenticazioni continue o periodiche in modo non intrusivo. Il primo obiettivo di questa tesi \ue8 la progettazione di sistemi biometrici innovativi e scarsamente vincolati in grado di migliorare, rispetto allo stato dell\u2019arte attuale, la qualit\ue0 delle tecniche di interazione uomo-macchine in diversi scenari applicativi basati su AmI. Il secondo obiettivo riguarda la progettazione di approcci innovativi per migliorare l\u2019applicabilit\ue0 e l\u2019integrazione di tecnologie biometriche eterogenee negli scenari che utilizzano AmI. In particolare, questa tesi considera le tecnologie biometriche basate su impronte digitali, volto, voce e sistemi multimodali. Questa tesi presenta le seguenti ricerche innovative: \u2022 un metodo per il riconoscimento del parlatore tramite la voce in applicazioni che usano AmI; \u2022 un metodo per la stima dell\u2019et\ue0 dell\u2019individuo da campioni acquisiti in condizioni non-ideali nell\u2019ambito di scenari basati su AmI; \u2022 un metodo per accrescere l\u2019accuratezza del riconoscimento biometrico in modo protettivo della privacy e basato sulla normalizzazione degli score biometrici tramite l\u2019analisi di gruppi di campioni simili tra loro; \u2022 un approccio per la fusione biometrica multimodale indipendente dalla tecnologia utilizzata, in grado di combinare tratti biometrici eterogenei in scenari basati su AmI; \u2022 un approccio per l\u2019autenticazione continua multimodale in applicazioni che usano AmI. Le tecnologie biometriche innovative progettate e descritte in questa tesi sono state validate utilizzando diversi dataset biometrici (sia pubblici che acquisiti in laboratorio), i quali simulano le condizioni che si possono verificare in applicazioni di AmI. I risultati ottenuti hanno dimostrato la realizzabilit\ue0 degli approcci studiati e hanno mostrato che i metodi progettati aumentano l\u2019accuratezza, l\u2019applicabilit\ue0 e l\u2019usabilit\ue0 delle tecnologie biometriche rispetto allo stato dell\u2019arte negli scenari basati su AmI.Ambient Intelligence (AmI) refers to an environment capable of recognizing and responding to the presence of different individuals in a seamless, unobtrusive and often invisible way. In this environment, people are surrounded by intelligent intuitive interfaces that are embedded in all kinds of objects. The goals of AmI are to provide greater user-friendliness, more efficient services support, user-empowerment, and support for human interactions. Examples of AmI scenarios are smart cities, smart homes, smart offices, and smart hospitals. In AmI, biometric technologies represent enabling technologies to design personalized services for individuals or groups of people. Biometrics is the science of establishing the identity of an individual or a class of people based on the physical, or behavioral attributes of the person. Common applications include: security checks, border controls, access control to physical places, and authentication to electronic devices. In AmI, biometric technologies should work in uncontrolled and less-constrained conditions with respect to traditional biometric technologies. Furthermore, in many application scenarios, it could be required to adopt covert and non-cooperative technologies. In these non-ideal conditions, the biometric samples frequently present poor quality, and state-of-the-art biometric technologies can obtain unsatisfactory performance. There are two possible ways to improve the applicability and diffusion of biometric technologies in AmI. The first one consists in designing novel biometric technologies robust to samples acquire in noisy and non-ideal conditions. The second one consists in designing novel multimodal biometric approaches that are able to take advantage from all the sensors placed in a generic environment in order to achieve high recognition accuracy and to permit to perform continuous or periodic authentications in an unobtrusive manner. The first goal of this thesis is to design innovative less-constrained biometric systems, which are able to improve the quality of the human-machine interaction in different AmI environments with respect to the state-of-the-art technologies. The second goal is to design novel approaches to improve the applicability and integration of heterogeneous biometric systems in AmI. In particular, the thesis considers technologies based on fingerprint, face, voice, and multimodal biometrics. This thesis presents the following innovative research studies: \u2022 a method for text-independent speaker identification in AmI applications; \u2022 a method for age estimation from non-ideal samples acquired in AmI scenarios; \u2022 a privacy-compliant cohort normalization technique to increase the accuracy of already deployed biometric systems; \u2022 a technology-independent multimodal fusion approach to combine heterogeneous traits in AmI scenarios; \u2022 a multimodal continuous authentication approach for AmI applications. The designed novel biometric technologies have been tested on different biometric datasets (both public and collected in our laboratory) simulating the acquisitions performed in AmI applications. Results proved the feasibility of the studied approaches and shown that the studied methods effectively increased the accuracy, applicability, and usability of biometric technologies in AmI with respect to the state-of-the-art

A Survey of Wearable Biometric Recognition Systems

The growing popularity of wearable devices is leading to new ways to interact with the environment, with other smart devices, and with other people. Wearables equipped with an array of sensors are able to capture the owner’s physiological and behavioural traits, thus are well suited for biometric authentication to control other devices or access digital services. However, wearable biometrics have substantial differences from traditional biometrics for computer systems, such as fingerprints, eye features, or voice. In this article, we discuss these differences and analyse how researchers are approaching the wearable biometrics field. We review and provide a categorization of wearable sensors useful for capturing biometric signals. We analyse the computational cost of the different signal processing techniques, an important practical factor in constrained devices such as wearables. Finally, we review and classify the most recent proposals in the field of wearable biometrics in terms of the structure of the biometric system proposed, their experimental setup, and their results. We also present a critique of experimental issues such as evaluation and feasibility aspects, and offer some final thoughts on research directions that need attention in future work

A survey of wearable biometric recognition systems

The growing popularity of wearable devices is leading to new ways to interact with the environment, with other smart devices, and with other people. Wearables equipped with an array of sensors are able to capture the owner's physiological and behavioural traits, thus are well suited for biometric authentication to control other devices or access digital services. However, wearable biometrics have substantial differences from traditional biometrics for computer systems, such as fingerprints, eye features, or voice. In this article, we discuss these differences and analyse how researchers are approaching the wearable biometrics field. We review and provide a categorization of wearable sensors useful for capturing biometric signals. We analyse the computational cost of the different signal processing techniques, an important practical factor in constrained devices such as wearables. Finally, we review and classify the most recent proposals in the field of wearable biometrics in terms of the structure of the biometric system proposed, their experimental setup, and their results. We also present a critique of experimental issues such as evaluation and feasibility aspects, and offer some final thoughts on research directions that need attention in future work.This work was partially supported by the MINECO grant TIN2013-46469-R (SPINY) and the CAM Grant S2013/ICE-3095 (CIBERDINE

The New Employment Verification Act: The Functionality and Constitutionality of Biometrics in the Hiring Process Note

In 1990, Congress created the U.S. Commission on Immigration Reform to assess and make recommendations regarding the implementation and impact of U.S. immigration policy. Unanimously, the Commission proposed employment-based immigration reforms that have lead to the creation of E-Verify, an Internet-based electronic verification system used by employers to verify a prospective worker’s eligibility. Today, the system compares a prospective worker’s identification information, such as her name, date of birth, and social security number with information contained in databases housed by the Department of Homeland Security and Social Security Administration. Several members of Congress, however, have proposed legislation that would require prospective workers to submit biometric information to curb identity fraud and existing shortfalls in the verification process. This Note examines the practical and legal implications of a nationally mandated biometric verification system and whether such a system is constitutionally viable under current Fourth Amendment jurisprudence. Ultimately this Note argues that no matter how unsettling the collection of biometric information by the government may be, at least in the employment hiring context, a nationally mandated biometric verification system will most likely pass constitutional muster

Recent Application in Biometrics

In the recent years, a number of recognition and authentication systems based on biometric measurements have been proposed. Algorithms and sensors have been developed to acquire and process many different biometric traits. Moreover, the biometric technology is being used in novel ways, with potential commercial and practical implications to our daily activities. The key objective of the book is to provide a collection of comprehensive references on some recent theoretical development as well as novel applications in biometrics. The topics covered in this book reflect well both aspects of development. They include biometric sample quality, privacy preserving and cancellable biometrics, contactless biometrics, novel and unconventional biometrics, and the technical challenges in implementing the technology in portable devices. The book consists of 15 chapters. It is divided into four sections, namely, biometric applications on mobile platforms, cancelable biometrics, biometric encryption, and other applications. The book was reviewed by editors Dr. Jucheng Yang and Dr. Norman Poh. We deeply appreciate the efforts of our guest editors: Dr. Girija Chetty, Dr. Loris Nanni, Dr. Jianjiang Feng, Dr. Dongsun Park and Dr. Sook Yoon, as well as a number of anonymous reviewers

WoX+: A Meta-Model-Driven Approach to Mine User Habits and Provide Continuous Authentication in the Smart City

The literature is rich in techniques and methods to perform Continuous Authentication (CA) using biometric data, both physiological and behavioral. As a recent trend, less invasive methods such as the ones based on context-aware recognition allows the continuous identification of the user by retrieving device and app usage patterns. However, a still uncovered research topic is to extend the concepts of behavioral and context-aware biometric to take into account all the sensing data provided by the Internet of Things (IoT) and the smart city, in the shape of user habits. In this paper, we propose a meta-model-driven approach to mine user habits, by means of a combination of IoT data incoming from several sources such as smart mobility, smart metering, smart home, wearables and so on. Then, we use those habits to seamlessly authenticate users in real time all along the smart city when the same behavior occurs in different context and with different sensing technologies. Our model, which we called WoX+, allows the automatic extraction of user habits using a novel Artificial Intelligence (AI) technique focused on high-level concepts. The aim is to continuously authenticate the users using their habits as behavioral biometric, independently from the involved sensing hardware. To prove the effectiveness of WoX+ we organized a quantitative and qualitative evaluation in which 10 participants told us a spending habit they have involving the use of IoT. We chose the financial domain because it is ubiquitous, it is inherently multi-device, it is rich in time patterns, and most of all it requires a secure authentication. With the aim of extracting the requirement of such a system, we also asked the cohort how they expect WoX+ will use such habits to securely automatize payments and identify them in the smart city. We discovered that WoX+ satisfies most of the expected requirements, particularly in terms of unobtrusiveness of the solution, in contrast with the limitations observed in the existing studies. Finally, we used the responses given by the cohorts to generate synthetic data and train our novel AI block. Results show that the error in reconstructing the habits is acceptable: Mean Squared Error Percentage (MSEP) 0.04%