Information-Coupled Turbo Codes for LTE Systems

We propose a new class of information-coupled (IC) Turbo codes to improve the transport block (TB) error rate performance for long-term evolution (LTE) systems, while keeping the hybrid automatic repeat request protocol and the Turbo decoder for each code block (CB) unchanged. In the proposed codes, every two consecutive CBs in a TB are coupled together by sharing a few common information bits. We propose a feed-forward and feed-back decoding scheme and a windowed (WD) decoding scheme for decoding the whole TB by exploiting the coupled information between CBs. Both decoding schemes achieve a considerable signal-to-noise-ratio (SNR) gain compared to the LTE Turbo codes. We construct the extrinsic information transfer (EXIT) functions for the LTE Turbo codes and our proposed IC Turbo codes from the EXIT functions of underlying convolutional codes. An SNR gain upper bound of our proposed codes over the LTE Turbo codes is derived and calculated by the constructed EXIT charts. Numerical results show that the proposed codes achieve an SNR gain of 0.25 dB to 0.72 dB for various code parameters at a TB error rate level of $10^{-2}$, which complies with the derived SNR gain upper bound.Comment: 13 pages, 12 figure

Turbo space-time coded modulation : principle and performance analysis

A breakthrough in coding was achieved with the invention of turbo codes. Turbo codes approach Shannon capacity by displaying the properties of long random codes, yet allowing efficient decoding. Coding alone, however, cannot fully address the problem of multipath fading channel. Recent advances in information theory have revolutionized the traditional view of multipath channel as an impairment. New results show that high gains in capacity can be achieved through the use of multiple antennas at the transmitter and the receiver. To take advantage of these new results in information theory, it is necessary to devise methods that allow communication systems to operate close to the predicted capacity. One such method recently invented is space-time coding, which provides both coding gain and diversity advantage. In this dissertation, a new class of codes is proposed that extends the concept of turbo coding to include space-time encoders as constituent building blocks of turbo codes. The codes are referred to as turbo spacetime coded modulation (turbo-STCM). The motivation behind the turbo-STCM concept is to fuse the important properties of turbo and space-time codes into a unified design framework. A turbo-STCM encoder is proposed, which consists of two space-time codes in recursive systematic form concatenated in parallel. An iterative symbol-by-symbol maximum a posteriori algorithm operating in the log domain is developed for decoding turbo-STCM. The decoder employs two a posteriori probability (APP) computing modules concatenated in parallel; one module for each constituent code. The analysis of turbo-STCM is demonstrated through simulations and theoretical closed-form expressions. Simulation results are provided for 4-PSK and 8-PSK schemes over the Rayleigh block-fading channel. It is shown that the turbo-STCM scheme features full diversity and full coding rate. The significant gain can be obtained in performance over conventional space-time codes of similar complexity. The analytical union bound to the bit error probability is derived for turbo-STCM over the additive white Gaussian noise (AWGN) and the Rayleigh block-fading channels. The bound makes it possible to express the performance analysis of turbo-STCM in terms of the properties of the constituent space-time codes. The union bound is demonstrated for 4-PSK and 8-PSK turbo-STCM with two transmit antennas and one/two receive antennas. Information theoretic bounds such as Shannon capacity, cutoff rate, outage capacity and the Fano bound, are computed for multiantenna systems over the AWGN and fading channels. These bounds are subsequently used as benchmarks for demonstrating the performance of turbo-STCM

Performance of turbo codes with fading compensation in multipath channels

This paper studies the performance of turbo-coded system in the frequency non-selective correlated Rayleigh fading channels. The turbo-coded system employs a pilot-symbol-aided (PSA) technique for fading compensation and interleaving for spreading the error bursts to reduce the error rate. The PSA technique is also used to provide the decoder with channel side information (CSI) for better performance in fading channel. Two PSA techniques, three normalized Doppler spreads and different interleaving sizes have been investigated. Results of computer simulations have shown that, an improved first-order fading prediction technique can improve the BER performance by a factor of about 62, relative to those obtained using the pilot symbols only. Results have also shown that an interleaving depth equal to one-quarter the reciprocal of normalized Doppler spread can achieve a good BER performance.published_or_final_versionThe IEEE 49th Vehicular Technology Conference (IEEE-VTS 1999), Houston, TX., 16-20 May 1999. In IEEE-VTS Vehicular Technology Conference Proceedings, 1999, v. 3, p. 2413-241

Iterative decoding for error resilient wireless data transmission

Both turbo codes and LDPC codes form two new classes of codes that offer energy efficiencies close to theoretical limit predicted by Claude Shannon. The features of turbo codes include parallel code catenation, recursive convolutional encoders, punctured convolutional codes and an associated decoding algorithm. The features of LDPC codes include code construction, encoding algorithm, and an associated decoding algorithm. This dissertation specifically describes the process of encoding and decoding for both turbo and LDPC codes and demonstrates the performance comparison between theses two codes in terms of some performance factors. In addition, a more general discussion of iterative decoding is presented. One significant contribution of this dissertation is a study of some major performance factors that intensely contribute in the performance of both turbo codes and LDPC codes. These include Bit Error Rate, latency, code rate and computational resources. Simulation results show the performance of turbo codes and LDPC codes under different performance factors

Polar-Coded OFDM with Index Modulation

Polar codes, as the first error-correcting codes with an explicit construction to provably achieve thesymmetric capacity of memoryless channels, which are constructed based on channel polarization, have recently become a primary contender in communication networks for achieving tighter requirements with relatively low complexity. As one of the contributions in this thesis, three modified polar decoding schemes are proposed. These schemes include enhanced versions of successive cancellation-flip (SC-F), belief propagation (BP), and sphere decoding (SD). The proposed SC-F utilizes novel potential incorrect bits selection criteria and stack to improve its error correction performance. Next, to make the decoding performance of BP better, permutation and feedback structure are utilized. Then, in order to reduce the complexity without compromising performance, a SD by using novel decoding strategies according to modified path metric (PM) and radius extension is proposed. Additionally, to solve the problem that BP has redundant iterations, a new stopping criterion based on bit different ratio (BDR) is proposed. According to the simulation results and mathematical proof, all proposed schemes can achieve corresponding performance improvement or complexity reduction compared with existing works. Beside applying polar coding, to achieve a reliable and flexible transmission in a wireless communication system, a modified version of orthogonal frequency division multiplexing (OFDM) modulation based on index modulation, called OFDM-in-phase/quadrature-IM (OFDM-I/Q-IM), is applied. This modulation scheme can simultaneously improve spectral efficiency and bit-error rate (BER) performance with great flexibility in design and implementation. Hence, OFDM-I/Q-IM is considered as a potential candidate in the new generation of cellular networks. As the main contribution in this work, a polar-coded OFDM-I/Q-IM system is proposed. The general design guidelines for overcoming the difficulties associated with the application of polar codes in OFDM-I/Q-IM are presented. In the proposed system, at the transmitter, we employ a random frozen bits appending scheme which not only makes the polar code compatible with OFDM-I/Q-IM but also improves the BER performance of the system. Furthermore, at the receiver, it is shown that the \textit{a posteriori} information for each index provided by the index detector is essential for the iterative decoding of polar codes by the BP algorithm. Simulation results show that the proposed polar-coded OFDM-I/Q-IM system outperforms its OFDM counterpart in terms of BER performance

Boosting Learning for LDPC Codes to Improve the Error-Floor Performance

Low-density parity-check (LDPC) codes have been successfully commercialized in communication systems due to their strong error correction capabilities and simple decoding process. However, the error-floor phenomenon of LDPC codes, in which the error rate stops decreasing rapidly at a certain level, presents challenges for achieving extremely low error rates and deploying LDPC codes in scenarios demanding ultra-high reliability. In this work, we propose training methods for neural min-sum (NMS) decoders to eliminate the error-floor effect. First, by leveraging the boosting learning technique of ensemble networks, we divide the decoding network into two neural decoders and train the post decoder to be specialized for uncorrected words that the first decoder fails to correct. Secondly, to address the vanishing gradient issue in training, we introduce a block-wise training schedule that locally trains a block of weights while retraining the preceding block. Lastly, we show that assigning different weights to unsatisfied check nodes effectively lowers the error-floor with a minimal number of weights. By applying these training methods to standard LDPC codes, we achieve the best error-floor performance compared to other decoding methods. The proposed NMS decoder, optimized solely through novel training methods without additional modules, can be integrated into existing LDPC decoders without incurring extra hardware costs. The source code is available at https://github.com/ghy1228/LDPC_Error_Floor .Comment: 17 pages, 10 figure

Efficient Decoder for Optical Transport Networks Achieving Near Capacity Performance

Today’s optical transport networks (OTNs) support a plethora of services such as video streaming, cloud computing, social networking and many more. To make such a wide assortment of services possible, a tremendous amount of data needs to be carried over the internet backbone supported by these optical transport networks. In order to cope with this increase in traffic, data rate on OTNs has increased significantly. Product codes (PC) are a class of codes that provide good coding gain at reasonable decoding complexity and, hence, have been a popular choice for OTNs in recent times. The key goal of this thesis is to implement a decoder for a Product Code (PC) on a Virtex7 Field Programmable Gate Array(FPGA). The product code of choice for this project is based on a (1023,993) BCH code as a component code. The conventional decoder for BCH codes has a computationally expensive step for finding the roots of error locator polynomial. The BCH decoder implemented as a part of this project is optimized to speed up the decoding process while at the same time also simplifying the hardware complexity of the design. The implementation is parallelized and pipelined to achieve high throughputs. This provides a hardware platform to evaluate the performance of product codes at low bit error rates that is infeasible using software simulations

Physical layer secrecy channel coding

Wireless communications is expanding and becoming an indispensable part of our daily life. However, due to its channel open nature, it is more vulnerable to attacks, such as eavesdropping and jamming which jeopardize the confidentiality of wireless data, compared to its counter-part, wireline communications. Security in wireless communication is thus a very important factor that should be perfected to accommodate the rapid growth of wireless communication today. Motivated by information theoretic secrecy definitions, we adopt a simple way to define the secrecy of a system by looking at its Bit-Error-Rate (BER) curves, the correlation of error vectors and Log Likelihood Ratios (LLRs) of the decoded information bits. The information bit errors and LLRs of a physical layer secure system should be uncorrelated and the BER curve should have an acceptable sharp transition from high to low BERs at prescribed signal to noise ratio (SNR) thresholds. We study catastrophic codes and Serial Concatenated Convolutional Codes (SCCC) as two candidates. For the former, we provide both detailed analytical and simulation results, to demonstrate how we can change the encoding parameters to make the resulting BER curves have the intended properties. For SCCC, we study two options. One is having a catastrophic code as an inner code. The other is to use regular SCCC. Several approaches are proposed to change the shape of the resulting BER curves. In addition, the correlation present in their information bit errors and LLRs are investigated to see how it can be used to detect or even correct errors. We find that regular SCCC codes have strong correlation in their error vectors which is captured by the associated LLRs. In low SNR regions, eavesdropper can easily make reliable decisions on which packets to drop based on LLRs, which thus undermines the security of the main channel data. On the other hand, by selecting proper outer codes, SCCC with catastrophic encoder does not have such a weakness. We conclude that Catastrophic convolutional codes, as well as serial concatenated catastrophic codes have desired properties. Therefore, they can be considered promising approaches to achieving practical secrecy in wireless systems

Exploiting diversity in wireless channels with bit-interleaved coded modulation and iterative decoding (BICM-ID)

This dissertation studies a state-of-the-art bandwidth-efficient coded modulation technique, known as bit interleaved coded modulation with iterative decoding (BICM-ID), together with various diversity techniques to dramatically improve the performance of digital communication systems over wireless channels. For BICM-ID over a single-antenna frequency non-selective fading channel, the problem of mapping over multiple symbols, i.e., multi-dimensional (multi-D) mapping, with 8-PSK constellation is investigated. An explicit algorithm to construct a good multi-D mapping of 8-PSK to improve the asymptotic performance of BICM-ID systems is introduced. By comparing the performance of the proposed mapping with an unachievable lower bound, it is conjectured that the proposed mapping is the global optimal mapping. The superiority of the proposed mapping over the best conventional (1-dimensional complex) mapping and the multi-D mapping found previously by computer search is thoroughly demonstrated. In addition to the mapping issue in single-antenna BICM-ID systems, the use of signal space diversity (SSD), also known as linear constellation precoding (LCP), is considered in BICM-ID over frequency non-selective fading channels. The performance analysis of BICM-ID and complex N-dimensional signal space diversity is carried out to study its performance limitation, the choice of the rotation matrix and the design of a low-complexity receiver. Based on the design criterion obtained from a tight error bound, the optimality of the rotation matrix is established. It is shown that using the class of optimal rotation matrices, the performance of BICM-ID systems over a frequency non-selective Rayleigh fading channel approaches that of the BICM-ID systems over an additive white Gaussian noise (AWGN) channel when the dimension of the signal constellation increases. Furthermore, by exploiting the sigma mapping for any M-ary quadrature amplitude modulation (QAM) constellation, a very simple sub-optimal, yet effective iterative receiver structure suitable for signal constellations with large dimensions is proposed. Simulation results in various cases and conditions indicate that the proposed receiver can achieve the analytical performance bounds with low complexity. The application of BICM-ID with SSD is then extended to the case of cascaded Rayleigh fading, which is more suitable to model mobile-to-mobile communication channels. By deriving the error bound on the asymptotic performance, it is first illustrated that for a small modulation constellation, a cascaded Rayleigh fading causes a much more severe performance degradation than a conventional Rayleigh fading. However, BICM-ID employing SSD with a sufficiently large constellation can close the performance gap between the Rayleigh and cascaded Rayleigh fading channels, and their performance can closely approach that over an AWGN channel. In the next step, the use of SSD in BICM-ID over frequency selective Rayleigh fading channels employing a multi-carrier modulation technique known as orthogonal frequency division multiplexing (OFDM) is studied. Under the assumption of correlated fading over subcarriers, a tight bound on the asymptotic error performance for the general case of applying SSD over all N subcarriers is derived and used to establish the best achievable asymptotic performance by SSD. It is then shown that precoding over subgroups of at least L subcarriers per group, where L is the number of channel taps, is sufficient to obtain this best asymptotic error performance, while significantly reducing the receiver complexity. The optimal joint subcarrier grouping and rotation matrix design is subsequently determined by solving the Vandermonde linear system. Illustrative examples show a good agreement between various analytical and simulation results. Further, by combining the ideas of multi-D mapping and subcarrier grouping, a novel power and bandwidth-efficient bit-interleaved coded modulation with OFDM and iterative decoding (BI-COFDM-ID) in which multi-D mapping is performed over a group of subcarriers for broadband transmission in a frequency selective fading environment is proposed. A tight bound on the asymptotic error performance is developed, which shows that subcarrier mapping and grouping have independent impacts on the overall error performance, and hence they can be independently optimized. Specifically, it is demonstrated that the optimal subcarrier mapping is similar to the optimal multi-D mapping for BICM-ID in frequency non-selective Rayleigh fading environment, whereas the optimal subcarrier grouping is the same with that of OFDM with SSD. Furthermore, analytical and simulation results show that the proposed system with the combined optimal subcarrier mapping and grouping can achieve the full channel diversity without using SSD and provide significant coding gains as compared to the previously studied BI-COFDM-ID with the same power, bandwidth and receiver complexity. Finally, the investigation is extended to the application of BICM-ID over a multiple-input multiple-output (MIMO) system equipped with multiple antennas at both the transmitter and the receiver to exploit both time and spatial diversities, where neither the transmitter nor the receiver knows the channel fading coefficients. The concentration is on the class of unitary constellation, due to its advantages in terms of both information-theoretic capacity and error probability. The tight error bound with respect to the asymptotic performance is also derived for any given unitary constellation and mapping rule. Design criteria regarding the choice of unitary constellation and mapping are then established. Furthermore, by using the unitary constellation obtained from orthogonal design with quadrature phase-shift keying (QPSK or 4-PSK) and 8-PSK, two different mapping rules are proposed. The first mapping rule gives the most suitable mapping for systems that do not implement iterative processing, which is similar to a Gray mapping in coherent channels. The second mapping rule yields the best mapping for systems with iterative decoding. Analytical and simulation results show that with the proposed mappings of the unitary constellations obtained from orthogonal designs, the asymptotic error performance of the iterative systems can closely approach a lower bound which is applicable to any unitary constellation and mapping

Replacing the Soft FEC Limit Paradigm in the Design of Optical Communication Systems

The FEC limit paradigm is the prevalent practice for designing optical communication systems to attain a certain bit-error rate (BER) without forward error correction (FEC). This practice assumes that there is an FEC code that will reduce the BER after decoding to the desired level. In this paper, we challenge this practice and show that the concept of a channel-independent FEC limit is invalid for soft-decision bit-wise decoding. It is shown that for low code rates and high order modulation formats, the use of the soft FEC limit paradigm can underestimate the spectral efficiencies by up to 20%. A better predictor for the BER after decoding is the generalized mutual information, which is shown to give consistent post-FEC BER predictions across different channel conditions and modulation formats. Extensive optical full-field simulations and experiments are carried out in both the linear and nonlinear transmission regimes to confirm the theoretical analysis