Utilization of bistatic TanDEM-X data to derive land cover information

Forests have significance as carbon sink in climate change. Therefore, it is of high importance to track land use changes as well as to estimate the state as carbon sink. This is useful for sustainable forest management, land use planning, carbon modelling, and support to implement international initiatives like REDD+ (Reducing Emissions from Deforestation and Degradation). A combination of field measurements and remote sensing seems most suitable to monitor forests. Radar sensors are considered as high potential due to the weather and daytime independence. TanDEM-X is a interferometric SAR (synthetic aperture radar) mission in space and can be used for land use monitoring as well as estimation of biophysical parameters. TanDEM-X is a X-band system resulting in low penetration depth into the forest canopy. Interferometric information can be useful, whereas the low penetration can be considered as an advantage. The interferometric height is assumable as canopy height, which is correlated with forest biomass. Furthermore, the interferometric coherence is mainly governed by volume decorrelation, whereas temporal decorrelation is minimized. This information can be valuable for quantitative estimations and land use monitoring. The interferometric coherence improved results in comparison to land use classifications without coherence of about 10% (75% vs. 85%). Especially the differentiation between forest classes profited from coherence. The coherence correlated with aboveground biomass in a R² of about 0.5 and resulted in a root mean square error (RSME) of 14%. The interferometric height achieved an even higher correlation with the biomass (R²=0.68) resulting in cross-validated RMSE of 7.5%. These results indicated that TanDEM-X can be considered as valuable and consistent data source for forest monitoring. Especially interferometric information seemed suitable for biomass estimation

A Tower-Based Radar Study of Temporal Coherence of a Boreal Forest at P-, L-, and C-Bands and Linear Cross Polarization

Cross-polarized temporal coherence observations of a boreal forest, acquired using a tower-based radar, are presented in this article. Temporal coherence is analyzed with respect to frequency, temporal baseline, time of day of observation, season, meteorological variables, and biophysical variables. During the summer, P- and L-band temporal coherence exhibited diurnal cycles, which appeared to be due to high rates of transpiration and convective winds during the day. During the winter, freeze-thaw cycles and precipitation resulted in decorrelation. At temporal baselines of seconds to hours, a high temporal coherence was observed even at C-band. The best observation times of the day were midnight and dawn. Temporal coherence is the main limitation of accuracy in interferometric and tomographic forest applications. The observations from this experiment will allow for better spaceborne SAR mission designs for forest applications, better temporal decorrelation modeling, and more accurate forest parameter estimation algorithms using interferometric and tomographic SAR data

Temporal Characteristics of Boreal Forest Radar Measurements

Radar observations of forests are sensitive to seasonal changes, meteorological variables and variations in soil and tree water content. These phenomena cause temporal variations in radar measurements, limiting the accuracy of tree height and biomass estimates using radar data. The temporal characteristics of radar measurements of forests, especially boreal forests, are not well understood. To fill this knowledge gap, a tower-based radar experiment was established for studying temporal variations in radar measurements of a boreal forest site in southern Sweden. The work in this thesis involves the design and implementation of the experiment and the analysis of data acquired. The instrument allowed radar signatures from the forest to be monitored over timescales ranging from less than a second to years. A purpose-built, 50 m high tower was equipped with 30 antennas for tomographic imaging at microwave frequencies of P-band (420-450 MHz), L-band (1240-1375 MHz) and C-band (5250-5570 MHz) for multiple polarisation combinations. Parallel measurements using a 20-port vector network analyser resulted in significantly shorter measurement times and better tomographic image quality than previous tower-based radars. A new method was developed for suppressing mutual antenna coupling without affecting the range resolution. Algorithms were developed for compensating for phase errors using an array radar and for correcting for pixel-variant impulse responses in tomographic images. Time series results showed large freeze/thaw backscatter variations due to freezing moisture in trees. P-band canopy backscatter variations of up to 10 dB occurred near instantaneously as the air temperature crossed 0⁰C, with ground backscatter responding over longer timescales. During nonfrozen conditions, the canopy backscatter was very stable with time. Evidence of backscatter variations due to tree water content were observed during hot summer periods only. A high vapour pressure deficit and strong winds increased the rate of transpiration fast enough to reduce the tree water content, which was visible as 0.5-2 dB backscatter drops during the day. Ground backscatter for cross-polarised observations increased during strong winds due to bending tree stems. Significant temporal decorrelation was only seen at P-band during freezing, thawing and strong winds. Suitable conditions for repeat-pass L-band interferometry were only seen during the summer. C-band temporal coherence was high over timescales of seconds and occasionally for several hours for night-time observations during the summer. Decorrelation coinciding with high transpiration rates was observed at L- and C-band, suggesting sensitivity to tree water dynamics.The observations from this experiment are important for understanding, modelling and mitigating temporal variations in radar observables in forest parameter estimation algorithms. The results also are also useful in the design of spaceborne synthetic aperture radar missions with interferometric and tomographic capabilities. The results motivate the implementation of single-pass interferometric synthetic aperture radars for forest applications at P-, L- and C-band

Spatial and temporal statistics of SAR and InSAR observations for providing indicators of tropical forest structural changes due to forest disturbance

Tropical forests are extremely important ecosystems which play a substantial role in the global carbon budget and are increasingly dominated by anthropogenic disturbance through deforestation and forest degradation, contributing to emissions of greenhouse gases to the atmosphere. There is an urgent need for forest monitoring over extensive and inaccessible tropical forest which can be best accomplished using spaceborne satellite data. Currently, two key processes are extremely challenging to monitor: forest degradation and post-disturbance re-growth. The thesis work focuses on these key processes by considering change indicators derived from radar remote sensing signal that arise from changes in forest structure. The problem is tackled by exploiting spaceborne Synthetic Aperture Radar (SAR) and Interferometric SAR (InSAR) observations, which can provide forest structural information while simultaneously being able to collect data independently of cloud cover, haze and daylight conditions which is a great advantage over the tropics. The main principle of the work is that a connection can be established between the forest structure distribution in space and signal variation (spatial statistics) within backscatter and Digital Surface Models (DSMs) provided by SAR. In turn, forest structure spatial characteristics and changes are used to map forest condition (intact or degraded) or disturbance. The innovative approach focuses on looking for textural patterns (and their changes) in radar observations, then connecting these patterns to the forest state through supporting evidence from expert knowledge and auxiliary remote sensing observations (e.g. high resolution optical, aerial photography or LiDAR). These patterns are descriptors of the forest structural characteristics in a statistical sense, but are not estimates of physical properties, such as above-ground biomass or canopy height. The thesis tests and develops methods using novel remote sensing technology (e.g. single-pass spaceborne InSAR) and modern image statistical analysis methods (wavelet-based space-scale analysis). The work is developed on an experimental basis and articulated in three test cases, each addressing a particular observational setting, analytical method and thematic context. The first paper deals with textural backscatter patterns (C-band ENVISAT ASAR and L-band ALOS PALSAR) in semi-deciduous closed forest in Cameroon. Analysis concludes that intact forest and degraded forest (arising from selective logging) are significantly different based on canopy structural properties when measured by wavelet based space-scale analysis. In this case, C-band data are more effective than longer wavelength L-band data. Such a result could be explained by the lower wave penetration into the forest volume at shorter wavelength, with the mechanism driving the differences between the two forest states arising from upper canopy heterogeneity. In the second paper, wavelet based space-scale analysis is also used to provide information on upper canopy structure. A DSM derived from TanDEM-X acquired in 2014 was used to discriminate primary lowland Dipterocarp forest, secondary forest, mixed-scrub and grassland in the Sungai Wain Protection Forest (East Kalimantan, Indonesian Borneo) which was affected by the 1997/1998 El Niño Southern Oscillation (ENSO). The Jeffries- Matusita separability of wavelet spectral measures of InSAR DSMs between primary and secondary forest was in some cases comparable to results achieved by high resolution LiDAR data. The third test case introduces a temporal component, with change detection aimed at detecting forest structure changes provided by differencing TanDEM-X DSMs acquired at two dates separated by one year (2012-2013) in the Republic of Congo. The method enables cancelling out the component due to terrain elevation which is constant between the two dates, and therefore the signal related to the forest structure change is provided. Object-based change detection successfully mapped a gradient of forest volume loss (deforestation/forest degradation) and forest volume gain (post-disturbance re-growth). Results indicate that the combination of InSAR observations and wavelet based space-scale analysis is the most promising way to measure differences in forest structure arising from forest fires. Equally, the process of forest degradation due to shifting cultivation and post-disturbance re-growth can be best detected using multiple InSAR observations. From the experiments conducted, single-pass InSAR appears to be the most promising remote sensing technology to detect forest structure changes, as it provides three-dimensional information and with no temporal decorrelation. This type of information is not available in optical remote sensing and only partially available (through a 2D mapping) in SAR backscatter. It is advised that future research or operational endeavours aimed at mapping and monitoring forest degradation/regrowth should take advantage of the only currently available high resolution spaceborne single-pass InSAR mission (TanDEM-X). Moreover, the results contribute to increase knowledge related to the role of SAR and InSAR for monitoring degraded forest and tracking the process of forest degradation which is a priority but still highly challenging to detect. In the future the techniques developed in the thesis work could be used to some extent to support REDD+ initiatives

First Demonstration of Space-Borne Polarization Coherence Tomography for Characterizing Hyrcanian Forest Structural Diversity

Structural diversity is recognized as a complementary aspect of biological diversity and plays a fundamental role in forest management, conservation, and restoration. Hence, the assessment of structural diversity has become a major effort in the primary international processes, dealing with biodiversity and sustainable forest management. Because of prohibitive costs associated with the ground measurements of forest structure, despite their high accuracy, space-borne polarization coherence tomography (PCT) can introduce an alternative approach given its ability to provide a vertical reflectivity profile and spatiotemporal resolutions related to detecting forest structural changes. In this study, for the first time ever, the potential of space-borne PCT was evaluated in a broad-leaved Hyrcanian forest of Iran over 308 circular sample plots with an area of 0.1 ha. Two aspects of horizontal structure diversity, including standard deviation of diameter at breast height (σdbh) and the number of trees (N), were predicted as important characteristics in wood production and biomass estimation. In addition, the performance of prediction algorithms, including multiple linear regression (MLR), k-nearest neighbors (k-NN), random forest (RF), and support vector regression (SVR) were compared. We addressed the issue of temporal decorrelation in space-borne PCT utilizing the single-pass TanDEM-X interferometer. The data were acquired in standard DEM mode with single polarization of HH. Consequently, airborne laser scanning (ALS) was used to estimate initial values of height hv and ground phase φ0. The Fourier–Legendre series was used to approximate the relative reflectivity profile of each pixel. To link the relative reflectivity profile averaged within each plot with corresponding ground measurements of σdbh and N, thirteen geometrical and physical parameters were defined (P1−P13). Leave-one-out cross validation (LOOCV) showed a better performance of k-NN than the other algorithms in predicting σdbh and N. It resulted in a relative root mean square error (rRMSE) of 32.80%, mean absolute error (MAE) of 4.69 cm, and R2* of 0.25 for σdbh, whereas only 22% of the variation in N was explained using the PCT algorithm with an rRMSE of 41.56%. This study revealed promising results utilizing TanDEM-X data even though the accuracy is still limited. Hence, an entire assessment of the used framework in characterizing the reflectivity profile and the possible effect of the scale is necessary for future studies

Estimation of Canopy Height Using an Airborne Ku-Band Frequency-Modulated Continuous Waveform Profiling Radar

An airborne Ku-band frequency-modulated continuous waveform (FMCW) profiling radar terms as Tomoradar provides a distance-resolved measure of microwave radiation backscattered from the canopy surface and the underlying ground. The Tomoradar waveform data are acquired in the southern Boreal Forest Zone with Scots pine, Norway spruce, and birch as major species in Finland. A weighted filtering algorithm based on statistical properties of noise is designed to process the original waveform. In addition, another algorithm of estimating canopy height for the processed waveform is developed by extracting the canopy top and ground position. A higher-precision reference data from a Velodyne VLP-16 laser scanner and a digital terrain model are introduced to validate the accuracy of extracted canopy height. According to the processed results from 127 765 copolarization measurements in 32 stripes of Tomoradar field test, the mean error of canopy height varies from-0.04 to 1.53 m, and the root-mean-square error approximates 1 m. Moreover, the estimated canopy heights highly correlate with the reference data in view of that the correlation coefficients maintain from 0.86 to 0.99 with an average value of 0.96. All these results demonstrate that Tomoradar presents an important approach in estimating the canopy height with several meters footprint and is feasible of being a validation instrument for satellite LiDAR with large footprint in the forest inventory.</p

Forest Height Inversion by Combining Single-Baseline TanDEM-X InSAR Data with External DTM Data

Forest canopy height estimation is essential for forest management and biomass estimation. In this study, we aimed to evaluate the capacity of TanDEM-X interferometric synthetic aperture radar (InSAR) data to estimate canopy height with the assistance of an external digital terrain model (DTM). A ground-to-volume ratio estimation model was proposed so that the canopy height could be precisely estimated from the random-volume-over-ground (RVoG) model. We also refined the RVoG inversion process with the relationship between the estimated penetration depth (PD) and the phase center height (PCH). The proposed method was tested by TanDEM-X InSAR data acquired over relatively homogenous coniferous forests (Teruel test site) and coniferous as well as broadleaved forests (La Rioja test site) in Spain. Comparing the TanDEM-X-derived height with the LiDAR-derived height at plots of size 50 m × 50 m, the root-mean-square error (RMSE) was 1.71 m (R2 = 0.88) in coniferous forests of Teruel and 1.97 m (R2 = 0.90) in La Rioja. To demonstrate the advantage of the proposed method, existing methods based on ignoring ground scattering contribution, fixing extinction, and assisting with simulated spaceborne LiDAR data were compared. The impacts of penetration and terrain slope on the RVoG inversion were also evaluated. The results show that when a DTM is available, the proposed method has the optimal performance on forest height estimation.This work was supported in part by the National Natural Science Foundation of China under Grant 41820104005, Grant 42030112, and Grant 41904004, Hunan Natural Science Foundation under Grant 2021JJ30808, and in part by the Spanish Ministry of Science and Innovation, Agencia Estatal de Investigacion, under Projects PID2020-117303GB-C22/AEI/10.13039/501100011033 and PROWARM (PID2020-118444GA-I00/AEI/10.13039/501100011033)

First Demonstration of Space-Borne Polarization Coherence Tomography for Characterizing Hyrcanian Forest Structural Diversity

Structural diversity is recognized as a complementary aspect of biological diversity and plays a fundamental role in forest management, conservation, and restoration. Hence, the assessment of structural diversity has become a major effort in the primary international processes, dealing with biodiversity and sustainable forest management. Because of prohibitive costs associated with the ground measurements of forest structure, despite their high accuracy, space-borne polarization coherence tomography (PCT) can introduce an alternative approach given its ability to provide a vertical reflectivity profile and spatiotemporal resolutions related to detecting forest structural changes. In this study, for the first time ever, the potential of space-borne PCT was evaluated in a broad-leaved Hyrcanian forest of Iran over 308 circular sample plots with an area of 0.1 ha. Two aspects of horizontal structure diversity, including standard deviation of diameter at breast height (σdbh) and the number of trees (N), were predicted as important characteristics in wood production and biomass estimation. In addition, the performance of prediction algorithms, including multiple linear regression (MLR), k-nearest neighbors (k-NN), random forest (RF), and support vector regression (SVR) were compared. We addressed the issue of temporal decorrelation in space-borne PCT utilizing the single-pass TanDEM-X interferometer. The data were acquired in standard DEM mode with single polarization of HH. Consequently, airborne laser scanning (ALS) was used to estimate initial values of height hv and ground phase φ0. The Fourier–Legendre series was used to approximate the relative reflectivity profile of each pixel. To link the relative reflectivity profile averaged within each plot with corresponding ground measurements of σdbh and N, thirteen geometrical and physical parameters were defined (P1−P13). Leave-one-out cross validation (LOOCV) showed a better performance of k-NN than the other algorithms in predicting σdbh and N. It resulted in a relative root mean square error (rRMSE) of 32.80%, mean absolute error (MAE) of 4.69 cm, and R2* of 0.25 for σdbh, whereas only 22% of the variation in N was explained using the PCT algorithm with an rRMSE of 41.56%. This study revealed promising results utilizing TanDEM-X data even though the accuracy is still limited. Hence, an entire assessment of the used framework in characterizing the reflectivity profile and the possible effect of the scale is necessary for future studies

An Effective Method for InSAR Mapping of Tropical Forest Degradation in Hilly Areas

Current satellite remote sensing methods struggle to detect and map forest degradation, which is a critical issue as it is likely a major and growing source of carbon emissions and biodiveristy loss. TanDEM-X InSAR phase height (hϕ) is a promising variable for measuring forest disturbances, as it is closely related to the mean canopy height, and thus should decrease if canopy trees are removed. However, previous research has focused on relatively flat terrains, despite the fact that much of the world’s remaining tropical forests are found in hilly areas, and this inevitably introduces artifacts in sideways imaging systems. In this paper, we find a relationship between hϕ and aboveground biomass change in four selectively logged plots in a hilly region of central Gabon. We show that minimising multilooking prior to the calculation of hϕ strengthens this relationship, and that degradation estimates across steep slopes in the surrounding region are improved by selecting data from the most appropriate pass directions on a pixel-by-pixel basis. This shows that TanDEM-X InSAR can measure the magnitude of degradation, and that topographic effects can be mitigated if data from multiple SAR viewing geometries are available

Temporal Decorrelation Effect in Carbon Stocks Estimation Using Polarimetric Interferometry Synthetic Aperture Radar (PolInSAR) (Case Study: Southeast Sulawesi Tropical Forest)

This paper was aimed to analyse the effect of temporal decorrelation in carbon stocks estimation. Estimation of carbon stocks plays important roles particularly to understand the global carbon cycle in the atmosphere regarding with climate change mitigation effort. PolInSAR technique combines the advantages of Polarimetric Synthetic Aperture Radar (PolSAR) and Interferometry Synthetic Aperture Radar (InSAR) technique, which is evidenced to have significant contribution in radar mapping technology in the last few years. In carbon stocks estimation, PolInSAR provides information about vertical vegetation structure to estimate carbon stocks in the forest layers. Two coherence Synthetic Aperture Radar (SAR) images of ALOS PALSAR full-polarimetric with 46 days temporal baseline were used in this research. The study was carried out in Southeast Sulawesi tropical forest. The research method was by comparing three interferometric phase coherence images affected by temporal decorrelation and their impacts on Random Volume over Ground (RvoG) model. This research showed that 46 days temporal baseline has a significant impact to estimate tree heights of the forest cover where the accuracy decrease from R2=0.7525 (standard deviation of tree heights is 2.75 meters) to R2=0.4435 (standard deviation 4.68 meters) and R2=0.3772 (standard deviation 3.15 meters) respectively. However, coherence optimisation can provide the best coherence image to produce a good accuracy of carbon stocks.