Microelectromechanical Systems for Wireless Radio Front-ends and Integrated Frequency References.

Microelectromechanical systems (MEMS) have great potential in realizing chip-scale integrated devices for energy-efficient analog spectrum processing. This thesis presents the development of a new class of MEMS resonators and filters integrated with CMOS readout circuits for RF front-ends and integrated timing applications. Circuit-level innovations coupled with new device designs allowed for realizing integrated systems with improved performance compared to standalone devices reported in the literature. The thesis is comprised of two major parts. The first part of the thesis is focused on developing integrated MEMS timing devices. Fused silica is explored as a new structural material for fabricating high-Q vibrating micromechanical resonators. A piezoelectric-on-silica MEMS resonator is demonstrated with a high Q of more than 20,000 and good electromechanical coupling. A low phase noise CMOS reference oscillator is implemented using the MEMS resonator as a mechanical frequency reference. Temperature-stable operation of the MEMS oscillator is realized by ovenizing the platform using an integrated heater. In an alternative scheme, the intrinsic temperature sensitivity of MEMS resonators is utilized for temperature sensing, and active compensation for MEMS oscillators is realized by oven-control using a phase-locked loop (PLL). CMOS circuits are implemented for realizing the PLL-based low-power oven-control system. The active compensation technique realizes a MEMS oscillator with an overall frequency drift within +/- 4 ppm across -40 to 70 °C, without the need for calibration. The CMOS PLL circuits for oven-control is demonstrated with near-zero phase noise invasion on the MEMS oscillators. The properties of PLL-based compensation for realizing ultra-stable MEMS frequency references are studied. In the second part of the thesis, RF MEMS devices, including tunable capacitors, high-Q inductors, and ohmic switches, are fabricated using a surface micromachined integrated passive device (IPD) process. Using this process, an integrated ultra-wideband (UWB) filter has been demonstrated, showing low loss and a small form factor. To further address the issue of narrow in-band interferences in UWB communication, a tunable MEMS bandstop filter is integrated with the bandpass filter with more than an octave frequency tuning range. The bandstop filter can be optionally switched off by employing MEMS ohmic switches co-integrated on the same chip.PhDElectrical EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttp://deepblue.lib.umich.edu/bitstream/2027.42/109069/1/zzwu_1.pd

Ultra Wideband

Ultra wideband (UWB) has advanced and merged as a technology, and many more people are aware of the potential for this exciting technology. The current UWB field is changing rapidly with new techniques and ideas where several issues are involved in developing the systems. Among UWB system design, the UWB RF transceiver and UWB antenna are the key components. Recently, a considerable amount of researches has been devoted to the development of the UWB RF transceiver and antenna for its enabling high data transmission rates and low power consumption. Our book attempts to present current and emerging trends in-research and development of UWB systems as well as future expectations

Impedance Transformers

Non

Analysis and Design of Low-Cost Waveguide Filters for Wireless Communications

The area of research of this thesis is built around advanced waveguide filter structures. Waveguide filters and the waveguide technology in general are renowned for high power capacity, low losses and excellent electromagnetic shielding. Waveguide filters are important components in fixed wireless communications as well as in satellite and radar systems. Furthermore, their advantages and utilization become even greater with increase in frequency, which is a trend in modern communication systems because upper frequency bands offer larger channel capacities. However, waveguide filters are relatively bulky and expensive. To comply with more and more demanding miniaturization and cost-cutting requirements, compactness and economical design represent some of the main contemporary focuses of interest. Approaches that are used to achieve this include use of planar inserts to build waveguide discontinuities, additive manufacturing and substrate integration. At the same time, waveguide filters still need to satisfy opposed stringent requirements like small insertion loss, high selectivity and multiband operation. Another difficulty that metal waveguide components face is integration with other circuitry, especially important when solid-state active devices are included. Thus, improvements of interconnections between waveguide and other transmission interfaces are addressed too. The thesis elaborates the following aspects of work: Further analysis and improved explanations regarding advanced waveguide filters with E-plane inserts developed by the Wireless Communications Research Group, using both cross coupled resonators and extracted pole sections (Experiments with higher filter orders, use of tuning screws, degrees of freedom in design, etc. Thorough performance comparison with competing filter technologies) - Proposing novel E-plane filter sections with I-shaped insets - Extension of the E-plane filtering structures with metal fins to new compact dual band filters with high frequency selectivity and miniaturized diplexers. - Introduction of easy-to-build waveguide filters with polymer insert frames and high-performance low-profile cavity filters, taking advantage of enhanced fabrication capabilities when using additive manufacturing - Developing new substrate integrated filters, as well as circuits used to transfer signals between different interfaces Namely, these are substrate integrated waveguide to metal waveguide planar transitions that do not require any modifications of the metal waveguides. Such novel transitions have been designed both for single and orthogonal signal polarizations

Compensation technique for nonlinear distortion in RF circuits for multi-standard wireless systems

Recent technological advances in the RF and wireless industry has led to the design requirement of more sophisticated devices which can meet stringent specifications of bandwidth, data rate and throughput. These devices are required to be extremely sensitive and hence any external interference from other systems can severely affect the device and the output. This thesis introduces the existing problem in nonlinear components in a multi-standard wireless system due to interfering signals and suggests potential solution to the problem. Advances in RF and wireless systems with emerging new communication standards have made reconfigurablility and tunability a very viable option. RF transceivers are optimised for multi-standard operation, where one band of frequency can act as an interfering signal to the other band. Due to the presence of nonlinear circuits in the transceiver chains such as power amplifiers, reconfigurable and tunable filters and modulators, these interfering signals produce nonlinear distortion products which can deform the output signal considerably. Hence it becomes necessary to block these interfering signals using special components. The main objective of this thesis is to analyse and experimentally verify the nonlinear distortions in various RF circuits such as reconfigurable and tunable filters and devise ways to minimize the overall nonlinear distortion in the presence of other interfering signals. Reconfigurbality and tunablity in filters can be achieved using components such as varactor diodes, PIN diodes and optical switches. Nonlinear distortions in such components are measured using different signals and results noted. The compensation method developed to minimize nonlinear distortions in RF circuits caused due to interfering signals is explored thoroughly in this thesis. Compensation method used involves the design of novel microstrip bandstop filters which can block the interfering signals and hence give a clean output spectrum at the final stage. Recent years have seen the emergence of electronic band gap technology which has “band gap” properties meaning that a bandstop response is seen within particular range of frequency. This concept was utilised in the design of several novel bandstop filters using defected microstrip structure. Novel tunable bandstop filters has been introduced in order to block the unwanted signal. Fixed single-band and dual-band filters using DMS were fabricated with excellent achieved results. These filters were further extended to tunable structures. A dual-band tunable filter with miniaturized size was developed and designed. The designed filters were further used in the compensation technique where different scenarios showing the effect of interfering signals in wireless transceiver were described. Mathematical analysis proved the validation of the use of a bandstop filter as an inter-stage component. Distortion improvements of around 10dB have been experimentally verified using a power amplifier as device under test. Further experimental verification was carried out with a transmitter which included reconfigurable RF filters and power amplifier where an improvement of 15dB was achieved

High-Performance Reconfigurable Piezoelectric Resonators and Filters for RF Frontend Applications

A conventional RF frontend module consists of many filters where each filter is allocated for a specific frequency band. These filters are connected through multiplexing switch networks to support multi-band wireless standards. Using an individual filter for each frequency band increases the module size, power consumption and cost. Therefore, implementation of reconfigurable filters that can operate at different frequency bands while maintaining key RF performance requirements such as low insertion loss, good linearity and power handling is necessary for manufacturing of future RF frontends. Acoustic wave resonators based on piezoelectric devices such as Surface Acoustic Wave (SAW) and Bulk Acoustic Wave (BAW) are the most commonly used technologies to manufacture filters for RF applications. The objective of the research described in this thesis is to investigate the feasibility of tunable filter solutions using piezoelectric SAW resonators. A tunable SAW technology which can maintain required performance parameters and can be commercially manufactured will constitute a technological breakthrough in wireless communications. Thin-Film Piezoelectric on Substrate (TPoS) resonators, based on Aluminum Nitride (AlN) piezoelectric material which are fabricated using commercially available Silicon on Insulator (SOI) PiezoMUMPs process, have been demonstrated. By combining the superior acoustic properties of AlN and single crystalline silicon substrate, this class of resonators achieves ultra-high quality factor (Q) values in excess of 3600. A 3-pole bandpass filter using direct electrical coupling between the resonators has been presented and we have studied the performance of the fabricated filter over a temperature range from -196ºC up to +120ºC and under high power. For the first time, we have demonstrated the integration of switching elements, based on Vanadium Dioxide (VO2) phase change material, with Incredible-High-Performance SAW (IHP-SAW) technology which allows us to design and implement switchable and reconfigurable SAW resonators and filters for wireless applications. Switchable multi-band filters using VO2 switches strategically imbedded within the resonators of the filter have been demonstrated. A switchable dual-band filter with four switching states and two channels was presented using hybrid integration approach where discrete VO2 switches were fabricated separately and then integrated with the SAW resonators and filters using wire bonds. The fabricated 5-pole dual-band filter demonstrated good insertion loss in both transmission states but had inadequate performance in terms of isolation between the channels due to the limitations of the hybrid integration approach. Moreover, hybrid integration does not allow us to use more than a few switching elements and cannot be used for the implementation of higher order filters. To address these issues, we have demonstrated the monolithic integration of VO2 switches using an in-house fabrication process that allows us to fabricate VO2 switches and SAW resonators and filters on a single chip. A dual-band switchable higher order 7-pole filter with six monolithically integrated VO2 switches, three for each channel, was demonstrated. The monolithic integration allows the single-chip implementation of the proposed switchable dual-band filter with improved performance along with significant size reduction and ease of manufacturing, paving the path for commercialization of this technology. Novel reconfigurable SAW resonators and filters with tunable center frequency were also presented for the first time. Tuning of the center frequency between two different states was achieved by changing the configuration of interdigitated electrodes within the SAW resonator and by using a set of tuning electrodes and VO2 switches. In the first implementation, the VO2 switches were integrated over the electrodes and inside the active area of the SAW resonator. Each resonator consists of hundreds of tuning electrodes and for a reliable switching each resonator requires a number of heater elements which results in increased DC power consumption and total size. A second reconfigurable resonator with a modified structure and using a modified in-house fabrication process to include a second electrode layer was proposed to reduce the number of required VO2 switching elements for an even more compact implementation and ten times reduction in the required DC power consumption. Design, implementation, and measurement results for a 3-pole tunable SAW filter based on the proposed reconfigurable resonators have been presented. The filter’s center frequency is tuned from 733 MHz to 713 MHz while the insertion loss was maintained below 2.5 dB. The fabricated SAW resonators and filters also showed acceptable linear and high-power performance characteristics. This is the first time a single-chip implementation of a reconfigurable SAW filter with center frequency tuning and acceptable RF performance using monolithically integrated VO2 switches is ever reported. The single-chip implementation of the proposed SAW resonators and filters enables the development of future low-cost RF multi-band transceivers with improved performance and functionality

Modeling of Photonic Devices and Photonic Integrated Circuits for Optical Interconnect and RF Photonic Front-End Applications

Photonic integrated circuits (PICs) offer compelling solutions for applications in many areas due to the sufficient functionality and excellent performance. Optical interconnects and radio frequency (RF) photonics are two areas in which PICs have potential to be widely used. Optical interconnect system efficiency is dependent on the ability to optimize the transceiver circuitry for low-power and high-bandwidth operation, motivating co-simulation environments with compact optical device simulation models. Compact models for vertical-cavity surface-emitting lasers (VCSELs) and silicon carrier-injection/depletion ring modulators which include both non-linear electrical and optical dynamics are presented, and excellent matching between co-simulated and measured optical eye diagrams is achieved. Advanced modulation schemes, such as four-level pulse-amplitude modulation (PAM4), are currently under consideration in both high-speed electrical and optical interconnect systems. How NRZ and PAM4 modulation impacts the energy efficiency of an optical link architecture based on silicon photonic microring resonator modulators and drop filters is analyzed. Two ring modulator device structures are proposed for PAM4 modulation, including a single-segment device driven with a multi-level PAM4 transmitter and a two-segment device driven by two simple NRZ (MSB/LSB) transmitters. Modeling results show that the PAM4 architectures achieve superior energy efficiency at higher data rates due to the relaxed circuit bandwidth. While RF photonics offer the promise of chip-scale opto-electrical systems with high levels of functionality, in order to avoid long and unsuccessful design cycles, efficient models that allow for co-simulation are necessary. In order to address this, an optical element modeling framework is proposed based on Verilog-A which allows for the co-simulation of optical elements with transistor-level circuits in a Cadence design environment. Three components in the RF photonic system, Mach Zehnder (MZ) modulators, 4th order all pass filter (APF)-based optical filters, and jammer-suppression notch filters are presented to demonstrate the capability of efficient system design in co-simulation environments

Reconfigurable and multi-functional antennas

This thesis describes a research into multi-frequency and filtering antennas. Several novel antennas are presented, each of which addresses a specific issue for future communication systems, in terms of multi-frequency operation, and filtering capability. These antennas seem to be good candidates for implementation in future multiband radios, cognitive radio (CR), and software defined radio (SDR). The filtering antenna provides an additional filtering action which greatly improves the noise performance and reduces the need for filtering circuitry in the RF front end. Two types of frequency reconfigurable antennas are presented. One is tunable left-handed loop over ground plane and the second is slot-fed reconfigurable patch. The operating frequency of the left handed loop is reconfigured by loading varactor diodes whilst the frequency agility in the patch is achieved by inserting switches in the coupling slot. The length of the slot is altered by activating the switches. Compact microstrip antennas with filtering capabilities are presented in this thesis. Two filtering antennas are presented. Whilst the first one consists of three edge-coupled patches, the second filtering antenna consists of rectangular patch coupled to two hairpin resonators. The proposed antennas combine radiating and filtering functions by providing good out of band gain suppression

High-Power Microwave/ Radio-Frequency Components, Circuits, and Subsystems for Next-Generation Wireless Radio Front-Ends

As the wireless communication systems evolve toward the future generation, intelligence will be the main signature/trend, well known as the concepts of cognitive and software-defined radios which offer ultimate data transmission speed, spectrum access, and user capacity. During this evolution, the human society may experience another round of `information revolution\u27. However, one of the major bottlenecks of this promotion lies in hardware realization, since all the aforementioned intelligent systems are required to cover a broad frequency range to support multiple communication bands and dissimilar standards. As the essential part of the hardware, power amplifiers (PAs) capable of operating over a wide bandwidth have been identified as the key enabling technology. This dissertation focuses on novel methodologies for designing and realizing broadband high-power PAs, their integration with high-quality-factor (high-Q) tunable filters, and relevant investigations on the reliabilities of these tunable devices. It can be basically divided into three major parts: 1.Broadband High-Efficiency Power Amplifiers. Obtaining high PA efficiency over a wide bandwidth is very challenging, because of the difficulty of performing broadband multi-harmonic matching. However, high efficiency is the critical feature for high-performance PAs due to the ever-increasing demands for environmental friendliness, energy saving, and longer battery life. In this research, novel design methodologies of broad-band highly efficient PAs are proposed, including the first-ever mode-transferring PA theory, novel matching network topology, and wideband reconfigurable PA architecture. These techniques significantly advance the state-of-the-art in terms of bandwidth and efficiency. 2.Co-Design of PAs and High-Q Tunable Filters. When implementing the intelligent communication systems, the conventional approach based on independent RF design philosophy suffers from many inherent defects, since no global optimization is achieved leading to degraded overall performance. An attractive method to solve these difficulties is to co-design critical modules of the transceiver chain. This dissertation presents the first-ever co-design of PAs and tunable filters, in which the redundant inter-module matching is entirely eliminated, leading to minimized size & cost and maximized overall performance. The saved hardware resources can be further transferred to enhance system functionalities. Moreover, we also demonstrate that co-design of PAs and filters can lead to more functionalities/benefits for the wireless systems, e.g. efficient and linear amplification of dual-carrier (or multi-carrier) signals. 3.High-Power/Non-Linear Study on Tunable Devices. High-power limitation/power handling is an everlasting theme of tunable devices, as it determines the operational life and is the threshold for actual industrial applications. Under high-power operation, the high RF voltage can lead to failures like tuners\u27 mechanical deflections and gas discharge in the small air spacing of the cavity. These two mechanisms are studied independently with their instantaneous and long-term effects on the device performance. In addition, an anti-biased topology of electrostatic RF MEMS varactors and tunable filters is proposed and experimentally validated for reducing the non-linear effect induced by bias-noise. These investigations will enlighten the designers on how to avoid and/or minimize the non-ideal effects, eventually leading to longer life cycle and performance sustainability of the tunable devices