Enhanced Multicarrier Techniques for Professional Ad-Hoc and Cell-Based Communications (EMPhAtiC) Document Number D3.3 Reduction of PAPR and non linearities effects

Livrable d'un projet Européen EMPHATICLike other multicarrier modulation techniques, FBMC suffers from high peak-to-average power ratio (PAPR), impacting its performance in the presence of a nonlinear high power amplifier (HPA) in two ways. The first impact is an in-band distortion affecting the error rate performance of the link. The second impact is an out-of-band effect appearing as power spectral density (PSD) regrowth, making the coexistence between FBMC based broad-band Professional Mobile Radio (PMR) systems with existing narrowband systems difficult to achieve. This report addresses first the theoretical analysis of in-band HPA distortions in terms of Bit Error Rate. Also, the out-of band impact of HPA nonlinearities is studied in terms of PSD regrowth prediction. Furthermore, the problem of PAPR reduction is addressed along with some HPA linearization techniques and nonlinearity compensation approaches

Millimetre-Wave Fibre-Wireless Technologies for 5G Mobile Fronthaul

The unprecedented growth in mobile data traffic, driven primarily by bandwidth rich applications and high definition video is accelerating the development of fifth generation (5G) mobile network. As mobile access network evolves towards centralisation, mobile fronthaul (MFH) architecture becomes essential in providing high capacity, ubiquitous and yet affordable services to subscribers. In order to meet the demand for high data rates in the access, Millimetre-wave (mmWave) has been highlighted as an essential technology in the development of 5G-new radio (5G-NR). In the present MFH architecture which is typically based on common public radio interface (CPRI) protocol, baseband signals are digitised before fibre transmission, featuring high overhead data and stringent synchronisation requirements. A direct application of mmWave 5G-NR to CPRI digital MFH, where signal bandwidth is expected to be up to 1GHz will be challenging, due to the increased complexity of the digitising interface and huge overhead data that will be required for such bandwidth. Alternatively, radio over fibre (RoF) technique can be employed in the transportation of mmWave wireless signals via the MFH link, thereby avoiding the expensive digitisation interface and excessive overhead associated with its implementation. Additionally, mmWave carrier can be realised with the aid of photonic components employed in the RoF link, further reducing the system complexity. However, noise and nonlinearities inherent to analog transmission presents implementation challenges, limiting the system dynamic range. Therefore, it is important to investigate the effects of these impairments in RoF based MFH architecture. This thesis presents extensive research on the impact of noise and nonlinearities on 5G candidate waveforms, in mmWave 5G fibre wireless MFH. Besides orthogonal frequency division multiplexing (OFDM), another radio access technology (RAT) that has received significant attention is filter bank multicarrier (FBMC), particularly due to its high spectral containment and excellent performance in asynchronous transmission. Hence, FBMC waveform is adopted in this work to study the impact of noise and nonlinearities on the mmWave fibre-wireless MFH architecture. Since OFDM is widely deployed and it has been adopted for 5G-NR, the performance of OFDM and FBMC based 5G mmWave RAT in fibre wireless MFH architecture is compared for several implementations and transmission scenarios. To this extent, an end to end transmission testbed is designed and implemented using industry standard VPI Transmission Maker® to investigate five mmWave upconversion techniques. Simulation results show that the impact of noise is higher in FBMC when the signal to-noise (SNR) is low, however, FBMC exhibits better performance compared to OFDM as the SNR improved. More importantly, an evaluation of the contribution of each noise component to the overall system SNR is carried out. It is observed in the investigation that noise contribution from the optical carriers employed in the heterodyne upconversion of intermediate frequency (IF) signals to mmWave frequency dominate the system noise. An adaptive modulation technique is employed to optimise the system throughput based on the received SNR. The throughput of FBMC based system reduced significantly compared to OFDM, due to laser phase noise and chromatic dispersion (CD). Additionally, it is shown that by employing frequency domain averaging technique to enhance the channel estimation (CE), the throughput of FBMC is significantly increased and consequently, a comparable performance is obtained for both waveforms. Furthermore, several coexistence scenarios for multi service transmission are studied, considering OFDM and FBMC based RATs to evaluate the impact inter band interference (IBI), due to power amplifier (PA) nonlinearity on the system performance. The low out of band (OOB) emission in FBMC plays an important role in minimising IBI to adjacent services. Therefore, FBMC requires less guardband in coexistence with multiple services in 5G fibre-wireless MFH. Conversely, OFDM introduced significant OOB to adjacent services requiring large guardband in multi-service coexistence transmission scenario. Finally, a novel transmission scheme is proposed and investigated to simultaneously generate multiple mmWave signals using laser heterodyning mmWave upconversion technique. With appropriate IF and optical frequency plan, several mmWave signals can be realised. Simulation results demonstrate successful simultaneous realisation of 28GHz, 38GHz, and 60GHz mmWave signals

Multiantenna Interference Mitigation Schemes and Resource Allocation for Cognitive Radio

Maximum and efficient utilization of available resources has been a central theme of research on various areas of science and engineering. Wireless communication is not an exception to this. With the rapid growth of wireless communication applications, radio frequency spectrum has become a valuable commodity. Supporting very high demands for data rate and throughput has become a challenging problem which requires innovative solutions. Dynamic spectrum sharing (DSS) based cognitive radio (CR) is envisioned as a promising technology for future wireless communication systems, such as fifth generation (5G) further development and sixth generation (6G). Extensive research has been done in the areas of CRs and it is considered to mitigate the spectral crowding problem by introducing the notion of opportunistic spectrum usage. Spectrum sensing, which enables CRs to identify spectral holes, is a critical component in CR technology. Furthermore, improving the efficiency of the radio spectrum use through spectrum sensing and dynamic spectrum access (DSA) is one of the emerging trends. In the first part of this thesis, we focus on enhancing the spectrum usage of CR’s using interference cancellation methods that provides considerable performance gains with realistic computational complexity, especially, in the context of the widely used multicarrier waveforms. The primary focus is on interference rejection combining (IRC) methods, applied to the black-space cognitive radio (BS-CR). Earlier studies on the BS-CR in the literature were focused on using CRs as repeaters for the primary transmitter to guarantee that the CR is not causing significant interference to nearby primary users’ receivers. This kind of approaches are transmitter-centric in nature. In this thesis, receiver-centric approaches such as multi-antenna diversity combining, especially enhanced IRC methods, are considered and evaluated. IRC methods have been widely studied and adopted in several practical wireless communication systems. We focus on developing such BS-CR schemes under strong interference conditions, which has not been studied in the CR literature so far. Spatial covariance matrix estimation under mobility and high carrier frequencies is found to be the most critical part of such scheme. Algorithms and methods to mitigate these effects are developed in this thesis and they are evaluated under realistic BS-CR receiver operating conditions. We use sample covariance estimation approach with silent gaps in the CR transmisison. Covariance interpolation between silent gaps improves greatly the robustness with time-varying channels. Good link performance can be reached with low mobility at carrier frequency considered for the TV white-spaced case. The proposed BS-CR scheme could be feasible at below 6 GHz frequencies with pedestrian mobilities. The second part of this thesis investigates the effect of radio frequency (RF) impairments on the performance of the cognitive wireless communication. There are various unavoidable imperfections, mainly due to the limitations of analog high-frequency transmitter and receiver circuits. These imperfections include power amplifier (PA) non-linearities, receiver nonlinearities, and carrier frequency offset (CFO), which are considered in this study. These effects lead to significant signal distortion and, as a result of this, the wireless link quality may deteriorate. In multicarrier communications such signal distortions may lead to additional interference, and it is important to evaluate their effects on spectrum sensing quality and on the performance of the proposed BS-CR scheme. This part of the thesis provides critical analysis and insights into such issues caused by RF imperfections and demonstrates the need for designing proper compensation techniques required to avoid/reduce such degradations. It is found that the transmitter’s PA nonlinearities affect in the same way as in basic OFDM systems and BS-CR receiver’s linearity requirements are similar to those for advanced DSP-intensive software defined radios. The CR receiver’s CFO with respect to the PU has the most critical effect. However, synchronizing the CR with the needed high accuracy is considered achievable due to the PU signal’s high-power level. The final part of the thesis briefly looks at alternate waveforms and techniques that can be used in CRs. The filter bank multicarrier (FBMC) waveforms are considered as an alternative to the widely used OFDM schemes. Here the core idea is interference avoidance, targeting to reduce the interference leakage between CRs and the primary systems, by means of using a waveform with good spectrum localization properties. FBMC system’s performance is compared with OFDM based system in the context of CRs. The performance is compared from a combined spectrum sensing and resource allocation point of view through simulations. It is found that well-localized CR waveforms improve the CR link capacity, but with poorly localized primary signals, these possibilities are rather limited

Design and Linearization of Energy Efficiency Power Amplifier in Nonlinear OFDM Transmitter for LTE-5G Applications. Simulation and measurements of energy efficiency power amplifier in the presence of nonlinear OFDM transmitter system and digital predistortion based on Hammerstein-Wiener method

This research work has made an effort to understand a novel line of radio frequency power amplifiers (RFPAs) that address initiatives for efficiency enhancement and linearity compensation to harmonize the fifth generation (5G) campaign. The objective is to enhance the performance of an orthogonal frequency division multiplexing-long term evolution (OFDM-LTE) transmitter by reducing the nonlinear distortion of the RFPA. The first part of this work explores the design and implementation of 15.5 W class AB RF power amplifier, adopting a balanced technique to stimulate efficiency enhancement and redeeming exhibition of excessive power in the transmitter. Consequently, this work goes beyond improving efficiency over a linear RF power amplifier design; in which a comprehensive investigation on the fundamental and harmonic components of class F RF power amplifier using a load-pull approach to realise an optimum load impedance and the matching network is presented. The frequency bandwidth for both amplifiers was allocated to operate in the 2.620-2.690 GHz of mobile LTE applications. The second part explores the development of the behavioural model for the class AB power amplifier. A particular novel, Hammerstein-Wiener based model is proposed to describe the dynamic nonlinear behaviour of the power amplifier. The RF power amplifier nonlinear distortion is approximated using a new linear parameter approximation approach. The first and second-order Hammerstein-Wiener using the Normalised Least Mean Square Error (NLMSE) algorithm is used with the aim of easing the complexity of filtering process during linear memory cancellation. Moreover, an enhanced adaptive Wiener model is proposed to explore the nonlinear memory effect in the system. The proposed approach is able to balance between convergence speed and high-level accuracy when compared with behavioural modelling algorithms that are more complex in computation. Finally, the adaptive predistorter technique is implemented and verified in the OFDM transceiver test-bed. The results were compared against the computed one from MATLAB simulation for OFDM and 5G modulation transmitters. The results have confirmed the reliability of the model and the effectiveness of the proposed predistorter.Fundacão para a Ciência e a Tecnologia, Portugal, under European Union’s Horizon 2020 research and innovation programme ... grant agreement H2020-MSCA-ITN- 2016 SECRET-722424 I also acknowledge the role of the National Space Research and Development Agency (NASRDA) Sokoto State Government Petroleum Technology Trust Fund (PTDF

Waveform Design for 5G and beyond Systems

5G traffic has very diverse requirements with respect to data rate, delay, and reliability. The concept of using multiple OFDM numerologies adopted in the 5G NR standard will likely meet these multiple requirements to some extent. However, the traffic is radically accruing different characteristics and requirements when compared with the initial stage of 5G, which focused mainly on high-speed multimedia data applications. For instance, applications such as vehicular communications and robotics control require a highly reliable and ultra-low delay. In addition, various emerging M2M applications have sparse traffic with a small amount of data to be delivered. The state-of-the-art OFDM technique has some limitations when addressing the aforementioned requirements at the same time. Meanwhile, numerous waveform alternatives, such as FBMC, GFDM, and UFMC, have been explored. They also have their own pros and cons due to their intrinsic waveform properties. Hence, it is the opportune moment to come up with modification/variations/combinations to the aforementioned techniques or a new waveform design for 5G systems and beyond. The aim of this Special Issue is to provide the latest research and advances in the field of waveform design for 5G systems and beyond

A hybrid-structure offset-QAM filter-bank multi-carrier MIMO system

Offset quadrature amplitude modulation (OQAM) filter-bank multi-carrier (FBMC), has great potential for boosting the spectral efficiency (SE) and energy efficiency (EE) of future communication systems. This is due to its superior spectral localization, CP-less transmission and relaxed synchronization requirements. Our research focuses on three main OQAM/FBMC research problems: the computational complexity reduction taking equalization into consideration, its integration with multiple-input multiple-output (MIMO) and its high peak-to-average power ratio (PAPR). OQAM/FBMC systems are mainly implemented either using frequency spreading (FS) or polyphase network (PPN) techniques. The PPN technique is generally less complex, but when using frequency domain equalization (FDE) to equalize multipath channel effects at the receiver, there is a computational complexity overhead when using PPN. A novel hybrid-structure OQAM/FBMC MIMO space-frequency block coding (SFBC) system is proposed, to achieve the lowest possible overall complexity in conjunction with FDE at the receiver in frequency selective Rayleigh fading channel. The Alamouti SFBC block coding is performed on the complex-orthogonal signal before OQAM processing, which resolves the problems of intrinsic interference when integrating OQAM/FBMC with MIMO. In better multipath channel conditions with a line-of-sight (LOS) path, a zero-forcing (ZF) time domain equalization (TDE) is exploited to further reduce the computational complexity with comparable performance bit-error-rate (BER). On the other hand, to tackle the high PAPR problem of the OQAM/FBMC system in the uplink, a novel single carrier (SC)-OQAM/FBMC MIMO system is proposed. The system uses DFT-spreading applied to the OQAM modulated signal, along with interleaved subcarrier mapping to significantly reduce the PAPR and enhance the BER performance over Rayleigh fading channels, with relatively low additional computational complexity compared to the original complexity of the FBMC system and compared to other FBMC PAPR reduction techniques.The proposed hybrid-structure system has shown significant BER performance in frequency-selective Rayleigh fading channels compared to OFDM, with significantly lower OOB emissions in addition to the enhanced SE due to the absence of CP. In mild multipath fading channels with a LOS component, the PPN OQAM/FBMC MIMO using TDE has a comparable BER performance with significantly less computational complexity. As for the uplink, the SC-OQAM/FBMC MIMO system significantly reduces the PAPR and enhances the BER performance, with relatively low additional computational complexity

Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Performance analysis of FBMC over OFDM in Cognitive Radio Network

Cognitive Radio (CR) system is an adaptive, reconfigurable communication system that can intuitively adjust its parameters to meet users or network demands. The major objective of CR is to provide a platform for the Secondary User (SU) to fully utilize the available spectrum resource by sensing the existence of spectrum holes without causing interference to the Primary User (PU). However, PU detection has been one of the main challenges in CR technology. In comparison to traditional wireless communication systems, due to the Cross-Channel Interference (CCI) from the adjacent channels used by SU to PU, CR system now poses new challenges to Resource Allocation (RA) problems. Past efforts have been focussed on Orthogonal Frequency Division Multiplexing (OFDM) based CR systems. However, OFDM technique show various limitations in CR application due to its enormous spectrum leakage. Filter Bank based Multicarrier (FBMC) has been proposed as a promising Multicarrier Modulation (MCM) candidate that has numerous advantages over OFDM. In this dissertation, a critical analysis of the performance of FBMC over OFDM was studied, and CR system was used as the testing platform. Firstly, the problem of spectrum sensing of OFDM based CR systems in contrast to FBMC based were surveyed from literature point of view, then the performance of the two schemes was analysed and compared from the spectral efficiency point of view. A resource allocation algorithm was proposed where much attention was focused on interference and power constraint. The proposed algorithms have been verified using MATLAB simulations, however, numerical results show that FBMC can attain higher spectrum efficiency and attractive benefit in terms of spectrum sensing as opposed to OFDM. The contributions of this dissertation have heightened the interest in more research and findings on how FBMC can be improved for future application CR systems