A new metric for patent retrieval evaluation

Patent retrieval is generally considered to be a recall-oriented information retrieval task that is growing in importance. Despite this fact, precision based scores such as mean average precision (MAP) remain the primary evaluation measures for patent retrieval. Our study examines different evaluation measures for the recall-oriented patent retrieval task and shows the limitations of the current scores in comparing different IR systems for this task. We introduce PRES, a novel evaluation metric for this type of application taking account of recall and user search effort. The behaviour of PRES is demonstrated on 48 runs from the CLEF-IP 2009 patent retrieval track. A full analysis of the performance of PRES shows its suitability for measuring the retrieval effectiveness of systems from a recall focused perspective taking into account the expected search effort of patent searchers

Evaluating Information Retrieval and Access Tasks

This open access book summarizes the first two decades of the NII Testbeds and Community for Information access Research (NTCIR). NTCIR is a series of evaluation forums run by a global team of researchers and hosted by the National Institute of Informatics (NII), Japan. The book is unique in that it discusses not just what was done at NTCIR, but also how it was done and the impact it has achieved. For example, in some chapters the reader sees the early seeds of what eventually grew to be the search engines that provide access to content on the World Wide Web, today’s smartphones that can tailor what they show to the needs of their owners, and the smart speakers that enrich our lives at home and on the move. We also get glimpses into how new search engines can be built for mathematical formulae, or for the digital record of a lived human life. Key to the success of the NTCIR endeavor was early recognition that information access research is an empirical discipline and that evaluation therefore lay at the core of the enterprise. Evaluation is thus at the heart of each chapter in this book. They show, for example, how the recognition that some documents are more important than others has shaped thinking about evaluation design. The thirty-three contributors to this volume speak for the many hundreds of researchers from dozens of countries around the world who together shaped NTCIR as organizers and participants. This book is suitable for researchers, practitioners, and students—anyone who wants to learn about past and present evaluation efforts in information retrieval, information access, and natural language processing, as well as those who want to participate in an evaluation task or even to design and organize one

Toward higher effectiveness for recall-oriented information retrieval: A patent retrieval case study

Research in information retrieval (IR) has largely been directed towards tasks requiring high precision. Recently, other IR applications which can be described as recall-oriented IR tasks have received increased attention in the IR research domain. Prominent among these IR applications are patent search and legal search, where users are typically ready to check hundreds or possibly thousands of documents in order to find any possible relevant document. The main concerns in this kind of application are very different from those in standard precision-oriented IR tasks, where users tend to be focused on finding an answer to their information need that can typically be addressed by one or two relevant documents. For precision-oriented tasks, mean average precision continues to be used as the primary evaluation metric for almost all IR applications. For recall-oriented IR applications the nature of the search task, including objectives, users, queries, and document collections, is different from that of standard precision-oriented search tasks. In this research study, two dimensions in IR are explored for the recall-oriented patent search task. The study includes IR system evaluation and multilingual IR for patent search. In each of these dimensions, current IR techniques are studied and novel techniques developed especially for this kind of recall-oriented IR application are proposed and investigated experimentally in the context of patent retrieval. The techniques developed in this thesis provide a significant contribution toward evaluating the effectiveness of recall-oriented IR in general and particularly patent search, and improving the efficiency of multilingual search for this kind of task

PRES: A score metric for evaluating recall-oriented information retrieval applications

Information retrieval (IR) evaluation scores are generally designed to measure the effectiveness with which relevant documents are identified and retrieved. Many scores have been proposed for this purpose over the years. These have primarily focused on aspects of precision and recall, and while these are often discussed with equal importance, in practice most attention has been given to precision focused metrics. Even for recalloriented IR tasks of growing importance, such as patent retrieval, these precision based scores remain the primary evaluation measures. Our study examines different evaluation measures for a recall-oriented patent retrieval task and demonstrates the limitations of the current scores in comparing different IR systems for this task. We introduce PRES, a novel evaluation metric for this type of application taking account of recall and the user’s search effort. The behaviour of PRES is demonstrated on 48 runs from the CLEF-IP 2009 patent retrieval track. A full analysis of the performance of PRES shows its suitability for measuring the retrieval effectiveness of systems from a recall focused perspective taking into account the user’s expected search effort

Applying the KISS principle for the CLEF-IP 2010 prior art candidate patent search task

We present our experiments and results for the DCU CNGL participation in the CLEF-IP 2010 Candidate Patent Search Task. Our work applied standard information retrieval (IR) techniques to patent search. In addition, a very simple citation extraction method was applied to improve the results. This was our second consecutive participation in the CLEF-IP tasks. Our experiments in 2009 showed that many sophisticated approach to IR do not improve the retrieval effectiveness for this task. For this reason of we decided to apply only simple methods in 2010. These were demonstrated to be highly competitive with other participants. DCU submitted three runs for the Prior Art Candidate Search Task, two of these runs achieved the second and third ranks among the 25 runs submitted by nine different participants. Our best run achieved MAP of 0.203, recall of 0.618, and PRES of 0.523

Query refinement for patent prior art search

A patent is a contract between the inventor and the state, granting a limited time period to the inventor to exploit his invention. In exchange, the inventor must put a detailed description of his invention in the public domain. Patents can encourage innovation and economic growth but at the time of economic crisis patents can hamper such growth. The long duration of the application process is a big obstacle that needs to be addressed to maximize the benefit of patents on innovation and economy. This time can be significantly improved by changing the way we search the patent and non-patent literature.Despite the recent advancement of general information retrieval and the revolution of Web Search engines, there is still a huge gap between the emerging technologies from the research labs and adapted by major Internet search engines, and the systems which are in use by the patent search communities.In this thesis we investigate the problem of patent prior art search in patent retrieval with the goal of finding documents which describe the idea of a query patent. A query patent is a full patent application composed of hundreds of terms which does not represent a single focused information need. Other relevance evidences (e.g. classification tags, and bibliographical data) provide additional details about the underlying information need of the query patent. The first goal of this thesis is to estimate a uni-gram query model from the textual fields of a query patent. We then improve the initial query representation using noun phrases extracted from the query patent. We show that expansion in a query-dependent manner is useful.The second contribution of this thesis is to address the term mismatch problem from a query formulation point of view by integrating multiple relevance evidences associated with the query patent. To do this, we enhance the initial representation of the query with the term distribution of the community of inventors related to the topic of the query patent. We then build a lexicon using classification tags and show that query expansion using this lexicon and considering proximity information (between query and expansion terms) can improve the retrieval performance. We perform an empirical evaluation of our proposed models on two patent datasets. The experimental results show that our proposed models can achieve significantly better results than the baseline and other enhanced models

SEARCHING BASED ON QUERY DOCUMENTS

Searches can start with query documents where search queries are formulated based on document-level descriptions. This type of searches is more common in domain-specific search environments. For example, in patent retrieval, one major search task is finding relevant information for new (query) patents, and search queries are generated from the query patents One unique characteristic of this search is that the search process can take longer and be more comprehensive, compared to general web search. As an example, to complete a single patent retrieval task, a typical user may generate 15 queries and examine more than 100 retrieved documents. In these search environments, searchers need to formulate multiple queries based on query documents that are typically complex and difficult to understand. In this work, we describe methods for automatically generating queries and diversifying search results based on query documents, which can be used for query vi suggestion and for improving the quality of retrieval results. In particular, we focus on resolving three main issues related to query document-based searches: (1) query generation, (2) query suggestion and formulation, and (3) search result diversification. Automatic query generation helps users by reducing the burden of formulating queries from query documents. Using generated queries as suggestions is investigated as a method of presenting alternative queries. Search result diversification is important in domain-specific search because of the nature of the query documents. Since query documents generally contain long complex descriptions, diverse query topics can be identified, and a range of relevant documents can be found that are related to these diverse topics. The proposed methods we study in this thesis explicitly address these three issues. To solve the query generation issue, we use binary decision trees to generate effective Boolean queries and labeling propagation to formulate more effective phrasal-concept queries. In order to diversify search results, we propose two different approaches: query-side and result-level diversification. To generate diverse queries, we identify important topics from query documents and generate queries based on the identified topics. For result-level diversification, we extract query topics from query documents, and apply state-of-the-art diversification algorithms based on the extracted topics. In addition, we devise query suggestion techniques for each query generation method. To demonstrate the effectiveness of our approach, we conduct experiments for various domain-specific search tasks, and devise appropriate evaluation measures for domain-specific search environments