Objective Classes for Micro-Facial Expression Recognition

Micro-expressions are brief spontaneous facial expressions that appear on a face when a person conceals an emotion, making them different to normal facial expressions in subtlety and duration. Currently, emotion classes within the CASME II dataset are based on Action Units and self-reports, creating conflicts during machine learning training. We will show that classifying expressions using Action Units, instead of predicted emotion, removes the potential bias of human reporting. The proposed classes are tested using LBP-TOP, HOOF and HOG 3D feature descriptors. The experiments are evaluated on two benchmark FACS coded datasets: CASME II and SAMM. The best result achieves 86.35\% accuracy when classifying the proposed 5 classes on CASME II using HOG 3D, outperforming the result of the state-of-the-art 5-class emotional-based classification in CASME II. Results indicate that classification based on Action Units provides an objective method to improve micro-expression recognition.Comment: 11 pages, 4 figures and 5 tables. This paper will be submitted for journal revie

Spontaneous Subtle Expression Detection and Recognition based on Facial Strain

Optical strain is an extension of optical flow that is capable of quantifying subtle changes on faces and representing the minute facial motion intensities at the pixel level. This is computationally essential for the relatively new field of spontaneous micro-expression, where subtle expressions can be technically challenging to pinpoint. In this paper, we present a novel method for detecting and recognizing micro-expressions by utilizing facial optical strain magnitudes to construct optical strain features and optical strain weighted features. The two sets of features are then concatenated to form the resultant feature histogram. Experiments were performed on the CASME II and SMIC databases. We demonstrate on both databases, the usefulness of optical strain information and more importantly, that our best approaches are able to outperform the original baseline results for both detection and recognition tasks. A comparison of the proposed method with other existing spatio-temporal feature extraction approaches is also presented.Comment: 21 pages (including references), single column format, accepted to Signal Processing: Image Communication journa

Efficient smile detection by Extreme Learning Machine

Smile detection is a specialized task in facial expression analysis with applications such as photo selection, user experience analysis, and patient monitoring. As one of the most important and informative expressions, smile conveys the underlying emotion status such as joy, happiness, and satisfaction. In this paper, an efficient smile detection approach is proposed based on Extreme Learning Machine (ELM). The faces are first detected and a holistic flow-based face registration is applied which does not need any manual labeling or key point detection. Then ELM is used to train the classifier. The proposed smile detector is tested with different feature descriptors on publicly available databases including real-world face images. The comparisons against benchmark classifiers including Support Vector Machine (SVM) and Linear Discriminant Analysis (LDA) suggest that the proposed ELM based smile detector in general performs better and is very efficient. Compared to state-of-the-art smile detector, the proposed method achieves competitive results without preprocessing and manual registration

Reconhecimento de padrões em expressões faciais : algoritmos e aplicações

Orientador: Hélio PedriniTese (doutorado) - Universidade Estadual de Campinas, Instituto de ComputaçãoResumo: O reconhecimento de emoções tem-se tornado um tópico relevante de pesquisa pela comunidade científica, uma vez que desempenha um papel essencial na melhoria contínua dos sistemas de interação humano-computador. Ele pode ser aplicado em diversas áreas, tais como medicina, entretenimento, vigilância, biometria, educação, redes sociais e computação afetiva. Há alguns desafios em aberto relacionados ao desenvolvimento de sistemas emocionais baseados em expressões faciais, como dados que refletem emoções mais espontâneas e cenários reais. Nesta tese de doutorado, apresentamos diferentes metodologias para o desenvolvimento de sistemas de reconhecimento de emoções baseado em expressões faciais, bem como sua aplicabilidade na resolução de outros problemas semelhantes. A primeira metodologia é apresentada para o reconhecimento de emoções em expressões faciais ocluídas baseada no Histograma da Transformada Census (CENTRIST). Expressões faciais ocluídas são reconstruídas usando a Análise Robusta de Componentes Principais (RPCA). A extração de características das expressões faciais é realizada pelo CENTRIST, bem como pelos Padrões Binários Locais (LBP), pela Codificação Local do Gradiente (LGC) e por uma extensão do LGC. O espaço de características gerado é reduzido aplicando-se a Análise de Componentes Principais (PCA) e a Análise Discriminante Linear (LDA). Os algoritmos K-Vizinhos mais Próximos (KNN) e Máquinas de Vetores de Suporte (SVM) são usados para classificação. O método alcançou taxas de acerto competitivas para expressões faciais ocluídas e não ocluídas. A segunda é proposta para o reconhecimento dinâmico de expressões faciais baseado em Ritmos Visuais (VR) e Imagens da História do Movimento (MHI), de modo que uma fusão de ambos descritores codifique informações de aparência, forma e movimento dos vídeos. Para extração das características, o Descritor Local de Weber (WLD), o CENTRIST, o Histograma de Gradientes Orientados (HOG) e a Matriz de Coocorrência em Nível de Cinza (GLCM) são empregados. A abordagem apresenta uma nova proposta para o reconhecimento dinâmico de expressões faciais e uma análise da relevância das partes faciais. A terceira é um método eficaz apresentado para o reconhecimento de emoções audiovisuais com base na fala e nas expressões faciais. A metodologia envolve uma rede neural híbrida para extrair características visuais e de áudio dos vídeos. Para extração de áudio, uma Rede Neural Convolucional (CNN) baseada no log-espectrograma de Mel é usada, enquanto uma CNN construída sobre a Transformada de Census é empregada para a extração das características visuais. Os atributos audiovisuais são reduzidos por PCA e LDA, então classificados por KNN, SVM, Regressão Logística (LR) e Gaussian Naïve Bayes (GNB). A abordagem obteve taxas de reconhecimento competitivas, especialmente em dados espontâneos. A penúltima investiga o problema de detectar a síndrome de Down a partir de fotografias. Um descritor geométrico é proposto para extrair características faciais. Experimentos realizados em uma base de dados pública mostram a eficácia da metodologia desenvolvida. A última metodologia trata do reconhecimento de síndromes genéticas em fotografias. O método visa extrair atributos faciais usando características de uma rede neural profunda e medidas antropométricas. Experimentos são realizados em uma base de dados pública, alcançando taxas de reconhecimento competitivasAbstract: Emotion recognition has become a relevant research topic by the scientific community, since it plays an essential role in the continuous improvement of human-computer interaction systems. It can be applied in various areas, for instance, medicine, entertainment, surveillance, biometrics, education, social networks, and affective computing. There are some open challenges related to the development of emotion systems based on facial expressions, such as data that reflect more spontaneous emotions and real scenarios. In this doctoral dissertation, we propose different methodologies to the development of emotion recognition systems based on facial expressions, as well as their applicability in the development of other similar problems. The first is an emotion recognition methodology for occluded facial expressions based on the Census Transform Histogram (CENTRIST). Occluded facial expressions are reconstructed using an algorithm based on Robust Principal Component Analysis (RPCA). Extraction of facial expression features is then performed by CENTRIST, as well as Local Binary Patterns (LBP), Local Gradient Coding (LGC), and an LGC extension. The generated feature space is reduced by applying Principal Component Analysis (PCA) and Linear Discriminant Analysis (LDA). K-Nearest Neighbor (KNN) and Support Vector Machine (SVM) algorithms are used for classification. This method reached competitive accuracy rates for occluded and non-occluded facial expressions. The second proposes a dynamic facial expression recognition based on Visual Rhythms (VR) and Motion History Images (MHI), such that a fusion of both encodes appearance, shape, and motion information of the video sequences. For feature extraction, Weber Local Descriptor (WLD), CENTRIST, Histogram of Oriented Gradients (HOG), and Gray-Level Co-occurrence Matrix (GLCM) are employed. This approach shows a new direction for performing dynamic facial expression recognition, and an analysis of the relevance of facial parts. The third is an effective method for audio-visual emotion recognition based on speech and facial expressions. The methodology involves a hybrid neural network to extract audio and visual features from videos. For audio extraction, a Convolutional Neural Network (CNN) based on log Mel-spectrogram is used, whereas a CNN built on Census Transform is employed for visual extraction. The audio and visual features are reduced by PCA and LDA, and classified through KNN, SVM, Logistic Regression (LR), and Gaussian Naïve Bayes (GNB). This approach achieves competitive recognition rates, especially in a spontaneous data set. The second last investigates the problem of detecting Down syndrome from photographs. A geometric descriptor is proposed to extract facial features. Experiments performed on a public data set show the effectiveness of the developed methodology. The last methodology is about recognizing genetic disorders in photos. This method focuses on extracting facial features using deep features and anthropometric measurements. Experiments are conducted on a public data set, achieving competitive recognition ratesDoutoradoCiência da ComputaçãoDoutora em Ciência da Computação140532/2019-6CNPQCAPE

Mean Oriented Riesz Features for Micro Expression Classification

Micro-expressions are brief and subtle facial expressions that go on and off the face in a fraction of a second. This kind of facial expressions usually occurs in high stake situations and is considered to reflect a human's real intent. There has been some interest in micro-expression analysis, however, a great majority of the methods are based on classically established computer vision methods such as local binary patterns, histogram of gradients and optical flow. A novel methodology for micro-expression recognition using the Riesz pyramid, a multi-scale steerable Hilbert transform is presented. In fact, an image sequence is transformed with this tool, then the image phase variations are extracted and filtered as proxies for motion. Furthermore, the dominant orientation constancy from the Riesz transform is exploited to average the micro-expression sequence into an image pair. Based on that, the Mean Oriented Riesz Feature description is introduced. Finally the performance of our methods are tested in two spontaneous micro-expressions databases and compared to state-of-the-art methods

A spatial-temporal framework based on histogram of gradients and optical flow for facial expression recognition in video sequences

Facial expression causes different parts of the facial region to change over time and thus dynamic descriptors are inherently more suitable than static descriptors for recognising facial expressions. In this paper, we extend the spatial pyramid histogram of gradients to spatio-temporal domain to give 3-dimensional facial features and integrate them with dense optical flow to give a spatio-temporal descriptor which extracts both the spatial and dynamic motion information of facial expressions. A multi-class support vector machine based classifier with one-to-one strategy is used to recognise facial expressions. Experiments on the CK+ and MMI datasets using leave-one-out cross validation scheme demonstrate that the integrated framework achieves a better performance than using individual descriptor separately. Compared with six state of the art methods, the proposed framework demonstrates a superior performance