Content Recognition and Context Modeling for Document Analysis and Retrieval

The nature and scope of available documents are changing significantly in many areas of document analysis and retrieval as complex, heterogeneous collections become accessible to virtually everyone via the web. The increasing level of diversity presents a great challenge for document image content categorization, indexing, and retrieval. Meanwhile, the processing of documents with unconstrained layouts and complex formatting often requires effective leveraging of broad contextual knowledge. In this dissertation, we first present a novel approach for document image content categorization, using a lexicon of shape features. Each lexical word corresponds to a scale and rotation invariant local shape feature that is generic enough to be detected repeatably and is segmentation free. A concise, structurally indexed shape lexicon is learned by clustering and partitioning feature types through graph cuts. Our idea finds successful application in several challenging tasks, including content recognition of diverse web images and language identification on documents composed of mixed machine printed text and handwriting. Second, we address two fundamental problems in signature-based document image retrieval. Facing continually increasing volumes of documents, detecting and recognizing unique, evidentiary visual entities (\eg, signatures and logos) provides a practical and reliable supplement to the OCR recognition of printed text. We propose a novel multi-scale framework to detect and segment signatures jointly from document images, based on the structural saliency under a signature production model. We formulate the problem of signature retrieval in the unconstrained setting of geometry-invariant deformable shape matching and demonstrate state-of-the-art performance in signature matching and verification. Third, we present a model-based approach for extracting relevant named entities from unstructured documents. In a wide range of applications that require structured information from diverse, unstructured document images, processing OCR text does not give satisfactory results due to the absence of linguistic context. Our approach enables learning of inference rules collectively based on contextual information from both page layout and text features. Finally, we demonstrate the importance of mining general web user behavior data for improving document ranking and other web search experience. The context of web user activities reveals their preferences and intents, and we emphasize the analysis of individual user sessions for creating aggregate models. We introduce a novel algorithm for estimating web page and web site importance, and discuss its theoretical foundation based on an intentional surfer model. We demonstrate that our approach significantly improves large-scale document retrieval performance

Automated framework for robust content-based verification of print-scan degraded text documents

Fraudulent documents frequently cause severe financial damages and impose security breaches to civil and government organizations. The rapid advances in technology and the widespread availability of personal computers has not reduced the use of printed documents. While digital documents can be verified by many robust and secure methods such as digital signatures and digital watermarks, verification of printed documents still relies on manual inspection of embedded physical security mechanisms.The objective of this thesis is to propose an efficient automated framework for robust content-based verification of printed documents. The principal issue is to achieve robustness with respect to the degradations and increased levels of noise that occur from multiple cycles of printing and scanning. It is shown that classic OCR systems fail under such conditions, moreover OCR systems typically rely heavily on the use of high level linguistic structures to improve recognition rates. However inferring knowledge about the contents of the document image from a-priori statistics is contrary to the nature of document verification. Instead a system is proposed that utilizes specific knowledge of the document to perform highly accurate content verification based on a Print-Scan degradation model and character shape recognition. Such specific knowledge of the document is a reasonable choice for the verification domain since the document contents are already known in order to verify them.The system analyses digital multi font PDF documents to generate a descriptive summary of the document, referred to as \Document Description Map" (DDM). The DDM is later used for verifying the content of printed and scanned copies of the original documents. The system utilizes 2-D Discrete Cosine Transform based features and an adaptive hierarchical classifier trained with synthetic data generated by a Print-Scan degradation model. The system is tested with varying degrees of Print-Scan Channel corruption on a variety of documents with corruption produced by repetitive printing and scanning of the test documents. Results show the approach achieves excellent accuracy and robustness despite the high level of noise

Document segmentation using Relative Location Features

[ES] Presentamos un método genérico para análisis de layout ideado para trabajar sobre documentos con layouts Manhattan y no-Manhattan. Proponemos la combinación de Relative Location Features junto con características de textura para codificar las relaciones entre las diferentes clases de entidades. Usando estas características construimos un Conditional Random Field que nos permite estimar el mejor etiquetado en términos de minimización de energía. Los experimentos realizados sobre ambos tipos de documentos demuestran que la utilización de Relative Location Features ayuda a mejorar los resultados de la segmentación en documentos altamente estructurados, así como ofrecer resultados a la altura del estado del arte sobre documentos sin una estructura aparente.[EN] We present a generic layout analysis method devised to work in documents with both Manhattan and non-Mahnattan layouts. We propose to use Relative Location features combined with texture features to encode the relationships between the different class entities. Using these features we build a Conditional Random Field framework that allow us to obtain the best class configuration of an image in terms of energy minimization. The conducted experiments with Manhattan and non-Manhattan layouts prove that using Relative Location Features improves the segmentation results on highly structured documents, as well as results up to the state of the art on documents weakly structured.Cruz Fernández, F. (2012). Document segmentation using Relative Location Features. http://hdl.handle.net/10251/19219Archivo delegad

Probabilistic framework for image understanding applications using Bayesian Networks

Machine learning algorithms have been successfully utilized in various systems/devices. They have the ability to improve the usability/quality of such systems in terms of intelligent user interface, fast performance, and more importantly, high accuracy. In this research, machine learning techniques are used in the field of image understanding, which is a common research area between image analysis and computer vision, to involve higher processing level of a target image to make sense of the scene captured in it. A general probabilistic framework for image understanding where topics associated with (i) collection of images to generate a comprehensive and valid database, (ii) generation of an unbiased ground-truth for the aforesaid database, (iii) selection of classification features and elimination of the redundant ones, and (iv) usage of such information to test a new sample set, are discussed. Two research projects have been developed as examples of the general image understanding framework; identification of region(s) of interest, and image segmentation evaluation. These techniques, in addition to others, are combined in an object-oriented rendering system for printing applications. The discussion included in this doctoral dissertation explores the means for developing such a system from an image understanding/ processing aspect. It is worth noticing that this work does not aim to develop a printing system. It is only proposed to add some essential features for current printing pipelines to achieve better visual quality while printing images/photos. Hence, we assume that image regions have been successfully extracted from the printed document. These images are used as input to the proposed object-oriented rendering algorithm where methodologies for color image segmentation, region-of-interest identification and semantic features extraction are employed. Probabilistic approaches based on Bayesian statistics have been utilized to develop the proposed image understanding techniques

Information Preserving Processing of Noisy Handwritten Document Images

Many pre-processing techniques that normalize artifacts and clean noise induce anomalies due to discretization of the document image. Important information that could be used at later stages may be lost. A proposed composite-model framework takes into account pre-printed information, user-added data, and digitization characteristics. Its benefits are demonstrated by experiments with statistically significant results. Separating pre-printed ruling lines from user-added handwriting shows how ruling lines impact people\u27s handwriting and how they can be exploited for identifying writers. Ruling line detection based on multi-line linear regression reduces the mean error of counting them from 0.10 to 0.03, 6.70 to 0.06, and 0.13 to 0.02, com- pared to an HMM-based approach on three standard test datasets, thereby reducing human correction time by 50%, 83%, and 72% on average. On 61 page images from 16 rule-form templates, the precision and recall of form cell recognition are increased by 2.7% and 3.7%, compared to a cross-matrix approach. Compensating for and exploiting ruling lines during feature extraction rather than pre-processing raises the writer identification accuracy from 61.2% to 67.7% on a 61-writer noisy Arabic dataset. Similarly, counteracting page-wise skew by subtracting it or transforming contours in a continuous coordinate system during feature extraction improves the writer identification accuracy. An implementation study of contour-hinge features reveals that utilizing the full probabilistic probability distribution function matrix improves the writer identification accuracy from 74.9% to 79.5%

Eyes Wide Open: an interactive learning method for the design of rule-based systems

International audienceWe present in this paper a new general method, the Eyes Wide Open method (EWO) for the design of rule-based document recognition systems. Our contribution is to introduce a learning procedure, through machine learning techniques, in interaction with the user to design the recognition system. Therefore, and unlike many approaches that are manually designed, ours can easily adapt to a new type of documents while taking advantage of the expressiveness of rule-based systems and their ability to convey the hierarchical structure of a document. The EWO method is independent of any existing recognition system. An automatic analysis of an annotated corpus, guided by the user, is made to help the adaption of the recognition system to a new kind of document. The user will then bring sense to the automatically extracted information. In this paper, we validate EWO by producing two rule-based systems: one for the Mau-rdor international competition, on a heterogeneous corpus of documents, containing handwritten and printed documents, written in different languages and another one for the RIMES competition corpus, a homogeneous corpus of French handwritten business letters. On the RIMES corpus, our method allows an assisted design of a grammatical description that gives better results than all the previously proposed statistical systems

Word based off-line handwritten Arabic classification and recognition. Design of automatic recognition system for large vocabulary offline handwritten Arabic words using machine learning approaches.

The design of a machine which reads unconstrained words still remains an unsolved problem. For example, automatic interpretation of handwritten documents by a computer is still under research. Most systems attempt to segment words into letters and read words one character at a time. However, segmenting handwritten words is very difficult. So to avoid this words are treated as a whole. This research investigates a number of features computed from whole words for the recognition of handwritten words in particular. Arabic text classification and recognition is a complicated process compared to Latin and Chinese text recognition systems. This is due to the nature cursiveness of Arabic text. The work presented in this thesis is proposed for word based recognition of handwritten Arabic scripts. This work is divided into three main stages to provide a recognition system. The first stage is the pre-processing, which applies efficient pre-processing methods which are essential for automatic recognition of handwritten documents. In this stage, techniques for detecting baseline and segmenting words in handwritten Arabic text are presented. Then connected components are extracted, and distances between different components are analyzed. The statistical distribution of these distances is then obtained to determine an optimal threshold for word segmentation. The second stage is feature extraction. This stage makes use of the normalized images to extract features that are essential in recognizing the images. Various method of feature extraction are implemented and examined. The third and final stage is the classification. Various classifiers are used for classification such as K nearest neighbour classifier (k-NN), neural network classifier (NN), Hidden Markov models (HMMs), and the Dynamic Bayesian Network (DBN). To test this concept, the particular pattern recognition problem studied is the classification of 32492 words using ii the IFN/ENIT database. The results were promising and very encouraging in terms of improved baseline detection and word segmentation for further recognition. Moreover, several feature subsets were examined and a best recognition performance of 81.5% is achieved