Semi-Blind Spatial Equalisation for MIMO Channels with Quadrature Amplitude Modulation

Semi-blind spatial equalisation is considered for multiple-input multiple-output (MIMO) systems that employ high-throughput quadrature amplitude modulation scheme. A minimum number of training symbols, equal to the number of transmitters, are first utilised to provide a rough least squares channel estimate of the system’s MIMO channel matrix for the initialisation of the spatial equalisers’ weight vectors. A constant modulus algorithm aided soft decision-directed blind algorithm is then employed to adapt the spatial equalisers. This semiblind scheme has a very-low computational complexity, and it converges fast to the minimum mean-square-error spatial equalisation solution as demonstrated in our simulation study

Semi-blind adaptive spatial equalisation for MIMO systems with high-order QAM signalling

This contribution investigates semi-blind adaptive spatial filtering or equalisation for multiple-input multiple-output (MIMO) systems that employ high-throughput quadrature amplitude modulation (QAM) signalling. A minimum number of training symbols, equal to the number of receivers (we assume that the number of transmitters is no more than that of receivers), are first utilized to provide a rough least squares channel estimate of the system's MIMO channel matrix for the initialization of the spatial equalizers' weight vectors. A constant modulus algorithm aided soft decision-directed blind algorithm, originally derived for blind equalization of single-input single-output and single-input multiple-output systems employing high-order QAM signalling, is then extended to adapt the spatial equalizers for MIMO systems. This semi-blind scheme has a low computational complexity, and our simulation results demonstrate that it converges fast to the minimum mean-square-error spatial equalization solution

Semi-blind adaptive beamforming for high-throughput quadrature amplitude modulation systems

A semi-blind adaptive beamforming scheme is proposed for wireless systems that employ high-throughput quadrature amplitude modulation signalling. A minimum number of training symbols, equal to the number of receiver antenna arrays elements, are first utilised to provide a rough initial least squares estimate of the beamformer's weight vector. A concurrent constant modulus algorithm and soft decision-directed scheme is then applied to adapt the beamformer. This semi-blind adaptive beamforming scheme is capable of converging fast to the minimum mean-square-error beamforming solution, as demonstrated in our simulation study

A review of gallium nitride LEDs for multi-gigabit-per-second visible light data communications

The field of visible light communications (VLC) has gained significant interest over the last decade, in both fibre and free-space embodiments. In fibre systems, the availability of low cost plastic optical fibre (POF) that is compatible with visible data communications has been a key enabler. In free-space applications, the availability of hundreds of THz of the unregulated spectrum makes VLC attractive for wireless communications. This paper provides an overview of the recent developments in VLC systems based on gallium nitride (GaN) light-emitting diodes (LEDs), covering aspects from sources to systems. The state-of-the-art technology enabling bandwidth of GaN LEDs in the range of >400 MHz is explored. Furthermore, advances in key technologies, including advanced modulation, equalisation, and multiplexing that have enabled free-space VLC data rates beyond 10 Gb/s are also outlined

Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Performance analysis of channel codes in multiple antenna OFDM systems

Multiple antenna techniques are used to increase the robustness and performance of wireless networks. Multiple antenna techniques can achieve diversity and increase bandwidth efficiency when specially designed channel codes are used at the scheme’s transmitter. These channel codes can be designed in the space, time and frequency domain. These specially designed channel codes in the space and time domain are actually designed for flat fading channels and in frequency selective fading channel, their performance may be degraded. To counteract this possible performance degradation in frequency selective fading channel, two main approaches can be applied to mitigate the effect of the symbol interference due to the frequency selective fading channel. These approaches are multichannel equalisation and orthogonal frequency division multiplexing (OFDM). In this thesis, a multichannel equalisation technique and OFDM were applied to channel codes specially designed for multiple antenna systems. An optimum receiver was proposed for super-orthogonal space-time trellis codes in a multichannel equalised frequency selective environment. Although the proposed receiver had increased complexity, the diversity order is still the same as compared to the code in a flat fading channel. To take advantage of the multipath diversity possible in a frequency selective fading channel, super-orthogonal block codes were employed in an OFDM environment. A new kind of super-orthogonal block code was proposed in this thesis. Super-orthogonal space-frequency trellis-coded OFDM was proposed to take advantage of not only the possible multipath diversity but also the spatial diversity for coded OFDM schemes. Based on simulation results in this thesis, the proposed coded OFDM scheme performs better than all other coded OFDM schemes (i.e. space time trellis-coded OFDM, space-time block coded OFDM, space-frequency block coded OFDM and super-orthogonal space-time trellis-coded OFDM). A simplified channel estimation algorithm was proposed for two of the coded OFDM schemes, which form a broad-based classification of coded OFDM schemes, i.e. trelliscoded schemes and block-coded schemes. Finally in this thesis performance analysis using the Gauss Chebychev quadrature technique as a way of validating simulation results was done for super-orthogonal block coded OFDM schemes when channel state information is known and when it is estimated. The results obtained show that results obtained via simulation and analysis are asymptotic and therefore the proposed analysis technique can be use to obtain error rate values for different SNR region instead of time consuming simulation.Thesis (PhD)--University of Pretoria, 2012.Electrical, Electronic and Computer Engineeringunrestricte

Overcoming degradation in spatial multiplexing systems with stochastic nonlinear impairments

Single-mode optical fibres now underpin telecommunication systems and have allowed continuous increases in traffic volume and bandwidth demand whilst simultaneously reducing cost- and energy-per-bit over the last 40 years. However, it is now recognised that such systems are rapidly approaching the limits imposed by the nonlinear Kerr effect. To address this, recent research has been carried out into mitigating Kerr nonlinearities to increase the nonlinear threshold and into spatial multiplexing to offer additional spatial pathways. However, given the complexity associated with nonlinear transmission in spatial multiplexed systems subject to random inter-spatial-path nonlinearities it is widely believed that these technologies are mutually exclusive. By investigating the linear and nonlinear crosstalk in few-mode fibres based optical communications, we numerically demonstrate, for the first time, that even in the presence of significant random mixing of signals, substantial performance benefits are possible. To achieve this, the impact of linear mixing on the Kerr nonlinearities should be taken into account using different compensation strategies for different linear mixing regimes. For the optical communication systems studied, we demonstrate that the performance may be more than doubled with the appropriate selection of compensation method for fibre characteristics which match those presented in the literature

Development and verification of semi-blind receiver structures for broadband wireless communication systems

The increasingly high demands for high data rate wireless communication services require spectrum- and energy-efficient solutions. In this thesis, a number of energy-efficient semi-blind receiver structures are proposed to perform Doppler spread estimation, channel estimation and equalisation for broadband wireless orthogonal frequency division multiplexing (OFDM) systems. A real-time wireless communication testbed is developed to verify the proposed semi-blind receiver structures. In the first contribution, a semi-blind Doppler spread estimation and Kalman filtering based channel estimation approach is proposed for wireless OFDM systems. A short sequence of reference data is carefully designed and applied as pilot symbols for Doppler spread estimation and channel estimation initialisation of the Kalman filter. Then the estimates of inter-carrier interference (ICI) caused by Doppler spread are gathered into the equivalent channel model and compensated for through channel equalisation, which dramatically reduces the computational complexity. The simulation results show that the proposed approach outperforms the conventional pilot aided Doppler spread and channel estimation schemes. In the second contribution, a semi-blind Doppler spread estimation and independent component analysis (ICA) based equalisation scheme aided by non-redundant precoding is proposed for wireless multiple-input multiple-output (MIMO) OFDM systems. A number of reference data sequences are selected from a pool of orthogonal sequences for two purposes. First, the reference data sequences are superimposed in the source data sequences through non-redundant linear precoding to enable the Doppler spread estimation by minimising the sum cross-correlation between the compensated signals and the rest of the orthogonal sequences in the pool. Second, the same reference data sequences are applied to eliminate the phase and permutation ambiguity in the ICA equalised signals. Simulation results show that the proposed semi-blind MIMO OFDM system can achieve a bit error rate (BER) performance which is close to the ideal case with perfect channel state information (CSI). In the third contribution, a real-time wireless communication testbed is developed with a vector signal generator, a vector signal analyser and a pair of antennas, to verify the effectiveness of the proposed receiver structures over the air in different environments such as Reverberation chamber and office area. Measurement results show a good match with simulation results. Also, a pilot is employed for three purposes at a semi-blind receiver: time synchronisation, Doppler spread estimation and Kalman filtering initialisation, which is an extension of the work in the first contribution

Adaptive Coded Modulation Classification and Spectrum Sensing for Cognitive Radio Systems. Adaptive Coded Modulation Techniques for Cognitive Radio Using Kalman Filter and Interacting Multiple Model Methods

The current and future trends of modern wireless communication systems place heavy demands on fast data transmissions in order to satisfy end users’ requirements anytime, anywhere. Such demands are obvious in recent applications such as smart phones, long term evolution (LTE), 4 & 5 Generations (4G & 5G), and worldwide interoperability for microwave access (WiMAX) platforms, where robust coding and modulations are essential especially in streaming on-line video material, social media and gaming. This eventually resulted in extreme exhaustion imposed on the frequency spectrum as a rare natural resource due to stagnation in current spectrum management policies. Since its advent in the late 1990s, cognitive radio (CR) has been conceived as an enabling technology aiming at the efficient utilisation of frequency spectrum that can lead to potential direct spectrum access (DSA) management. This is mainly attributed to its internal capabilities inherited from the concept of software defined radio (SDR) to sniff its surroundings, learn and adapt its operational parameters accordingly. CR systems (CRs) may commonly comprise one or all of the following core engines that characterise their architectures; namely, adaptive coded modulation (ACM), automatic modulation classification (AMC) and spectrum sensing (SS). Motivated by the above challenges, this programme of research is primarily aimed at the design and development of new paradigms to help improve the adaptability of CRs and thereby achieve the desirable signal processing tasks at the physical layer of the above core engines. Approximate modelling of Rayleigh and finite state Markov channels (FSMC) with a new concept borrowed from econometric studies have been approached. Then insightful channel estimation by using Kalman filter (KF) augmented with interacting multiple model (IMM) has been examined for the purpose of robust adaptability, which is applied for the first time in wireless communication systems. Such new IMM-KF combination has been facilitated in the feedback channel between wireless transmitter and receiver to adjust the transmitted power, by using a water-filling (WF) technique, and constellation pattern and rate in the ACM algorithm. The AMC has also benefited from such IMM-KF integration to boost the performance against conventional parametric estimation methods such as maximum likelihood estimate (MLE) for channel interrogation and the estimated parameters of both inserted into the ML classification algorithm. Expectation-maximisation (EM) has been applied to examine unknown transmitted modulation sequences and channel parameters in tandem. Finally, the non-parametric multitaper method (MTM) has been thoroughly examined for spectrum estimation (SE) and SS, by relying on Neyman-Pearson (NP) detection principle for hypothesis test, to allow licensed primary users (PUs) to coexist with opportunistic unlicensed secondary users (SUs) in the same frequency bands of interest without harmful effects. The performance of the above newly suggested paradigms have been simulated and assessed under various transmission settings and revealed substantial improvements