Scalable Array Transceivers with Wide Frequency Tuning Range for Next Generation Radios

Scalable array transceivers with wide frequency tuning range are attractive for next-generationradios. Key challenges for such radios include generation of LO signals with widefrequency tuning range, scalable synchronization between multiple array unit cells andtolerance to in-band and out-of-band interferers. This thesis presents approaches toaddress these challenges in commercial CMOS technologies.The first part focuses on a series resonant mode-switching VCO architecture thatachieves both state-of-art area and power efficiency with an octave frequency tuningrange from 6.4-14 GHz achieved 186-dB-188-dB Figure-of-Merit (FoM) in 65 nm CMOStechnology. The scalability of this approach towards achieving even larger FTR is alsodemonstrated by a triple-mode 2.2 GHz to 8.7 GHz (119% FTR) CMOS VCO.In the second part a scalable, single-wire coupled-PLL architecture for RF mm-wavearrays is presented. The proposed architecture preserves the simplicity of a daisy-chained LO distribution, compensates for phase offset due to interconnect, and provides phasenoise improvement commensurate to the number of coupled PLLs. Measurements on a28 GHz CMOS prototype demonstrate the feasibility of this scheme.The third part of this thesis presents filtering techniques for in-band blocker suppression.A spatial spectral notch filter design for MIMO digital beam forming arrays is proposedto relax the ADC dynamic range requirement. Orthogonal properties of Walsh functionsincorporated into passive N-path approach enables reconfigurable notches at multiplefrequencies and angles-of-incidence. A 0.3 GHz-1.4 GHz four-element array prototypeimplemented in 65 nm CMOS achieves > 15-dB notch filtering at RF input for twoblockers while causing < 3-dB NF degradation.Finally, a code-domain N-path receiver (RX) is proposed based on pseudo-random(PN) code-modulated LO pulses for simultaneous transmission and reception (STAR)applications. A combination of Walsh-Function and PN sequence is proposed to createcode-domain matched filter at the RF frontend which reflects unknown in-band blockersand rejects known in-band TX self-interference (SI) by using orthogonal codes at RXinput thereby maximizing the SNR of the received signals. The resulting prototype in65 nm is functional from 0.3 GHz-1.4 GHz with 35 dB gain and concurrently receivestwo code-modulated signals. Proposed transmitter (TX) SI mitigation approach resultsin 38.5 dB rejection for -11.8 dBm 1.46 Mb s QPSK modulated SI at RX input. TheRX achieves 23.7 dBm OP1dB for in-band SI, while consuming ∼35 mW and occupies0.31 mm2Keywords: Passive Mixers, dual band, TX self-Interferer, synchronisation, STAR, Code domain N-path receiver, mode switching, notch filter, Phase locked loops, Octave tuning range, CMOS, phase noise, VCO, large-scale 5G mm-wave arrays, resonator, Simultaneous transmit and receive, resonator band-switching, LO distribution, scalable coupled-PLL, N-path passive mixers, MIMO arrays, digital beamforming, CDMA, phased arrays, wide tuning range, Walsh Functio

RF and Millimeter-wave Techniques to Improve Scalability and Efficiency of Digital Beamforming Arrays

Spectrum overcrowding, ever increasing demand for high data rate and increased mobility requirements are three major challenges 5G-technology is trying to address. In this thesis I start with a RF front-end technique that deals with blocker interference arising from spectrum overcrowding both across frequency bands and within the same frequency bands. Chapter 3 presents a single wire IF interface design for phased array receivers which enables simple IF backhaul for high data volume MIMO systems. Finally a outphasing power amplifier(PA) design is presented in chapter 4 along with a driver amplifier with digital amplitude modulation to achieve state of the art power back off efficiency, which reduces battery usage and thus increases mobility. The first part of this thesis demonstrates the use of orthogonal sequences along to N-path filters to achieve reconfigurable select/reject filtering of signals based on their spatial, spectral and code-domain properties. A frequency/code-domain reject and select filtering is proposed and implemented using N-path switching with passive inductors as correlators. Using inductors instead of capacitors in N-path filters is challenging because of large inductance value required for our application demands use of off-chip inductors, which comes with associated parasitics and lower self-resonance frequency. In this design a cascaded inductor approach and differential N-path filtering is used to overcome inductor parasitics and enable operation at 1 GHz. A code-domain notch filter followed by a code-domain select receiver is designed and implemented in 65-nm CMOS technology. Measurements demonstrate 0.5 GHz to 1.0 GHz filter tuning range, with a maximum 26dB rejection for a blocker signal with 8dBm power, while consuming 60mW (at 1GHz operation frequency) and occupying 1.2mm2 of die area. Second part of this thesis demonstrates a single wire IF interface to simplify scaling of millimeter-wave(mm-Wave) phased array systems while preserving the data from each element, this enables spatial multiplexing, virtual arrays for radar, digital beamforming(DBF), etc. However, per-element digitization results in a formidable I/O challenge in large-scale tiled MIMO mm-Wave arrays. This dissertation demonstrates a 28 GHz 4-element MIMO RX with a single-wire interface that multiplexes the baseband signals of all elements and the LO reference through code-domain multiplexing. System considerations are presented and the approach is validated through DBF after de-multiplexing of the baseband signals from the single wire. Each element in the array achieves 16 dB conversion gain and ∼ 7 dB noise figure(NF) while consuming 60 mA from 1.2 V. The IC occupies 5.75 mm² in 65-nm CMOS. Final part of this thesis describes the design and implementation of a digital outphasing PA at 28 GHz to achieve state of the art back of efficiency. Outphasing PA require branch PA units to act as voltage sources(very low output impedance), which is challenging at mm-Wave frequencies. In this PA design an approximate class-F operation is achieved by tuning PA load network for up to 3rd harmonic. A stacked PA architecture is used for individual PA units to achieve high maximum power output. Output-power further improved by utilizing a novel diode connected stack bias circuit to improve out-put swing. PA delivers a maximum output-power of 20 dBm with a peak power added efficiency(PAE) of 27% (PA along with driver stages) and 6 dB back-off PAE of 16.5%

Fully-integrated mm-Wave Full-duplexing and MIMO Multi-beamforming Receiver Techniques for 5G and Beyond

In recent years, the research community's interest in fully integrated mm-Wave wireless communication systems has increased significantly. With the standards for 5G NR now in place, the focus has shifted to actual deployment. Mm-Wave systems provide wider bandwidths, higher capacity, and lower latency than existing systems such as 4G. Higher path loss and shadowing, however, limit the network coverage at mm-Wave frequencies. The possibility of beamforming due to compact antenna size at mm-Wave and range-extending repeaters help mitigate challenges arising from path loss and relax link budget requirements. In the first part of the thesis, fully integrated scalable MIMO multi-beamforming phased-array to enable unit-tile based densely packed (lambda=2) large scale phased-arrays is demonstrated. Large scale arrays enhance Signal to Noise Ratio (SNR) and/or Effective Isotropically Radiated Power (EIRP) and help meet link budget. In the second part, mm-Wave Full-duplex (FD) receiver (RX) to implement Integrated Access and Backhaul (IAB) and repeaters in a spectrum efficient way is demonstrated. Dense deployment of IAB and repeaters enhances link robustness and range of connectivity. Two Integrated Chips (ICs) are fabricated and measured for demonstration. In the first IC, a 4-element MIMO RX array with multi-beamforming and simplified single wire intermediate frequency (IF) IO is presented. The evolution of mm-wave phased array receivers to MIMO RX promises multi-beamforming and improved capacity. Digital Beamforming (DBF) provides the highest flexibility for multibeamforming. However, it suffers from # of ADCs scaling with the # of elements and absence of spatial filtering prior to the ADCs. Mm-Wave MIMO arrays must also address the challenge of increased IO routing while supporting dense ll-factors with =2 antenna spacing. In this work, a MIMO multi-beamforming RX array architecture with simultaneous spatial filtering and single wire Frequency-domain Multiplexing (FDM) for 5G and beyond is presented. The proposed system preserves full MIMO field-of-view while ensuring a single IF interface. A 28 GHz 4-element RX prototype demonstrates the proposed functionality in 65-nm CMOS. The IC occupies only 3.4mm x 3.1mm for a four-element MIMO 28 GHz array and can form four independent beams with > 400MHz 3 dB BW and FDM on to a single IF interface. Mm-wave MIMO operation is demonstrated by concurrent reception of two wireless 28 GHz beams at 400 Mb/s (100 Msps, 16QAM) data rate. In the second IC, a 26-GHz fully integrated In-band Full-duplex (IBFD) Circulator receiver, which employs passive and active Self-interference Cancellation (SIC) techniques in the mm-Wave domain is presented. Coverage of wireless networks at mm-Wave frequencies can be enhanced by deploying a large number of base stations economically using wireless backhauling. Integrated access and backhaul nodes with spectrum reuse is an efficient way of wireless backhauling. To retain the channel capacity, IAB needs to be implemented using FD schemes that suffers from a strong Transmitter (TX) to RX leakage. This SI leakage can significantly impact the receiver sensitivity and increase the baseband/ADC dynamic range requirements. Canceling SI at mm-Wave applications is challenging given the high frequency of operation, wide bandwidths, and antenna (ANT) impedance sensitivity to the surroundings. Proposed mm-Wave RX with a shared ANT interface based on a Circulator with active SI cancelers provide ~53 dB SIC over 400MHz and ~40 dB SIC over 400MHz to meet the link budget requirements. Proposed architecture achieves SIC by (i) introducing a shared ANT interface based on a hybrid-coupler and a Non-reciprocal Transmission Line (NTL) that provides wideband SIC and additionally creating a SI replica (ii) subsequent active cancellation using SI replica along with variable gain and phase shifters to accommodate SI channel variations. Proposed 26-GHz RX consumes only ~111mW power. The system is implemented in 45nm SOI CMOS and has an active area of 4.54mm². Stand-alone RX NF is ~5.8 dB, and TX to ANT Insertion Loss (IL) is ~3.1 dB. Over-the-Air (OTA) measurements with modulated TX (128 QAM 2.1 Gb/s) and RX (128 QAM 4.2 Gb/s) signals show an EVM of 3.3% when PTX = PRX

Four-element phased-array beamformers and a self-interference canceling full-duplex transciver in 130-nm SiGe for 5G applications at 26 GHz

This thesis is on the design of radio-frequency (RF) integrated front-end circuits for next generation 5G communication systems. The demand for higher data rates and lower latency in 5G networks can only be met using several new technologies including, but not limited to, mm-waves, massive-MIMO, and full-duplex. Use of mm-waves provides more bandwidth that is necessary for high data rates at the cost of increased attenuation in air. Massive-MIMO arrays are required to compensate for this increased path loss by providing beam steering and array gain. Furthermore, full duplex operation is desirable for improved spectrum efficiency and reduced latency. The difficulty of full duplex operation is the self-interference (SI) between transmit (TX) and receive (RX) paths. Conventional methods to suppress this interference utilize either bulky circulators, isolators, couplers or two separate antennas. These methods are not suitable for fully-integrated full-duplex massive-MIMO arrays. This thesis presents circuit and system level solutions to the issues summarized above, in the form of SiGe integrated circuits for 5G applications at 26 GHz. First, a full-duplex RF front-end architecture is proposed that is scalable to massive-MIMO arrays. It is based on blind, RF self-interference cancellation that is applicable to single/shared antenna front-ends. A high resolution RF vector modulator is developed, which is the key building block that empowers the full-duplex frontend architecture by achieving better than state-of-the-art 10-b monotonic phase control. This vector modulator is combined with linear-in-dB variable gain amplifiers and attenuators to realize a precision self-interference cancellation circuitry. Further, adaptive control of this SI canceler is made possible by including an on-chip low-power IQ downconverter. It correlates copies of transmitted and received signals and provides baseband/dc outputs that can be used to adaptively control the SI canceler. The solution comes at the cost of minimal additional circuitry, yet significantly eases linearity requirements of critical receiver blocks at RF/IF such as mixers and ADCs. Second, to complement the proposed full-duplex front-end architecture and to provide a more complete solution, high-performance beamformer ICs with 5-/6- b phase and 3-/4-b amplitude control capabilities are designed. Single-channel, separate transmitter and receiver beamformers are implemented targeting massive- MIMO mode of operation, and their four-channel versions are developed for phasedarray communication systems. Better than state-of-the-art noise performance is obtained in the RX beamformer channel, with a full-channel noise figure of 3.3 d

Co-channel Blocker and Self-Interferer Tolerant Receiver Architectures for MIMO and Full-Duplex MIMO Receivers

This research focuses on receiver architectures which enable better spectral e�ciency by handling blockers in the same spectral range as the signal. The presence of such blockers, without the use of blocker cancelling/�ltering techniques leads to gain compression and hence, consequent performance degradation of receivers leading to reduced spectrum e�ciency. Two approaches have been devised, implemented in silicon and measured to demonstrate that they alleviate the problems associated with blockers. A system capable of handling co-channel spatially separated blockers is implemented in the �rst work and another system capable of handling self-interference caused due to the transmitter during full-duplex operation constitutes the second work. In the �rst work, a 4-channel phased array based on a novel architecture incorporating a coupler and a noise-cancelling LNA in combination with a polyphase �lter was implemented to eliminate spatial co-channel blockers. This approach allows signal reception from all directions except from the direction of the blocker providing better than 20dB blocker cancellation in the X-band. The second work is aimed at achieving true simultaneous transmit-and-receive (STAR) performance through a hybrid coupler based full-duplex integrated N-path based circulator-Rx architecture. STAR radios enable higher spectrum e�ciency and dynamic spectrum access. Integrating the shared antenna-interface is attractive for small-form factor and MIMO channel estimation. Implemented for frequencies ranging from 550MHz to 900MHz this work addresses the challenge of low-noise wideband self-interference-cancellation by demonstrating a wide band hybrid-coupler circulator antenna interface using N-path mixers that achieves low noise �gure while preserving the linearity of passive-mixer �rst receiver. Better than +5.5dBm power handling of self-interference while providing over 40dB average cancellation over a bandwidth of 56MHz with a 2.7dB noise �gure has been measured. Further, the full-duplex circulator architecture has been expanded to a MIMO implementation wherein we demonstrate a 65nm CMOS 2.2GHz 2x2 FD MIMO RX that achieves up to 35/45dB average self-interference-cancellation (SIC) across 40/20MHz BW with more than 42dB/53dB average cross-talk (CT)-SIC across 40/20MHz BW. Interference cancellation mechanisms cause < 2.1dB degradation in RX NF and allows an overall TX power handling of +14dBm enabled by clock bootstrapping

An Investigation and Solution to Spatial Interferers Before RF Front End for Phased Arrays

Fully digital arrays offer significant advantages in terms of flexibility and performance, however they suffer from dynamic range issues when used in the presence of in-band interferers. Higher dynamic range components may be used, but are more costly and power-hungry, making the implementation of such technology impractical for large arrays. This paper presents a way to mitigate those interferers by creating a spatial notch at the RF front-end with an antenna agnostic circuit placed at the feeding network of the antenna. This circuit creates a steerable null in the embedded element pattern that mitigates interferers at a specified incoming angle. A full mathematical model and closed-form expressions of the behavior of the circuit are obtained and compared to simulated and measured results. Up to 20 dB null in the embedded element pattern of a 1x8 array is achieved with less than 1.5 dB of insertion loss. A steerable null using phase shifters is shown to prove real-time changes in the null placement. Phase shifters are substituted by tunable filters and enable a significant boost in the overall performance. To further validate the concept, a real case scenario is set up with a desired signal and an interferer that is initially saturating the receiver. The receiver successfully demodulates the signal after the null is placed in the direction of the interferer. The circuitry is then expanded to a planar array to fully optimize the interferer-free scanning volume

Fully-Integrated Magnetic-Free Nonreciprocal Components by Breaking Lorentz Reciprocity: from Physics to Applications

Reciprocity is a fundamental physical precept that governs wave propagation in a wide variety of physical domains. The various reciprocity theorems state that the response of a system remains unchanged if the excitation source and the measuring point are interchanged within a medium, and are closely related to the concept of time reversal symmetry in physics. Lorentz reciprocity is a fundamental characteristic of linear, time-invariant electronic and photonic structures with symmetric permittivity and permeability tensors. However, breaking reciprocity enables the realization of nonreciprocal components, such as isolators and circulators, which are critical to electronic, optical and acoustic systems, as well as new functionalities and devices based on novel wave propagation modes. Nonreciprocal components have traditionally relied on magnetic materials such as ferrites that lose reciprocity under the application of an external magnetic field through the Faraday Effect. The need for a magnetic bias limits the applicability of such approaches in small-form-factor Complementary Metal–Oxide–Semiconductor (CMOS)-compatible integrated devices. One of the main features of CMOS technology is the availability of high-speed transistor switches which can be turned ON and OFF, modulating the conductance of the medium. In this dissertation, a novel approach to break Lorentz reciprocity is presented based on staggered commutation in Linear Periodically-Time-Varying (LPTV) circuits. We have demonstrated the world’s first CMOS passive magnetic-free nonreciprocal circulator through spatio-temporal conductivity modulation. Since conductivity in semiconductors can be modulated over a wide range (CMOS transistor ON/OFF conductance ratio at Radio Frequency (RF)/millimeter-wave frequencies is as high as 103-105), commutated LPTV networks break reciprocity within a deeply sub-wavelength form-factor with low loss and high linearity. The resulting nonreciprocal components find application in antenna interfaces of wireless communication systems, connecting the Transmitter (TX) and the Receiver (RX) to a shared antenna. This is particularly important for full-duplex wireless, where the TX and the RX operate simultaneously at the same frequency band and need to be highly isolated in order to maintain receiver sensitivity. Multiple fully-integrated full-duplex receivers are demonstrated in this dissertation that best show the synergy between the physical concept and application-based implementations by using circuit techniques to benefit the system-level performance, such as TX-side linearity enhancement and co-design and co-optimization of the antenna interface and the RX and utilization of the multi-phase structure of our antenna interfaces for analog beamforming in multi-antenna systems. Finally, this dissertation discusses some of the fundamental limits of space-time modulated nonreciprocal structures, as well as new directions to build nonreciprocal components which can ideally be infinitesimal in size. A novel family of inductor-less nonreciprocal components including circulators and isolators have been demonstrated that achieve a wide tuning range in an infinitesimal form-factor. This family of devices combine reciprocal and nonreciprocal modes of operation, through the transfer properties of fundamental and harmonics of the system and enable a wide variety of functionalities

High-Performance Multi-Antenna Wireless for 5G and Beyond

Over the next decade, multi-antenna radios, including phased array and multiple-input-multiple-output (MIMO) radios, are expected to play an essential role in the next-generation of wireless networks. Phased arrays can reject spatial interferences and provide coherent beamforming gain, and MIMO technology promises to significantly enhance the system performance in the coverage, capacity, and user data rate through the beamforming or diversity/capacity gain which can substantially increase the range in wireless links, that are challenged from the transmitter (TX) power handling, receiver (RX) noise perspectives and a multi-path environment. Furthermore, the multi-user MIMO (MU-MIMO) can simultaneously serve multiple users which is vital for femtocell base stations and access points (AP). Full-duplex (FD) wireless, namely simultaneous transmission and reception at the same frequency, is an emerging technology that has gained attention due to its potential to double the data throughput, as well as provide other benefits in the higher layers such as better spectral efficiency, reducing network and feedback signaling delays, and resolving hidden-node problems to avoid collisions. However, several challenges remain in the quest for the high-performance integrated FD radios. Transmitter power handling remains an open problem, particularly in FD radios that integrate a shared antenna interface. Secondly, FD operation must be achieved across antenna VSWR variations and a changing EM environment. Finally, FD must be extended to multi-antenna radios, including phased array and multi-input multi-output (MIMO) radios, as over the next decade, they are expected to play an essential role in the next generation of wireless networks. Multi-antenna FD operation, however, is challenged not only by the self-interference (SI) from each TX to its own RX but also cross-talk SI (CT-SI) between antennas. In this dissertation, first, a full-duplex phased array circulator-RX (circ.-RX) is proposed that achieves self-interference cancellation (SIC) through repurposing beamforming degrees of freedom (DoF) on TX and RX. Then, an FD MIMO circ.-RX is proposed that achieves SI and CT-SI cancellation (CT-SIC) through passive RF and shared-delay baseband (BB) canceller that addresses challenges associated with FD MIMO operation. Wireless radios at millimeter-wave (mm-wave) frequencies enable the high-speed link for portable devices due to the wide-band spectrum available. Large-scale arrays are required to compensate for high path loss to form an mm-wave link. Mm-wave MIMO systems with digitization enable virtual arrays for radar, digital beamforming (DBF) for high mobility scenarios and spatial multiplexing. To preserve MIMO information, the received signal from each element in MIMO RX should be transported to ADC/DSP IC for DBF, and vice versa on the TX side. A large-scale array can be formed by tiling multiple mm-wave IC front-ends, and thus, a single-wire interface is desired between DSP IC and mm-wave ICs to reduce board routing complexity. Per-element digitization poses the challenge of handling high data-rate I/O in large-scale tiled MIMO mm-wave arrays. SERializer – DESerializer (SERDES) is traditionally being used as a high-speed link in computing systems and networks. However, SERDES results in a large area and power consumption. In this dissertation, a 60~GHz 4-element MIMO TX with a single-wire interface is presented that de-multiplexes the baseband signal of all elements and LO reference that are frequency-domain multiplexed on a single-wire coax cable

MIMO Systems

In recent years, it was realized that the MIMO communication systems seems to be inevitable in accelerated evolution of high data rates applications due to their potential to dramatically increase the spectral efficiency and simultaneously sending individual information to the corresponding users in wireless systems. This book, intends to provide highlights of the current research topics in the field of MIMO system, to offer a snapshot of the recent advances and major issues faced today by the researchers in the MIMO related areas. The book is written by specialists working in universities and research centers all over the world to cover the fundamental principles and main advanced topics on high data rates wireless communications systems over MIMO channels. Moreover, the book has the advantage of providing a collection of applications that are completely independent and self-contained; thus, the interested reader can choose any chapter and skip to another without losing continuity

1-D broadside-radiating leaky-wave antenna based on a numerically synthesized impedance surface

A newly-developed deterministic numerical technique for the automated design of metasurface antennas is applied here for the first time to the design of a 1-D printed Leaky-Wave Antenna (LWA) for broadside radiation. The surface impedance synthesis process does not require any a priori knowledge on the impedance pattern, and starts from a mask constraint on the desired far-field and practical bounds on the unit cell impedance values. The designed reactance surface for broadside radiation exhibits a non conventional patterning; this highlights the merit of using an automated design process for a design well known to be challenging for analytical methods. The antenna is physically implemented with an array of metal strips with varying gap widths and simulation results show very good agreement with the predicted performance