Intercarrier Interference Suppression for the OFDM Systems in Time-Varying Multipath Fading Channels

Due to its spectral efficiency and robustness over the multipath channels, orthogonal frequency division multiplexing (OFDM) has served as one of the major modulation schemes for the modern communication systems. In the future, the wireless OFDM systems are expected to operate at high carrier-frequencies, high speed and high throughput mobile reception, where the fasting time-varying fading channels are encountered. The channel variation destroys the orthogonality among the subcarriers and leads to the intercarrier interference (ICI). ICI poses a significant limitation to the wireless OFDM systems. The aim of this dissertation is to find an efficient method of providing reliable communication using OFDM in the fast time-varying fading channel scenarios. First, we investigate the OFDM performance in the situation of time-varying mobile channels in the presence of multiple Doppler frequency shifts. A new mathematical framework of the ICI effect is derived. The simulation results show that ICI induces an irreducible error probability floor, which in proportional to the Doppler frequency shifts. Furthermore, it is observed that ICI power arises from a few adjacent subcarriers. This observation motivates us to design the low-complexity Q-tap equalizers, namely, Minimum Mean Square Error (MMSE) linear equalizer and Decision Feedback (DF) non-linear equalizer to mitigate the ICI. Simulation results show that both Q-tap equalizers can improve the system performance in the sense of symbol error rate (SER). To employ these equalizers, the channel state information is also required. In this dissertation, we also design a pilot-aided channel estimation via Wiener filtering for a time-varying Wide-sense Stationary Uncorrelated Scatterers (WSSUS) channel model. The channel estimator utilizes that channel statistical properties. Our proposed low-complexity ICI suppression scheme, which incorporates the Q-tap equalizer with our proposed channel estimator, can significantly improve the performance of the OFDM systems in a fast time-varying fading channels. At the last part of the dissertation, an alternative ICI mitigation approach, which is based on the ICI self-cancellation coding, is also discussed. The EM-based approach, which solves the phase and amplitude ambiguities associated with this approach, is also introduced

Estimation and detection techniques for doubly-selective channels in wireless communications

A fundamental problem in communications is the estimation of the channel. The signal transmitted through a communications channel undergoes distortions so that it is often received in an unrecognizable form at the receiver. The receiver must expend significant signal processing effort in order to be able to decode the transmit signal from this received signal. This signal processing requires knowledge of how the channel distorts the transmit signal, i.e. channel knowledge. To maintain a reliable link, the channel must be estimated and tracked by the receiver. The estimation of the channel at the receiver often proceeds by transmission of a signal called the 'pilot' which is known a priori to the receiver. The receiver forms its estimate of the transmitted signal based on how this known signal is distorted by the channel, i.e. it estimates the channel from the received signal and the pilot. This design of the pilot is a function of the modulation, the type of training and the channel. [Continues.

Técnicas de igualização adaptativas com estimativas imperfeitas do canal para os futuros sistemas 5G

Wireless communication networks have been continuously experiencing an exponential growth since their inception. The overwhelming demand for high data rates, support of a large number of users while mitigating disruptive interference are the constant research focus and it has led to the creation of new technologies and efficient techniques. Orthogonal frequency division multiplexing (OFDM) is the most common example of a technology that has come to the fore in this past decade as it provided a simple and generally ideal platform for wireless data transmission. It’s drawback of a rather high peak-to-average power ratio (PAPR) and sensitivity to phase noise, which in turn led to the adoption of alternative techniques, such as the single carrier systems with frequency domain equalization (SC-FDE) or the multi carrier systems with code division multiple access (MC-CDMA), but the nonlinear Frequency Domain Equalizers (FDE) have been of special note due to their improved performance. From these, the Iterative Block Decision Feedback Equalizer (IB-DFE) has proven itself especially promising due to its compatibility with space diversity, MIMO systems and CDMA schemes. However, the IB-DFE requires the system to have constant knowledge of the communication channel properties, that is, to have constantly perfect Channel State Information (CSI), which is both unrealistic and impractical to implement. In this dissertation we shall design an altered IB-DFE receiver that is able to properly detect signals from SC-FDMA based transmitters, even with constantly erroneous channel states. The results shall demonstrate that the proposed equalization scheme is robust to imperfect CSI (I-CSI) situations, since its performance is constantly close to the perfect CSI case, within just a few iterations.Redes sem fios têm crescido de maneira contínua e exponencial desde a sua incepção. A tremenda exigência para altas taxas de dados e o suporte para um elevado número de utilizadores sem aumentar a interferência disruptiva originada por estes são alguns dos focos que levaram ao desenvolvimento de técnicas de compensação e novas tecnologias. “Orthogonal frequency division multiplexing” (OFDM) é um dos exemplos de tecnologias que se destacaram nesta última década, visto ter fornecido uma plataforma para transmissão de dados sem-fio eficaz e simples. O seu maior problema é a alta “peak-to-average power ratio” (PAPR) e a sua sensibilidade a ruído de fase que deram motivo à adoção de técnicas alternativas, tais como os sistemas “single carrier” com “frequency domain equalization” (SC-FDE) ou os sistemas “multi-carrier” com “code division multiple access” (MC-CDMA), mas equalizadores não lineares no domínio de frequência têm sido alvo de especial atenção devido ao seu melhor desempenho. Destes, o “iterative block decision feedback equalizer” (IB-DFE) tem-se provado especialmente promissor devido à sua compatibilidade com técnicas de diversidade no espaço, sistemas MIMO e esquemas CDMA. No entanto, IB-DFE requer que o sistema tenha constante conhecimento das propriedades dos canais usados, ou seja, necessita de ter perfeito “channel state information” (CSI) constantemente, o que é tanto irrealista como impossível de implementar. Nesta dissertação iremos projetar um recetor IB-DFE alterado de forma a conseguir detetar sinais dum transmissor baseado em tecnologia SC-FDMA, mesmo com a informação de estado de canal errada. Os resultados irão então demonstrar que o novo esquema de equalização proposto é robusto para situações de CSI imperfeito (I-CSI), visto que o seu desempenho se mantém próximo dos valores esperados para CSI perfeito, em apenas algumas iterações.Mestrado em Engenharia Eletrónica e Telecomunicaçõe

Transform modulations for mobile communications

A new modulation scheme called transform modulations is proposed which improves the system performance in frequency-flat fading mobile channels. They ameliorate the effect of the fadings over the transmitted signal by spreading the information in time, using a linear transform operator. The design of this scheme is discussed and its advantages are shown by means of simulations. The relationship of this scheme with OFDM modulation is also analyzed.Peer ReviewedPostprint (published version

Robust frequency-domain turbo equalization for multiple-input multiple-output (MIMO) wireless communications

This dissertation investigates single carrier frequency-domain equalization (SC-FDE) with multiple-input multiple-output (MIMO) channels for radio frequency (RF) and underwater acoustic (UWA) wireless communications. It consists of five papers, selected from a total of 13 publications. Each paper focuses on a specific technical challenge of the SC-FDE MIMO system. The first paper proposes an improved frequency-domain channel estimation method based on interpolation to track fast time-varying fading channels using a small amount of training symbols in a large data block. The second paper addresses the carrier frequency offset (CFO) problem using a new group-wise phase estimation and compensation algorithm to combat phase distortion caused by CFOs, rather than to explicitly estimate the CFOs. The third paper incorporates layered frequency-domain equalization with the phase correction algorithm to combat the fast phase rotation in coherent communications. In the fourth paper, the frequency-domain equalization combined with the turbo principle and soft successive interference cancelation (SSIC) is proposed to further improve the bit error rate (BER) performance of UWA communications. In the fifth paper, a bandwidth-efficient SC-FDE scheme incorporating decision-directed channel estimation is proposed for UWA MIMO communication systems. The proposed algorithms are tested by extensive computer simulations and real ocean experiment data. The results demonstrate significant performance improvements in four aspects: improved channel tracking, reduced BER, reduced computational complexity, and enhanced data efficiency --Abstract, page iv

Performance enhancement for LTE and beyond systems

A thesis submitted to the University of Bedfordshire, in partial fulfilment of the requirements for the degree of Doctor of PhilosophyWireless communication systems have undergone fast development in recent years. Based on GSM/EDGE and UMTS/HSPA, the 3rd Generation Partnership Project (3GPP) specified the Long Term Evolution (LTE) standard to cope with rapidly increasing demands, including capacity, coverage, and data rate. To achieve this goal, several key techniques have been adopted by LTE, such as Multiple-Input and Multiple-Output (MIMO), Orthogonal Frequency-Division Multiplexing (OFDM), and heterogeneous network (HetNet). However, there are some inherent drawbacks regarding these techniques. Direct conversion architecture is adopted to provide a simple, low cost transmitter solution. The problem of I/Q imbalance arises due to the imperfection of circuit components; the orthogonality of OFDM is vulnerable to carrier frequency offset (CFO) and sampling frequency offset (SFO). The doubly selective channel can also severely deteriorate the receiver performance. In addition, the deployment of Heterogeneous Network (HetNet), which permits the co-existence of macro and pico cells, incurs inter-cell interference for cell edge users. The impact of these factors then results in significant degradation in relation to system performance. This dissertation aims to investigate the key techniques which can be used to mitigate the above problems. First, I/Q imbalance for the wideband transmitter is studied and a self-IQ-demodulation based compensation scheme for frequencydependent (FD) I/Q imbalance is proposed. This combats the FD I/Q imbalance by using the internal diode of the transmitter and a specially designed test signal without any external calibration instruments or internal low-IF feedback path. The instrument test results show that the proposed scheme can enhance signal quality by 10 dB in terms of image rejection ratio (IRR). In addition to the I/Q imbalance, the system suffers from CFO, SFO and frequency-time selective channel. To mitigate this, a hybrid optimum OFDM receiver with decision feedback equalizer (DFE) to cope with the CFO, SFO and doubly selective channel. The algorithm firstly estimates the CFO and channel frequency response (CFR) in the coarse estimation, with the help of hybrid classical timing and frequency synchronization algorithms. Afterwards, a pilot-aided polynomial interpolation channel estimation, combined with a low complexity DFE scheme, based on minimum mean squared error (MMSE) criteria, is developed to alleviate the impact of the residual SFO, CFO, and Doppler effect. A subspace-based signal-to-noise ratio (SNR) estimation algorithm is proposed to estimate the SNR in the doubly selective channel. This provides prior knowledge for MMSE-DFE and automatic modulation and coding (AMC). Simulation results show that this proposed estimation algorithm significantly improves the system performance. In order to speed up algorithm verification process, an FPGA based co-simulation is developed. Inter-cell interference caused by the co-existence of macro and pico cells has a big impact on system performance. Although an almost blank subframe (ABS) is proposed to mitigate this problem, the residual control signal in the ABS still inevitably causes interference. Hence, a cell-specific reference signal (CRS) interference cancellation algorithm, utilizing the information in the ABS, is proposed. First, the timing and carrier frequency offset of the interference signal is compensated by utilizing the cross-correlation properties of the synchronization signal. Afterwards, the reference signal is generated locally and channel response is estimated by making use of channel statistics. Then, the interference signal is reconstructed based on the previous estimate of the channel, timing and carrier frequency offset. The interference is mitigated by subtracting the estimation of the interference signal and LLR puncturing. The block error rate (BLER) performance of the signal is notably improved by this algorithm, according to the simulation results of different channel scenarios. The proposed techniques provide low cost, low complexity solutions for LTE and beyond systems. The simulation and measurements show good overall system performance can be achieved

Single-Frequency Network Terrestrial Broadcasting with 5GNR Numerology

L'abstract è presente nell'allegato / the abstract is in the attachmen

Model-Driven Based Deep Unfolding Equalizer for Underwater Acoustic OFDM Communications

It is challenging to design an equalizer for the complex time-frequency doubly-selective channel. In this paper, we employ the deep unfolding approach to establish an equalizer for the underwater acoustic (UWA) orthogonal frequency division multiplexing (OFDM) system, namely UDNet. Each layer of UDNet is designed according to the classical minimum mean square error (MMSE) equalizer. Moreover, we consider the QPSK equalization as a four-classification task and adopt minimum Kullback-Leibler (KL) to achieve a smaller symbol error rate (SER) with the one-hot coding instead of the MMSE criterion. In addition, we introduce a sliding structure based on the banded approximation of the channel matrix to reduce the network size and aid UDNet to perform well for different-length signals without changing the network structure. Furthermore, we apply the measured at-sea doubly-selective UWA channel and offshore background noise to evaluate the proposed equalizer. Experimental results show that the proposed UDNet performs better with low computational complexity. Concretely, the SER of UDNet is nearly an order of magnitude lower than that of MMSE

Frequency-Domain Channel Estimation and Equalization for Single Carrier Underwater Acoustic Communications

A new frequency-domain channel estimation and equalization (FDE) scheme is proposed for single carrier (SC) underwater acoustic communications. The proposed SC-FDE employs a small training signal block for initial channel estimation in the frequency domain and converts the estimated transfer function to a desired DFT (discrete Fourier transform) size for channel equalization of the data blocks. The frequency domain equalizer is designed using the linear minimum mean square error criterion. A new phase coherent detection scheme is also proposed and deployed to combat the phase drift due to the instantaneous Doppler in the underwater channels. The channel transfer functions and group-averaged phase drift are re-estimated adaptively in a decision-directed manner for each data block in a packet, which contains M blocks of QPSK data. The proposed SC-FDE method is applied to single input multiple output (SIMO) systems using the experimental data measured off the coast of Panama City, Florida, USA, June 2007. The uncoded bit error rate of the SIMO systems varies between 1.3% to 6.8 x 10^-5 when 4 ~ 8 receive hydrophones are utilized, and the source-receiver range is 5.06 km

Low-complexity iterative receiver algorithms for multiple-input multiple-output underwater wireless communications

This dissertation proposes three low-complexity iterative receiver algorithms for multiple-input multiple-output (MIMO) underwater acoustic (UWA) communications. First is a bidirectional soft-decision feedback Turbo equalizer (Bi-SDFE) which harvests the time-reverse diversity in severe multipath MIMO channels. The Bi-SDFE outperforms the original soft-decision feedback Turbo equalizer (SDFE) while keeping its total computational complexity similar to that of the SDFE. Second, this dissertation proposes an efficient direct adaptation Turbo equalizer for MIMO UWA communications. Benefiting from the usage of soft-decision reference symbols for parameter adaptation as well as the iterative processing inside the adaptive equalizer, the proposed algorithm is efficient in four aspects: robust performance in tough channels, high spectral efficiency with short training overhead, time efficient with fast convergence and low complexity in hardware implementation. Third, a frequency-domain soft-decision block iterative equalizer combined with iterative channel estimation is proposed for the uncoded single carrier MIMO systems with high data efficiency. All the three new algorithms are evaluated by data recorded in real world ocean experiment or pool experiment. Finally, this dissertation also compares several Turbo equalizers in single-input single-output (SISO) UWA channels. Experimental results show that the channel estimation based Turbo equalizers are robust in SISO underwater transmission under harsh channel conditions --Abstract, page iv