Iterative Near-Maximum-Likelihood Detection in Rank-Deficient Downlink SDMA Systems

Abstract—In this paper, a precoded and iteratively detected downlink multiuser system is proposed, which is capable of operating in rankdeficient scenarios, when the number of transmitters exceeds the number of receivers. The literature of uplink space division multiple access (SDMA) systems is rich, but at the time of writing there is a paucity of information on the employment of SDMA techniques in the downlink. Hence, we propose a novel precoded downlink SDMA (DL-SDMA) multiuser communication system, which invokes a low-complexity nearmaximum-likelihood sphere decoder and is particularly suitable for the aforementioned rank-deficient scenario. Powerful iterative decoding is carried out by exchanging extrinsic information between the precoder’s decoder and the outer channel decoder. Furthermore, we demonstrate with the aid of extrinsic information transfer charts that our proposed precoded DL-SDMA system has a better convergence behavior than its nonprecoded DL-SDMA counterpart. Quantitatively, the proposed system having a normalized system load of Ls = 1.333, i.e., 1.333 times higher effective throughput facilitated by having 1.333 times more DL-SDMA transmitters than receivers, exhibits a “turbo cliff” at an Eb/N0 of 5 dB and hence results in an infinitesimally low bit error rate (BER). By contrast, at Eb/N0 = 5 dB, the equivalent system dispensing with precoding exhibits a BER in excess of 10%. Index Terms—Iterative decoding, maximum likelihood detection, space division multiple access (SDMA) downlink, sphere decoding

New Blind Block Synchronization for Transceivers Using Redundant Precoders

This paper studies the blind block synchronization problem in block transmission systems using linear redundant precoders (LRP). Two commonly used LRP systems, namely, zero padding (ZP) and cyclic prefix (CP) systems, are considered in this paper. In particular, the block synchronization problem in CP systems is a broader version of timing synchronization problem in the popular orthogonal frequency division multiplexing (OFDM) systems. The proposed algorithms exploit the rank deficiency property of the matrix composed of received blocks when the block synchronization is perfect and use a parameter called repetition index which can be chosen as any positive integer. Theoretical results suggest advantages in blind block synchronization performances when using a large repetition index. Furthermore, unlike previously reported algorithms, which require a large amount of received data, the proposed methods, with properly chosen repetition indices, guarantee correct block synchronization in absence of noise using only two received blocks in ZP systems and three in CP systems. Computer simulations are conducted to evaluate the performances of the proposed algorithms and compare them with previously reported algorithms. Simulation results not only verify the capability of the proposed algorithms to work with limited received data but also show significant improvements in the block synchronization error rate performance of the proposed algorithms over previously reported algorithms

Design of Block Transceivers with Decision Feedback Detection

This paper presents a method for jointly designing the transmitter-receiver pair in a block-by-block communication system that employs (intra-block) decision feedback detection. We provide closed-form expressions for transmitter-receiver pairs that simultaneously minimize the arithmetic mean squared error (MSE) at the decision point (assuming perfect feedback), the geometric MSE, and the bit error rate of a uniformly bit-loaded system at moderate-to-high signal-to-noise ratios. Separate expressions apply for the ``zero-forcing'' and ``minimum MSE'' (MMSE) decision feedback structures. In the MMSE case, the proposed design also maximizes the Gaussian mutual information and suggests that one can approach the capacity of the block transmission system using (independent instances of) the same (Gaussian) code for each element of the block. Our simulation studies indicate that the proposed transceivers perform significantly better than standard transceivers, and that they retain their performance advantages in the presence of error propagation.Comment: 14 pages, 8 figures, to appear in the IEEE Transactions on Signal Processin

Wireless receiver designs: from information theory to VLSI implementation

Receiver design, especially equalizer design, in communications is a major concern in both academia and industry. It is a problem with both theoretical challenges and severe implementation hurdles. While much research has been focused on reducing complexity for optimal or near-optimal schemes, it is still common practice in industry to use simple techniques (such as linear equalization) that are generally significantly inferior. Although digital signal processing (DSP) technologies have been applied to wireless communications to enhance the throughput, the users' demands for more data and higher rate have revealed new challenges. For example, to collect the diversity and combat fading channels, in addition to the transmitter designs that enable the diversity, we also require the receiver to be able to collect the prepared diversity. Most wireless transmissions can be modeled as a linear block transmission system. Given a linear block transmission model assumption, maximum likelihood equalizers (MLEs) or near-ML decoders have been adopted at the receiver to collect diversity which is an important metric for performance, but these decoders exhibit high complexity. To reduce the decoding complexity, low-complexity equalizers, such as linear equalizers (LEs) and decision feedback equalizers (DFEs) are often adopted. These methods, however, may not utilize the diversity enabled by the transmitter and as a result have degraded performance compared to MLEs. In this dissertation, we will present efficient receiver designs that achieve low bit-error-rate (BER), high mutual information, and low decoding complexity. Our approach is to first investigate the error performance and mutual information of existing low-complexity equalizers to reveal the fundamental condition to achieve full diversity with LEs. We show that the fundamental condition for LEs to collect the same (outage) diversity as MLE is that the channels need to be constrained within a certain distance from orthogonality. The orthogonality deficiency (od) is adopted to quantify the distance of channels to orthogonality while other existing metrics are also introduced and compared. To meet the fundamental condition and achieve full diversity, a hybrid equalizer framework is proposed. The performance-complexity trade-off of hybrid equalizers is quantified by deriving the distribution of od. Another approach is to apply lattice reduction (LR) techniques to improve the ``quality' of channel matrices. We present two widely adopted LR methods in wireless communications, the Lenstra-Lenstra-Lovasz (LLL) algorithm [51] and Seysen's algorithm (SA), by providing detailed descriptions and pseudo codes. The properties of output matrices of the LLL algorithm and SA are also quantified. Furthermore, other LR algorithms are also briefly introduced. After introducing LR algorithms, we show how to adopt them into the wireless communication decoding process by presenting LR-aided hard-output detectors and LR-aided soft-output detectors for coded systems, respectively. We also analyze the performance of proposed efficient receivers from the perspective of diversity, mutual information, and complexity. We prove that LR techniques help to restore the diversity of low-complexity equalizers without increasing the complexity significantly. When it comes to practical systems and simulation tool, e.g., MATLAB, only finite bits are adopted to represent numbers. Therefore, we revisit the diversity analysis for finite-bit represented systems. We illustrate that the diversity of MLE for systems with finite-bit representation is determined by the number of non-vanishing eigenvalues. It is also shown that although theoretically LR-aided detectors collect the same diversity as MLE in the real/complex field, it may show different diversity orders when finite-bit representation exists. Finally, the VLSI implementation of the complex LLL algorithms is provided to verify the practicality of our proposed designs.Ph.D.Committee Chair: Ma, Xiaoli; Committee Member: Anderson, David; Committee Member: Barry, John; Committee Member: Chen, Xu-Yan; Committee Member: Kornegay, Kevi

PAR-Aware Large-Scale Multi-User MIMO-OFDM Downlink

We investigate an orthogonal frequency-division multiplexing (OFDM)-based downlink transmission scheme for large-scale multi-user (MU) multiple-input multiple-output (MIMO) wireless systems. The use of OFDM causes a high peak-to-average (power) ratio (PAR), which necessitates expensive and power-inefficient radio-frequency (RF) components at the base station. In this paper, we present a novel downlink transmission scheme, which exploits the massive degrees-of-freedom available in large-scale MU-MIMO-OFDM systems to achieve low PAR. Specifically, we propose to jointly perform MU precoding, OFDM modulation, and PAR reduction by solving a convex optimization problem. We develop a corresponding fast iterative truncation algorithm (FITRA) and show numerical results to demonstrate tremendous PAR-reduction capabilities. The significantly reduced linearity requirements eventually enable the use of low-cost RF components for the large-scale MU-MIMO-OFDM downlink.Comment: To appear in IEEE Journal on Selected Areas in Communication

Subspace-Based Blind Channel Identification for Cyclic Prefix Systems Using Few Received Blocks

In this paper, a novel generalization of subspace-based blind channel identification methods in cyclic prefix (CP) systems is proposed. For the generalization, a new system parameter called repetition index is introduced whose value is unity for previously reported special cases. By choosing a repetition index larger than unity, the number of received blocks needed for blind identification is significantly reduced compared to all previously reported methods. This feature makes the method more realistic especially in wireless environments where the channel state is usually fast-varying. Given the number of received blocks available, the minimum value of repetition index is derived. Theoretical limit allows the proposed method to perform blind identification using only three received blocks in absence of noise. In practice, the number of received blocks needed to yield a satisfactory bit-error-rate (BER) performance is usually on the order of half the block size. Simulation results not only demonstrate the capability of the algorithm to perform blind identification using fewer received blocks, but also show that in some cases system performance can be improved by choosing a repetition index larger than needed. Simulation of the proposed method over time-varying channels clearly demonstrates the improvement over previously reported methods

New Iterative Frequency-Domain Detectors for IA-Precoded MC-CDMA Systems

The aim of this paper is to design new multi-user receivers based on the iterative block decision feedback equalization concept for MC-CDMA systems with closed-form interference alignment (IA) at the transmitted side. IA is a promising technique that allows high capacity gains in interfering channels. On the other hand, iterative frequency-domain detection receivers based on the IB-DFE concept can efficiently exploit the inherent space-frequency diversity of the MIMO MC-CDMA systems. In IA-precoded based systems the spatial streams are usually separated by using a standard linear MMSE equalizer. However, for MC-CDMA based systems, linear equalization is not the most efficient way of separating spatial streams due to the residual inter-carrier interference (ICI). Therefore, we design new non-linear iterative receiver structures to efficiently remove the aligned interference and separate the spatial streams in presence of residual ICI. Two strategies are considered: in the first one the equalizer matrices are obtained by minimizing the mean square error (MSE) of each individual data stream at each subcarrier, while in the second approach the matrices are computed by minimizing the overall MSE of all data streams at each subcarrier. We also propose an accurate analytical approach for obtaining the performance of the proposed receivers. Our schemes achieve the maximum degrees of freedom provided by the IA precoding, while allowing close-to-optimum space-diversity gain, with performance approaching the matched filter bound