Key Signal Processing Technologies for High-speed Passive Optical Networks

With emerging technologies such as high-definition video, virtual reality, and cloud computing, bandwidth demand in the access networks is ever-increasing. Passive optical network (PON) has become a promising architecture thanks to its low cost and easy management. IEEE and ITU-T standard organizations have been standardizing the next-generation PON, targeting on increasing the single-channel capacity from 10 Gb/s to 25, 50, and 100 Gb/s as the solution to address the dramatic increase of bandwidth demand. However, since the access network is extremely cost-sensitive, many research problems imposed in the physical layer of PON need to be addressed in a cost-efficient way, which is the primary focus of this thesis. Utilizing the low-cost 10G optics to build up high-speed PON systems is a promising approach, where signal processing techniques are key of importance. Two categories of signal processing techniques have been extensively investigated, namely optical signal processing (OSP) and digital signal processing (DSP). Dispersion-supported equalization (DSE) as a novel OSP scheme is proposed to achieve bit-rate enhancement from 10 Gb/s to 25 Gb/s based on 10G class of optics. Thanks to the bandwidth improved by DSE, the non-return-zero on-off keying which is the simplest modulation format is able to be adopted in the PON system without complex modulation or DSP. Meanwhile, OSP is also proposed to work together with DSP enabling 50G PON while simplifying the DSP complexity. Using both DSE and simple feed-forward equalizer is able to support 50 Gb/s PAM-4 transmission with 10G optics. For C-band 50 Gb/s transmission, injection locking techniques as another OSP approach is proposed to compress the directly modulated laser chirp and increase system bandwidth in the optical domain where a doubled capacity from 25 Gb/s to 50 Gb/s over 20 km fiber can be built on top of 10G optics. For DSP, we investigated the advantages of neural network (NN) on the mitigation of the time-varying nonlinear semiconductor optical amplifier pattern effect. In order to reduce the expense caused by the high computation complexity of NN, a pre- equalizer is introduced at the central office that allows cost sharing for all connected access users. In order to push the PON system line rate to 100 Gb/s, a joint nonlinear Tomlinson- Harashima precoding-Volterra algorithm is proposed to compensate for both linear and nonlinear distortions where 100 Gb/s PAM-4 transmission over 20 km fiber with 15 GHz system bandwidth can be achieved

High Dimensional Modulation and MIMO Techniques for Access Networks

Exploration of advanced modulation formats and multiplexing techniques for next generation optical access networks are of interest as promising solutions for delivering multiple services to end-users. This thesis addresses this from two different angles: high dimensionality carrierless amplitudephase (CAP) and multiple-input multiple-output (MIMO) radio-over-fiber (RoF) systems. High dimensionality CAP modulation has been investigated in optical fiber systems. In this project we conducted the first experimental demonstration of 3 and 4 dimensional CAP with bit rates up to 10 Gb/s. These results indicate the potentiality of supporting multiple users with converged services. At the same time, orthogonal division multiple access (ODMA) systems for multiple possible dimensions of CAP modulation has been demonstrated for user and service allocation in wavelength division multiplexing (WDM) optical access network. 2 x 2 MIMO RoF employing orthogonal frequency division multiplexing (OFDM) with 5.6 GHz RoF signaling over all-vertical cavity surface emitting lasers (VCSEL) WDM passive optical networks (PONs). We have employed polarization division multiplexing (PDM) to further increase the capacity per wavelength of the femto-cell network. Bit rate up to 1.59 Gbps with fiber-wireless transmission over 1 m air distance is demonstrated. The results presented in this thesis demonstrate the feasibility of high dimensionality CAP in increasing the number of dimensions and their potentially to be utilized for multiple service allocation to different users. MIMO multiplexing techniques with OFDM provides the scalability in increasing spectral effciency and bit rates for RoF systems. High dimensional CAP and MIMO multiplexing techniques are two promising solutions for supporting wired and hybrid wired-wireless access networks

Millimetre-Wave Fibre-Wireless Technologies for 5G Mobile Fronthaul

The unprecedented growth in mobile data traffic, driven primarily by bandwidth rich applications and high definition video is accelerating the development of fifth generation (5G) mobile network. As mobile access network evolves towards centralisation, mobile fronthaul (MFH) architecture becomes essential in providing high capacity, ubiquitous and yet affordable services to subscribers. In order to meet the demand for high data rates in the access, Millimetre-wave (mmWave) has been highlighted as an essential technology in the development of 5G-new radio (5G-NR). In the present MFH architecture which is typically based on common public radio interface (CPRI) protocol, baseband signals are digitised before fibre transmission, featuring high overhead data and stringent synchronisation requirements. A direct application of mmWave 5G-NR to CPRI digital MFH, where signal bandwidth is expected to be up to 1GHz will be challenging, due to the increased complexity of the digitising interface and huge overhead data that will be required for such bandwidth. Alternatively, radio over fibre (RoF) technique can be employed in the transportation of mmWave wireless signals via the MFH link, thereby avoiding the expensive digitisation interface and excessive overhead associated with its implementation. Additionally, mmWave carrier can be realised with the aid of photonic components employed in the RoF link, further reducing the system complexity. However, noise and nonlinearities inherent to analog transmission presents implementation challenges, limiting the system dynamic range. Therefore, it is important to investigate the effects of these impairments in RoF based MFH architecture. This thesis presents extensive research on the impact of noise and nonlinearities on 5G candidate waveforms, in mmWave 5G fibre wireless MFH. Besides orthogonal frequency division multiplexing (OFDM), another radio access technology (RAT) that has received significant attention is filter bank multicarrier (FBMC), particularly due to its high spectral containment and excellent performance in asynchronous transmission. Hence, FBMC waveform is adopted in this work to study the impact of noise and nonlinearities on the mmWave fibre-wireless MFH architecture. Since OFDM is widely deployed and it has been adopted for 5G-NR, the performance of OFDM and FBMC based 5G mmWave RAT in fibre wireless MFH architecture is compared for several implementations and transmission scenarios. To this extent, an end to end transmission testbed is designed and implemented using industry standard VPI Transmission Maker® to investigate five mmWave upconversion techniques. Simulation results show that the impact of noise is higher in FBMC when the signal to-noise (SNR) is low, however, FBMC exhibits better performance compared to OFDM as the SNR improved. More importantly, an evaluation of the contribution of each noise component to the overall system SNR is carried out. It is observed in the investigation that noise contribution from the optical carriers employed in the heterodyne upconversion of intermediate frequency (IF) signals to mmWave frequency dominate the system noise. An adaptive modulation technique is employed to optimise the system throughput based on the received SNR. The throughput of FBMC based system reduced significantly compared to OFDM, due to laser phase noise and chromatic dispersion (CD). Additionally, it is shown that by employing frequency domain averaging technique to enhance the channel estimation (CE), the throughput of FBMC is significantly increased and consequently, a comparable performance is obtained for both waveforms. Furthermore, several coexistence scenarios for multi service transmission are studied, considering OFDM and FBMC based RATs to evaluate the impact inter band interference (IBI), due to power amplifier (PA) nonlinearity on the system performance. The low out of band (OOB) emission in FBMC plays an important role in minimising IBI to adjacent services. Therefore, FBMC requires less guardband in coexistence with multiple services in 5G fibre-wireless MFH. Conversely, OFDM introduced significant OOB to adjacent services requiring large guardband in multi-service coexistence transmission scenario. Finally, a novel transmission scheme is proposed and investigated to simultaneously generate multiple mmWave signals using laser heterodyning mmWave upconversion technique. With appropriate IF and optical frequency plan, several mmWave signals can be realised. Simulation results demonstrate successful simultaneous realisation of 28GHz, 38GHz, and 60GHz mmWave signals

Characterization and design of coherent optical OFDM transmission systems based on Hartley Transform

Nowadays, due to huge deployment of optical transport networks, a continuous increase towards higher data rates up to 100 Gb/s and beyond is observed. Furthermore, an evolution of the current optical networks is forecasted, acquiring new functionalities, e.g. elastic spectrum assignment for the optical signals. The target for these new challenges in transmission is to find techniques ready to deal with a growth of demand for bandwidth continuously asked by network operators, for whom the standard systems do not meet the new functionalities while higher rates are being set up. A solution for covering all of those needs is to adapt techniques capable to deal with such enormous data rates, and ensuring the same high efficiency for long distances and mitigate the optical impairments accumulated along the transmission path. Additionally, these transmission techniques are expected to provide some degree of flexibility, in order to enhance the network flexibility. A promising technology that can fully cope with those requires is the coherent optical orthogonal frequency division multiplexing (CO-OFDM). CO-OFDM provides several advantages, namely high sensitivity and spectral efficiency, simple integration and possibility to fully recover a signal in phase, amplitude and polarization. These systems are composed by digital signal processing (DSP) blocks that easily process data and can equalize and compensate the main impairments, providing high tolerance for dispersion effects. However, CO-OFDM systems are not free from drawbacks. Their high peak-to-average power ratio (PAPR) reduce their tolerance to nonlinearities. Furthermore, CO-OFDM systems are sensitive to any frequency shift and phase offset. Hence, a constant envelope optical OFDM (CE-OFDM) is proposed for significantly reducing the PAPR and solving high sensitivity to nonlinear impairments. It consists in a phase modulated discrete multi-tone signal, which is coherently detected at the receiver side. An alternative transform, the discrete Hartley transform, is proposed to speed up calculations in the DSP and eliminate the need to have a Hermitian symmetry. The optical CE-OFDM by its unique flexibility and rate scalability turns out as a great technology applicable to different configurations, ranging from access to core networks. In case of access solutions, several cases are investigated. First, the optical CE-OFDM is applied for radio access network signals delivery by means of a wavelength division multiplexing (WDM) overlay in deployed access architecture. A decomposed radio access network is deployed over an existing standard passive optical network (PON), capable to avoid interference and cross talks with access signals between network clients. The system exhibited narrow channel spacing, while reducing losses fed into the access equipment path. Next, a full duplex 10 Gb/s bidirectional PON transmission over a single wavelength with RSOA based ONU is investigated. The key point of that system is the upstream transmission, which is achieved re-modulating the phase of a downstream intensity modulated signal after proper saturation. The reported sensitivity performances show a power budget matching the PON standards and an OSNR easy to reach on non-amplified PON. Next, a flexible metropolitan area network of up to 100km with traffic add/drop using WDM is investigated. There the narrowing effect of the optical filters is studied. Finally, an elastic upgrade of the existing Telefonica model of the Spanish national core network is proposed. For that, the transceiver architecture is proposed to be operated featuring polarization multiplexing. Respect to the existing fixed grid, the flexible approach (enabled by the CE-OFDM transceiver) results into reduced bandwidth occupancy and low OSNR requirement.Hoy en día, debido al gran despliegue de las redes de ópticas de transporte, se espera un aumento continuado hacia mayores velocidades de datos, hasta 100 Gb/s y más allá. Por otra parte, la evolución que se prevé para las redes ópticas actuales, incluye la adquisición de nuevas funcionalidades, por ejemplo, la asignación del espectro de forma elástica para las señales ópticas. Por tanto, el claro desafío en cuanto a las tecnologías de transmisión es encontrar técnicas preparadas para hacer frente a un crecimiento de la demanda de ancho de banda; demanda que continuamente se incrementa por parte de los operadores de red, para quienes los sistemas estándar no se acaban de ajustar a las nuevas funcionalidades que esperan para la red. Una solución para cubrir todas estas necesidades es la adaptación de técnicas capaces de hacer frente a estas velocidades de datos enormes, y garantizar el mismo nivel de eficiencia para las largas distancias y mitigar las deficiencias ópticas acumuladas a lo largo de la ruta de transmisión. Además, se espera que estas técnicas de transmisión puedan proporcionar cierto grado de flexibilidad, a fin de mejorar y hacer más eficiente la gestión de la red. Una tecnología prometedora que puede hacer frente a estos requisitos es lo que se llama multiplexación por división de frecuencias ortogonales, combinado con la detección óptica coherente (CO-OFDM). CO-OFDM ofrece varias ventajas, entre otras: alta sensibilidad y eficiencia espectral y, sobre todo, la posibilidad de recuperar por completo de una señal en fase, la amplitud y la polarización. Estos sistemas están compuestos por bloques de procesado de señales digitales (DSP) que permiten detectar los datos fácilmente así como también compensar las principales degradaciones, proporcionando alta tolerancia a los efectos de dispersión. Sin embargo, los sistemas CO-OFDM no están exentos de inconvenientes. Su alta relación de potencia de pico a potencia media (PAPR) reduce sensiblemente la tolerancia no linealidades. Por otra parte, los sistemas CO-OFDM son sensibles a cualquier cambio de frecuencia y desplazamiento de fase. Por tanto, se propone un sistema OFDM de envolvente constante (CE-OFDM) para reducir significativamente la PAPR y solucionar la alta sensibilidad a las degradaciones no lineales. Consiste en una señal OFDM modulada en fase, que se detecta coherentemente en el receptor. Una transformada alternativa, la transformada discreta de Hartley, se propone para acelerar los cálculos en el DSP. El sistema CE-OFDM por su flexibilidad y escalabilidad única, resulta una tecnología aplicable a diferentes escenarios, que van desde las redes de acceso hasta las redes troncales. En el caso de las soluciones de acceso, se investigan varios casos. En primer lugar, el CE-OFDM aplica para el desarrollo y soporte de datos de una red radio, reutilizando una red óptica de acceso ya desplegada. A continuación, se investiga la transmisión bidireccional dúplex a 10 Gb / s sobre una sola longitud de onda empleando un RSOA a las unidades de usuario. El punto clave de este sistema es la transmisión en sentido ascendente, que se consigue re-modulando la fase de una señal de intensidad modulada después de saturar de forma adecuada. A continuación, se estudia una red de área metropolitana flexible de hasta 100 km. Concretamente el efecto de concatenación de filtros ópticos es el objetivo de este estudio. Finalmente, se propone una actualización elástica del modelo de Telefónica I+D para la red troncal española. Por ello, se propone operar el CE-OFDM en multiplexación de polarización. Los resultados muestran que esta combinación reduce sensiblemente el empleo de ancho de banda esto como los requisitos de los enlaces transmisión, reduciendo también los costes tanto de desarrollo como de operación y mantenimiento de la red.Avui dia, a causa del gran desplegament de les xarxes de òptiques de transport, s'espera un augment continuat cap a majors velocitats de dades, fins a 100 Gb/s i més enllà. D'altra banda, l'evolució que es preveu per a les xarxes òptiques actuals, inclou l'adquisició de noves funcionalitats, per exemple, assignació de l'espectre de forma elàstica per als senyals òptics. Per tant, el clar desafiament pel que fa a les tecnologies de transmissió és trobar tècniques preparades per fer front a un creixement de la demanda d'ample de banda; demanda que contínuament es fa per part dels operadors de xarxa, per als qui els sistemes estàndard no s'acaben d'ajustar a les noves funcionalitats que esperen per a la xarxa. Una solució per a cobrir totes aquestes necessitats és l'adaptació de tècniques capaces de fer front a aquestes velocitats de dades enormes, i garantir el mateix nivell d'eficiència per a les llargues distàncies i mitigar les deficiències òptiques acumulades al llarg de la ruta de transmissió. A més, s'espera que aquestes tècniques de transmissió puguin proporcionar cert grau de flexibilitat, per tal de millorar i tornar més eficient la gestió de la xarxa. Una tecnologia prometedora que pot fer front a aquests requisits és el que s'anomena multiplexació per divisió de freqüències ortogonals, combinat amb la detecció òptica coherent (CO-OFDM). CO-OFDM ofereix diversos avantatges, entre altres: alta sensibilitat i eficiència espectral i, sobretot, la possibilitat de recuperar per complet d'una senyal en fase, l'amplitud i la polarització. Aquests sistemes estan compostos per blocs de processament de senyals digitals (DSP) que permeten detectar les dades fàcilment així com també compensar les principals degradacions, proporcionant alta tolerància pels efectes de dispersió. No obstant això, els sistemes CO-OFDM no estan exempts d'inconvenients. La seva alta relació de potència de pic a potència mitjana (PAPR) redueix sensiblement la tolerància a no linealitats. D'altra banda, els sistemes de CO-OFDM són sensibles a qualsevol canvi de freqüència i desplaçament de fase. Per tant, es proposa un sistema OFDM d'envolvent constant (CE-OFDM) per a reduir significativament la PAPR i solucionar l'alta sensibilitat a les degradacions no lineals. Consisteix en un senyal OFDM modulat en fase, que es detecta coherentment en el receptor. Una transformada alternativa, la transformada discreta d'Hartley, es proposa accelerar els càlculs en el DSP. El sistema CE-OFDM per la seva flexibilitat i escalabilitat única, resulta una tecnologia aplicable a diferents escenaris, que van des de les xarxes d'accés fins a les xarxes troncals. En el cas de les solucions d'accés, s'investiguen diversos casos. En primer lloc, el CE-OFDM s'aplica per al desplegament i suport de dades d'una xarxa radio, reutilitzant una xarxa òptica d'accés ja desplegada. A continuació, s'investiga la transmissió bidireccional dúplex a 10 Gb/s sobre una sola longitud d'ona emprant un RSOA a les unitats d'usuari. El punt clau d'aquest sistema és la transmissió en sentit ascendent, que s'aconsegueix re-modulant la fase d'un senyal d'intensitat modulada després de saturar-la de forma adequada. A continuació, s'estudia una xarxa d'àrea metropolitana flexible de fins a 100 km. Concretament l'efecte de concatenació de filtres òptics és l'objectiu d'aquest estudi. Finalment, es proposa una actualització elàstica del model de Telefónica I+D per a la xarxa troncal espanyola. Per això, es proposa operar el CE-OFDM en multiplexació de polarització. Els resultats mostren que aquesta combinació redueix sensiblement l'ocupació d'ample de banda això com també els requisits dels enllaços transmissió, reduint també els costos tant de desplegament com d'operació i manteniment de la xarxa