Reliable Cognitive Ultra Wideband Communication Systems Under Coexistence Constraints

RÉSUMÉ La croissance rapide des systèmes de communication sans fil et la rareté du spectre ont motivé les industries et les fournisseurs ouvrant dans le domaine de communication sans fil de développer des stratégies et des technologies de communication qui peuvent utiliser efficacement les ressources spectrales. La réutilisation pacifique du spectre sous-licence et sous-utilisé peut être une solution prometteuse pour certaines initiatives en cours telles que la communication mobile à haut débit, la communication machine-à-machine, et la connectivité WiFi. Un des plus gros facteurs qui empêche l'approche de cette réutilisation de fréquences est l'effet d'environnements bruyants sur les dispositifs coexistent dans la même bande de fréquence. Par conséquent, la demande pour une stratégie de coexistence pacifique entre les utilisateurs du spectre, des défis et des questions techniques qu'elle engêndre, motive notre recherche. Il est à noter que dans cette thèse, nous considérons un système pratique appelé MB-OFDM UWB (en anglais multiband orthogonal frequency division multiplexing ultra wideband) pour donner un aperçu pratique de ce concept. Pour atteindre cet objectif, d'abord nous examinons le problème d'interférence des utilisateurs secondaires sur les utilisateurs principaux. A cet effet, tenant compte d'un système secondaire OFDM, nous proposons des méthodes de mise en forme du spectre pour les applications de transmission à antennes simples et multiples. Nous présentons une technique débit-efficace nommée “Enhanced active interference cancellation (E - AIC)qui est en effet capable de créer des encoches ayant des caractéristiques flexibles. Afin de résoudre le problème de dépassement du spectre causé pas la technique classique-AIC, nous utilisons une approche multi-contraintes qui à son tour cause un problème multi-contrainte de minimisation (en anglais multi-constraint minimization problem, MCMP). Cependant, un nouvel algorithme itératif basé sur la technique SVD (en anglais singular value decomposition) est proposé, permettant ainsi de réduire la complexité de la solution de MCMP. Les résultats de simulation obtenus montrent que la technique E-AIC proposée fournit de meilleures performances en termes de suppression des lobes latéraux avec 0 dB de dépassement, moins de complexité de calcul et moins de perte de débit par rapport aux méthodes AIC précédentes. Quant aux antennes multiples, nous proposons deux nouvelles techniques AIC, qui utilisent l'idée principale des approches de sélection d'antennes d'émission (en anglais transmit antenna selection, TAS). Bien que les résultats montrent que les deux techniques permettent la création d'encoche identique, la technique per-tone TAS-AIC a la plus grande efficacité spectrale. Après avoir obtenu une emission sans interférence pour le système MB-OFDM UWB, nous analysons, modélisons et atténuons le bruit impulsif au récepteur MB-OFDM UWB. Pour ce faire, d'abord, nous proposons un cadre analytique qui décrit les principales caractéristiques d'interférence d'un système à ultra large bande et saut temporel (en anglais time-hopping UWB, TH-UWB) niveau de ces paramètres de signalisation. Les résultats montrent que la distribution d'interférence dépend fortement aux paramètres de saut temporel du système TH-UWB.----------ABSTRACT The rapid growth of wireless communication systems along with the radio spectrum's scarcity and regulatory considerations have put the onus on the wireless industries and service providers to develop wireless communication strategies and technologies that can efficiently utilize the spectral resources. Hence, peaceful reuse of underutilized licensed radio frequencies (by secondary users) can be a promising solution for some ongoing initiatives such as mobile broadband, machine-to-machine applications and WiFi connectivity. One of the biggest factors that prevents the spectrum reusing approach to effectively address the spectrum scarcity, is noisy environments result from coexistence of different devices in the same frequency band. Therefore, the request for a peaceful coexistence strategy between spectrum users, which leads to various challenges, and technical issues, motivates our research. It is worth noting that, in this thesis, we consider a practical system called multiband orthogonal frequency division multiplexing ultra wideband (MB-OFDM UWB) as an underlay system to provide a practical insight into this concept. However, all the obtained results and contributions are applicable to other OFDM-based communication systems. Towards this goal, we first investigate the problem of the interference from secondary users to the primary users. For this purpose, considering an OFDM-based secondary communication system, we propose spectrum-shaping methods for single and multiple transmit antennas applications. For single antenna scenario, we present a throughput-efficient enhanced active interference cancellation (E-AIC) technique, which is indeed capable of creating notches with flexible characteristics. In order to address the spectrum overshoot problem of conventional-AIC techniques, we employed a multi-constraint approach, which leads to a multi-constraint minimization problem (MCMP). Hence, a novel iterative singular value decomposition (SVD) based algorithm is proposed to reduce the complexity of the MCMP's solution. The obtained simulation results show that the proposed enhanced-AIC technique provides higher performance in terms of sidelobes suppression with 0 dB overshoot, less computational complexity and less throughput-loss compared to previous constrained-AIC methods. For multiple transmit antennas, we propose two novel AIC techniques employing main ideas behind bulk and per-tone transmit antenna selection (TAS) approaches. Simulation results show that although both techniques provide identical notch creation, the per-tone TAS-AIC technique has higher spectral efficiency

Modulation and Multiple Access Techniques for Ultra-Wideband Communication Systems

Two new energy detection (ED) Ultra-Wideband (UWB) systems are proposed in this dissertation. The first one is an ED UWB system based on pulse width modulation (PWM). The bit error rate (BER) performance of this ED PWM system is slightly worse than ED pulse position modulation (PPM) system in additive white Gaussian noise (AWGN) channels. However, the BER performance of this ED PWM system surpasses that of a PPM system in multipath channels since a PWM system does not suffer cross-modulation interference (CMI) as a PPM system. In the presence of synchronization errors, the BER performance of a PWM system also surpasses that of a PPM system. The second proposed ED UWB system is based on using two pulses, which are the different-order derivatives of the Gaussian pulse, to transmitted bit 0 or 1. These pulses are appropriately chosen to separate their spectra in frequency domain.The receiver is composed of two energy detection branches and each branch has a filter which captures the signal energy of either bit 0 or 1. The outputs of two branches are subtracted from each other to generate the decision statistic and the value of this statistic is compared to a threshold to determine the transmitted bits. This system is named as acf{GFSK} system in this dissertation and it exhibits the same BER performance as a PPM system in AWGN channels. In multipath channels, a GFSK system surpasses a PPM system because it does not suffer CMI. And the BER performance of a GFSK system is better than a PPM system in the presence of synchronization errors. When a GFSK system is compared to a PWM system, it will always achieve approximately 2 dB improvement in AWGN channels, multipath channels, and in the presence synchronization errors. However, a PWM system uses lower-order derivatives of the Gaussian pulse to transmit signal, and this leads to a simple pulse generator. In this dissertation, an optimal threshold is applied to improve PPM system performance. The research results show that the application of an optimal threshold can e

Modulation and Multiple Access Techniques for Ultra-Wideband Communication Systems

Two new energy detection (ED) Ultra-Wideband (UWB) systems are proposed in this dissertation. The first one is an ED UWB system based on pulse width modulation (PWM). The bit error rate (BER) performance of this ED PWM system is slightly worse than ED pulse position modulation (PPM) system in additive white Gaussian noise (AWGN) channels. However, the BER performance of this ED PWM system surpasses that of a PPM system in multipath channels since a PWM system does not suffer cross-modulation interference (CMI) as a PPM system. In the presence of synchronization errors, the BER performance of a PWM system also surpasses that of a PPM system. The second proposed ED UWB system is based on using two pulses, which are the different-order derivatives of the Gaussian pulse, to transmitted bit 0 or 1. These pulses are appropriately chosen to separate their spectra in frequency domain.The receiver is composed of two energy detection branches and each branch has a filter which captures the signal energy of either bit 0 or 1. The outputs of two branches are subtracted from each other to generate the decision statistic and the value of this statistic is compared to a threshold to determine the transmitted bits. This system is named as acf{GFSK} system in this dissertation and it exhibits the same BER performance as a PPM system in AWGN channels. In multipath channels, a GFSK system surpasses a PPM system because it does not suffer CMI. And the BER performance of a GFSK system is better than a PPM system in the presence of synchronization errors. When a GFSK system is compared to a PWM system, it will always achieve approximately 2 dB improvement in AWGN channels, multipath channels, and in the presence synchronization errors. However, a PWM system uses lower-order derivatives of the Gaussian pulse to transmit signal, and this leads to a simple pulse generator. In this dissertation, an optimal threshold is applied to improve PPM system performance. The research results show that the application of an optimal threshold can e

Channel estimation for SISO and MIMO OFDM communications systems.

Thesis (Ph.D.)-University of KwaZulu-Natal, Durban, 2010.Telecommunications in the current information age is increasingly relying on the wireless link. This is because wireless communication has made possible a variety of services ranging from voice to data and now to multimedia. Consequently, demand for new wireless capacity is growing rapidly at a very alarming rate. In a bid to cope with challenges of increasing demand for higher data rate, better quality of service, and higher network capacity, there is a migration from Single Input Single Output (SISO) antenna technology to a more promising Multiple Input Multiple Output (MIMO) antenna technology. On the other hand, Orthogonal Frequency Division Multiplexing (OFDM) technique has emerged as a very popular multi-carrier modulation technique to combat the problems associated with physical properties of the wireless channels such as multipath fading, dispersion, and interference. The combination of MIMO technology with OFDM techniques, known as MIMO-OFDM Systems, is considered as a promising solution to enhance the data rate of future broadband wireless communication Systems. This thesis addresses a major area of challenge to both SISO-OFDM and MIMO-OFDM Systems; estimation of accurate channel state information (CSI) in order to make possible coherent detection of the transmitted signal at the receiver end of the system. Hence, the first novel contribution of this thesis is the development of a low complexity adaptive algorithm that is robust against both slow and fast fading channel scenarios, in comparison with other algorithms employed in literature, to implement soft iterative channel estimator for turbo equalizer-based receiver for single antenna communication Systems. Subsequently, a Fast Data Projection Method (FDPM) subspace tracking algorithm is adapted to derive Channel Impulse Response Estimator for implementation of Decision Directed Channel Estimation (DDCE) for Single Input Single Output - Orthogonal Frequency Division Multiplexing (SISO-OFDM) Systems. This is implemented in the context of a more realistic Fractionally Spaced-Channel Impulse Response (FS-CIR) channel model, as against the channel characterized by a Sample Spaced-Channel Impulse Response (SS)-CIR widely assumed by other authors. In addition, a fast convergence Variable Step Size Normalized Least Mean Square (VSSNLMS)-based predictor, with low computational complexity in comparison with others in literatures, is derived for the implementation of the CIR predictor module of the DDCE scheme. A novel iterative receiver structure for the FDPM-based Decision Directed Channel Estimation scheme is also designed for SISO-OFDM Systems. The iterative idea is based on Turbo iterative principle. It is shown that improvement in the performance can be achieved with the iterative DDCE scheme for OFDM system in comparison with the non iterative scheme. Lastly, an iterative receiver structure for FDPM-based DDCE scheme earlier designed for SISO OFDM is extended to MIMO-OFDM Systems. In addition, Variable Step Size Normalized Least Mean Square (VSSNLMS)-based channel transfer function estimator is derived in the context of MIMO Channel for the implementation of the CTF estimator module of the iterative Decision Directed Channel Estimation scheme for MIMO-OFDM Systems in place of linear minimum mean square error (MMSE) criterion. The VSSNLMS-based channel transfer function estimator is found to show improved MSE performance of about -4 MSE (dB) at SNR of 5dB in comparison with linear MMSE-based channel transfer function estimator

Cooperative Radio Communications for Green Smart Environments

The demand for mobile connectivity is continuously increasing, and by 2020 Mobile and Wireless Communications will serve not only very dense populations of mobile phones and nomadic computers, but also the expected multiplicity of devices and sensors located in machines, vehicles, health systems and city infrastructures. Future Mobile Networks are then faced with many new scenarios and use cases, which will load the networks with different data traffic patterns, in new or shared spectrum bands, creating new specific requirements. This book addresses both the techniques to model, analyse and optimise the radio links and transmission systems in such scenarios, together with the most advanced radio access, resource management and mobile networking technologies. This text summarises the work performed by more than 500 researchers from more than 120 institutions in Europe, America and Asia, from both academia and industries, within the framework of the COST IC1004 Action on "Cooperative Radio Communications for Green and Smart Environments". The book will have appeal to graduates and researchers in the Radio Communications area, and also to engineers working in the Wireless industry. Topics discussed in this book include: • Radio waves propagation phenomena in diverse urban, indoor, vehicular and body environments• Measurements, characterization, and modelling of radio channels beyond 4G networks• Key issues in Vehicle (V2X) communication• Wireless Body Area Networks, including specific Radio Channel Models for WBANs• Energy efficiency and resource management enhancements in Radio Access Networks• Definitions and models for the virtualised and cloud RAN architectures• Advances on feasible indoor localization and tracking techniques• Recent findings and innovations in antenna systems for communications• Physical Layer Network Coding for next generation wireless systems• Methods and techniques for MIMO Over the Air (OTA) testin

Adaptive Coded Modulation Classification and Spectrum Sensing for Cognitive Radio Systems. Adaptive Coded Modulation Techniques for Cognitive Radio Using Kalman Filter and Interacting Multiple Model Methods

The current and future trends of modern wireless communication systems place heavy demands on fast data transmissions in order to satisfy end users’ requirements anytime, anywhere. Such demands are obvious in recent applications such as smart phones, long term evolution (LTE), 4 & 5 Generations (4G & 5G), and worldwide interoperability for microwave access (WiMAX) platforms, where robust coding and modulations are essential especially in streaming on-line video material, social media and gaming. This eventually resulted in extreme exhaustion imposed on the frequency spectrum as a rare natural resource due to stagnation in current spectrum management policies. Since its advent in the late 1990s, cognitive radio (CR) has been conceived as an enabling technology aiming at the efficient utilisation of frequency spectrum that can lead to potential direct spectrum access (DSA) management. This is mainly attributed to its internal capabilities inherited from the concept of software defined radio (SDR) to sniff its surroundings, learn and adapt its operational parameters accordingly. CR systems (CRs) may commonly comprise one or all of the following core engines that characterise their architectures; namely, adaptive coded modulation (ACM), automatic modulation classification (AMC) and spectrum sensing (SS). Motivated by the above challenges, this programme of research is primarily aimed at the design and development of new paradigms to help improve the adaptability of CRs and thereby achieve the desirable signal processing tasks at the physical layer of the above core engines. Approximate modelling of Rayleigh and finite state Markov channels (FSMC) with a new concept borrowed from econometric studies have been approached. Then insightful channel estimation by using Kalman filter (KF) augmented with interacting multiple model (IMM) has been examined for the purpose of robust adaptability, which is applied for the first time in wireless communication systems. Such new IMM-KF combination has been facilitated in the feedback channel between wireless transmitter and receiver to adjust the transmitted power, by using a water-filling (WF) technique, and constellation pattern and rate in the ACM algorithm. The AMC has also benefited from such IMM-KF integration to boost the performance against conventional parametric estimation methods such as maximum likelihood estimate (MLE) for channel interrogation and the estimated parameters of both inserted into the ML classification algorithm. Expectation-maximisation (EM) has been applied to examine unknown transmitted modulation sequences and channel parameters in tandem. Finally, the non-parametric multitaper method (MTM) has been thoroughly examined for spectrum estimation (SE) and SS, by relying on Neyman-Pearson (NP) detection principle for hypothesis test, to allow licensed primary users (PUs) to coexist with opportunistic unlicensed secondary users (SUs) in the same frequency bands of interest without harmful effects. The performance of the above newly suggested paradigms have been simulated and assessed under various transmission settings and revealed substantial improvements

Cooperative Radio Communications for Green Smart Environments

The demand for mobile connectivity is continuously increasing, and by 2020 Mobile and Wireless Communications will serve not only very dense populations of mobile phones and nomadic computers, but also the expected multiplicity of devices and sensors located in machines, vehicles, health systems and city infrastructures. Future Mobile Networks are then faced with many new scenarios and use cases, which will load the networks with different data traffic patterns, in new or shared spectrum bands, creating new specific requirements. This book addresses both the techniques to model, analyse and optimise the radio links and transmission systems in such scenarios, together with the most advanced radio access, resource management and mobile networking technologies. This text summarises the work performed by more than 500 researchers from more than 120 institutions in Europe, America and Asia, from both academia and industries, within the framework of the COST IC1004 Action on "Cooperative Radio Communications for Green and Smart Environments". The book will have appeal to graduates and researchers in the Radio Communications area, and also to engineers working in the Wireless industry. Topics discussed in this book include: • Radio waves propagation phenomena in diverse urban, indoor, vehicular and body environments• Measurements, characterization, and modelling of radio channels beyond 4G networks• Key issues in Vehicle (V2X) communication• Wireless Body Area Networks, including specific Radio Channel Models for WBANs• Energy efficiency and resource management enhancements in Radio Access Networks• Definitions and models for the virtualised and cloud RAN architectures• Advances on feasible indoor localization and tracking techniques• Recent findings and innovations in antenna systems for communications• Physical Layer Network Coding for next generation wireless systems• Methods and techniques for MIMO Over the Air (OTA) testin

Mac-Phy Cross-Layer analysis and design of Mimo-Ofdm Wlans based on fast link adaptation

The latestWLAN standard, known as IEEE 802.11n, has notably increased the network capacity with respect to its predecessors thanks to the incorporation of the multipleinput multiple-output (MIMO) technology. Nonetheless, the new amendment, as its previous ones, does not specify how crucial configuration mechanisms, most notably the adaptive modulation and coding (AMC) algorithm should be implemented. The AMC process has proved essential to fully exploit the system resources in light of varying channel conditions. In this dissertation, a closed-loop AMC technique, referred to as fast link adaption (FLA) algorithm, that effectively selects themodulation and coding scheme (MCS) for multicarriermultiantennaWLAN networks is proposed. The FLA algorithm determines the MCS that maximizes the throughput while satisfying a quality of service (QoS) constraint, usually defined in the form of an objective packet error rate (PER). To this end, FLA uses a packet/bit error rate prediction methodology based on the exponential effective SNRmetric (EESM). The FLA algorithm performance has been evaluated under IEEE 802.11n systems that thanks to the incorporation of a feedbackmechanismare able to implement closed- loop AMC mechanisms. Initially, this AMC technique relies only on physical layer information but it is subsequently extended to also take into account themediumaccess control (MAC) sublayer performance. At the physical layer, the FLA algorithm has demonstrated its effectivity by performing very close to optimality in terms of throughput, while satisfying a prescribed PER constraint. The FLA algorithm has also been evaluated using imperfect channel information. It has been observed that the proposed FLA technique is rather robust against imperfect channel information, and only in highly-frequency selective channels, imperfect channel knowledge causes a noticeable degradation in throughput. At the MAC sublayer, the FLA algorithm has been complemented with a timeout strategy that weighs down the influence of the available channel information as this becomes outdated. This channel information outdate is caused by the MAC sublayer whose user multiplexing policy potentially results in large delays between acquiring the instant in which the channel state information is acquired and that in which the channel is accessed. Results demonstrate the superiority of FLA when compared to open-loop algorithms under saturated and non-saturated conditions and irrespective of the packet length, number of users, protocol (CSMA/CA or CDMA/E2CA) and access scheme (Basic Access or RTS/CTS). Additionally, several analytical models have been developed to estimate the system performance at the MAC sublayer. These models account for all operational details of the IEEE 802.11n MAC sublayer, such as finite number of retries, anomalous slot or channel errors. In particular, a semi-analytical model that assesses the MAC layer throughput under saturated conditions, considering the AMC performance is first introduced. Then, an analytical model that allows the evaluation of the QoS performance under non-saturated conditions is presented. This model focuses on single MCS and it is able to accurately predict very important system performance metrics such as blocking probability, delay, probability of discard or goodput thanks to the consideration of the finite queues on each station. Finally, the previous non-saturated analytical approach is used to define a semi-analytical model in order to estimate the system performance when considering AMC algorithms (i.e. whenmultiple MCSs are available)La darrera versió de l’estàndard deWLAN, anomenada IEEE 802.11n, ha augmentat la seva capacitat notablement en relació als sistemes anteriors gràcies a la incorporació de la tecnologia de múltiples antenes en transmissió i recepció (MIMO). No obstant això, la nova proposta, al igual que les anteriors, segueix sense especificar com s’han d’implementar elsmecanismes de configuraciómés crucials, un dels quals és l’algoritme de codificació imodulació adaptativa (AMC). Aquests algoritmes ja han demostrat la seva importància a l’hora demaximitzar el rendiment del sistema tenint en compte les condicions canviants del canal. En aquesta tesis s’ha proposat un algoritme AMC de llaç tancat, anomenat adaptació ràpida de l’enllaç (FLA), que selecciona eficientment l’esquema demodulació i codificació adaptativa per xarxes WLAN basades en arquitectures multiportadora multiantena. L’algoritme FLA determina el mode de transmissió capaç de maximitzar el throughput per les condicions de canal actuals, mentre satisfà un requisit de qualitat de servei en forma de taxa d’error per paquet (PER). FLA utilitza una metodologia de predicció de PER basada en l’estimació de la relació senyal renou (SNR) efectiva exponencial (EESM). El rendiment de l’algoritme FLA ha estat avaluat en sistemes IEEE 802.11n, ja que aquests, gràcies a la incorporació d’unmecanisme de realimentació demodes de transmissió, poden adoptar solucions AMC de llaç tancat. En una primera part, l’estudi s’ha centrat a la capa física i després s’ha estès a la subcapa MAC. A la capa física s’ha demostrat l’efectivitat de l’algoritme FLA aconseguint un rendiment molt proper al que ens proporcionaria un esquema AMC òptim en termes de throughput, alhora que es satisfan els requisits de PER objectiu. L’algoritme FLA també ha estat avaluat utilitzant informació imperfecte del canal. S’ha vist que l’algoritme FLA proposat és robust en front dels efectes d’estimació imperfecte del canal, i només en canals altament selectius en freqüència, la informació imperfecte del canal provoca una davallada en el rendiment en termes de throughput. A la subcapa MAC, l’algoritme FLA ha estat complementat amb una estratègia de temps d’espera que disminueix la dependència amb la informació de canal disponible a mesura que aquesta va quedant desfassada respecte de l’estat actual. Aquesta informació de canal desfassada és conseqüència de la subcapa MAC que degut a la multiplexació d’usuaris introdueix grans retards entre que es determina el mode de transmissió més adequat i la seva utilització per a l’accés al canal. Els resultats obtinguts han demostrat la superioritat de FLA respecte d’altres algoritmes de llaç obert en condicions de saturació i de no saturació, i independentment de la longitud de paquet, nombre d’usuaris, protocol (CSMA/CA i CSMA/E2CA) i esquema d’accés (Basic Access i RTS/CTS). Amés, s’han desenvolupat diversosmodels analítics per tal d’estimar el rendiment del sistema a la subcapa MAC. Aquests models consideren tots els detalls de funcionament de la subcapaMAC del 802.11n, comper exemple un nombre finit de retransmissions de cada paquet, l’slot anòmal o els errors introduïts pel canal. Inicialment s’ha proposat unmodel semi-analític que determina el throughtput en condicions de saturació, considerant el rendiment dels algoritmes AMC. Després s’ha presentat un model analític que estima el rendiment del sistema per condicions de no saturació, mitjançat elmodelat de cues finites a cada estació. Aquestmodel consideramodes de transmissió fixes i és capaç de determinar de manera molt precisa mètriques de rendimentmolt importants comsón la probabilitat de bloqueig de cada estació, el retard mitjà del paquets, la probabilitat de descart o la mesura del goodput. Finalment, el model analític de no saturació s’ha utilitzat per definir un model semi-analític per tal d’estimar el rendiment del sistema quan es considera l’ús d’algoritmes AMC