Energy efficiency of mmWave massive MIMO precoding with low-resolution DACs

With the congestion of the sub-6 GHz spectrum, the interest in massive multiple-input multiple-output (MIMO) systems operating on millimeter wave spectrum grows. In order to reduce the power consumption of such massive MIMO systems, hybrid analog/digital transceivers and application of low-resolution digital-to-analog/analog-to-digital converters have been recently proposed. In this work, we investigate the energy efficiency of quantized hybrid transmitters equipped with a fully/partially-connected phase-shifting network composed of active/passive phase-shifters and compare it to that of quantized digital precoders. We introduce a quantized single-user MIMO system model based on an additive quantization noise approximation considering realistic power consumption and loss models to evaluate the spectral and energy efficiencies of the transmit precoding methods. Simulation results show that partially-connected hybrid precoders can be more energy-efficient compared to digital precoders, while fully-connected hybrid precoders exhibit poor energy efficiency in general. Also, the topology of phase-shifting components offers an energy-spectral efficiency trade-off: active phase-shifters provide higher data rates, while passive phase-shifters maintain better energy efficiency.Comment: Published in IEEE Journal of Selected Topics in Signal Processin

Performance Analysis of Directional Modulation With Finite-Quantized RF Phase Shifters in Analog Beamforming Structure

The radio frequency (RF) phase shifter with finite quantization bits in analog beamforming (AB) structure forms quantization error (QE) and causes a performance loss of received signal to interference plus noise ratio (SINR) at the receiver (called Bob). By using the law of large numbers in probability theory, the closed-form expression of the SINR performance loss is derived to be inversely proportional to the square of Sinc (or sin(x)/x) function. Here, a phase alignment method is applied in the directional modulation transmitter with the AB structure. Also, the secrecy rate (SR) expression is derived with the QE. From the numerical simulation results, we find that the SINR performance loss gradually decreases as the number L of quantization bits increases. This loss is less than 0.3 dB when L is larger than or equal to three. As L exceeds five, the SINR performance loss at Bob can be approximately trivial. Similarly, the SR performance loss gradually reduces as L increases. In particular, the SR performance loss is about 0.1 bits/s/Hz for L = 3 at signal-to-noise ratio of 15 dB

A survey on hybrid beamforming techniques in 5G : architecture and system model perspectives

The increasing wireless data traffic demands have driven the need to explore suitable spectrum regions for meeting the projected requirements. In the light of this, millimeter wave (mmWave) communication has received considerable attention from the research community. Typically, in fifth generation (5G) wireless networks, mmWave massive multiple-input multiple-output (MIMO) communications is realized by the hybrid transceivers which combine high dimensional analog phase shifters and power amplifiers with lower-dimensional digital signal processing units. This hybrid beamforming design reduces the cost and power consumption which is aligned with an energy-efficient design vision of 5G. In this paper, we track the progress in hybrid beamforming for massive MIMO communications in the context of system models of the hybrid transceivers' structures, the digital and analog beamforming matrices with the possible antenna configuration scenarios and the hybrid beamforming in heterogeneous wireless networks. We extend the scope of the discussion by including resource management issues in hybrid beamforming. We explore the suitability of hybrid beamforming methods, both, existing and proposed till first quarter of 2017, and identify the exciting future challenges in this domain

5G Millimeter Wave Cellular System Capacity with Fully Digital Beamforming

Due to heavy reliance of millimeter-wave (mmWave) wireless systems on directional links, Beamforming (BF) with high-dimensional arrays is essential for cellular systems in these frequencies. How to perform the array processing in a power efficient manner is a fundamental challenge. Analog and hybrid BF require fewer analog-to-digital converters (ADCs), but can only communicate in a small number of directions at a time,limiting directional search, spatial multiplexing and control signaling. Digital BF enables flexible spatial processing, but must be operated at a low quantization resolution to stay within reasonable power levels. This paper presents a simple additive white Gaussian noise (AWGN) model to assess the effect of low resolution quantization of cellular system capacity. Simulations with this model reveal that at moderate resolutions (3-4 bits per ADC), there is negligible loss in downlink cellular capacity from quantization. In essence, the low-resolution ADCs limit the high SNR, where cellular systems typically do not operate. The findings suggest that low-resolution fully digital BF architectures can be power efficient, offer greatly enhanced control plane functionality and comparable data plane performance to analog BF.Comment: To appear in the Proceedings of the 51st Asilomar Conference on Signals, Systems, and Computers, 201