Performance analysis of blockchain-based smart grid with Ethereum and Hyperledger implementations

Abstract. Smart grids lay the foundation for future communities. Smart homes, smart buildings, smart streets, and smart offices are built when intelligent devices piles on intelligent devices. To reach the maximum capacity, they all must be supported by an intelligent power supply. For optimal and real-time electricity consumption, monitoring and trading, blockchain possess number of potential benefits in its application to electricity infrastructure. A comprehensive system architecture of blockchain-based smart grid is proposed and peer-to-peer (P2P) energy trading is implemented between Distribution System Operators (DSO), Local energy providers and Consumers. This thesis presents a virtual smart grid equipped with smart contracts capable of virtual activities like market payment function and the comparison and the performance of the blockchain-based smart grid by using Ethereum and Hyperledger Fabric-based implementations. The challenges faced during the implementation of blockchain protocols are discussed and evaluation in the light of finding sustainable solutions to develop secure and reliable smart grid operations, is the major objective of the thesis

Blockchain based energy transactions for a prosumer community

PhD thesis in Information technologyIntegration of solar micro-generation capabilities in domestic contexts is on the rise, leading to the creation of prosumer communities who generate part of the energy they consume. Prosumer communities require a decentralized, transparent and immutable transaction system in order to extract value from their surplus energy generation and usage flexibility. The aim of this study is to develop frameworks and methods to create such a prosumer transaction system with self enforcing smart contracts to facilitate trading of energy assets such as electricity units, energy flexibility incentives and storage credits. Blockchain is a transparent, distributed ledger for consensus based transaction processing maintained by a network of peer nodes. Hyperledger Fabric is a blockchain platform that offers the added benefits of lower operating cost, faster transaction processing, user authentication based access control and support for self enforcing smart contracts. This thesis investigates the applicability of Hyperledger Fabric to tokenize and transact energy assets in a unified transaction system. Data driven approaches to implement an incentive based energy flexibility system for peak mitigation on the blockchain are also investigated. To this end, the stakeholders for such a transaction management system were identified and their business relationships and interactions were described. Energy assets were encapsulated into blockchain tokens and algorithms were developed and encoded into self enforcing smart contracts based on the stakeholder relationships. A unified transaction framework was proposed that would bring on board all the stakeholders, their trading relationships and the assets being transacted. Tokens and methods in the transaction system were implemented in fungible and non fungible versions and the versions were critically compared in terms of application area, design, algorithmic complexity, performance, advantages and disadvantages. Further, with a focus on energy flexibility applications, a prosumer research dataset was analysed to gain insights into the production and consumption behaviors. Based on these insights, a data driven approach for peak mitigation was proposed and implemented on the Hyperledger Fabric blockchain. The thesis thus addresses different aspects of a blockchain based prosumer transaction system, and shows the feasibility of proposed approaches through implementation and performance testing of proofs of concept

Post-quantum blockchain for internet of things domain

This thesis was submitted for the award of Doctor of Philosophy and was awarded by Brunel University LondonIn the evolving realm of quantum computing, emerging advancements reveal substantial challenges and threats to existing cryptographic infrastructures, particularly impacting blockchain technologies. These are pivotal for securing the Internet of Things (IoT) ecosystems. The traditional blockchain structures, integral to myriad IoT applications, are susceptible to potential quantum computations, emphasizing an urgent need for innovations in post-quantum blockchain solutions to reinforce security in the expansive domain of IoT. This PhD thesis delves into the crucial exploration and meticulous examination of the development and implementation of post-quantum blockchain within the IoT landscape, focusing on the incorporation of advanced post-quantum cryptographic algorithms in Hyperledger Fabric, a forefront blockchain platform renowned for its versatility and robustness. The primary aim is to discern viable post-quantum cryptographic solutions capable of fortifying blockchain systems against impending quantum threats enhancing security and reliability in IoT applications. The research comprehensively evaluates various post-quantum public-key generation and digital signature algorithms, performing detailed analyses of their computational time and memory usage to identify optimal candidates. Furthermore, the thesis proposes an innovative lattice-based digital signature scheme Fast-Fourier Lattice-based Compact Signature over NTRU (Falcon), which leverages the Monte Carlo Markov Chain (MCMC) algorithm as a trapdoor sampler to augment its security attributes. The research introduces a post-quantum version of the Hyperledger Fabric blockchain that integrates post-quantum signatures. The system utilizes the Open Quantum Safe (OQS) library, rigorously tested against NIST round 3 candidates for optimal performance. The study highlights the capability to manage IoT data securely on the post-quantum Hyperledger Fabric blockchain through the Message Queue Telemetry Transport (MQTT) protocol. Such a configuration ensures safe data transfer from IoT sensors directly to the blockchain nodes, securing the processing and recording of sensor data within the node ledger. The research addresses the multifaceted challenges of quantum computing advancements and significantly contributes to establishing secure, efficient, and resilient post-quantum blockchain infrastructures tailored explicitly for the IoT domain. These findings are instrumental in elevating the security paradigms of IoT systems against quantum vulnerabilities and catalysing innovations in post-quantum cryptography and blockchain technologies. Furthermore, this thesis introduces strategies for the optimization of performance and scalability of post-quantum blockchain solutions and explores alternative, energy-efficient consensus mechanisms such as the Raft and Stellar Consensus Protocol (SCP), providing sustainable alternatives to the conventional Proof-of-Work (PoW) approach. A critical insight emphasized throughout this thesis is the imperative of synergistic collaboration among academia, industry, and regulatory bodies. This collaboration is pivotal to expedite the adoption and standardization of post-quantum blockchain solutions, fostering the development of interoperable and standardized technologies enriched with robust security and privacy frameworks for end users. In conclusion, this thesis furnishes profound insights and substantial contributions to implementing post-quantum blockchain in the IoT domain. It delineates original contributions to the knowledge and practices in the field, offering practical solutions and advancing the state-of-the-art in post-quantum cryptography and blockchain research, thereby paving the way for a secure and resilient future for interconnected IoT systems

Blockchain for secured IoT and D2D applications over 5G cellular networks : a thesis by publications presented in partial fulfillment of the requirements for the degree of Doctor of Philosophy in Computer and Electronics Engineering, Massey University, Albany, New Zealand

Author's Declaration: "In accordance with Sensors, SpringerOpen, and IEEE’s copyright policy, this thesis contains the accepted and published version of each manuscript as the final version. Consequently, the content is identical to the published versions."The Internet of things (IoT) is in continuous development with ever-growing popularity. It brings significant benefits through enabling humans and the physical world to interact using various technologies from small sensors to cloud computing. IoT devices and networks are appealing targets of various cyber attacks and can be hampered by malicious intervening attackers if the IoT is not appropriately protected. However, IoT security and privacy remain a major challenge due to characteristics of the IoT, such as heterogeneity, scalability, nature of the data, and operation in open environments. Moreover, many existing cloud-based solutions for IoT security rely on central remote servers over vulnerable Internet connections. The decentralized and distributed nature of blockchain technology has attracted significant attention as a suitable solution to tackle the security and privacy concerns of the IoT and device-to-device (D2D) communication. This thesis explores the possible adoption of blockchain technology to address the security and privacy challenges of the IoT under the 5G cellular system. This thesis makes four novel contributions. First, a Multi-layer Blockchain Security (MBS) model is proposed to protect IoT networks while simplifying the implementation of blockchain technology. The concept of clustering is utilized to facilitate multi-layer architecture deployment and increase scalability. The K-unknown clusters are formed within the IoT network by applying a hybrid Evolutionary Computation Algorithm using Simulated Annealing (SA) and Genetic Algorithms (GA) to structure the overlay nodes. The open-source Hyperledger Fabric (HLF) Blockchain platform is deployed for the proposed model development. Base stations adopt a global blockchain approach to communicate with each other securely. The quantitative arguments demonstrate that the proposed clustering algorithm performs well when compared to the earlier reported methods. The proposed lightweight blockchain model is also better suited to balance network latency and throughput compared to a traditional global blockchain. Next, a model is proposed to integrate IoT systems and blockchain by implementing the permissioned blockchain Hyperledger Fabric. The security of the edge computing devices is provided by employing a local authentication process. A lightweight mutual authentication and authorization solution is proposed to ensure the security of tiny IoT devices within the ecosystem. In addition, the proposed model provides traceability for the data generated by the IoT devices. The performance of the proposed model is validated with practical implementation by measuring performance metrics such as transaction throughput and latency, resource consumption, and network use. The results indicate that the proposed platform with the HLF implementation is promising for the security of resource-constrained IoT devices and is scalable for deployment in various IoT scenarios. Despite the increasing development of blockchain platforms, there is still no comprehensive method for adopting blockchain technology on IoT systems due to the blockchain's limited capability to process substantial transaction requests from a massive number of IoT devices. The Fabric comprises various components such as smart contracts, peers, endorsers, validators, committers, and Orderers. A comprehensive empirical model is proposed that measures HLF's performance and identifies potential performance bottlenecks to better meet blockchain-based IoT applications' requirements. The implementation of HLF on distributed large-scale IoT systems is proposed. The performance of the HLF is evaluated in terms of throughput, latency, network sizes, scalability, and the number of peers serviceable by the platform. The experimental results demonstrate that the proposed framework can provide a detailed and real-time performance evaluation of blockchain systems for large-scale IoT applications. The diversity and the sheer increase in the number of connected IoT devices have brought significant concerns about storing and protecting the large IoT data volume. Dependencies of the centralized server solution impose significant trust issues and make it vulnerable to security risks. A layer-based distributed data storage design and implementation of a blockchain-enabled large-scale IoT system is proposed to mitigate these challenges by using the HLF platform for distributed ledger solutions. The need for a centralized server and third-party auditor is eliminated by leveraging HLF peers who perform transaction verification and records audits in a big data system with the help of blockchain technology. The HLF blockchain facilitates storing the lightweight verification tags on the blockchain ledger. In contrast, the actual metadata is stored in the off-chain big data system to reduce the communication overheads and enhance data integrity. Finally, experiments are conducted to evaluate the performance of the proposed scheme in terms of throughput, latency, communication, and computation costs. The results indicate the feasibility of the proposed solution to retrieve and store the provenance of large-scale IoT data within the big data ecosystem using the HLF blockchain