Optimal channel equalization for filterbank transceivers in presence of white noise

Filterbank transceivers are widely employed in data communication networks to cope with inter-symbol-interference (ISI) through the use of redundancies. This dissertation studies the design of the optimal channel equalizer for both time-invariant and time-varying channels, and wide-sense stationary (WSS) and possible non-stationary white noise processes. Channel equalization is investigated via the filterbank transceivers approach. All perfect reconstruction (PR) or zero-forcing (ZF) receiver filterbanks are parameterized in an affine form, which eliminate completely the ISI. The optimal channel equalizer is designed through minimization of the mean-squared-error (MSE) between the detected signals and the transmitted signals. Our main results show that the optimal channel equalizer has the form of state estimators, and is a modified Kalman filter. The results in this dissertation are applicable to discrete wavelet multitone (DWMT) systems, multirate transmultiplexers, orthogonal frequency division multiplexing (OFDM), and direct-sequence/spread-spectrum (DS/SS) based code division multiple access (CDMA) networks. Design algorithms for the optimal channel equalizers are developed for different channel models, and white noise processes, and simulation examples are worked out to illustrate the proposed design algorithms

Fractional biorthogonal partners in channel equalization and signal interpolation

The concept of biorthogonal partners has been introduced recently by the authors. The work presented here is an extension of some of these results to the case where the upsampling and downsampling ratios are not integers but rational numbers, hence, the name fractional biorthogonal partners. The conditions for the existence of stable and of finite impulse response (FIR) fractional biorthogonal partners are derived. It is also shown that the FIR solutions (when they exist) are not unique. This property is further explored in one of the applications of fractional biorthogonal partners, namely, the fractionally spaced equalization in digital communications. The goal is to construct zero-forcing equalizers (ZFEs) that also combat the channel noise. The performance of these equalizers is assessed through computer simulations. Another application considered is the all-FIR interpolation technique with the minimum amount of oversampling required in the input signal. We also consider the extension of the least squares approximation problem to the setting of fractional biorthogonal partners

Design of optimal equalizers and precoders for MIMO channels

Channel equalization has been extensively studied as a method of combating ISI and ICI for high speed MIMO data communication systems. This dissertation focuses on optimal channel equalization in the presence of non-white observation noises with unknown PSD but bounded power-norm. A worst-case approach to optimal design of channel equalizers leads to an equivalent optimal H-infinity filtering problem for the MIMO communication systems. An explicit design algorithm is derived which not only achieves the zero-forcing (ZF) condition, but also minimizes the RMS error between the transmitted symbols and the received symbols. The second part of this dissertation investigates the design of optimal precoders which minimize the bit error rate (BER) subject to a fixed transmit-power constraint for the multiple antennas downlink communication channels under the perfect reconstruction (PR) condition. The closed form solutions are derived and an efficient design algorithm is proposed. The performance evaluations indicate that the optimal precoder design for multiple antennas communication systems proposed herein is an attractive/reasonable alternative to the existing precoder design techniques

Orthogonal transmultiplexers : extensions to digital subscriber line (DSL) communications

An orthogonal transmultiplexer which unifies multirate filter bank theory and communications theory is investigated in this dissertation. Various extensions of the orthogonal transmultiplexer techniques have been made for digital subscriber line communication applications. It is shown that the theoretical performance bounds of single carrier modulation based transceivers and multicarrier modulation based transceivers are the same under the same operational conditions. Single carrier based transceiver systems such as Quadrature Amplitude Modulation (QAM) and Carrierless Amplitude and Phase (CAP) modulation scheme, multicarrier based transceiver systems such as Orthogonal Frequency Division Multiplexing (OFDM) or Discrete Multi Tone (DMT) and Discrete Subband (Wavelet) Multicarrier based transceiver (DSBMT) techniques are considered in this investigation. The performance of DMT and DSBMT based transceiver systems for a narrow band interference and their robustness are also investigated. It is shown that the performance of a DMT based transceiver system is quite sensitive to the location and strength of a single tone (narrow band) interference. The performance sensitivity is highlighted in this work. It is shown that an adaptive interference exciser can alleviate the sensitivity problem of a DMT based system. The improved spectral properties of DSBMT technique reduces the performance sensitivity for variations of a narrow band interference. It is shown that DSBMT technique outperforms DMT and has a more robust performance than the latter. The superior performance robustness is shown in this work. Optimal orthogonal basis design using cosine modulated multirate filter bank is discussed. An adaptive linear combiner at the output of analysis filter bank is implemented to eliminate the intersymbol and interchannel interferences. It is shown that DSBMT is the most suitable technique for a narrow band interference environment. A blind channel identification and optimal MMSE based equalizer employing a nonmaximally decimated filter bank precoder / postequalizer structure is proposed. The performance of blind channel identification scheme is shown not to be sensitive to the characteristics of unknown channel. The performance of the proposed optimal MMSE based equalizer is shown to be superior to the zero-forcing equalizer

MIMO signal processing in offset-QAM based filter bank multicarrier systems

Next-generation communication systems have to comply with very strict requirements for increased flexibility in heterogeneous environments, high spectral efficiency, and agility of carrier aggregation. This fact motivates research in advanced multicarrier modulation (MCM) schemes, such as filter bank-based multicarrier (FBMC) modulation. This paper focuses on the offset quadrature amplitude modulation (OQAM)-based FBMC variant, known as FBMC/OQAM, which presents outstanding spectral efficiency and confinement in a number of channels and applications. Its special nature, however, generates a number of new signal processing challenges that are not present in other MCM schemes, notably, in orthogonal-frequency-division multiplexing (OFDM). In multiple-input multiple-output (MIMO) architectures, which are expected to play a primary role in future communication systems, these challenges are intensified, creating new interesting research problems and calling for new ideas and methods that are adapted to the particularities of the MIMO-FBMC/OQAM system. The goal of this paper is to focus on these signal processing problems and provide a concise yet comprehensive overview of the recent advances in this area. Open problems and associated directions for future research are also discussed.Peer ReviewedPostprint (author's final draft

Low-complexity LSMR equalisation of FrFT-based multicarrier systems in doubly dispersive channels

The discrete fractional Fourier transform (FrFT) has been suggested to enhance performance over DFT-based multicarrier systems when transmitting over doubly-dispersive channels. In this paper, we propose a novel low-complexity equaliser for inter-symbol and inter-carrier interference arising in such multicarrier transmission system. Due to a lower spreading in the FrFT-domain compared to the DFTchannel matrix as compared to the DFT domain, the equaliser cam approximate the fractional-domain channel matrix by a band matrix. Further, we utilise the least squares minres (LSMR) algorithm in the calculation of the equalisation, which exhibits attractive numerical properties and low complexity. Simulation results demonstrate the superior performance of the proposed LSMR equaliser over benchmark schemes

Design of Block Transceivers with Decision Feedback Detection

This paper presents a method for jointly designing the transmitter-receiver pair in a block-by-block communication system that employs (intra-block) decision feedback detection. We provide closed-form expressions for transmitter-receiver pairs that simultaneously minimize the arithmetic mean squared error (MSE) at the decision point (assuming perfect feedback), the geometric MSE, and the bit error rate of a uniformly bit-loaded system at moderate-to-high signal-to-noise ratios. Separate expressions apply for the ``zero-forcing'' and ``minimum MSE'' (MMSE) decision feedback structures. In the MMSE case, the proposed design also maximizes the Gaussian mutual information and suggests that one can approach the capacity of the block transmission system using (independent instances of) the same (Gaussian) code for each element of the block. Our simulation studies indicate that the proposed transceivers perform significantly better than standard transceivers, and that they retain their performance advantages in the presence of error propagation.Comment: 14 pages, 8 figures, to appear in the IEEE Transactions on Signal Processin

FBMC system: an insight into doubly dispersive channel impact

It has been claimed that filter bank multicarrier (FBMC) systems suffer from negligible performance loss caused by moderate dispersive channels in the absence of guard time protection between symbols. However, a theoretical and systematic explanation/analysis for the statement is missing in the literature to date. In this paper, based on one-tap minimum mean square error (MMSE) and zero-forcing (ZF) channel equalizations, the impact of doubly dispersive channel on the performance of FBMC systems is analyzed in terms of mean square error of received symbols. Based on this analytical framework, we prove that the circular convolution property between symbols and the corresponding channel coefficients in the frequency domain holds loosely with a set of inaccuracies. To facilitate analysis, we first model the FBMC system in a vector/matrix form and derive the estimated symbols as a sum of desired signal, noise, intersymbol interference (ISI), intercarrier interference (ICI), interblock interference (IBI), and estimation bias in the MMSE equalizer. Those terms are derived one-by-one and expressed as a function of channel parameters. The numerical results reveal that under harsh channel conditions, e.g., with large Doppler spread or channel delay spread, the FBMC system performance may be severely deteriorated and error floor will occur