Optimal Transmit Power and Channel-Information Bit Allocation With Zeroforcing Beamforming in MIMO-NOMA and MIMO-OMA Downlinks

In downlink, a base station (BS) with multiple transmit antennas applies zeroforcing beamforming to transmit to single-antenna mobile users in a cell. We propose the schemes that optimize transmit power and the number of bits for channel direction information (CDI) for all users to achieve the max-min signal-to-interference plus noise ratio (SINR) fairness. The optimal allocation can be obtained by a geometric program for both non-orthogonal multiple access (NOMA) and orthogonal multiple access (OMA). For NOMA, 2 users with highly correlated channels are paired and share the same transmit beamforming. In some small total-CDI rate regimes, we show that NOMA can outperform OMA by as much as 3 dB. The performance gain over OMA increases when the correlation-coefficient threshold for user pairing is set higher. To reduce computational complexity, we propose to allocate transmit power and CDI rate to groups of multiple users instead of individual users. The user grouping scheme is based on K-means over the user SINR. We also propose a progressive filling scheme that performs close to the optimum, but can reduce the computation time by almost 3 orders of magnitude in some numerical examples

Joint Optimization of IRS Beamforming and Transmit Power for MIMO-NOMA Downlink With Statistical Channel Information

We consider non-orthogonal multiple access (NOMA) downlink with a multiple-antenna base station (BS) and single-antenna mobile users. Cell-edge users that are blocked from the BS are assisted by intelligent reflective surface (IRS) for data reception. Cell-center and IRS-assist users are paired to share the same frequency-time resource block and zeroforcing transmit beamforming from the BS. We propose to optimize IRS-element coefficients and transmit power to minimize the total power for a given rate threshold. Differing from the existing work, the proposed joint optimization is based on channel covariance instead of fast-changing channel coefficients. Our scheme can reduce larger total power when the number of IRS elements increases. The performance of IRS-assist users decreases significantly if the rank of BS-IRS channel matrix is low

Multiuser Random Beamforming in Millimetre-Waves Channels

This thesis aims to show that in mmWaves channels, schemes based on randomly-directional beamforming allow to harness both the spatial multiplexing and multi-user diversity characterizing the broadcast channel by using only limited feedback and a simple transmitter architecture. The number of necessary users with respect to the number of transmitting antennas for optimal performances is investigated as well as the fairness issue, for which the use of NOMA is shown to be advantageous w.r.t. OMA

The Four-C Framework for High Capacity Ultra-Low Latency in 5G Networks: A Review

Network latency will be a critical performance metric for the Fifth Generation (5G) networks expected to be fully rolled out in 2020 through the IMT-2020 project. The multi-user multiple-input multiple-output (MU-MIMO) technology is a key enabler for the 5G massive connectivity criterion, especially from the massive densification perspective. Naturally, it appears that 5G MU-MIMO will face a daunting task to achieve an end-to-end 1 ms ultra-low latency budget if traditional network set-ups criteria are strictly adhered to. Moreover, 5G latency will have added dimensions of scalability and flexibility compared to prior existing deployed technologies. The scalability dimension caters for meeting rapid demand as new applications evolve. While flexibility complements the scalability dimension by investigating novel non-stacked protocol architecture. The goal of this review paper is to deploy ultra-low latency reduction framework for 5G communications considering flexibility and scalability. The Four (4) C framework consisting of cost, complexity, cross-layer and computing is hereby analyzed and discussed. The Four (4) C framework discusses several emerging new technologies of software defined network (SDN), network function virtualization (NFV) and fog networking. This review paper will contribute significantly towards the future implementation of flexible and high capacity ultra-low latency 5G communications

Adversarial Attacks and Defenses in 6G Network-Assisted IoT Systems

The Internet of Things (IoT) and massive IoT systems are key to sixth-generation (6G) networks due to dense connectivity, ultra-reliability, low latency, and high throughput. Artificial intelligence, including deep learning and machine learning, offers solutions for optimizing and deploying cutting-edge technologies for future radio communications. However, these techniques are vulnerable to adversarial attacks, leading to degraded performance and erroneous predictions, outcomes unacceptable for ubiquitous networks. This survey extensively addresses adversarial attacks and defense methods in 6G network-assisted IoT systems. The theoretical background and up-to-date research on adversarial attacks and defenses are discussed. Furthermore, we provide Monte Carlo simulations to validate the effectiveness of adversarial attacks compared to jamming attacks. Additionally, we examine the vulnerability of 6G IoT systems by demonstrating attack strategies applicable to key technologies, including reconfigurable intelligent surfaces, massive multiple-input multiple-output (MIMO)/cell-free massive MIMO, satellites, the metaverse, and semantic communications. Finally, we outline the challenges and future developments associated with adversarial attacks and defenses in 6G IoT systems.Comment: 17 pages, 5 figures, and 4 tables. Submitted for publication

Transmit antenna selection for multiuser massive mimo

In massive multiple input multiple output (MIMO) systems, major challenges are present due to the large number of active antennas and radio frequency (RF) chains,suchasincreasedpowerconsumptionandcomputationcomplexity. Transmitantennaselection(TAS)isbeinginvestigatedasasolutiontotacklethesechallenges. In this thesis, a dynamic transmit antenna selection technique is proposed whichcanmaximizethesumrateofamultiuser(MU)-MIMOcommunicationsystem. In order to satisfy the objective, the number of transmit antennas required is determined by remodeling it as a binary Knapsack Problem (KP) and then extending to a Multiple KP (MKP) for MU-MIMO. Furthermore, an improvement in the decision making is also proposed with the introduction of a ?exible decision criteria, whilst reducing the structure of the MKP to resemble that of a single binary KP. Additionally, comparisons of the KP based algorithms are done with two low complexity techniques, which are the sequential selection algorithm and random selection algorithm. Results show that the KP based techniques outperform these low complexity techniques. The modi?ed binary KP algorithm is also superior to that of the MKP, as it is not sensitive to solving as binary knapsack sub-problems. The proposed technique has good performance for di?erent antenna selection measures and is suitable to ensure communication e?ciency in future wireless communication systems

Spectral Efficiency Maximization of a Massive Multiuser MIMO System via Appropriate Power Allocation

Massive multiuser multiple-input multiple-output (MU-MIMO) systems are being considered for the next generation wireless networks in view of their ability to increase both the spectral and energy efficiencies. For such systems, linear detectors such as zero-forcing (ZF) and maximum-ratio combining (MRC) detectors on the uplink (UL) transmission have been shown to provide near optimal performance. As well, linear precoders such as ZF and maximum-ratio transmission (MRT) precoders on the downlink (DL) transmission offer lower complexity along with a near optimal performance in these systems. One of the most challenging problems in massive MU-MIMO systems is obtaining the channel state information (CSI) at the transmitter as well as the receiver. In such systems, the base station (BS) obtains CSI using pilot sequences, which are transmitted by the users. Due to the channel reciprocity between the UL and DL channels in the time-division duplex (TDD) mode, BS employs CSI obtained to precode the data symbols in DL transmission. To accurately decode the received symbols in the DL transmission, the users also need to acquire CSI. In view of this, a beamforming training (BT) scheme has been proposed in the literature to obtain the estimates of CSI at each user. In this scheme, BS transmits a short pilot sequence to the users in a way such that each user estimates the effective channel gain. Conventionally, the power of the pilot symbols has been considered equal to the power of data symbols for all the users. In this thesis, we pose and answer a basic question about the operation of a base station: How much the spectral efficiency could be improved if the transmit power allocated to the pilot and data symbols of each user are chosen in some optimal fashion? In answering this question and in order to maximize the spectral efficiency for a given total energy budget, some methods of power allocation are proposed. First, we derive a closed-form approximate expression for the achievable downlink rate for the maximum ratio transmission precoder based on small-scale fading in order to evaluate the spectral efficiency in the BT scheme. Then, we propose three methods of power allocation in order to maximize the spectral efficiency for a given total power budget among the users. In the first proposed method, we allocate equal pilot power as well as equal data power for all users in order to maximize the spectral efficiency. In the second proposed method, we allow for the allocation of different data powers among the users, whereas the pilot power for each user is kept the same and is specified. In the third method, we optimally allocate equal pilot power and a different data power for each user in such a way that the spectral efficiency is maximized. Numerical results are obtained showing that all the three proposed methods are superior to the existing methods in terms of spectral efficiency. In addition, they also show that the third proposed method of power allocation outperforms the other two proposed methods in terms of the spectral efficiency. Next, we derive a closed-form approximate expression for the achievable downlink rate for the maximum ratio transmission precoder based on large-scale fading in order to evaluate the spectral efficiency in the BT scheme. Then, we propose four methods of power allocation in order to maximize the spectral efficiency for a given total power budget among the users. In the first method, power is allocated among the pilot and data symbols in such a way that the pilot power as well as the data power for each user is the same. In the second method, power is allocated among the data symbols of the various users, whereas the pilot power for each user is the same and is specified. In this method, the data power for each user is optimally determined to maximize the spectral efficiency. In the third method, power is allocated among the pilot and data symbols of the various users, whereas the pilot power for each user is the same but determined. In this method, the same pilot power along with the various data powers is optimized to maximize the spectral efficiency. Finally, in the fourth method, power is allocated optimally among each of the pilot and data symbols of the various users so as to maximize the spectral efficiency. Numerical results are obtained showing that the performance of the first proposed method is approximately the same as that of the conventional approach. In addition, they also show that the second, third and fourth methods of power allocation yield similar performance in terms of spectral efficiency, and that the spectral efficiency of these methods is much superior to that of the first method or of the conventional method. Finally, we investigate the spectral efficiency of massive MU-MIMO systems on an UL transmission with a very large number of antennas at the base station serving single-antenna users. A practical physical channel model is proposed by dividing the angular domain into a finite number of distinct directions. A lower bound on the achievable rate of the uplink data transmission is derived using a linear detector for each user and employed in defining the spectral efficiency. The lower bound obtained is further modified for the maximum-ratio combining and zero-forcing receivers. A power control scheme based on the large-scale fading is also proposed to maximize the spectral efficiency under the peak power constraint. Experiments are conducted to evaluate the lower bounds obtained and the performance of the proposed method. The numerical results show that the proposed power control method provides a spectral efficiency which is the same as that of the maximum power criterion using the ZF receiver. Further, the proposed method provides a spectral efficiency that is higher than that provided by the maximum power criterion using the MRC receiver

Tensor-based signal processing with applications to MIMO-ODFM systems and intelligent reflecting surfaces

Der Einsatz von Tensor-Algebra-Techniken in der Signalverarbeitung hat in den letzten zwei Jahrzehnten zugenommen. Anwendungen wie Bildverarbeitung, biomedizinische Signalverarbeitung, radar, maschinelles Lernen, deep Learning und Kommunikation im Allgemeinen verwenden weitgehend tensorbasierte Verarbeitungstechniken zur Wiederherstellung, Schätzung und Klassifizierung von Signalen. Einer der Hauptgründe für den Einsatz der Tensorsignalverarbeitung ist die Ausnutzung der mehrdimensionalen Struktur von Signalen, wobei die Einzigartigkeitseigenschaften der Tensor-Zerlegung profitieren. Bei der drahtlosen Kommunikation beispielsweise können die Signale mehrere "Dimensionen" haben, wie Raum, Zeit, Frequenz, Polarisation, usw. Diese Arbeit ist in zwei Teile gegliedert. Im ersten Teil betrachten wir die Anwendung von Tensor-basierten Algorithmen für multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) Systeme unter Berücksichtigung von Vorhandensein von Phasenrauschenstörungen. In diesem Teil schlagen wir einen zweistufigen tensorbasierten Empfänger für eine gemeinsame Kanal-, Phasenrausch- und Datenschätzung in MIMO-OFDM-Systemen vor. In der ersten Stufe zeigen wir, dass das empfangene Signal auf den Pilotunterträgern als PARAFAC-Tensor dritter Ordnung modelliert werden kann. Auf der Grundlage dieses Modells werden zwei Algorithmen für die Schätzung der Phasen- und Kanalrauschen in den Pilotton vorgeschlagen. In der zweiten Stufe werden die übertragenen Daten geschätzt. Zu diesem Zweck schlagen wir einen Zero Forcing (ZF)-Empfänger vor, der sich die Tensorstruktur des empfangenen Signals auf den Datenträgern zunutze macht, indem er den vorgeschlagenen selektiven Kronecker-Produkt-Operators (SKP) kapitalisiert. Die Simulationsergebnisse zeigen, dass der vorgeschlagene Empfänger sowohl bei der Symbolfehlerrate als auch beim normalisierten mittleren quadratischen Fehler des geschätzten Kanal- und Phasenrauschmatrizen eine bessere Leistung im Vergleich zum Stand der Technik erzielt. Der zweite Teil dieser Arbeit befasst sich mit der Anwendung der Tensormodellierung zur Reduzierung des Kontrollsignalisierungsoverhead in zukünftigen drahtlosen Systemen, die durch intelligent reconfigurable surfaces (IRSs) unterstützt werden. Zu diesem Zweck schlagen wir eine Annäherung an die nahezu optimalen IRS-Phasenverschiebungen vor, die sonst einen prohibitiv hohen Kommunikationsoverhead auf den BS-IRS-Kontrollverbindungen verursachen würde. Die Hauptidee besteht darin, den optimalen Phasenvektor des IRSs, der Hunderte oder Tausende von Elementen haben kann, durch ein Tensormodell mit niedrigem Rang darzustellen. Dies wird erreicht durch Faktorisierung einer tensorisierten Version des IRS-Phasenverschiebungsvektors, wobei jede Komponente als Kronecker-Produkt einer vordefinierten Anzahl von Faktoren mit kleinerer Größe modelliert wird, die durch Tensor Zerlegungsalgorithmen erhaltet werden können. Wir zeigen, dass die vorgeschlagenen Low-Rank-Modelle die Rückkopplungsanforderungen für die BS-IRS-Kontrollverbindungen drastisch reduzieren. Die Simulationsergebnisse zeigen, dass die vorgeschlagene Methode besonders in Szenarien mit einer starken Sichtverbindung attraktiv sind. In diesem Fall wird fast die gleiche spektrale Effizienz erreicht wie in den Fällen mit nahezu optimalen Phasenverschiebungen, jedoch mit einem drastisch reduzierten Kommunikations-Overhead.The use of tensor algebra techniques in signal processing has been growing over the last two decades. Applications like image processing, biomedical signal processing, radar, machine/deep learning, and communications in general, largely employ tensor-based techniques for recovery, estimating, and classifying signals. One of the main reasons for using tensor signal processing is the exploitation of the multidimensional structure of signals, while benefiting from the uniqueness properties of tensor decomposition. For example, in wireless communications, the signals can have several “dimensions", e.g., space, time, frequency, polarization, beamspace, etc. This thesis is divided into two parts, first, in the application of a tensor-based algorithm in multiple-input multiple-output (MIMO)-orthogonal frequency division multiplexing (OFDM) systems with the presence of phase-noise impairments. In this first part, we propose a two-stage tensor-based receiver for a joint channel, phase-noise, and data estimation in MIMO-OFDM systems. In the first stage, we show that the received signal at the pilot subcarriers can be modeled as a third-order PARAFAC tensor. Based on this model, we propose two algorithms for channel and phase-noise estimation at the pilot subcarriers. The second stage consists of data estimation, for which we propose a ZF receiver that capitalizes on the tensor structure of the received signal at the data subcarriers using the proposed SKP operator. Numerical simulations show that the proposed receivers achieves an improved performance compared to the state-of-art receivers in terms of symbol error rate (SER) and normalized mean square error (NMSE) of the estimated channel and phase-noise matrices. The second part of this thesis focuses on the application of tensor modeling to reduce the control signaling overhead in future wireless systems aided by intelligent reconfigurable surfaces (IRS). To this end, we propose a low-rank approximation of the near-optimal IRS phase-shifts, which would incur prohibitively high communication overhead on the BS-IRS controller links. The key idea is to represent the potentially large IRS phase-shift vector using a low-rank tensor model. This is achieved by factorizing a tensorized version of the IRS phase-shift vector, where each component is modeled as the Kronecker product of a predefined number of factors of smaller sizes, which can be obtained via tensor decomposition algorithms. We show that the proposed low-rank models drastically reduce the required feedback requirements associated with the BS-IRS control links. Simulation results indicate that the proposed method is especially attractive in scenarios with a strong line of sight component, in which case nearly the same spectral efficiency is reached as in the cases with near-optimal phase-shifts, but with a drastically reduced communication overhead

Resource allocation in future green wireless networks : applications and challenges

Over the past few years, green radio communication has been an emerging topic since the footprint from the Information and Communication Technologies (ICT) is predicted to increase 7.3% annually and then exceed 14% of the global footprint by 2040. Moreover, the explosive progress of ICT, e.g., the fifth generation (5G) networks, has resulted in expectations of achieving 10-fold longer device battery lifetime, and 1000-fold higher global mobile data traffic over the fourth generation (4G) networks. Therefore, the demands for increasing the data rate and the lifetime while reducing the footprint in the next-generation wireless networks call for more efficient utilization of energy and other resources. To overcome this challenge, the concepts of small-cell, energy harvesting, and wireless information and power transfer networks can be evaluated as promising solutions for re-greening the world. In this dissertation, the technical contributions in terms of saving economical cost, protecting the environment, and guaranteeing human health are provided. More specifically, novel communication scenarios are proposed to minimize energy consumption and hence save economic costs. Further, energy harvesting (EH) techniques are applied to exploit available green resources in order to reduce carbon footprint and then protect the environment. In locations where implemented user devices might not harvest energy directly from natural resources, base stations could harvest-and-store green energy and then use such energy to power the devices wirelessly. However, wireless power transfer (WPT) techniques should be used in a wise manner to avoid electromagnetic pollution and then guarantee human health. To achieve all these aspects simultaneously, this thesis proposes promising schemes to optimally manage and allocate resources in future networks. Given this direction, in the first part, Chapter 2 mainly studies a transmission power minimization scheme for a two-tier heterogeneous network (HetNet) over frequency selective fading channels. In addition, the HetNet backhaul connection is unable to support a sufficient throughput for signaling an information exchange between two tiers. A novel idea is introduced in which the time reversal (TR) beamforming technique is used at a femtocell while zero-forcing-based beamforming is deployed at a macrocell. Thus, a downlink power minimizationscheme is proposed, and optimal closed-form solutions are provided. In the second part, Chapters 3, 4, and 5 concentrate on EH and wireless information and power transfer (WIPT) using RF signals. More specifically, Chapter 3 presents an overview of the recent progress in green radio communications and discusses potential technologies for some emerging topics on the platforms of EH and WPT. Chapter 4 develops a new integrated information and energy receiver architecture based on the direct use of alternating current (AC) for computation. It is shown that the proposed approach enhances not only the computational ability but also the energy efficiency over the conventional one. Furthermore, Chapter 5 proposes a novel resource allocation scheme in simultaneous wireless information and power transfer (SWIPT) networks where three crucial issues: power-efficient improvement, user-fairness guarantee, and non-ideal channel reciprocity effect mitigation, are jointly addressed. Hence, novel methods to derive optimal and suboptimal solutions are provided. In the third part, Chapters 6, 7, and 8 focus on simultaneous lightwave information and power transfer (SLIPT) for indoor applications, as a complementary technology to RF SWIPT. In this research, Chapter 6 investigates a hybrid RF/visible light communication (VLC) ultrasmall cell network where optical transmitters deliver information and power using the visible light, whereas an RF access point works as a complementary power transfer system. Thus, a novel resource allocation scheme exploiting RF and visible light for power transfer is devised. Chapter 7 proposes the use of lightwave power transfer to enable future sustainable Federated Learning (FL)-based wireless networks. FL is a new data privacy protection technique for training shared machine learning models in a distributed approach. However, the involvement of energy-constrained mobile devices in the construction of the shared learning models may significantly reduce their lifetime. The proposed approach can support the FL-based wireless network to overcome the issue of limited energy at mobile devices. Chapter 8 introduces a novel framework for collaborative RF and lightwave power transfer for wireless communication networks. The constraints on the transmission power set by safety regulations result in significant challenges to enhance the power transfer performance. Thus, the study of technologies complementary to conventional RF SWIPT is essential. To cope with this isue, this chapter proposes a novel collaborative RF and lightwave power transfer technology for next-generation wireless networks

Future cellular systems: fundamentals and the role of large antenna arrays

In this thesis, we analyze the performance of three promising technologies being considered for future fifth generation (5G) and beyond wireless communication systems, with primary goals to: i) render 10-100 times higher user data rate, ii) serve 10-100 times more users simultaneously, iii) 1000 times more data volume per unit area, iv) improve energy efficiency on the order of 100 times, and iv) provide higher bandwidths. Accordingly, we focus on massive multiple-input multiple-output (MIMO) systems and other future wireless technologies, namely millimeter wave (mmWave) and full-duplex (FD) systems that are being considered to fulfill the above requirements. We begin by focusing on fundamental performance limits of massive MIMO systems under practical constraints such as low complexity processing, array size and limited physical space. First, we analyze the performance of a massive MIMO base station (BS) serving spatially distributed multi-antenna users within a fixed coverage area. Stochastic geometry is used to characterize the spatially distributed users while large dimensional random matrix theory is used to achieve deterministic approximations of the sum rate of the system. We then examine the deployment of a massive MIMO BS and the resulting energy efficiency (EE) by considering a more realistic set-up of a rectangular array with increasing antenna elements within a fixed physical space. The effects of mutual coupling and correlation among the BS antennas are incorporated by deriving a practical mutual coupling matrix which considers coupling among all antenna elements within the BS. Accordingly, the optimum number of antennas that can be deployed for a particular antenna spacing when EE is considered as a design criteria is derived. Also, it is found that mutual coupling effect reduces the EE of the massive system by around 40-45% depending on the precoder/receiver used and the physical space available for antenna deployment. After establishing the constraints of antenna spacing on massive MIMO systems for the current microwave spectrum, we shift our focus to mmWave frequencies (more than 100GHz available bandwidth), where the wavelength is very small and as a result more antennas can be rigged within a constrained space. Accordingly, we integrate the massive MIMO technology with mmWave networks. In particular, we analyze the performance of a mmWave network consisting of spatially distributed BS equipped with very large uniform circular arrays (UCA) serving spatially distributed users within a fixed coverage area. The use of UCA is due to its capability of scanning through both the azimuth as well as elevation dimensions. We show that using such 3D massive MIMO techniques in mmWave systems yield significant performance gains. Further, we show the effect of blockages and path loss on mmWave networks. Since blockages are found to be quite detrimental to mmWave networks, we create alternative propagation paths with the aid of relays. In particular, we consider the deployment of relays in outdoor mmWave networks and then derive expressions for the coverage probability and transmission capacity from sources to a destination for such relay aided mmWave networks using stochastic geometric tools. Overall, relay aided mmWave transmission is seen to improve the signal to noise ratio at the destination by around 5-10dB with respect to specific coverage probabilities. Finally, due to the fact that the current half duplex (HD) mode transmission only utilizes half the spectrum at the same time in the same frequency, we consider a multiuser MIMO cellular system, where a FD BS serves multiple HD users simultaneously. However, since FD systems are plagued by severe self-interference (SI), we focus on the design of robust transceivers, which can cancel the residual SI left after antenna and analog cancellations. In particular, we address the sum mean-squared-errors (MSE) minimization problem by transforming it into an equivalent semidefinite programming (SDP) problem. We propose iterative alternating algorithms to design the transceiver matrices jointly and accordingly show the gains of FD over HD systems. We show that with proper SI cancellation, it is possible to achieve gains on sum rate of up to 70-80% over HD systems