Cooperative Multi-Cell Block Diagonalization with Per-Base-Station Power Constraints

Block diagonalization (BD) is a practical linear precoding technique that eliminates the inter-user interference in downlink multiuser multiple-input multiple-output (MIMO) systems. In this paper, we apply BD to the downlink transmission in a cooperative multi-cell MIMO system, where the signals from different base stations (BSs) to all the mobile stations (MSs) are jointly designed with the perfect knowledge of the downlink channels and transmit messages. Specifically, we study the optimal BD precoder design to maximize the weighted sum-rate of all the MSs subject to a set of per-BS power constraints. This design problem is formulated in an auxiliary MIMO broadcast channel (BC) with a set of transmit power constraints corresponding to those for individual BSs in the multi-cell system. By applying convex optimization techniques, this paper develops an efficient algorithm to solve this problem, and derives the closed-form expression for the optimal BD precoding matrix. It is revealed that the optimal BD precoding vectors for each MS in the per-BS power constraint case are in general non-orthogonal, which differs from the conventional orthogonal BD precoder design for the MIMO-BC under one single sum-power constraint. Moreover, for the special case of single-antenna BSs and MSs, the proposed solution reduces to the optimal zero-forcing beamforming (ZF-BF) precoder design for the weighted sum-rate maximization in the multiple-input single-output (MISO) BC with per-antenna power constraints. Suboptimal and low-complexity BD/ZF-BF precoding schemes are also presented, and their achievable rates are compared against those with the optimal schemes.Comment: accepted in JSAC, special issue on cooperative communications on cellular networks, June 201

Cooperative Precoding with Limited Feedback for MIMO Interference Channels

Multi-antenna precoding effectively mitigates the interference in wireless networks. However, the resultant performance gains can be significantly compromised in practice if the precoder design fails to account for the inaccuracy in the channel state information (CSI) feedback. This paper addresses this issue by considering finite-rate CSI feedback from receivers to their interfering transmitters in the two-user multiple-input-multiple-output (MIMO) interference channel, called cooperative feedback, and proposing a systematic method for designing transceivers comprising linear precoders and equalizers. Specifically, each precoder/equalizer is decomposed into inner and outer components for nulling the cross-link interference and achieving array gain, respectively. The inner precoders/equalizers are further optimized to suppress the residual interference resulting from finite-rate cooperative feedback. Further- more, the residual interference is regulated by additional scalar cooperative feedback signals that are designed to control transmission power using different criteria including fixed interference margin and maximum sum throughput. Finally, the required number of cooperative precoder feedback bits is derived for limiting the throughput loss due to precoder quantization.Comment: 23 pages; 5 figures; this work was presented in part at Asilomar 2011 and will appear in IEEE Trans. on Wireless Com

Feedback of channel state information in multi-antenna systems based on quantization of channel Gram matrices

This dissertation deals with the proper design of efficient feedback strategies for Multiple-Input Multiple-Output (MIMO) communication systems. MIMO systems outperform single antenna systems in terms of achievable throughput and are more resilient to noise and interference, which are becoming the limiting factors in the current and future communications. Apart from the clear performance advantages, MIMO systems introduce an additional complexity factor, since they require knowledge of the propagation channel in order to be able to adapt the transmission to the propagation channel’s characteristics and achieve optimum performance. This channel knowledge, also known as Channel State Information (CSI), is estimated at the receiver and sent to the transmitter through a limited feedback link. In this dissertation, first, the minimum channel information necessary at the transmitter for the optimum precoding design is identified. This minimum information for the optimum design of the system corresponds to the channel Gram matrix. It is essential for the design of optimized systems to avoid the transmission of redundant feedback information. Following this idea, a quantization algorithm that exploits the differential geometry of the set of Gram matrices and the correlation in time present in most propagation channels is developed in order to greatly improve the feedback performance. This scheme is applied first to single-user MIMO communications, then to some particular multiuser scenarios, and finally it is extended to general multiuser broadcast communications. To conclude, the feedback link sizing is studied. An analysis of the tradeoff between size of the forward link and size of the feedback link isformulated and the radio resource allocation problem, in terms of transmission energy, time, and bandwidth of the forward and feedback links is presented.En un mundo cada vez más interconectado, donde hay una clara tendencia hacia un mayor número de comunicaciones inalámbricas simultáneas (comunicaciones M2M: Machine to Machine, redes de sensores, etc.) y en el que las necesidades de capacidad de transmisión de los enlaces de comunicaciones aumentan de manera vertiginosa (audio, video, contenidos multimedia, alta definición, etc.) el problema de la interferencia se convierte en uno de los factores limitadores de los enlaces junto con los desvanecimientos del nivel de señal y las pérdidas de propagación. Por este motivo los sistemas que emplean múltiples antenas tanto en la transmisión como en la recepción (los llamados sistemas MIMO: Multiple-Input Multiple-Output) se presentan como una de las soluciones más interesantes para satisfacer los crecientes requisitos de capacidad y comportamiento relativo a interferencias. Los sistemas MIMO permiten obtener un mejor rendimiento en términos de tasa de transmisión de información y a su vez son más robustos frente a ruido e interferencias en el canal. Esto significa que pueden usarse para aumentar la capacidad de los enlaces de comunicaciones actuales o para reducir drásticamente el consumo energético manteniendo las mismas prestaciones. Por otro lado, además de estas claras ventajas, los sistemas MIMO introducen un punto de complejidad adicional puesto que para aprovechar al máximo las posibilidades de estos sistemas es necesario tener conocimiento de la información de estado del canal (CSI: Channel State Information) tanto en el transmisor como en el receptor. Esta CSI se obtiene mediante estimación de canal en el receptor y posteriormente se envía al transmisor a través de un canal de realimentación. Esta tesis trata sobre el diseño del canal de realimentación para la transmisión de CSI, que es un elemento fundamental de los sistemas de comunicaciones del presente y del futuro. Las técnicas de transmisión que consideran activamente el efecto de la interferencia y el ruido requieren adaptarse al canal y, para ello, la realimentación de CSI es necesaria. En esta tesis se identifica, en primer lugar, la mínima información sobre el estado del canal necesaria para implementar un diseño óptimo en el transmisor, con el fin de evitar transmitir información redundante y obtener así un sistema más eficiente. Esta información es la matriz de Gram del canal MIMO. Seguidamente, se desarrolla un algoritmo de cuantificación adaptado a la geometría diferencial del conjunto que contiene la información a cuantificar y que además aprovecha la correlación temporal existente en los canales de propagación inalámbricos. Este algoritmo se implementa y evalúa primero en comunicaciones MIMO punto a punto entre dos usuarios, después se implementa para algunos casos particulares con múltiples usuarios, y finalmente se amplía para el caso general de sistemas broadcast multi-usuario. Adicionalmente, esta tesis también estudia y optimiza el dimensionamiento del canal de realimentación en función de la cantidad de recursos radio disponibles, en términos de ancho de banda, tiempo y potencia de transmisión. Para ello presenta el problema de la distribución óptima de dichos recursos radio entre el enlace de transmisión de datos y el enlace de realimentación para transmisión de información sobre estado del canal como un problema de optimización

A General Rate Duality of the MIMO Multiple Access Channel and the MIMO Broadcast Channel

We present a general rate duality between the multiple access channel (MAC) and the broadcast channel (BC) which is applicable to systems with and without nonlinear interference cancellation. Different to the state-of-the-art rate duality with interference subtraction from Vishwanath et al., the proposed duality is filter-based instead of covariance-based and exploits the arising unitary degree of freedom to decorrelate every point-to-point link. Therefore, it allows for noncooperative stream-wise decoding which reduces complexity and latency. Moreover, the conversion from one domain to the other does not exhibit any dependencies during its computation making it accessible to a parallel implementation instead of a serial one. We additionally derive a rate duality for systems with multi-antenna terminals when linear filtering without interference (pre-)subtraction is applied and the different streams of a single user are not treated as self-interference. Both dualities are based on a framework already applied to a mean-square-error duality between the MAC and the BC. Thanks to this novel rate duality, any rate-based optimization with linear filtering in the BC can now be handled in the dual MAC where the arising expressions lead to more efficient algorithmic solutions than in the BC due to the alignment of the channel and precoder indices.Comment: Submitted to IEEE Globecom 2008; Fixed dimensions of channel matrix H_k and covariance matrix Z_k, slightly modified conclusio

Hybrid TH-VP Precoding for Multi-User MIMO

Vector perturbation (VP) is a nonlinear precoding technique that achieves near-capacity performance in multiuser multiple-input multiple-output systems at the expense of large complexity due to the search for the optimum perturbation vector. In this paper, we present the hybrid Tomlinson–Harashima VP (TH-VP) algorithm, a novel zero-forcing pre coding scheme, which combines TH precoding to remove interuser interference, and VP precoding to equalize each user’s multiple spatial streams. We show that the two nonlinear techniques can be integrated in a single optimization and that the proposed algorithm has lower computational requirements than any other. The performance of TH-VP is analyzed and simulation results show that TH-VP outperforms conventional zero-forcing VP and approaches the performance of dirty paper coding