Spectrally efficient transmit diversity scheme for differentially modulated multicarrier transmissions

Cyclic delay diversity is a simple, yet effective, transmit diversity scheme for multicarrier based transmissions employing coherent digital linear modulation schemes. It is shown that, for satisfactory operation, the scheme requires additional channel estimation overhead compared to single antenna and traditional space–time coded transmissions owing to the inherent increase in frequency selective fading. The authors analyse the additional channel estimation overhead requirement for a Hiperlan #2 style system with two transmit antennas operating in a NLOS indoor environment. The analysis shows that an additional overhead of 500% is required for the candidate system compared to a single antenna system. It is also shown that by employing differential modulation the channel estimation overhead can be eliminated with significant performance improvement compared to a system employing a practical channel estimation scheme. This novel combination, termed ‘differentially modulated cyclic delay diversity, is shown to yield a highly spectral efficient, yet simple transmit diversity solution for multi-carrier transmissions

High performance faster-than-nyquist signaling

AbstractIn a wireless broadband context, multi-path dispersive channels can severely affectdata communication of Mobile Terminals (MTs) uplink.Single Carrier withFrequency-Domain Equalization (SC-FDE) has been proposed to deal with highlydispersive channels for the uplink of broadband wireless systems. However, currentsystems rely on older assumptions of the Nyquist theorem and assume that a systemneeds a minimum bandwidth 2Wper MT. Faster-Than-Nyquist (FTN) assumesthat it is possible to employ a bandwidth as low as 0.802 of the original Nyquistbandwidth with minimum loss - despite this, the current literature has only proposedcomplex receivers for a simple characterization of the wireless channel. Furthermore,the uplink of SC-FDE can be severely affected by a deep-fade and or poor channelconditions; to cope with such difficulties Diversity Combining (DC) Hybrid ARQ(H-ARQ) is a viable technique, since it combines the several packet copies sent bya MT to create reliable packet symbols at the receiver.In this thesis we consider the use of FTN signaling for the uplink of broadbandwireless systems employing SC-FDE based on the Iterative Block with DecisionFeedback Equalization (IB-DFE) receiver with a simple scheduled access HybridAutomatic Repeat reQuest (H-ARQ) specially designed taking into account thecharacteristics of FTN signals. This approach achieves a better performance thanNyquist signaling by taking advantage of the additional bandwidth employed of aroot-raised cosine pulse for additional diversity.Alongside a Packet Error Rate (PER) analytical model, simulation results show that this receiver presents a better performance when compared with a regular system,with higher system throughputs and a lower Energy per Useful Packet (EPUP)

ML-Type EM-Based Estimation of Fast Time-Varying Frequency-Selective Channels Over SIMO OFDM Transmissions

This paper investigates the problem of fast time-varying frequency-selective (i.e., multipath) channel estimation over single-input multiple-output orthogonal frequency-division multiplexing (SIMO OFDM)-type transmissions. We do so by tracking the variations of each complex gain coefficient using a polynomial-in-time expansion. To that end, we derive the log-likelihood function (LLF) both in the data-aided (DA) and non-data-aided (NDA) cases. The DA maximum likelihood (ML) estimates over fast SIMO OFDM channels are derived here for the first time in closed-form expressions and hereby shown to be limited to applying over each receive antenna the DA least squares (LS) estimator tailored in [1] to fast SISO OFDM channels. This DA ML is used to initialize periodically, over a relatively large number of data blocks (i.e., with further reduced and relatively close-to-negligible pilot overhead compared to DA ML), a new expectation maximization (EM) ML-type solution we developed here in the NDA case to iteratively maximize the LLF. We also introduce an alternative regularized DA ML (RDM) initialization solution no longer requesting - in contrast to DA ML - more per-carrier pilot frames than the number of paths to further reduce overhead without incurring significant performance losses. Simulation results show that the proposed hybrid ML-EM estimator (i.e., combines all new NDA ML-EM and DA ML or RDM versions) converges within few iterations, thereby providing very accurate estimates of all multipath channel gains. Most importantly, this increased estimation accuracy translates into very significant BER and link-level per-carrier throughput gains over the best representative benchmark solution available so far for the problem at hand, the SISO DA LS technique in [1] with its new generalization here to SIMO systems

Radio resource allocation algorithms for multicast OFDM systems

Mención Internacional en el título de doctorVideo services have become highly demanded in mobile networks leading to an unprecedented traffic growth. It is expected that traffic from wireless and mobile devices will account for nearly 70 percent of total IP traffic by the year 2020, and the video services will account for nearly 75 percent of mobile data traffic by 2022. Multicast transmission is one of the key enablers towards a more spectral and energy efficient distribution of multimedia content in current and envisaged mobile networks. It is worth noting that multicast is a mechanism that efficiently delivers the same content to many users, not only focusing on video broadcasting, but also distributing many other media, such as software updates, weather forecast or breaking news. Although multicast services are available in Long Term Evolution (LTE) and LTE-Advanced (LTE-A) networks, new improvements are needed in some areas to handle the demands expected in the near future. Resource allocation techniques for multicast services are one of the main challenging issues, since it is required the development of novel schemes to meet the demands of their evolution towards the next generation. Most multicast techniques adopt rather conservative strategies that select a very robust modulation and coding scheme (MCS), whose characteristics are determined by the propagation conditions experienced by the worst user in the group in order to ensure that all users in a multicast group are able to correctly decode the received data. Obviously, this robustness comes at the prize of a low spectral efficiency. This thesis presents an exhaustive study of broadcast/multicast technology for current mobile networks, especially focusing on the scheduling and resource allocation (SRA) strategies to maximize the potential benefits that multicast transmissions imply on the spectral efficiency. Based on that issue, some contributions have been made to the state of the art in the radio resource management (RRM) for current and beyond mobile multicast services. • In the frame of LTE/LTE-A, the evolved multimedia broadcast and multicast service (eMBMS) shares the physical layer resources with the unicast transmission mode (at least up to Release 12). Consequently, the time allocation to multicast transmission is limited to a maximum of a 60 percent, and the remaining subframes (at least 40 percent) are reserved for unicast transmissions. With the aim of achieving the maximum aggregated data rate (ADR) among the multicast users, we have implemented several innovative SRA schemes that combine the allocation of multicast and unicast resources in the LTE/LTE-A frame, guaranteeing the prescribed quality of service (QoS) requirements for every user. • In the specific context of wideband communication systems, the selection of the multicast MCS has often relied on the use of wideband channel quality indicators (CQIs), providing rather imprecise information regarding the potential capacity of the multicast channel. Only recently has the per-subband CQI been used to improve the spectral efficiency of the system without compromising the link robustness. We have proposed novel subband CQI-based multicast SRA strategies that, relying on the selection of more spectrally efficient transmission modes, lead to increased data rates while still being able to fulfill prescribed QoS metrics. • Mobile broadcast/multicast video services require effective and low complexity SRA strategies. We have proposed an SRA strategy based on multicast subgrouping and the scalable video coding (SVC) technique for multicast video delivery. This scheme focuses on reducing the search space of solutions and optimizes the ADR. The results in terms of ADR, spectral efficiency, and fairness among multicast users, along with the low complexity of the algorithm, show that this new scheme is adequate for real systems. These contributions are intended to serve as a reference that motivate ongoing and future investigation in the challenging field of RRM for broadcast/ multicast services in next generation mobile networks.La demanda de servicios de vídeo en las redes móviles ha sufrido un incremento exponencial en los últimos años, lo que a su vez ha desembocado en un aumento sin precedentes del tráfico de datos. Se espera que antes del año 2020, el trafico debido a dispositivos móviles alcance cerca del 70 por ciento del tráfico IP total, mientras que se prevé que los servicios de vídeo sean prácticamente el 75 por ciento del tráfico de datos en las redes móviles hacia el 2022. Las transmisiones multicast son una de las tecnologías clave para conseguir una distribución más eficiente, tanto espectral como energéticamente, del contenido multimedia en las redes móviles actuales y futuras. Merece la pena reseñar que el multicast es un mecanismo de entrega del mismo contenido a muchos usuarios, que no se enfoca exclusivamente en la distribución de vídeo, sino que también permite la distribución de otros muchos contenidos, como actualizaciones software, información meteorológica o noticias de última hora. A pesar de que los servicios multicast ya se encuentran disponibles en las redes Long Term Evolution (LTE) y LTE-Advanced (LTE-A), la mejora en algunos ámbitos resulta necesaria para manejar las demandas que se prevén a corto plazo. Las técnicas de asignación de recursos para los servicios multicast suponen uno de los mayores desafíos, ya que es necesario el desarrollo de nuevos esquemas que nos permitan acometer las exigencias que supone su evolución hacia la próxima generación. La mayor parte de las técnicas multicast adoptan estrategias conservadoras, seleccionando esquemas de modulación y codificación (MCS) impuestos por las condiciones de propagación que experimenta el usuario del grupo con peor canal, para así asegurar que todos los usuarios pertenecientes al grupo multicast sean capaces de decodificar correctamente los datos recibidos. Como resulta obvio, la utilización de esquemas tan robustos conlleva el precio de sufrir una baja eficiencia espectral. Esta tesis presenta un exhaustivo estudio de la tecnología broadcast/ multicast para las redes móviles actuales, que se centra especialmente en las estrategias de asignación de recursos (SRA), cuyo objetivo es maximizar los beneficios que la utilización de transmisiones multicast potencialmente implica en términos de eficiencia espectral. A partir de dicho estudio, hemos realizado varias contribuciones al estado del arte en el ámbito de la gestión de recursos radio (RRM) para los servicios multicast, aplicables en las redes móviles actuales y futuras. • En el marco de LTE/LTE-A, el eMBMS comparte los recursos de la capa física con las transmisiones unicast (al menos hasta la revisión 12). Por lo tanto, la disponibilidad temporal de las transmisiones multicast está limitada a un máximo del 60 por ciento, reservándose las subtramas restantes (al menos el 40 por ciento) para las transmisiones unicast. Con el objetivo de alcanzar la máxima tasa total de datos (ADR) entre los usuarios multicast, hemos implementado varios esquemas innovadores de SRA que combinan la asignación de los recursos multicast y unicast de la trama LTE/LTE-A, garantizando los requisitos de QoS a cada usuario. • En los sistemas de comunicaciones de banda ancha, la selección del MCS para transmisiones multicast se basa habitualmente en la utilización de CQIs de banda ancha, lo que proporciona información bastante imprecisa acerca de la capacidad potencial del canal multicast. Recientemente se ha empezado a utilizar el CQI por subbanda para mejorar la eficiencia espectral del sistema sin comprometer la robustez de los enlaces. Hemos propuesto nuevas estrategias para SRA multicast basadas en el CQI por subbanda que, basándose en la selección de los modos de transmisión con mayor eficiencia espectral, conducen a mejores tasas de datos, a la vez que permiten cumplir los requisitos de QoS. • Los servicios móviles de vídeo broadcast/multicast precisan estrategias eficientes de SRA con baja complejidad. Hemos propuesto una estrategia de SRA basada en subgrupos multicast y la técnica de codificación de vídeo escalable (SVC) para la difusión de vídeo multicast, la cual se centra en reducir el espacio de búsqueda de soluciones y optimizar el ADR. Los resultados obtenidos en términos de ADR, eficiencia espectral y equidad entre los usuarios multicast, junto con la baja complejidad del algoritmo, ponen de manifiesto que el esquema propuesto es adecuado para su implantación en sistemas reales. Estas contribuciones pretenden servir de referencia que motive la investigación actual y futura en el interesante ámbito de RRM para los servicios broadcast/multicast en las redes móviles de próxima generación.Programa Oficial de Doctorado en Multimedia y ComunicacionesPresidente: Atilio Manuel Da Silva Gameiro.- Secretario: Víctor Pedro Gil Jiménez.- Vocal: María de Diego Antó

Traitement du signal pour les communications numériques au travers de canaux radio-mobiles

This manuscript of ''Habilitation à diriger les Recherches'' (Habilitation to conduct researches) gives me the opportunity to take stock of the last 14 years on my associate professor activities and on my research works in the field of signal processing for digital communications, particularly for radio-mobile communications. The purpose of this signal processing is generally to obtain a robust transmission, despite the passage of digital information through a communication channel disrupted by the mobility between the transmitter and the receiver (Doppler effect), the phenomenon of echoes (multi-path propagation), the addition of noise or interference, or by limitations in bandwidth, in transmitted power or in signal-to-noise ratio. In order to recover properly the digital information, the receiver needs in general to have an accurate knowledge of the channel state. Much of my work has focused on receiver synchronization or more generally on the dynamic estimation of the channel parameters (delays, phases, amplitudes, Doppler shifts, ...). We have developed estimators and studied their performance in asymptotic variance, and have compared them to minimum lower bound (Cramer-rao or Bayesian Cramer Rao bounds). Some other studies have focused only on the recovering of information (''detection'' or ''equalization'' task) by the receiver after channel estimation, or proposed and analyzed emission / reception schemes, reliable for certain scenarios (transmit diversity scheme for flat fading channel, scheme with high energy efficiency, ...).Ce mémoire de HDR est l'occasion de dresser un bilan des 14 dernières années concernant mes activités d'enseignant-chercheur et mes travaux de recherche dans le domaine du traitement du signal pour les communications numériques, et plus particulièrement les communications radio-mobiles. L'objet de ce traitement du signal est globalement l'obtention d'une transmission robuste, malgré le passage de l'information numérique au travers d'un canal de communication perturbé par la mobilité entre l'émetteur et le récepteur (effet Doppler), le phénomène d'échos, l'addition de bruit ou d'interférence, ou encore par des limitations en bande-passante, en puissance transmise ou en rapport-signal à bruit. Afin de restituer au mieux l'information numérique, le récepteur a en général besoin de disposer d'une connaissance précise du canal. Une grande partie de mes travaux s'est intéressé à l'estimation dynamique des paramètres de ce canal (retards, phases, amplitudes, décalages Doppler, ...), et en particulier à la synchronisation du récepteur. Quelques autres travaux se sont intéressés seulement à la restitution de l'information (tâches de ''détection'' ou d' ''égalisation'') par le récepteur une fois le canal estimé, ou à des schémas d'émission / réception spécifiques. La synthèse des travaux commence par une introduction générale décrivant les ''canaux de communications'' et leurs problèmes potentiels, et positionne chacun de mes travaux en ces termes. Une première partie s'intéresse aux techniques de réception pour les signaux à spectre étalé des systèmes d'accès multiple à répartition par codes (CDMA). Ces systèmes large-bande offrent un fort pouvoir de résolution temporelle et des degrés de liberté, que nous avons exploités pour étudier l'égalisation et la synchronisation (de retard et de phase) en présence de trajets multiples et d'utilisateurs multiples. La première partie regroupe aussi d'autres schémas d'émission/réception, proposés pour leur robustesse dans différents scénarios (schéma à diversité pour canaux à évanouissement plats, schéma à forte efficacité énergétique, ...). La seconde partie est consacrée à l'estimation dynamique Bayésienne des paramètres du canal. On suppose ici qu'une partie des paramètres à estimer exhibe des variations temporelles aléatoires selon une certaine loi à priori. Nous proposons d'abord des estimateurs et des bornes minimales d'estimation pour des modèles de transmission relativement complexes, en raison de la distorsion temporelle due à la forte mobilité en modulation multi-porteuse (OFDM), ou de la présence de plusieurs paramètres à estimer conjointement, ou encore de non linéarités dans les modèles. Nous nous focalisons ensuite sur le problème d'estimation des amplitudes complexes des trajets d'un canal à évolution lente (à 1 ou plusieurs bonds). Nous proposons des estimateurs récursifs (dénommés CATL, pour ''Complex Amplitude Tracking Loop'') à structure imposée inspirée par les boucles à verrouillage de phase numériques, de performance asymptotiques proches des bornes minimales. Les formules analytiques approchées de performances asymptotiques et de réglages de ces estimateurs sont établies sous forme de simples fonctions des paramètres physiques (spectre Doppler, retards, niveau de bruit). Puis étant donné les liens établis entre ces estimateurs CATL et certains filtres de Kalman (construits pour des modèles d'état de type marche aléatoire intégrée), les formules approchées de performances asymptotiques et de réglage de ces filtres de Kalman sont aussi dérivées