Face pose estimation in monocular images

People use orientation of their faces to convey rich, inter-personal information. For example, a person will direct his face to indicate who the intended target of the conversation is. Similarly in a conversation, face orientation is a non-verbal cue to listener when to switch role and start speaking, and a nod indicates that a person has understands, or agrees with, what is being said. Further more, face pose estimation plays an important role in human-computer interaction, virtual reality applications, human behaviour analysis, pose-independent face recognition, driver s vigilance assessment, gaze estimation, etc. Robust face recognition has been a focus of research in computer vision community for more than two decades. Although substantial research has been done and numerous methods have been proposed for face recognition, there remain challenges in this field. One of these is face recognition under varying poses and that is why face pose estimation is still an important research area. In computer vision, face pose estimation is the process of inferring the face orientation from digital imagery. It requires a serious of image processing steps to transform a pixel-based representation of a human face into a high-level concept of direction. An ideal face pose estimator should be invariant to a variety of image-changing factors such as camera distortion, lighting condition, skin colour, projective geometry, facial hairs, facial expressions, presence of accessories like glasses and hats, etc. Face pose estimation has been a focus of research for about two decades and numerous research contributions have been presented in this field. Face pose estimation techniques in literature have still some shortcomings and limitations in terms of accuracy, applicability to monocular images, being autonomous, identity and lighting variations, image resolution variations, range of face motion, computational expense, presence of facial hairs, presence of accessories like glasses and hats, etc. These shortcomings of existing face pose estimation techniques motivated the research work presented in this thesis. The main focus of this research is to design and develop novel face pose estimation algorithms that improve automatic face pose estimation in terms of processing time, computational expense, and invariance to different conditions

Unfamiliar facial identity registration and recognition performance enhancement

The work in this thesis aims at studying the problems related to the robustness of a face recognition system where specific attention is given to the issues of handling the image variation complexity and inherent limited Unique Characteristic Information (UCI) within the scope of unfamiliar identity recognition environment. These issues will be the main themes in developing a mutual understanding of extraction and classification tasking strategies and are carried out as a two interdependent but related blocks of research work. Naturally, the complexity of the image variation problem is built up from factors including the viewing geometry, illumination, occlusion and other kind of intrinsic and extrinsic image variation. Ideally, the recognition performance will be increased whenever the variation is reduced and/or the UCI is increased. However, the variation reduction on 2D facial images may result in loss of important clues or UCI data for a particular face alternatively increasing the UCI may also increase the image variation. To reduce the lost of information, while reducing or compensating the variation complexity, a hybrid technique is proposed in this thesis. The technique is derived from three conventional approaches for the variation compensation and feature extraction tasks. In this first research block, transformation, modelling and compensation approaches are combined to deal with the variation complexity. The ultimate aim of this combination is to represent (transformation) the UCI without losing the important features by modelling and discard (compensation) and reduce the level of the variation complexity of a given face image. Experimental results have shown that discarding a certain obvious variation will enhance the desired information rather than sceptical in losing the interested UCI. The modelling and compensation stages will benefit both variation reduction and UCI enhancement. Colour, gray level and edge image information are used to manipulate the UCI which involve the analysis on the skin colour, facial texture and features measurement respectively. The Derivative Linear Binary transformation (DLBT) technique is proposed for the features measurement consistency. Prior knowledge of input image with symmetrical properties, the informative region and consistency of some features will be fully utilized in preserving the UCI feature information. As a result, the similarity and dissimilarity representation for identity parameters or classes are obtained from the selected UCI representation which involves the derivative features size and distance measurement, facial texture and skin colour. These are mainly used to accommodate the strategy of unfamiliar identity classification in the second block of the research work. Since all faces share similar structure, classification technique should be able to increase the similarities within the class while increase the dissimilarity between the classes. Furthermore, a smaller class will result on less burden on the identification or recognition processes. The proposed method or collateral classification strategy of identity representation introduced in this thesis is by manipulating the availability of the collateral UCI for classifying the identity parameters of regional appearance, gender and age classes. In this regard, the registration of collateral UCI s have been made in such a way to collect more identity information. As a result, the performance of unfamiliar identity recognition positively is upgraded with respect to the special UCI for the class recognition and possibly with the small size of the class. The experiment was done using data from our developed database and open database comprising three different regional appearances, two different age groups and two different genders and is incorporated with pose and illumination image variations

Face recognition using multiple features in different color spaces

Face recognition as a particular problem of pattern recognition has been attracting substantial attention from researchers in computer vision, pattern recognition, and machine learning. The recent Face Recognition Grand Challenge (FRGC) program reveals that uncontrolled illumination conditions pose grand challenges to face recognition performance. Most of the existing face recognition methods use gray-scale face images, which have been shown insufficient to tackle these challenges. To overcome this challenging problem in face recognition, this dissertation applies multiple features derived from the color images instead of the intensity images only. First, this dissertation presents two face recognition methods, which operate in different color spaces, using frequency features by means of Discrete Fourier Transform (DFT) and spatial features by means of Local Binary Patterns (LBP), respectively. The DFT frequency domain consists of the real part, the imaginary part, the magnitude, and the phase components, which provide the different interpretations of the input face images. The advantage of LBP in face recognition is attributed to its robustness in terms of intensity-level monotonic transformation, as well as its operation in the various scale image spaces. By fusing the frequency components or the multi-resolution LBP histograms, the complementary feature sets can be generated to enhance the capability of facial texture description. This dissertation thus uses the fused DFT and LBP features in two hybrid color spaces, the RIQ and the VIQ color spaces, respectively, for improving face recognition performance. Second, a method that extracts multiple features in the CID color space is presented for face recognition. As different color component images in the CID color space display different characteristics, three different image encoding methods, namely, the patch-based Gabor image representation, the multi-resolution LBP feature fusion, and the DCT-based multiple face encodings, are presented to effectively extract features from the component images for enhancing pattern recognition performance. To further improve classification performance, the similarity scores due to the three color component images are fused for the final decision making. Finally, a novel image representation is also discussed in this dissertation. Unlike a traditional intensity image that is directly derived from a linear combination of the R, G, and B color components, the novel image representation adapted to class separability is generated through a PCA plus FLD learning framework from the hybrid color space instead of the RGB color space. Based upon the novel image representation, a multiple feature fusion method is proposed to address the problem of face recognition under the severe illumination conditions. The aforementioned methods have been evaluated using two large-scale databases, namely, the Face Recognition Grand Challenge (FRGC) version 2 database and the FERET face database. Experimental results have shown that the proposed methods improve face recognition performance upon the traditional methods using the intensity images by large margins and outperform some state-of-the-art methods

Facial analysis in video : detection and recognition

Biometric authentication systems automatically identify or verify individuals using physiological (e.g., face, fingerprint, hand geometry, retina scan) or behavioral (e.g., speaking pattern, signature, keystroke dynamics) characteristics. Among these biometrics, facial patterns have the major advantage of being the least intrusive. Automatic face recognition systems thus have great potential in a wide spectrum of application areas. Focusing on facial analysis, this dissertation presents a face detection method and numerous feature extraction methods for face recognition. Concerning face detection, a video-based frontal face detection method has been developed using motion analysis and color information to derive field of interests, and distribution-based distance (DBD) and support vector machine (SVM) for classification. When applied to 92 still images (containing 282 faces), this method achieves 98.2% face detection rate with two false detections, a performance comparable to the state-of-the-art face detection methods; when applied to videQ streams, this method detects faces reliably and efficiently. Regarding face recognition, extensive assessments of face recognition performance in twelve color spaces have been performed, and a color feature extraction method defined by color component images across different color spaces is shown to help improve the baseline performance of the Face Recognition Grand Challenge (FRGC) problems. The experimental results show that some color configurations, such as YV in the YUV color space and YJ in the YIQ color space, help improve face recognition performance. Based on these improved results, a novel feature extraction method implementing genetic algorithms (GAs) and the Fisher linear discriminant (FLD) is designed to derive the optimal discriminating features that lead to an effective image representation for face recognition. This method noticeably improves FRGC ver1.0 Experiment 4 baseline recognition rate from 37% to 73%, and significantly elevates FRGC xxxx Experiment 4 baseline verification rate from 12% to 69%. Finally, four two-dimensional (2D) convolution filters are derived for feature extraction, and a 2D+3D face recognition system implementing both 2D and 3D imaging modalities is designed to address the FRGC problems. This method improves FRGC ver2.0 Experiment 3 baseline performance from 54% to 72%

Assessment of Driver\u27s Attention to Traffic Signs through Analysis of Gaze and Driving Sequences

A driver’s behavior is one of the most significant factors in Advance Driver Assistance Systems. One area that has received little study is just how observant drivers are in seeing and recognizing traffic signs. In this contribution, we present a system considering the location where a driver is looking (points of gaze) as a factor to determine that whether the driver has seen a sign. Our system detects and classifies traffic signs inside the driver’s attentional visual field to identify whether the driver has seen the traffic signs or not. Based on the results obtained from this stage which provides quantitative information, our system is able to determine how observant of traffic signs that drivers are. We take advantage of the combination of Maximally Stable Extremal Regions algorithm and Color information in addition to a binary linear Support Vector Machine classifier and Histogram of Oriented Gradients as features detector for detection. In classification stage, we use a multi class Support Vector Machine for classifier also Histogram of Oriented Gradients for features. In addition to the detection and recognition of traffic signs, our system is capable of determining if the sign is inside the attentional visual field of the drivers. It means the driver has kept his gaze on traffic signs and sees the sign, while if the sign is not inside this area, the driver did not look at the sign and sign has been missed

Unifying the Visible and Passive Infrared Bands: Homogeneous and Heterogeneous Multi-Spectral Face Recognition

Face biometrics leverages tools and technology in order to automate the identification of individuals. In most cases, biometric face recognition (FR) can be used for forensic purposes, but there remains the issue related to the integration of technology into the legal system of the court. The biggest challenge with the acceptance of the face as a modality used in court is the reliability of such systems under varying pose, illumination and expression, which has been an active and widely explored area of research over the last few decades (e.g. same-spectrum or homogeneous matching). The heterogeneous FR problem, which deals with matching face images from different sensors, should be examined for the benefit of military and law enforcement applications as well. In this work we are concerned primarily with visible band images (380-750 nm) and the infrared (IR) spectrum, which has become an area of growing interest.;For homogeneous FR systems, we formulate and develop an efficient, semi-automated, direct matching-based FR framework, that is designed to operate efficiently when face data is captured using either visible or passive IR sensors. Thus, it can be applied in both daytime and nighttime environments. First, input face images are geometrically normalized using our pre-processing pipeline prior to feature-extraction. Then, face-based features including wrinkles, veins, as well as edges of facial characteristics, are detected and extracted for each operational band (visible, MWIR, and LWIR). Finally, global and local face-based matching is applied, before fusion is performed at the score level. Although this proposed matcher performs well when same-spectrum FR is performed, regardless of spectrum, a challenge exists when cross-spectral FR matching is performed. The second framework is for the heterogeneous FR problem, and deals with the issue of bridging the gap across the visible and passive infrared (MWIR and LWIR) spectrums. Specifically, we investigate the benefits and limitations of using synthesized visible face images from thermal and vice versa, in cross-spectral face recognition systems when utilizing canonical correlation analysis (CCA) and locally linear embedding (LLE), a manifold learning technique for dimensionality reduction. Finally, by conducting an extensive experimental study we establish that the combination of the proposed synthesis and demographic filtering scheme increases system performance in terms of rank-1 identification rate

Towards an efficient, unsupervised and automatic face detection system for unconstrained environments

Nowadays, there is growing interest in face detection applications for unconstrained environments. The increasing need for public security and national security motivated our research on the automatic face detection system. For public security surveillance applications, the face detection system must be able to cope with unconstrained environments, which includes cluttered background and complicated illuminations. Supervised approaches give very good results on constrained environments, but when it comes to unconstrained environments, even obtaining all the training samples needed is sometimes impractical. The limitation of supervised approaches impels us to turn to unsupervised approaches. In this thesis, we present an efficient and unsupervised face detection system, which is feature and configuration based. It combines geometric feature detection and local appearance feature extraction to increase stability and performance of the detection process. It also contains a novel adaptive lighting compensation approach to normalize the complicated illumination in real life environments. We aim to develop a system that has as few assumptions as possible from the very beginning, is robust and exploits accuracy/complexity trade-offs as much as possible. Although our attempt is ambitious for such an ill posed problem-we manage to tackle it in the end with very few assumptions.EThOS - Electronic Theses Online ServiceGBUnited Kingdo

Contributions on Automatic Recognition of Faces using Local Texture Features

Uno de los temas más destacados del área de visión artifical se deriva del análisis facial automático. En particular, la detección precisa de caras humanas y el análisis biométrico de las mismas son problemas que han generado especial interés debido a la gran cantidad de aplicaciones que actualmente hacen uso de estos mecnismos. En esta Tesis Doctoral se analizan por separado los problemas relacionados con detección precisa de caras basada en la localización de los ojos y el reconomcimiento facial a partir de la extracción de características locales de textura. Los algoritmos desarrollados abordan el problema de la extracción de la identidad a partir de una imagen de cara ( en vista frontal o semi-frontal), para escenarios parcialmente controlados. El objetivo es desarrollar algoritmos robustos y que puedan incorpararse fácilmente a aplicaciones reales, tales como seguridad avanzada en banca o la definición de estrategias comerciales aplicadas al sector de retail. Respecto a la extracción de texturas locales, se ha realizado un análisis exhaustivo de los descriptores más extendidos; se ha puesto especial énfasis en el estudio de los Histogramas de Grandientes Orientados (HOG features). En representaciones normalizadas de la cara, estos descriptores ofrecen información discriminativa de los elementos faciales (ojos, boca, etc.), siendo robustas a variaciones en la iluminación y pequeños desplazamientos. Se han elegido diferentes algoritmos de clasificación para realizar la detección y el reconocimiento de caras, todos basados en una estrategia de sistemas supervisados. En particular, para la localización de ojos se ha utilizado clasificadores boosting y Máquinas de Soporte Vectorial (SVM) sobre descriptores HOG. En el caso de reconocimiento de caras, se ha desarrollado un nuevo algoritmo, HOG-EBGM (HOG sobre Elastic Bunch Graph Matching). Dada la imagen de una cara, el esquema seguido por este algoritmo se puede resumir en pocos pasos: en una primera etapa se extMonzó Ferrer, D. (2012). Contributions on Automatic Recognition of Faces using Local Texture Features [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/16698Palanci

Face Detection from Images Using Support Vector Machine

Detection of patterns in images using classifiers is one of the most promising topics of research in the field of computer vision. A large number of practical applications for face detection exist and contemporary work even suggests that any specialized detectors can be approximated by using fast detection classifiers. In this project, I have developed an algorithm which will detect face from the input image with less false detection rate using combined effects of computer vision concepts. This algorithm utilizes the concept of recognizing skin color, detecting edges and extracting different features from face. The result is supported by the statistics obtained from calculating the parameters defining the parts of the face. The project also implements the highly powerful concept of Support Vector Machine that is used for the classification of images into face and non-face class. This classification is based on the training data set and indicators of luminance value, chrominance value, saturation value, elliptical value and nose, eye & mouth map values